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Dimensional U.S. Small Cap ETF (DFAS) Institutional Ownership

Dimensional U.S. Small Cap ETF logo
$78.33 +0.16 (+0.20%)
Closing price 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for Dimensional U.S. Small Cap ETF (NYSEARCA:DFAS)

Number of
Institutional Buyers
(last 12 months)
560
Total
Institutional Inflows
(last 12 months)
$1.80B
Number of
Institutional Sellers
(last 12 months)
304
Total
Institutional Outflows
(last 12 months)
$430.08M
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DFAS Institutional Buying and Selling by Quarter

Dimensional U.S. Small Cap ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/13/2026Forvis Mazars Wealth Advisors LLC230,382$17.84M0.3%N/A0.120%
10/13/2026Verus Wealth Management LLC27,428$2.12M1.3%+46.6%0.014%
10/13/2026Cascade Investment Group Inc.3,588$278K0.2%N/A0.002%
10/13/2026McGlone Suttner Wealth Management Inc.229,457$17.77M2.0%+1.5%0.120%
10/13/2026PCA Investment Advisory Services Inc.307,848$23.83M6.5%+4.2%0.161%
10/13/2026Sax Wealth Advisors LLC637,117$49.33M1.4%+5.6%0.332%
10/13/2026DWR Wealth Management LLC67,597$5.26M3.7%+10.9%0.035%
10/13/2026Avior Wealth Management LLC8,610$667K0.0%N/A0.004%
10/13/2026JGP Wealth Management LLC93,229$7.22M0.6%-46.9%0.049%
10/9/2026CogentBlue Wealth Advisors LLC6,402$496K0.5%-15.9%0.003%
10/9/2026Wedmont Private Capital10,088$788K0.0%+2.3%0.005%
10/9/2026Intelligence Driven Advisers LLC16,952$1.31M0.2%-3.4%0.009%
10/9/2026Graves Light Lenhart Wealth Inc.23,185$1.80M0.2%-8.7%0.012%
10/9/2026Bannerman Wealth Management Group LLC203,180$15.73M9.0%+5.9%0.106%
10/8/2026Grove Bank & Trust649$50K0.0%-26.7%0.000%
10/8/2026Factor Wealth Management LTD227,746$17.63M2.7%+0.5%0.119%
10/8/2026Hiley Hunt Wealth Management80,433$6.23M2.4%+4.4%0.042%
10/8/2026Farther Finance Advisors LLC433,745$33.58M0.2%+11.8%0.226%
10/8/2026Apella Capital LLC396,207$30.87M0.4%+10.7%0.207%
10/8/2026Avidian Wealth Enterprises LLC11,263$872K0.0%N/A0.006%
10/8/2026Winebrenner Capital Management LLC5,630$436K0.3%-8.5%0.003%
10/7/2026Elevation Wealth Partners LLC25,762$1.99M0.6%-0.6%0.013%
10/7/2026Kwmg LLC534,904$41.41M3.0%N/A0.279%
10/7/2026First Community Trust NA318$25K0.0%-70.2%0.000%
10/7/2026Mendota Financial Group LLC173,058$13.40M8.3%-5.8%0.090%
10/7/2026Great Waters Wealth Management1,227,703$95.05M8.6%+6.7%0.640%
10/6/2026Stewardship Concepts Financial Services LLC26,506$2.05M1.4%-4.5%0.014%
10/6/2026Moody National Bank Trust Division23,603$1.83M0.1%-83.2%0.012%
10/6/2026Financial Symmetry Inc8,499$658K0.2%+16.1%0.004%
10/5/2026Olistico Wealth LLC41,316$3.20M1.4%+1.6%0.022%
10/5/2026Baker Tilly Wealth Management LLC34,508$2.67M0.5%-2.0%0.018%
10/5/2026Adelphi Trust Co59,429$4.60M3.1%+2.0%0.031%
10/5/2026Collective Family Office LLC83,157$6.44M1.4%-2.9%0.043%
10/5/2026MassMutual Private Wealth & Trust FSB699,167$54.13M1.4%-2.8%0.365%
10/2/2026 CX Institutional14,553$1.13M0.0%-3.6%0.008%
9/23/2026QRG Capital Management Inc.35,623$2.93M0.0%N/A0.019%
9/23/2026Envestnet Portfolio Solutions Inc.67,765$5.58M0.0%+3.8%0.036%
9/23/2026Envestnet Asset Management Inc.1,874,508$154.35M0.0%+8.8%0.994%
9/21/2026Premier Financial Group1,178,528$97.04M21.2%-0.3%0.625%
9/15/2026Cherry Tree Wealth Management LLC27,328$2.25M0.4%+3.9%0.014%
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9/9/2026Sequoia Financial Advisors LLC420,312$34.61M0.2%-2.2%0.223%
9/9/2026MCF Advisors LLC18,549$1.53M0.1%-54.7%0.010%
9/9/2026Archford Capital Strategies LLC9,110$750K0.1%-27.4%0.005%
9/9/2026Gemmer Asset Management LLC143,008$11.78M0.8%+3.3%0.076%
9/9/2026Capital Analysts LLC138,463$11.40M0.3%+12.5%0.073%
9/9/2026AG Asset Advisory LLC35,987$2.96M2.4%+2.5%0.019%
9/9/2026Summit Financial Strategies Inc.2,747$226K0.0%N/A0.001%
9/9/2026Integrated Wealth Concepts LLC24,713$2.04M0.0%-0.9%0.013%
9/9/2026Community Bank N.A.8,831$727K0.1%N/A0.005%
9/9/2026RFG Advisory LLC102,292$8.42M0.1%-2.3%0.054%
9/9/2026NewEdge Advisors LLC89,442$7.37M0.0%-2.3%0.047%
9/9/2026Colony Family Offices LLC58,286$4.80M1.1%+14.6%0.031%
9/9/2026IFP Advisors Inc22,823$1.88M0.0%-19.0%0.012%
9/9/2026Baird Financial Group Inc.155,022$12.77M0.0%+5.9%0.082%
9/9/2026XY Planning Network Inc.26,636$2.19M0.3%+60.7%0.014%
9/8/2026Allworth Financial LP161,542$13.30M0.1%-29.9%0.086%
9/4/2026Parkside Financial Bank & Trust13,968$1.15M0.1%+41.2%0.007%
9/2/2026Range Advisory LLC9,768$804K0.1%+183.2%0.005%
8/27/2026Corient Private Wealth LP493,378$40.63M0.1%-17.0%0.262%
8/25/2026Financial Insights Inc.15,169$1.25M0.3%-5.1%0.008%
8/23/2026Tanager Wealth Management LLP366,497$30.18M2.6%-5.9%0.194%
8/23/2026Washington Trust Advisors Inc.19,251$1.59M0.1%+13.6%0.010%
8/23/2026Ameritas Advisory Services LLC9,826$809K0.0%+190.9%0.005%
8/23/2026Wedmont Private Capital9,857$800K0.0%+19.3%0.005%
8/23/2026Morling Financial Advisors LLC303$25K0.0%N/A0.000%
8/23/2026Andrews Lucia Wealth Management LLC100,412$8.27M4.3%+0.3%0.053%
8/23/2026Bayshore Asset Management LLC75,263$6.20M2.1%-1.6%0.040%
8/23/2026Midwest Heritage Bank FSB199,457$16.42M4.7%+0.8%0.106%
8/23/2026Operose Advisors LLC2,965$244K0.0%-8.1%0.002%
8/23/2026HB Wealth Management LLC5,884$485K0.0%-35.8%0.003%
8/23/2026Semitam Bonam LLC16,269$1.34M1.0%+3.6%0.009%
8/23/2026Angeles Wealth Management LLC5,507$453K0.0%+2.5%0.003%
8/22/2026Noble Wealth Partners LLC28,357$2.34M2.0%N/A0.015%
8/22/2026Tenet Wealth Partners LLC30,567$2.48M1.8%N/A0.016%
8/22/2026SeedSafe Financial LLC96,633$7.95M5.6%N/A0.051%
8/22/2026Highland Investment Advisors LLC1,624$134K0.1%N/A0.001%
8/22/2026K2 Financial Inc.5,797$474K0.3%-10.9%0.003%
8/22/2026Tassel Capital Management Inc.250,557$20.63M9.8%-7.6%0.133%
8/22/2026Concurrent Investment Advisors LLC61,310$5.05M0.0%+8.3%0.033%
8/21/2026Mason & Associates Inc45,766$3.77M0.6%-1.6%0.024%
8/21/2026WorthPointe LLC146,985$12.10M2.9%-1.9%0.078%
8/21/2026Greenspring Advisors LLC52,888$4.36M0.2%-1.8%0.028%
8/21/2026Continuum Advisory LLC2,738$225K0.0%N/A0.001%
8/21/2026MBA Advisors LLC118,728$9.78M3.2%+17.4%0.063%
8/21/2026Beacon Financial Advisory LLC5,828$480K0.1%-3.7%0.003%
8/21/2026Triumph Capital Management32,426$2.67M0.5%+6.2%0.017%
8/20/2026Rehmann Capital Advisory Group127,129$10.47M0.4%+301.2%0.067%
8/15/2026First Bancorp Inc ME205,995$16.96M6.7%N/A0.109%
8/7/2026Trust Co. of Vermont1,165$96K0.0%N/A0.001%
7/12/2026First Community Trust NA1,068$88K0.0%+42.4%0.001%
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7/10/2026DiNuzzo Private Wealth Inc.719,169$59.22M5.9%-2.2%0.389%
7/10/2026Canvas Wealth Advisors LLC13,535$1.11M0.2%+124.9%0.007%
7/10/2026Lam Group Inc.101,138$8.33M4.1%-0.1%0.055%
7/10/2026Spinnaker Investment Group LLC192,134$15.82M2.5%+12.8%0.104%
7/10/2026SMI Advisory Services LLC83,541$6.83M1.1%+7.2%0.044%
7/10/2026Mendota Financial Group LLC183,808$15.14M9.4%+10.1%0.099%
7/10/2026Wealthcare Advisory Partners LLC14,306$1.18M0.0%-29.0%0.008%
7/9/2026Asset Advisory Group Inc.19,696$1.62M0.7%+75.2%0.011%
7/9/2026CPA Asset Management Group LLC73,854$6.08M1.8%-21.6%0.040%
7/9/2026DiPaolo Financial Group Inc.64,953$5.35M3.5%+3.5%0.035%


DFAS Institutional Ownership - Frequently Asked Questions

During the previous two years, 900 institutional investors and hedge funds held shares of Dimensional U.S. Small Cap ETF. The most heavily invested institutionals were Creative Planning ($1.55B), Northern Trust Corp ($564.53M), Bank of America Corp DE ($470.80M), Index Fund Advisors Inc. ($407.19M), Focus Partners Wealth ($245.03M), Pure Financial Advisors LLC ($216.29M), and TCI Wealth Advisors Inc. ($184.59M).Learn more on Dimensional U.S. Small Cap ETF's institutional investors.

Of the 801 institutional investors that purchased Dimensional U.S. Small Cap ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Creative Planning ($5.86M), Midwest Trust Co ($1.95M), Northwestern Mutual Wealth Management Co. ($1.93M), Root Financial Partners LLC ($1.57M), Bank of America Corp DE ($1.49M), Elser Financial Planning Inc ($1.31M), and Raymond James Financial Inc. ($1.31M).

Institutional investors have bought a total of 25,359,752 shares in the last 24 months. This purchase volume represents approximately $1.80B in transactions.

Of the 304 institutional investors that sold Dimensional U.S. Small Cap ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Envestnet Asset Management Inc. ($861.96K), Midwest Trust Co ($578.18K), MassMutual Private Wealth & Trust FSB ($459.50K), Bouchey Financial Group Ltd ($327.54K), First National Trust Co ($247.80K), Stadion Money Management LLC ($245.47K), and Armor Investment Advisors LLC ($180.58K).

Institutional investors have sold a total of 6,119,940 shares in the last 24 months. This volume of shares sold represents approximately $430.08M in transactions.


Related Companies

Institutional ownership data for NYSEARCA:DFAS is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/13/2026. New 13F filings are added each quarter as they're published.
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