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Nuveen Dow 30 Dynamic Overwrite Fund (DIAX) Institutional Ownership

$14.78 0.00 (0.00%)
As of 09/12/2025 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for Nuveen Dow 30 Dynamic Overwrite Fund (NYSEARCA:DIAX)

Number of
Institutional Buyers
(last 12 months)
62
Total
Institutional Inflows
(last 12 months)
$46.30M
Number of
Institutional Sellers
(last 12 months)
34
Total
Institutional Outflows
(last 12 months)
$24.38M
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DIAX Institutional Buying and Selling by Quarter

Nuveen Dow 30 Dynamic Overwrite Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/4/2025 Osaic Holdings Inc.94,562$1.36M0.0%+22.6%0.000%
8/19/2025 B. Riley Wealth Advisors Inc.28,414$407K0.0%N/A0.000%
8/15/2025 MML Investors Services LLC116,475$1.67M0.0%-5.6%0.000%
8/15/2025 Bank of America Corp DE1,098,923$15.76M0.0%-13.4%0.000%
8/15/2025 Ameriprise Financial Inc.100,592$1.44M0.0%+15.6%0.000%
8/15/2025 AQR Arbitrage LLC350,287$4.99M0.1%-12.2%0.000%
8/14/2025 Raymond James Financial Inc.732,417$10.50M0.0%-2.5%0.000%
8/14/2025 Quantedge Capital Pte Ltd36,100$518K0.5%+5.9%0.000%
8/14/2025 NewEdge Advisors LLC50,625$726K0.0%+57.1%0.000%
8/13/2025 Thomas J. Herzfeld Advisors Inc.244,209$3.50M1.2%-14.5%0.000%
8/13/2025 Guggenheim Capital LLC595,485$8.54M0.1%+3.6%0.000%
8/13/2025 Invesco Ltd.585,307$8.39M0.0%-1.8%0.000%
8/13/2025 Lido Advisors LLC18,436$270K0.0%N/A0.000%
8/13/2025 Northwestern Mutual Wealth Management Co.14,341$206K0.0%+12.4%0.000%
8/13/2025 Choreo LLC38,862$569K0.0%-3.2%0.000%
8/12/2025 Advisors Asset Management Inc.161,386$2.31M0.0%-0.7%0.000%
8/8/2025 Cornerstone Advisors LLC472,330$6.77M0.2%+1.6%0.000%
8/8/2025 Cetera Investment Advisers61,078$876K0.0%+9.7%0.000%
8/8/2025 Calamos Advisors LLC15,979$229K0.0%-8.0%0.000%
8/7/2025 Allworth Financial LP13,432$193K0.0%N/A0.000%
8/5/2025 Shaker Financial Services LLC459,536$6.73M2.4%+70.1%0.000%
8/4/2025 Wolverine Asset Management LLC249,718$3.58M0.0%+11.8%0.000%
8/4/2025 World Investment Advisors10,500$151K0.0%-8.7%0.000%
8/1/2025 Envestnet Asset Management Inc.88,666$1.27M0.0%-3.2%0.000%
7/28/2025 Sagespring Wealth Partners LLC20,963$301K0.0%-7.2%0.000%
7/25/2025 Allspring Global Investments Holdings LLC353,986$5.08M0.0%+2,755.0%0.000%
7/23/2025 Morey & Quinn Wealth Partners LLC16,676$239K0.2%-4.5%0.000%
7/17/2025 Capital Investment Advisors LLC390,082$5.59M0.1%-3.6%0.000%
7/17/2025 Janney Montgomery Scott LLC46,879$672K0.0%-3.9%0.000%
7/15/2025 Fortitude Family Office LLC6,060$87K0.0%N/A0.000%
7/14/2025 Park Avenue Securities LLC85,442$1.23M0.0%N/A0.000%
7/11/2025 Kapstone Financial Advisors LLC12,665$182K0.1%N/A0.000%
7/10/2025 Stolper Co35,524$509K0.2%+7.9%0.000%
7/8/2025 NBC Securities Inc.78,244$1.12M0.1%+7.8%0.000%
5/21/2025Geneos Wealth Management Inc.12,375$179K0.0%+389.3%0.000%
5/16/2025NewEdge Advisors LLC32,223$467K0.0%+16.0%0.000%
5/16/2025Integrated Wealth Concepts LLC68,221$989K0.0%-6.1%0.000%
5/16/2025AQR Arbitrage LLC398,849$5.64M0.1%-8.3%0.000%
5/16/2025Advisors Asset Management Inc.162,599$2.36M0.0%-29.6%0.000%
5/16/20251607 Capital Partners LLC178,306$2.58M0.2%-38.5%0.000%
5/15/2025Landscape Capital Management L.L.C.28,211$409K0.0%-20.5%0.000%
5/14/2025Wealth Preservation Advisors LLC8,190$119K0.1%N/A0.000%
5/14/2025Thomas J. Herzfeld Advisors Inc.285,536$4.14M1.4%+2.3%0.000%
5/14/2025Comerica Bank5,973$87K0.0%+23.3%0.000%
5/14/2025Northwestern Mutual Wealth Management Co.12,759$185K0.0%-11.9%0.000%
5/13/2025Raymond James Financial Inc.751,353$10.89M0.0%+0.8%0.000%
5/12/2025Invesco Ltd.596,108$8.64M0.0%+2.9%0.000%
5/12/2025Wolverine Asset Management LLC223,373$3.24M0.0%+43.8%0.000%
5/9/2025Cornerstone Advisors LLC464,697$6.73M0.3%-21.5%0.000%
5/9/2025Schnieders Capital Management LLC32,800$475K0.1%-12.1%0.000%
5/9/2025Shaker Financial Services LLC270,147$4.00M1.6%+179.9%0.000%
5/8/2025Eastern Bank5,038$73K0.0%N/A0.000%
5/7/2025LPL Financial LLC139,557$2.02M0.0%+11.1%0.000%
5/6/2025Cetera Investment Advisers55,689$807K0.0%-14.2%0.000%
5/6/2025Pinnacle Associates Ltd.16,016$232K0.0%+6.7%0.000%
5/6/2025Readystate Asset Management LP61,626$893K0.0%N/A0.000%
5/5/2025Blue Bell Private Wealth Management LLC37,572$544K0.1%+72.7%0.000%
5/5/2025Formidable Asset Management LLC42,422$615K0.1%-7.0%0.000%
5/5/2025Private Advisor Group LLC79,915$1.16M0.0%-6.4%0.000%
5/2/2025Accredited Investor Services LLC14,664$212K0.2%N/A0.000%
4/29/2025TD Private Client Wealth LLC3,540$51K0.0%N/A0.000%
4/29/2025Envestnet Asset Management Inc.91,592$1.33M0.0%+3.9%0.000%
4/24/2025Allspring Global Investments Holdings LLC12,399$180K0.0%N/A0.000%
4/22/2025Cambridge Investment Research Advisors Inc.61,460$891K0.0%+27.0%0.000%
4/22/2025Advisor Resource Council24,458$354K0.0%N/A0.000%
4/18/2025CENTRAL TRUST Co2,000$29K0.0%N/A0.000%
4/17/2025FNY Investment Advisers LLC2,800$40K0.0%N/A0.000%
4/17/2025Sagespring Wealth Partners LLC22,586$327K0.0%-9.9%0.000%
4/17/2025Janney Montgomery Scott LLC48,806$707K0.0%+10.3%0.000%
4/17/2025Dynamic Advisor Solutions LLC45,013$652K0.0%-10.9%0.000%
4/14/2025Capital Investment Advisors LLC404,727$5.86M0.1%+5.7%0.000%
4/9/2025Merit Financial Group LLC10,641$154K0.0%N/A0.000%
4/9/2025Integrated Capital Management Inc.14,061$204K0.2%-6.6%0.000%
4/9/2025NBC Securities Inc.72,574$1.05M0.1%+290,196.0%0.000%
2/25/2025B. Riley Wealth Advisors Inc.44,097$664K0.0%-5.9%0.000%
2/17/2025Waverly Advisors LLC14,192$214K0.0%N/A0.000%
2/17/2025Quantedge Capital Pte Ltd32,500$489K0.2%-36.6%0.000%
2/17/2025Ionic Capital Management LLC72,407$1.09M0.1%-30.6%0.000%
2/17/2025Cetera Investment Advisers64,882$977K0.0%+11.4%0.000%
2/17/2025Bank of America Corp DE1,229,212$18.51M0.0%+6.4%0.000%
2/17/2025Ameriprise Financial Inc.77,496$1.17M0.0%+36.1%0.000%
2/14/2025AQR Arbitrage LLC434,950$6.55M0.1%-9.9%0.000%
2/14/2025Comerica Bank4,845$73K0.0%+18.2%0.000%
2/14/2025Marshall & Sterling Wealth Advisors Inc.2,837$43K0.0%N/A0.000%
2/14/2025Integrated Wealth Concepts LLC72,671$1.09M0.0%-4.9%0.000%
2/14/2025Shaker Financial Services LLC96,529$1.45M0.6%-54.5%0.000%
2/14/2025MML Investors Services LLC118,872$1.79M0.0%-1.2%0.000%
2/13/20251607 Capital Partners LLC289,771$4.36M0.4%-29.4%0.000%
2/13/2025Guggenheim Capital LLC633,763$9.54M0.1%+5.1%0.000%
2/13/2025Mariner LLC19,916$300K0.0%+28.0%0.000%
2/13/2025Sagespring Wealth Partners LLC25,061$377K0.0%N/A0.000%
2/13/2025Invesco Ltd.579,421$8.73M0.0%-2.9%0.000%
2/13/2025Envestnet Asset Management Inc.88,125$1.33M0.0%-1.3%0.000%
2/13/2025Wells Fargo & Company MN755,362$11.38M0.0%+4.8%0.000%
2/12/2025Landscape Capital Management L.L.C.35,470$534K0.1%-67.0%0.000%
2/12/2025RPO LLC39,270$591K0.5%+25.6%0.000%
2/12/2025World Investment Advisors11,500$173K0.0%N/A0.000%
2/12/2025Thomas J. Herzfeld Advisors Inc.279,234$4.21M1.3%+4.2%0.000%
2/12/2025Morey & Quinn Wealth Partners LLC17,723$267K0.2%N/A0.000%
2/12/2025PKS Advisory Services LLC12,712$191K0.1%N/A0.000%
(Data available from 1/1/2016 forward)

DIAX Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of DIAX shares?

During the previous two years, 85 institutional investors and hedge funds held shares of Nuveen Dow 30 Dynamic Overwrite Fund. The most heavily invested institutionals were Bank of America Corp DE ($15.76M), Wells Fargo & Company MN ($11.38M), Raymond James Financial Inc. ($10.50M), Raymond James Financial Services Advisors Inc. ($10.40M), Guggenheim Capital LLC ($8.54M), Invesco Ltd. ($8.39M), and Cornerstone Advisors LLC ($6.77M).Learn more on Nuveen Dow 30 Dynamic Overwrite Fund's institutional investors.

Which institutional investors have been buying Nuveen Dow 30 Dynamic Overwrite Fund's stock?

Of the 70 institutional investors that purchased Nuveen Dow 30 Dynamic Overwrite Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($751.35K), Capital Investment Advisors LLC ($404.73K), Shaker Financial Services LLC ($390.15K), Allspring Global Investments Holdings LLC ($353.99K), Cornerstone Advisors LLC ($230.82K), Wolverine Asset Management LLC ($163.49K), and Independent Advisor Alliance ($136.82K).

How much institutional buying is happening at Nuveen Dow 30 Dynamic Overwrite Fund?

Institutional investors have bought a total of 3,138,059 shares in the last 24 months. This purchase volume represents approximately $46.30M in transactions.

Which of Nuveen Dow 30 Dynamic Overwrite Fund's major shareholders have been selling company stock?

Of the 34 institutional investors that sold Nuveen Dow 30 Dynamic Overwrite Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Cornerstone Advisors LLC ($346.83K), 1607 Capital Partners LLC ($232.16K), Bank of America Corp DE ($170.49K), Advisors Asset Management Inc. ($163.80K), Wolverine Asset Management LLC ($141.98K), AQR Arbitrage LLC ($132.38K), and Shaker Financial Services LLC ($121.86K).

How much institutional selling is happening at Nuveen Dow 30 Dynamic Overwrite Fund?

Institutional investors have sold a total of 1,650,873 shares in the last 24 months. This volume of shares sold represents approximately $24.38M in transactions.


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This page (NYSEARCA:DIAX) was last updated on 9/14/2025 by MarketBeat.com Staff
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