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PhenixFIN (PFX) Institutional Ownership

PhenixFIN logo
$44.53 +0.95 (+2.18%)
Closing price 05/21/2026 03:59 PM Eastern
Extended Trading
$47.00 +2.47 (+5.55%)
As of 09:20 AM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for PhenixFIN (NYSE:PFX)

Current
Institutional Ownership
Percentage
43.35%
Number of
Institutional Buyers
(last 12 months)
3
Total
Institutional Inflows
(last 12 months)
$377.34K
Number of
Institutional Sellers
(last 12 months)
1
Total
Institutional Outflows
(last 12 months)
$69.34K
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Skip Chart & View Institutional Buying and Selling Data

PFX Institutional Buying and Selling by Quarter

PhenixFIN Major Shareholders & Ownership History

Export
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
2/17/2026 Adalta Capital Management LLC175,569$7.84M3.5%+1.5%8.787%
11/17/2025 Adalta Capital Management LLC172,939$8.21M3.7%+1.8%8.630%
11/14/2025 Raymond James Financial Inc.20,369$970K0.0%+3.0%1.016%
11/13/2025 Legal & General Group Plc12,695$605K0.0%-10.3%0.633%
9/4/2025 Osaic Holdings Inc.847$43K0.0%+55.4%0.042%
8/12/2025 Adalta Capital Management LLC169,839$8.62M4.3%+0.8%8.475%
5/16/2025Adalta Capital Management LLC168,449$8.93M4.8%+8.3%8.339%
2/18/2025Adalta Capital Management LLC155,524$7.78M4.1%+4.0%7.699%
2/17/2025Bulldog Investors LLP19,218$973K0.3%N/A0.951%
2/14/2025Crossingbridge Advisors LLC10,300$507K0.2%N/A0.510%
2/13/2025Raymond James Financial Inc.19,598$992K0.0%N/A0.970%
2/13/2025Legal & General Group Plc14,151$717K0.0%-10.3%0.701%
2/6/2025Raymond James Financial Inc.19,598$992K0.0%N/A0.970%
1/31/2025AlphaCentric Advisors LLC10,300$507K0.5%N/A0.510%
11/15/2024Adalta Capital Management LLC149,603$7.09M3.7%-0.2%7.406%
5/17/2024Adalta Capital Management LLC142,309$6.26M3.5%+4.9%7.045%
11/15/2023Adalta Capital Management LLC131,999$5.01M3.4%+1.1%6.316%
10/31/2023Allworth Financial LP2,166$82K0.0%-48.0%0.104%
8/24/2023Adalta Capital Management LLC130,499$4.96M3.3%+3.6%6.244%
7/18/2023Allworth Financial LP4,166$74K0.0%N/A0.199%
2/21/2023Adalta Capital Management LLC118,973$3.70M2.6%+6.2%5.665%
11/15/2022Adalta Capital Management LLC112,080$3.89M2.8%+22.8%5.102%
11/14/2022Almitas Capital LLC15,337$535K0.4%-84.6%0.698%
8/18/2022Adalta Capital Management LLC91,280$3.32M2.2%+19.4%4.149%
8/10/2022Thomas J. Herzfeld Advisors Inc.3,700$135K0.1%-33.2%0.168%
7/6/2022Confluence Investment Management LLC14,551$525K0.0%-39.4%0.661%
6/15/2022Adalta Capital Management LLC76,435$3.12M1.6%+76.0%3.468%
2/14/2022Greenwich Investment Management Inc.10,918$457K0.3%N/A0.434%
2/3/2022Advisor Group Holdings Inc.4,701$197K0.0%-21.2%0.187%


PFX Institutional Ownership - Frequently Asked Questions

During the previous two years, the following institutional investors and hedge funds held shares of PhenixFIN shares: Adalta Capital Management LLC ($7.84M), Bulldog Investors LLP ($973K), Raymond James Financial Inc. ($970K), Legal & General Group Plc ($605K), Crossingbridge Advisors LLC ($507K), and AlphaCentric Advisors LLC ($507K), and Osaic Holdings Inc. ($43K).Learn more on PhenixFIN's institutional investors.

43.35% of PhenixFIN's stock is owned by institutional investors. Learn more on PFX's institutional investor holdings.

The following institutional investors have purchased PhenixFIN's stock in the last 24 months: Raymond James Financial Inc. ($39.79K), Adalta Capital Management LLC ($25.97K), Bulldog Investors LLP ($19.22K), Crossingbridge Advisors LLC ($10.30K), AlphaCentric Advisors LLC ($10.30K), and Osaic Holdings Inc. ($302.00).

Institutional investors have bought a total of 8,012 shares in the last 24 months. This purchase volume represents approximately $377.34K in transactions.

The following institutional investors have sold PhenixFIN stock in the last 24 months: Legal & General Group Plc ($1.46K).

Institutional investors have sold a total of 1,456 shares in the last 24 months. This volume of shares sold represents approximately $69.34K in transactions.


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This page (NYSE:PFX) was last updated on 5/22/2026 by MarketBeat.com Staff.
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