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AltShares Merger Arbitrage ETF (ARB) Institutional Ownership

AltShares Merger Arbitrage ETF logo
$30.03 -0.03 (-0.10%)
Closing price 10/13/2026 04:10 PM Eastern
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$30.03 0.00 (0.00%)
As of 10/13/2026 04:10 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.

Institutional Ownership Changes (13F Filings) for AltShares Merger Arbitrage ETF (NYSEARCA:ARB)

Current
Institutional Ownership
Percentage
94.63%
Number of
Institutional Buyers
(last 12 months)
26
Total
Institutional Inflows
(last 12 months)
$19.59M
Number of
Institutional Sellers
(last 12 months)
6
Total
Institutional Outflows
(last 12 months)
$8.25M
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ARB Institutional Buying and Selling by Quarter

AltShares Merger Arbitrage ETF Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/23/2026Envestnet Asset Management Inc.260,941$7.73M0.0%+6.7%7.585%
9/8/2026Allworth Financial LP3,815$113K0.0%+34.8%0.111%
7/8/2026Sonoma Allocations LLC39,941$1.19M0.4%-33.1%1.135%
7/7/2026Dynamic Advisor Solutions LLC88,589$2.63M0.1%+23.6%2.517%
5/19/2026Sonoma Allocations LLC59,700$1.75M0.6%+12.0%1.766%
5/19/2026Bank of America Corp DE29,637$869K0.0%+4.0%0.877%
5/18/2026Royal Bank of Canada6,656$196K0.0%+66.9%0.197%
5/13/2026Cetera Investment Advisers53,975$1.58M0.0%+8.8%1.597%
5/6/2026Assetmark Inc.21,042$617K0.0%-92.1%0.623%
5/2/2026Diversify Wealth Management LLC127,859$3.77M0.1%N/A3.783%
4/23/2026Apollon Wealth Management LLC18,711$549K0.0%N/A0.523%
4/21/2026Columbus Macro LLC32,505$953K0.1%+10.7%0.908%
2/23/2026Sonoma Allocations LLC53,294$1.55M0.5%+88.4%1.505%
2/17/2026Cetera Investment Advisers49,591$1.44M0.0%+10.8%1.401%
2/17/2026Prosperity Bancshares Inc9,029$262K0.2%N/A0.255%
2/17/2026Osaic Holdings Inc.57,831$1.68M0.0%-6.4%1.634%
2/17/2026Captrust Financial Advisors36,409$1.06M0.0%-6.0%1.029%
2/13/2026Kestra Advisory Services LLC1,709$50K0.0%N/A0.048%
2/12/2026Orion Porfolio Solutions LLC185,153$5.38M0.0%+1.5%5.230%
2/12/2026Steward Partners Investment Advisory LLC57,187$1.66M0.0%+24.8%1.615%
2/11/2026LPL Financial LLC19,704$573K0.0%+2.0%0.557%
2/6/2026HighTower Advisors LLC130,375$3.79M0.0%+9.0%3.683%
2/5/2026New York Life Investment Management LLC371,772$10.81M0.1%+2.8%10.502%
1/27/2026PFG Advisors113,051$3.29M0.2%+36.8%3.212%
1/23/2026Legend Financial Advisors Inc.179,800$5.23M3.2%+2.8%5.108%
1/23/2026Assetmark Inc.267,701$7.78M0.0%+1,131.1%7.605%
1/23/2026Cantor Fitzgerald Investment Advisors L.P.589,523$17.14M1.3%+1.7%16.748%
1/23/2026Diversify Advisory Services LLC113,427$3.30M0.1%+2.1%3.222%
1/15/2026Columbus Macro LLC29,353$853K0.1%+5.9%0.846%
1/9/2026Dynamic Advisor Solutions LLC64,297$1.87M0.1%+13.5%1.853%
11/18/2025Advisory Services Network LLC56,859$1.65M0.0%+3.5%1.817%
11/17/2025Bank of America Corp DE20,765$602K0.0%-12.9%0.663%
11/14/2025Raymond James Financial Inc.111,858$3.24M0.0%+13.8%3.574%
11/13/2025PFG Advisors82,668$2.40M0.1%-6.1%2.641%
11/13/2025Diversify Advisory Services LLC111,094$3.22M0.1%+0.8%3.549%
11/12/2025Orion Porfolio Solutions LLC182,393$5.29M0.0%+0.9%5.827%
11/10/2025Advisors Preferred LLC8,913$259K0.0%+55.4%0.285%
11/7/2025HighTower Advisors LLC119,577$3.47M0.0%+11.7%3.820%
11/6/2025New York Life Investment Management LLC361,654$10.48M0.1%+6.6%11.554%
11/5/2025Envestnet Asset Management Inc.233,617$6.77M0.0%+0.2%7.464%
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11/4/2025Legend Financial Advisors Inc.174,987$5.07M3.1%+0.3%5.591%
10/24/2025Sonoma Allocations LLC28,284$818K0.3%N/A0.904%
10/21/2025Cantor Fitzgerald Investment Advisors L.P.579,736$16.81M1.1%+0.9%18.522%
10/16/2025Columbus Macro LLC27,718$804K0.1%+11.6%0.886%
10/15/2025World Investment Advisors11,177$324K0.0%+15.6%0.357%
10/9/2025Dynamic Advisor Solutions LLC56,643$1.64M0.0%+11.3%1.833%
9/4/2025Osaic Holdings Inc.61,938$1.77M0.0%+538.9%2.072%
8/27/2025Orion Porfolio Solutions LLC180,773$5.15M0.0%-0.7%6.046%
8/19/2025Advisory Services Network LLC54,918$1.58M0.0%N/A1.837%
8/15/2025Captrust Financial Advisors41,611$1.19M0.0%-5.6%1.392%
8/15/2025Orion Porfolio Solutions LLC180,773$5.15M0.0%-0.7%6.046%
8/15/2025Bank of America Corp DE23,828$679K0.0%-7.0%0.797%
8/14/2025Jane Street Group LLC12,736$363K0.0%N/A0.426%
8/14/2025Raymond James Financial Inc.98,293$2.80M0.0%N/A3.287%
8/14/2025Diversify Advisory Services LLC110,195$3.18M0.1%+76.8%3.685%
8/12/2025Steward Partners Investment Advisory LLC38,449$1.10M0.0%+49.0%1.286%
8/8/2025Cetera Investment Advisers38,703$1.10M0.0%-7.1%1.294%
8/7/2025PFG Advisors88,061$2.51M0.1%+50.5%2.945%
8/5/2025Advisors Preferred LLC5,736$164K0.0%-65.2%0.192%
8/4/2025Atria Investments Inc25,257$720K0.0%-14.4%0.845%
8/4/2025Assetmark Inc.21,682$618K0.0%-14.6%0.725%
8/4/2025World Investment Advisors9,665$275K0.0%+30.7%0.323%
8/1/2025New York Life Investment Management LLC339,389$9.67M0.1%-4.5%11.351%
8/1/2025Envestnet Asset Management Inc.233,047$6.64M0.0%-4.1%7.794%
7/28/2025Harbour Investments Inc.111,774$3.18M0.1%-1.6%3.738%
7/25/2025Atria Wealth Solutions Inc.8,925$254K0.0%-7.6%0.288%
7/25/2025Envestnet Portfolio Solutions Inc.10,701$305K0.0%-25.6%0.345%
7/23/2025Columbus Macro LLC24,847$708K0.1%+5.2%0.802%
7/23/2025Kingswood Wealth Advisors LLC7,750$221K0.0%N/A0.250%
7/18/2025Cantor Fitzgerald Investment Advisors L.P.574,500$16.37M1.2%-1.3%18.532%
7/16/2025Legend Financial Advisors Inc.174,436$4.97M3.3%+1.9%5.627%
5/14/2025Legend Financial Advisors Inc.171,240$4.84M3.6%+6.6%5.885%
5/13/2025HighTower Advisors LLC104,580$2.95M0.0%+10.6%3.594%
5/9/2025Atria Wealth Solutions Inc.9,659$273K0.0%+14.4%0.332%
5/8/2025Harbour Investments Inc.113,576$3.21M0.1%+8.6%3.903%
5/6/2025Assetmark Inc.25,402$717K0.0%-12.3%0.873%
5/6/2025Cetera Investment Advisers41,658$1.18M0.0%+19.1%1.432%
5/6/2025Advisors Preferred LLC16,466$464K0.1%N/A0.566%
5/6/2025PFG Advisors58,503$1.65M0.1%+18.2%2.010%
4/30/2025Allworth Financial LP3,020$85K0.0%-14.9%0.104%
4/29/2025Envestnet Asset Management Inc.243,034$6.86M0.0%+8.7%8.352%
4/29/2025World Investment Advisors7,394$209K0.0%N/A0.254%
4/22/2025Cantor Fitzgerald Investment Advisors L.P.582,196$16.44M1.2%+4.3%20.007%
4/21/2025Envestnet Portfolio Solutions Inc.14,384$406K0.0%+7.0%0.494%
4/17/2025Columbus Macro LLC23,617$667K0.1%-6.1%0.812%
4/17/2025Dynamic Advisor Solutions LLC38,732$1.09M0.0%+158.0%1.331%
2/18/2025GTS Securities LLC64,678$1.78M0.1%N/A2.478%
2/17/2025Cetera Investment Advisers34,964$963K0.0%-2.6%1.340%
2/17/2025Bank of America Corp DE14,065$387K0.0%-13.7%0.539%
2/14/2025Jane Street Group LLC112,682$3.10M0.0%+1,301.2%4.317%
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2/13/2025Envestnet Asset Management Inc.223,513$6.15M0.0%-1.5%8.564%
2/12/2025Orion Portfolio Solutions LLC184,278$5.07M0.0%+7.2%7.060%
2/11/2025LPL Financial LLC7,908$218K0.0%N/A0.303%
2/10/2025Harbour Investments Inc.104,630$2.88M0.1%+5.2%4.009%
2/10/2025Envestnet Portfolio Solutions Inc.13,446$370K0.0%+22.5%0.515%
2/7/2025PFG Advisors49,483$1.36M0.1%+10.5%1.896%
2/7/2025HighTower Advisors LLC94,524$2.60M0.0%+1.4%3.622%
2/6/2025Atria Investments Inc28,307$779K0.0%-5.8%1.085%
2/6/2025Assetmark Inc.28,972$798K0.0%-3.1%1.110%
2/6/2025Steward Partners Investment Advisory LLC5,856$161K0.0%+68.2%0.224%


ARB Institutional Ownership - Frequently Asked Questions

During the previous two years, 37 institutional investors and hedge funds held shares of AltShares Merger Arbitrage ETF. The most heavily invested institutionals were Cantor Fitzgerald Investment Advisors L.P. ($17.14M), New York Life Investment Management LLC ($10.81M), Envestnet Asset Management Inc. ($7.73M), Orion Porfolio Solutions LLC ($5.38M), Legend Financial Advisors Inc. ($5.23M), Orion Portfolio Solutions LLC ($5.07M), and HighTower Advisors LLC ($3.79M).Learn more on AltShares Merger Arbitrage ETF's institutional investors.

94.63% of AltShares Merger Arbitrage ETF's stock is owned by institutional investors. Learn more on ARB's institutional investor holdings.

Of the 35 institutional investors that purchased AltShares Merger Arbitrage ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Assetmark Inc. ($245.96K), Cantor Fitzgerald Investment Advisors L.P. ($151.68K), Diversify Wealth Management LLC ($127.86K), Jane Street Group LLC ($117.38K), Raymond James Financial Inc. ($111.86K), PFG Advisors ($73.66K), and GTS Securities LLC ($64.68K).

Institutional investors have bought a total of 672,127 shares in the last 24 months. This purchase volume represents approximately $19.59M in transactions.

The following institutional investors have sold AltShares Merger Arbitrage ETF stock in the last 24 months: Assetmark Inc. ($246.66K), Sonoma Allocations LLC ($19.76K), PFG Advisors ($5.39K), Osaic Holdings Inc. ($3.97K), Bank of America Corp DE ($3.06K), and Captrust Financial Advisors ($2.32K).

Institutional investors have sold a total of 281,167 shares in the last 24 months. This volume of shares sold represents approximately $8.25M in transactions.



Institutional ownership data for NYSEARCA:ARB is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/23/2026. New 13F filings are added each quarter as they're published.
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