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Ellsworth Growth and Income Fund (ECF) Institutional Ownership

Ellsworth Growth and Income Fund logo
$11.95 -0.07 (-0.58%)
As of 03:03 PM Eastern
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Institutional Ownership Changes (13F Filings) for Ellsworth Growth and Income Fund (NYSEAMERICAN:ECF)

Current
Institutional Ownership
Percentage
35.88%
Number of
Institutional Buyers
(last 12 months)
24
Total
Institutional Inflows
(last 12 months)
$10.82M
Number of
Institutional Sellers
(last 12 months)
14
Total
Institutional Outflows
(last 12 months)
$5.85M
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ECF Institutional Buying and Selling by Quarter

Ellsworth Growth and Income Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/9/2026 NewEdge Advisors LLC49,984$660K0.0%-22.7%0.365%
9/9/2026 Baird Financial Group Inc.133,444$1.76M0.0%-1.3%0.975%
9/8/2026 Waverly Advisors LLC38,919$514K0.0%-8.4%0.284%
8/23/2026 Readystate Asset Management LP11,650$154K0.0%N/A0.085%
8/18/2026 Ruggaard & Associates LLC18,772$248K0.1%N/A0.137%
8/17/2026 Capstone Investment Advisors LLC81,490$1.08M0.0%N/A0.596%
8/12/2026 Evolve Private Wealth LLC66,203$875K0.1%N/A0.484%
8/11/2026 Beckerman Institutional LLC12,794$169K0.1%N/A0.094%
8/8/2026 K2 Principal Fund L.P.24,619$325K0.0%N/A0.180%
8/6/2026 Global Retirement Partners LLC2,116$28K0.0%N/A0.015%
6/3/2026 NewEdge Advisors LLC64,650$721K0.0%-6.3%0.473%
5/19/2026 NewEdge Advisors LLC64,650$721K0.0%-6.3%0.473%
5/18/2026 Royal Bank of Canada55,309$617K0.0%+16.8%0.404%
5/16/2026 Saba Capital Management L.P.1,604,273$17.89M0.5%-4.5%11.727%
5/15/2026 Waverly Advisors LLC42,499$474K0.0%+3.2%0.311%
5/8/2026 Bulldog Investors LLP228,613$2.55M0.6%-14.6%1.671%
4/27/2026 Private Advisor Group LLC27,015$301K0.0%+7.6%0.197%
4/16/2026 Evolve Private Wealth LLC68,777$767K0.0%-1.4%0.503%
4/16/2026 Uhlmann Price Securities LLC68,718$766K0.1%+1.5%0.502%
2/25/2026 Sit Investment Associates Inc.932,552$10.85M0.2%+4.9%6.815%
2/19/2026 Invesco Ltd.232,215$2.70M0.0%+17.2%1.697%
2/18/2026 NewEdge Advisors LLC68,987$802K0.0%-7.9%0.504%
2/18/2026 Saba Capital Management L.P.1,680,620$19.55M0.6%+2.8%12.283%
2/18/2026 Evolve Private Wealth LLC69,771$811K0.0%N/A0.510%
2/17/2026 Guggenheim Capital LLC164,329$1.91M0.0%+16.0%1.201%
2/17/2026 Cetera Investment Advisers11,012$128K0.0%-14.0%0.080%
2/17/2026 Osaic Holdings Inc.16,319$190K0.0%-5.9%0.119%
2/17/2026 Royal Bank of Canada47,354$550K0.0%+10.7%0.346%
2/16/2026 K2 Principal Fund L.P.24,619$286K0.0%+3.5%0.180%
2/13/2026 Bulldog Investors LLP267,836$3.12M0.7%-14.3%1.957%
2/13/2026 Wells Fargo & Company MN946,404$11.01M0.0%+3.3%6.917%
2/12/2026 Advisors Asset Management Inc.393,918$4.58M0.1%+72.9%2.879%
2/12/2026 Commonwealth Equity Services LLC32,592$379K0.0%+68.1%0.238%
2/11/2026 Gilpin Wealth Management LLC4,000$47K0.0%N/A0.029%
2/11/2026 LPL Financial LLC23,308$271K0.0%+27.7%0.170%
2/9/2026 Blue Bell Private Wealth Management LLC199,783$2.32M0.3%+7.5%1.460%
1/27/2026 Institute for Wealth Management LLC.53,857$626K0.1%-3.6%0.394%
1/26/2026 Shaker Financial Services LLC29,647$345K0.1%-70.1%0.217%
1/8/2026 Wealth Enhancement Advisory Services LLC62,147$740K0.0%-20.4%0.454%
12/22/2025 PMG Family Office LLC18,286$212K0.2%N/A0.134%
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11/17/2025 Ameriprise Financial Inc.141,388$1.64M0.0%-42.5%1.033%
11/14/2025 AQR Arbitrage LLC24,981$290K0.0%-51.8%0.183%
11/14/2025 Raymond James Financial Inc.80,538$934K0.0%+1.3%0.589%
11/13/2025 Pathstone Holdings LLC390,077$4.53M0.0%+42.0%2.851%
11/7/2025 Uhlmann Price Securities LLC67,837$787K0.5%+1.7%0.496%
11/6/2025 Advisors Asset Management Inc.227,875$2.64M0.0%+33.8%1.665%
10/29/2025 Wealth Enhancement Advisory Services LLC78,042$932K0.0%-41.5%0.570%
10/28/2025 Wolverine Asset Management LLC112,334$1.30M0.0%-17.7%0.821%
10/22/2025 Shaker Financial Services LLC99,201$1.15M0.4%-8.2%0.725%
10/22/2025 Blue Bell Private Wealth Management LLC185,809$2.16M0.3%+15.4%1.358%
9/4/2025 Osaic Holdings Inc.15,356$157K0.0%+11.1%0.112%
8/15/2025 Ameriprise Financial Inc.245,858$2.52M0.0%-14.4%1.797%
8/15/2025 AQR Arbitrage LLC51,831$531K0.0%-27.6%0.379%
8/14/2025 NewEdge Advisors LLC75,407$773K0.0%+44.8%0.551%
8/13/2025 Baird Financial Group Inc.145,155$1.49M0.0%+1.0%1.061%
8/13/2025 Guggenheim Capital LLC148,511$1.52M0.0%+5.0%1.085%
8/13/2025 Invesco Ltd.161,109$1.65M0.0%+31.2%1.177%
8/12/2025 Advisors Asset Management Inc.170,355$1.75M0.0%-34.9%1.245%
8/5/2025 Shaker Financial Services LLC108,007$1.11M0.4%-23.8%0.789%
8/4/2025 Wolverine Asset Management LLC136,527$1.40M0.0%+190.0%0.998%
8/4/2025 WNY Asset Management LLC69,822$716K0.1%-16.2%0.510%
7/29/2025 Uhlmann Price Securities LLC66,680$683K0.5%+10.3%0.487%
7/16/2025 Old Port Advisors15,596$160K0.0%-18.2%0.114%
7/14/2025 AdvisorNet Financial Inc3,007$31K0.0%N/A0.022%
7/10/2025 Wealth Enhancement Advisory Services LLC133,506$1.37M0.0%-38.5%0.976%
5/16/2025K2 Principal Fund L.P.23,785$216K0.0%+56.6%0.174%
5/16/2025AQR Arbitrage LLC71,637$650K0.0%-25.4%0.524%
5/16/2025Advisors Asset Management Inc.261,766$2.38M0.0%-29.0%1.913%
5/13/2025Elequin Capital LP2,991$27K0.0%N/A0.022%
5/13/2025Sit Investment Associates Inc.475,568$4.32M0.1%+49.4%3.476%
5/13/2025HighTower Advisors LLC11,057$100K0.0%-21.4%0.081%
5/12/2025Invesco Ltd.122,838$1.12M0.0%+25.5%0.898%
5/12/2025Wolverine Asset Management LLC47,071$427K0.0%N/A0.344%
5/9/2025Shaker Financial Services LLC141,706$1.29M0.5%+33.1%1.036%
5/5/2025Blue Bell Private Wealth Management LLC150,961$1.37M0.3%+9.1%1.103%
5/5/2025WNY Asset Management LLC83,322$757K0.1%-36.0%0.609%
4/22/2025Cambridge Investment Research Advisors Inc.20,012$182K0.0%-6.4%0.146%
4/21/2025Institute for Wealth Management LLC.56,370$512K0.1%-4.6%0.412%
4/16/2025Wealth Enhancement Advisory Services LLC217,121$1.97M0.0%-10.1%1.587%
3/17/2025Wealth Enhancement Advisory Services LLC241,524$2.34M0.0%-8.6%1.757%
2/21/2025WNY Asset Management LLC130,171$1.26M0.2%-16.6%0.947%
2/17/2025Waverly Advisors LLC44,338$430K0.0%N/A0.322%
2/17/2025K2 Principal Fund L.P.15,193$147K0.0%N/A0.110%
2/17/2025Bulldog Investors LLP314,426$3.05M0.8%+238.2%2.287%
2/17/2025Capstone Investment Advisors LLC79,774$773K0.0%+179.8%0.580%
2/17/2025Ameriprise Financial Inc.303,119$2.94M0.0%-14.1%2.205%
2/14/2025AQR Arbitrage LLC96,082$931K0.0%-27.8%0.699%
2/14/2025Shaker Financial Services LLC106,451$1.03M0.4%-4.3%0.774%
2/13/2025NewEdge Advisors LLC52,000$504K0.0%-8.3%0.378%
2/13/2025Guggenheim Capital LLC159,410$1.55M0.0%+5.5%1.159%
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2/13/2025Raymond James Financial Inc.90,891$881K0.0%N/A0.661%
2/13/2025Invesco Ltd.97,844$948K0.0%-5.8%0.712%
2/13/2025Sit Investment Associates Inc.318,285$3.08M0.1%+161.5%2.315%
2/13/2025Wells Fargo & Company MN1,033,114$10.01M0.0%-0.1%7.514%
2/11/2025LPL Financial LLC25,119$243K0.0%-13.3%0.183%
2/10/2025Advisors Asset Management Inc.368,889$3.58M0.1%+61.4%2.683%
2/7/2025HighTower Advisors LLC14,070$136K0.0%-13.9%0.102%
2/7/2025Oak Harbor Wealth Partners LLC11,536$112K0.0%-21.1%0.084%
2/7/2025Blue Bell Private Wealth Management LLC138,308$1.34M0.3%+8.3%1.006%
2/6/2025Raymond James Financial Inc.90,891$881K0.0%N/A0.661%


ECF Institutional Ownership - Frequently Asked Questions

During the previous two years, 47 institutional investors and hedge funds held shares of Ellsworth Growth and Income Fund. The most heavily invested institutionals were Saba Capital Management L.P. ($17.89M), Wells Fargo & Company MN ($11.01M), Sit Investment Associates Inc. ($10.85M), Advisors Asset Management Inc. ($4.58M), Pathstone Holdings LLC ($4.53M), Invesco Ltd. ($2.70M), and Bulldog Investors LLP ($2.55M).Learn more on Ellsworth Growth and Income Fund's institutional investors.

35.88% of Ellsworth Growth and Income Fund's stock is owned by institutional investors. Learn more on ECF's institutional investor holdings.

Of the 34 institutional investors that purchased Ellsworth Growth and Income Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Sit Investment Associates Inc. ($397.69K), Advisors Asset Management Inc. ($363.96K), Bulldog Investors LLP ($221.45K), Raymond James Financial Inc. ($182.78K), Capstone Investment Advisors LLC ($161.26K), Wolverine Asset Management LLC ($138.56K), and Evolve Private Wealth LLC ($135.97K).

Institutional investors have bought a total of 901,424 shares in the last 24 months. This purchase volume represents approximately $10.82M in transactions.

Of the 14 institutional investors that sold Ellsworth Growth and Income Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Ameriprise Financial Inc. ($104.47K), Bulldog Investors LLP ($83.85K), Shaker Financial Services LLC ($78.36K), Saba Capital Management L.P. ($76.35K), Wealth Enhancement Advisory Services LLC ($71.36K), NewEdge Advisors LLC ($29.26K), and AQR Arbitrage LLC ($26.85K).

Institutional investors have sold a total of 505,820 shares in the last 24 months. This volume of shares sold represents approximately $5.85M in transactions.


Related Companies

Institutional ownership data for NYSEAMERICAN:ECF is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/9/2026. New 13F filings are added each quarter as they're published.
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