Putnam Managed (PMM) 10K Form and Latest SEC Filings 2026 $6.38 +0.10 (+1.59%) Closing price 03:57 PM EasternExtended Trading$6.36 -0.02 (-0.38%) As of 07:30 PM Eastern Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more. Add Compare Share Share SEC Filings Stock AnalysisChartCompetitorsDividendInsider TradesOwnershipSEC FilingsShort Interest Latest Putnam Managed SEC Filings & Recent Activity Putnam Managed (NYSE:PMM) has submitted 167+ documents to the U.S. Securities and Exchange Commission (SEC) since 2017. For investors, these filings are the primary source of verified financial data — covering everything from annual revenue and debt levels in the 10-K, to material business events in 8-K current reports, to insider buying and selling activity in Form 4 disclosures. The most recent filing was a Form EFFECT submitted on October 8, 2026. All Filing Types 10-K 10-Q 8-K 20-F 6-K 40-F 11-K 3 4 5 144 13F-HR SC 13D SC 13G DEF 14A DEFA14A S-1 S-3 S-4 S-8 F-1 424B2 425 D SD Filing Types Include Ownership Filings Exclude Ownership Filings Only Show Ownership FIlings Ownership Filings 11/4/2025 - 11/4/2026 Filing Date Filing Date From Filing Date To 1M3M6MYTD1Y2Y3Y More filters Fewer filters Done 0 Results Export DateFilerForm TypeView10/08/2026 11:15 PMPutnam Managed (844790) FilerForm EFFECT10/07/2026 2:34 PMPutnam Managed (844790) FilerForm N-2/A10/02/2026 3:07 PMPutnam Managed (844790) FilerForm N-2/A10/01/2026 3:11 PMPutnam Managed (844790) SubjectForm SC TO-I09/25/2026 11:49 AMPutnam Managed (844790) FilerForm NPORT-PMonthly Portfolio Investments Report on Form NPORT08/21/2026 3:33 PMPutnam Managed (844790) FilerForm N-PXAnnual Report of Proxy Voting Record of Registered Management Investment Company 08/06/2026 3:04 PMPutnam Managed (844790) FilerForm N-2Registration statement for closed-end management investment companies 07/20/2026 4:03 PMBANK OF AMERICA CORP /DE/ (70858) ReportingMERRILL LYNCH, PIERCE, FENNER & SMITH INC. (728612) ReportingPutnam Managed (844790) IssuerForm 4Statement of changes in beneficial ownership of securities 06/26/2026 11:21 AMPutnam Managed (844790) FilerForm N-CSRS06/24/2026 9:24 AMPutnam Managed (844790) FilerForm NPORT-PMonthly Portfolio Investments Report on Form NPORT03/27/2026 1:43 PMPutnam Managed (844790) FilerForm NPORT-PMonthly Portfolio Investments Report on Form NPORT03/12/2026 9:30 AMPutnam Managed (844790) FilerPUTNAM MASTER INTERMEDIATE INCOME TRUST (830622) FilerPUTNAM MUNICIPAL OPPORTUNITIES TRUST (900422) FilerPUTNAM PREMIER INCOME TRUST (827773) FilerForm DEFR14A01/12/2026 8:51 AMPutnam Managed (844790) FilerForm N-CENAnnual Report for Registered Investment Companies 12/30/2025 12:13 PMPutnam Managed (844790) FilerForm N-CSRCertified shareholder report of registered management investment companies 12/23/2025 7:59 AMPutnam Managed (844790) FilerForm NPORT-PMonthly Portfolio Investments Report on Form NPORT(Data available from 1/1/2016 forward) Putnam Managed SEC Filings - Frequently Asked Questions How many times has Putnam Managed filed with the SEC? Putnam Managed (PMM) has submitted 167+ filings to the SEC since 2017. You can browse the complete history or filter by form type using the tools above. When does Putnam Managed typically file its annual 10-K? Putnam Managed's fiscal year ends on October 31. The company typically files its 10-K annual report by the end of December, covering the prior fiscal year's financial results. What was Putnam Managed's most recent SEC filing? The most recent filing was a Form EFFECT submitted on October 8, 2026. View the full filing using the link above. SEC Filing Types: 10-K, 10-Q, 8-K and More What are SEC filings and why do they matter to investors? SEC filings are legally required disclosures that public companies submit to the U.S. Securities and Exchange Commission. Unlike press releases or earnings call transcripts, these documents are filed under legal obligation — meaning the financial data they contain is audited, standardized, and subject to penalties if materially false. For investors, that makes SEC filings the most reliable primary source available for evaluating a company's true financial position. Are SEC filings public information? Yes. All SEC filings are publicly available through the SEC's EDGAR database and on financial research platforms like MarketBeat. Companies are required by law to make these disclosures accessible to all investors — meaning retail investors have access to the same source documents as institutional analysts. What is the difference between a 10-K and a 10-Q? A 10-K is an annual report containing audited financial statements and a full review of the company's business — it is the most comprehensive filing a company makes each year. A 10-Q is a shorter, unaudited quarterly update filed three times per year between annual reports. Investors typically use the 10-K for deep fundamental analysis and the 10-Q to track whether the company is on pace with its guidance mid-year. What is a 10-K annual report? The most important filing for fundamental investors. Filed once per year, the 10-K contains audited financial statements, revenue and earnings trends, debt obligations, risk factors, and management's own assessment of the business. Reading the risk factors section and comparing year-over-year financials can reveal issues that don't show up in analyst summaries. What is a 10-Q quarterly report? An unaudited financial update filed three times per year (the 10-K covers Q4). Investors use 10-Qs to track whether guidance is on pace, monitor changes in cash flow or inventory, and catch any mid-year shifts in business conditions before they become headline news. What is an 8-K current report? Filed within four business days of a material event — earnings releases, merger announcements, executive departures, or major asset sales. Because 8-Ks are filed before media coverage catches up, they are often the fastest way to get unfiltered information directly from the company on market-moving events. What is a Form 4 insider ownership filing? Filed within two business days whenever an executive or director buys or sells company stock. Insider purchases — especially large or clustered buys — are often interpreted as a signal of management confidence. Insider selling is more ambiguous but worth monitoring for patterns, particularly around lock-up expirations or ahead of major announcements. Related Companies and Tools Related Companies Aberdeen Total Dynamic Dividend Fund 10Q Form Abrdn Global Dynamic Dividend Fund 10Q Form abrdn Global Premier Properties Fund 10Q Form abrdn Healthcare Investors 10Q Form Abrdn Healthcare Opportunities Fund 10Q Form Abrdn Income Credit Strategies Fund 10Q Form abrdn Life Sciences Investors 10Q Form Abrdn World Healthcare Fund 10Q Form Acadian Asset Management 10Q Form Adams Diversified Equity Fund 10Q Form SEC Filings Tools Latest SEC Filings13F FilingsTop 13F BuysTop 13F SellsInsider Trading Activity SEC filings for NYSE:PMM are sourced directly from the U.S. Securities and Exchange Commission (SEC), with the most recent filing dated 10/8/2026. New filings are added as they're published. 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