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Nuveen Dow 30 Dynamic Overwrite Fund (DIAX) Institutional Ownership

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Institutional Ownership Changes (13F Filings) for Nuveen Dow 30 Dynamic Overwrite Fund (NYSEARCA:DIAX)

Number of
Institutional Buyers
(last 12 months)
49
Total
Institutional Inflows
(last 12 months)
$34.22M
Number of
Institutional Sellers
(last 12 months)
39
Total
Institutional Outflows
(last 12 months)
$18.21M
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DIAX Institutional Buying and Selling by Quarter

Nuveen Dow 30 Dynamic Overwrite Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
2/19/2026 Invesco Ltd.554,865$8.47M0.0%-4.6%0.000%
2/18/2026NewEdge Advisors LLC54,578$833K0.0%+5.8%0.000%
2/18/2026Saba Capital Management L.P.1,599,746$24.41M0.7%+54.7%0.000%
2/18/2026Rivernorth Capital Management LLC112,137$1.71M0.1%+5.8%0.000%
2/18/20261607 Capital Partners LLC118,061$1.80M0.1%-22.0%0.000%
2/17/2026Guggenheim Capital LLC472,794$7.22M0.1%-10.8%0.000%
2/17/2026AQR Arbitrage LLC204,492$3.12M0.1%-25.5%0.000%
2/17/2026Almitas Capital LLC114,201$1.74M0.4%N/A0.000%
2/17/2026 Cetera Investment Advisers87,563$1.34M0.0%+37.8%0.000%
2/17/2026Osaic Holdings Inc.96,637$1.48M0.0%+3.3%0.000%
2/17/2026&PARTNERS69,614$1.06M0.0%+24.4%0.000%
2/17/2026Royal Bank of Canada92,820$1.42M0.0%-0.8%0.000%
2/16/2026 Yakira Capital Management Inc.22,654$346K0.1%N/A0.000%
2/16/2026 MML Investors Services LLC135,848$2.07M0.0%+7.5%0.000%
2/16/2026 Mariner LLC13,603$208K0.0%-16.1%0.000%
2/13/2026 Thomas J. Herzfeld Advisors Inc.183,190$2.80M0.9%+1.2%0.000%
2/13/2026 Stifel Financial Corp35,361$540K0.0%-24.9%0.000%
2/13/2026Quarry LP15,894$243K0.0%N/A0.000%
2/13/2026Integrated Wealth Concepts LLC65,778$1.00M0.0%-2.3%0.000%
2/13/2026 Wells Fargo & Company MN636,472$9.71M0.0%+3.2%0.000%
2/13/2026Summit Financial LLC17,215$263K0.0%-15.6%0.000%
2/12/2026Advisors Asset Management Inc.58,383$891K0.0%-10.8%0.000%
2/12/2026 Commonwealth Equity Services LLC34,894$532K0.0%-11.1%0.000%
2/11/2026 LPL Financial LLC202,293$3.09M0.0%-5.1%0.000%
2/11/2026 Closed End Fund Advisors Inc.34,829$531K0.3%N/A0.000%
2/10/2026 Northwestern Mutual Wealth Management Co.15,080$230K0.0%+5.4%0.000%
2/9/2026 Blue Bell Private Wealth Management LLC70,871$1.08M0.2%+19.5%0.000%
2/9/2026Harbour Investments Inc.8,310$127K0.0%N/A0.000%
2/9/2026 Accredited Investor Services LLC13,132$200K0.1%-8.5%0.000%
2/6/2026Global Retirement Partners LLC8,202$125K0.0%N/A0.000%
2/6/2026 Altium Capital Management LLC60,998$931K3.7%N/A0.000%
2/6/2026 Prevail Innovative Wealth Advisors LLC57,026$870K0.2%+52.9%0.000%
2/6/2026 HighTower Advisors LLC15,053$230K0.0%-5.3%0.000%
2/2/2026 Wolverine Asset Management LLC249,306$3.80M0.0%+1.0%0.000%
1/29/2026 D.A. Davidson & CO.39,943$610K0.0%-3.7%0.000%
1/29/2026 UBS Group AG403,874$6.16M0.0%-5.8%0.000%
1/29/2026 Calamos Advisors LLC25,709$392K0.0%+32.2%0.000%
1/29/2026 NBC Securities Inc.90,166$1.38M0.1%+5.7%0.000%
1/28/2026 Absolute Investment Advisers LLC98,482$1.54M0.2%N/A0.000%
1/28/2026 PMG Family Office LLC37,842$577K0.7%-17.4%0.000%
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1/26/2026 Shaker Financial Services LLC199,214$3.04M1.0%-38.7%0.000%
1/26/2026 Private Trust Co. NA3,200$49K0.0%-38.5%0.000%
1/23/2026 Choreo LLC36,354$565K0.0%-3.5%0.000%
1/23/2026 Diversify Advisory Services LLC24,566$380K0.0%-6.4%0.000%
1/16/2026 Formidable Asset Management LLC37,371$556K0.1%-9.5%0.000%
1/16/2026 Blue Trust Inc.7,000$107K0.0%N/A0.000%
1/15/2026 Allspring Global Investments Holdings LLC603,228$9.21M0.0%+14.4%0.000%
1/14/2026 TrueMark Investments LLC12,137$185K0.0%N/A0.000%
1/14/2026 Shulman DeMeo Asset Management LLC59,250$904K0.2%-1.2%0.000%
1/13/2026 Capital Investment Advisors LLC353,064$5.39M0.1%-2.4%0.000%
1/12/2026 Stolper Co36,490$557K0.2%+2.9%0.000%
1/9/2026 Dynamic Advisor Solutions LLC38,250$584K0.0%-2.0%0.000%
1/8/2026 Integrated Capital Management Inc.18,177$277K0.2%+9.7%0.000%
12/22/2025 PMG Family Office LLC45,833$696K0.8%N/A0.000%
11/25/2025 KERR FINANCIAL PLANNING Corp2,419$36K0.0%N/A0.000%
11/18/2025Advisory Services Network LLC2,797$42K0.0%N/A0.000%
11/17/2025NewEdge Advisors LLC51,588$768K0.0%+1.9%0.000%
11/17/2025Bank of America Corp DE1,106,449$16.48M0.0%+0.7%0.000%
11/17/20251607 Capital Partners LLC151,311$2.25M0.2%-5.2%0.000%
11/14/2025AQR Arbitrage LLC274,485$4.05M0.1%-21.6%0.000%
11/14/2025 Raymond James Financial Inc.731,263$10.89M0.0%-0.2%0.000%
11/13/2025 Invesco Ltd.581,790$8.66M0.0%-0.6%0.000%
11/13/2025 UBS Group AG428,921$6.39M0.0%-3.7%0.000%
11/13/2025 Private Advisor Group LLC69,050$1.03M0.0%-11.6%0.000%
11/13/2025 Prevail Innovative Wealth Advisors LLC37,293$555K0.1%N/A0.000%
11/13/2025HUB Investment Partners LLC12,096$180K0.0%N/A0.000%
11/12/2025 Choreo LLC37,688$573K0.0%-3.0%0.000%
11/7/2025 Cornerstone Advisors LLC373,933$5.57M0.2%-20.8%0.000%
11/7/2025 Kapstone Financial Advisors LLC14,065$209K0.1%+11.1%0.000%
11/7/2025 Uhlmann Price Securities LLC13,781$205K0.1%N/A0.000%
11/6/2025Advisors Asset Management Inc.65,448$975K0.0%-59.4%0.000%
11/5/2025 Envestnet Asset Management Inc.89,928$1.34M0.0%+1.4%0.000%
10/31/2025 B. Riley Wealth Advisors Inc.15,993$238K0.0%-43.7%0.000%
10/31/2025 Sagespring Wealth Partners LLC22,325$332K0.0%+6.5%0.000%
10/29/2025 Formidable Asset Management LLC41,303$592K0.1%-2.6%0.000%
10/28/2025 Wolverine Asset Management LLC246,737$3.67M0.0%-1.2%0.000%
10/23/2025 Capital Investment Advisors LLC361,745$5.39M0.1%-7.3%0.000%
10/22/2025 Shaker Financial Services LLC324,768$4.94M1.7%-29.3%0.000%
10/22/2025 Blue Bell Private Wealth Management LLC59,286$883K0.1%+22.3%0.000%
10/22/2025 D.A. Davidson & CO.41,459$617K0.0%-2.3%0.000%
10/20/2025 Allspring Global Investments Holdings LLC527,485$7.85M0.0%+49.0%0.000%
10/20/2025 Calamos Advisors LLC19,454$290K0.0%+21.7%0.000%
10/14/2025 Farther Finance Advisors LLC3,278$49K0.0%+2,853.2%0.000%
10/8/2025 Integrated Capital Management Inc.16,572$247K0.2%+14.1%0.000%
9/4/2025Osaic Holdings Inc.94,562$1.36M0.0%+22.6%0.000%
8/19/2025 B. Riley Wealth Advisors Inc.28,414$407K0.0%N/A0.000%
8/15/2025 MML Investors Services LLC116,475$1.67M0.0%-5.6%0.000%
8/15/2025Bank of America Corp DE1,098,923$15.76M0.0%-13.4%0.000%
8/15/2025Ameriprise Financial Inc.100,592$1.44M0.0%+15.6%0.000%
8/15/2025AQR Arbitrage LLC350,287$4.99M0.1%-12.2%0.000%
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8/14/2025 Raymond James Financial Inc.732,417$10.50M0.0%-2.5%0.000%
8/14/2025 Quantedge Capital Pte Ltd36,100$518K0.5%+5.9%0.000%
8/14/2025NewEdge Advisors LLC50,625$726K0.0%+57.1%0.000%
8/13/2025 Thomas J. Herzfeld Advisors Inc.244,209$3.50M1.2%-14.5%0.000%
8/13/2025Guggenheim Capital LLC595,485$8.54M0.1%+3.6%0.000%
8/13/2025 Invesco Ltd.585,307$8.39M0.0%-1.8%0.000%
8/13/2025 Lido Advisors LLC18,436$270K0.0%N/A0.000%
8/13/2025 Northwestern Mutual Wealth Management Co.14,341$206K0.0%+12.4%0.000%
8/13/2025 Choreo LLC38,862$569K0.0%-3.2%0.000%
8/12/2025Advisors Asset Management Inc.161,386$2.31M0.0%-0.7%0.000%


DIAX Institutional Ownership - Frequently Asked Questions

During the previous two years, 107 institutional investors and hedge funds held shares of Nuveen Dow 30 Dynamic Overwrite Fund. The most heavily invested institutionals were Saba Capital Management L.P. ($24.41M), Bank of America Corp DE ($16.48M), Raymond James Financial Inc. ($10.89M), Wells Fargo & Company MN ($9.71M), Allspring Global Investments Holdings LLC ($9.21M), Invesco Ltd. ($8.47M), and Guggenheim Capital LLC ($7.22M).Learn more on Nuveen Dow 30 Dynamic Overwrite Fund's institutional investors.

Of the 87 institutional investors that purchased Nuveen Dow 30 Dynamic Overwrite Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($751.35K), Allspring Global Investments Holdings LLC ($603.23K), Saba Capital Management L.P. ($565.32K), Capital Investment Advisors LLC ($404.73K), Shaker Financial Services LLC ($390.15K), Wolverine Asset Management LLC ($166.05K), and Independent Advisor Alliance ($136.82K).

Institutional investors have bought a total of 2,300,289 shares in the last 24 months. This purchase volume represents approximately $34.22M in transactions.

Of the 39 institutional investors that sold Nuveen Dow 30 Dynamic Overwrite Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Shaker Financial Services LLC ($260.32K), AQR Arbitrage LLC ($194.36K), Bank of America Corp DE ($170.49K), Advisors Asset Management Inc. ($104.22K), Cornerstone Advisors LLC ($98.40K), Guggenheim Capital LLC ($57.34K), and Capital Investment Advisors LLC ($51.66K).

Institutional investors have sold a total of 1,224,746 shares in the last 24 months. This volume of shares sold represents approximately $18.21M in transactions.


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This page (NYSEARCA:DIAX) was last updated on 5/16/2026 by MarketBeat.com Staff.
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