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Nuveen Dow 30 Dynamic Overwrite Fund (DIAX) Institutional Ownership

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Institutional Ownership Changes (13F Filings) for Nuveen Dow 30 Dynamic Overwrite Fund (NYSEARCA:DIAX)

Number of
Institutional Buyers
(last 12 months)
46
Total
Institutional Inflows
(last 12 months)
$27.57M
Number of
Institutional Sellers
(last 12 months)
37
Total
Institutional Outflows
(last 12 months)
$17.94M
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DIAX Institutional Buying and Selling by Quarter

Nuveen Dow 30 Dynamic Overwrite Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
2/19/2026Invesco Ltd.554,865$8.47M0.0%-4.6%0.000%
2/18/2026NewEdge Advisors LLC54,578$833K0.0%+5.8%0.000%
2/18/2026Saba Capital Management L.P.1,599,746$24.41M0.7%+54.7%0.000%
2/18/2026Rivernorth Capital Management LLC112,137$1.71M0.1%+5.8%0.000%
2/18/20261607 Capital Partners LLC118,061$1.80M0.1%-22.0%0.000%
2/17/2026Guggenheim Capital LLC472,794$7.22M0.1%-10.8%0.000%
2/17/2026AQR Arbitrage LLC204,492$3.12M0.1%-25.5%0.000%
2/17/2026Almitas Capital LLC114,201$1.74M0.4%N/A0.000%
2/17/2026Cetera Investment Advisers87,563$1.34M0.0%+37.8%0.000%
2/17/2026Osaic Holdings Inc.96,637$1.48M0.0%+3.3%0.000%
2/17/2026&PARTNERS69,614$1.06M0.0%+24.4%0.000%
2/17/2026Royal Bank of Canada92,820$1.42M0.0%-0.8%0.000%
2/16/2026Yakira Capital Management Inc.22,654$346K0.1%N/A0.000%
2/16/2026MML Investors Services LLC135,848$2.07M0.0%+7.5%0.000%
2/16/2026Mariner LLC13,603$208K0.0%-16.1%0.000%
2/13/2026Thomas J. Herzfeld Advisors Inc.183,190$2.80M0.9%+1.2%0.000%
2/13/2026Stifel Financial Corp35,361$540K0.0%-24.9%0.000%
2/13/2026Quarry LP15,894$243K0.0%N/A0.000%
2/13/2026Integrated Wealth Concepts LLC65,778$1.00M0.0%-2.3%0.000%
2/13/2026Wells Fargo & Company MN636,472$9.71M0.0%+3.2%0.000%
2/13/2026Summit Financial LLC17,215$263K0.0%-15.6%0.000%
2/12/2026Advisors Asset Management Inc.58,383$891K0.0%-10.8%0.000%
2/12/2026Commonwealth Equity Services LLC34,894$532K0.0%-11.1%0.000%
2/11/2026LPL Financial LLC202,293$3.09M0.0%-5.1%0.000%
2/11/2026Closed End Fund Advisors Inc.34,829$531K0.3%N/A0.000%
2/10/2026Northwestern Mutual Wealth Management Co.15,080$230K0.0%+5.4%0.000%
2/9/2026Blue Bell Private Wealth Management LLC70,871$1.08M0.2%+19.5%0.000%
2/9/2026Harbour Investments Inc.8,310$127K0.0%N/A0.000%
2/9/2026Accredited Investor Services LLC13,132$200K0.1%-8.5%0.000%
2/6/2026Global Retirement Partners LLC8,202$125K0.0%N/A0.000%
2/6/2026Altium Capital Management LLC60,998$931K3.7%N/A0.000%
2/6/2026 Prevail Innovative Wealth Advisors LLC57,026$870K0.2%+52.9%0.000%
2/6/2026HighTower Advisors LLC15,053$230K0.0%-5.3%0.000%
2/2/2026Wolverine Asset Management LLC249,306$3.80M0.0%+1.0%0.000%
1/29/2026 D.A. Davidson & CO.39,943$610K0.0%-3.7%0.000%
1/29/2026UBS Group AG403,874$6.16M0.0%-5.8%0.000%
1/29/2026Calamos Advisors LLC25,709$392K0.0%+32.2%0.000%
1/29/2026 NBC Securities Inc.90,166$1.38M0.1%+5.7%0.000%
1/28/2026 Absolute Investment Advisers LLC98,482$1.54M0.2%N/A0.000%
1/28/2026 PMG Family Office LLC37,842$577K0.7%-17.4%0.000%
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1/26/2026 Shaker Financial Services LLC199,214$3.04M1.0%-38.7%0.000%
1/26/2026Private Trust Co. NA3,200$49K0.0%-38.5%0.000%
1/23/2026Choreo LLC36,354$565K0.0%-3.5%0.000%
1/23/2026Diversify Advisory Services LLC24,566$380K0.0%-6.4%0.000%
1/16/2026 Formidable Asset Management LLC37,371$556K0.1%-9.5%0.000%
1/16/2026 Blue Trust Inc.7,000$107K0.0%N/A0.000%
1/15/2026Allspring Global Investments Holdings LLC603,228$9.21M0.0%+14.4%0.000%
1/14/2026 TrueMark Investments LLC12,137$185K0.0%N/A0.000%
1/14/2026 Shulman DeMeo Asset Management LLC59,250$904K0.2%-1.2%0.000%
1/13/2026Capital Investment Advisors LLC353,064$5.39M0.1%-2.4%0.000%
1/12/2026 Stolper Co36,490$557K0.2%+2.9%0.000%
1/9/2026 Dynamic Advisor Solutions LLC38,250$584K0.0%-2.0%0.000%
1/8/2026 Integrated Capital Management Inc.18,177$277K0.2%+9.7%0.000%
12/22/2025 PMG Family Office LLC45,833$696K0.8%N/A0.000%
11/25/2025 KERR FINANCIAL PLANNING Corp2,419$36K0.0%N/A0.000%
11/18/2025Advisory Services Network LLC2,797$42K0.0%N/A0.000%
11/17/2025NewEdge Advisors LLC51,588$768K0.0%+1.9%0.000%
11/17/2025Bank of America Corp DE1,106,449$16.48M0.0%+0.7%0.000%
11/17/20251607 Capital Partners LLC151,311$2.25M0.2%-5.2%0.000%
11/14/2025AQR Arbitrage LLC274,485$4.05M0.1%-21.6%0.000%
11/14/2025Raymond James Financial Inc.731,263$10.89M0.0%-0.2%0.000%
11/13/2025Invesco Ltd.581,790$8.66M0.0%-0.6%0.000%
11/13/2025UBS Group AG428,921$6.39M0.0%-3.7%0.000%
11/13/2025Private Advisor Group LLC69,050$1.03M0.0%-11.6%0.000%
11/13/2025 Prevail Innovative Wealth Advisors LLC37,293$555K0.1%N/A0.000%
11/13/2025HUB Investment Partners LLC12,096$180K0.0%N/A0.000%
11/12/2025Choreo LLC37,688$573K0.0%-3.0%0.000%
11/7/2025Cornerstone Advisors LLC373,933$5.57M0.2%-20.8%0.000%
11/7/2025Kapstone Financial Advisors LLC14,065$209K0.1%+11.1%0.000%
11/7/2025 Uhlmann Price Securities LLC13,781$205K0.1%N/A0.000%
11/6/2025Advisors Asset Management Inc.65,448$975K0.0%-59.4%0.000%
11/5/2025Envestnet Asset Management Inc.89,928$1.34M0.0%+1.4%0.000%
10/31/2025 B. Riley Wealth Advisors Inc.15,993$238K0.0%-43.7%0.000%
10/31/2025Sagespring Wealth Partners LLC22,325$332K0.0%+6.5%0.000%
10/29/2025 Formidable Asset Management LLC41,303$592K0.1%-2.6%0.000%
10/28/2025Wolverine Asset Management LLC246,737$3.67M0.0%-1.2%0.000%
10/23/2025Capital Investment Advisors LLC361,745$5.39M0.1%-7.3%0.000%
10/22/2025 Shaker Financial Services LLC324,768$4.94M1.7%-29.3%0.000%
10/22/2025Blue Bell Private Wealth Management LLC59,286$883K0.1%+22.3%0.000%
10/22/2025 D.A. Davidson & CO.41,459$617K0.0%-2.3%0.000%
10/20/2025Allspring Global Investments Holdings LLC527,485$7.85M0.0%+49.0%0.000%
10/20/2025Calamos Advisors LLC19,454$290K0.0%+21.7%0.000%
10/14/2025 Farther Finance Advisors LLC3,278$49K0.0%+2,853.2%0.000%
10/8/2025 Integrated Capital Management Inc.16,572$247K0.2%+14.1%0.000%
9/4/2025Osaic Holdings Inc.94,562$1.36M0.0%+22.6%0.000%
8/19/2025 B. Riley Wealth Advisors Inc.28,414$407K0.0%N/A0.000%
8/15/2025MML Investors Services LLC116,475$1.67M0.0%-5.6%0.000%
8/15/2025Bank of America Corp DE1,098,923$15.76M0.0%-13.4%0.000%
8/15/2025Ameriprise Financial Inc.100,592$1.44M0.0%+15.6%0.000%
8/15/2025AQR Arbitrage LLC350,287$4.99M0.1%-12.2%0.000%
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8/14/2025Raymond James Financial Inc.732,417$10.50M0.0%-2.5%0.000%
8/14/2025Quantedge Capital Pte Ltd36,100$518K0.5%+5.9%0.000%
8/14/2025NewEdge Advisors LLC50,625$726K0.0%+57.1%0.000%
8/13/2025Thomas J. Herzfeld Advisors Inc.244,209$3.50M1.2%-14.5%0.000%
8/13/2025Guggenheim Capital LLC595,485$8.54M0.1%+3.6%0.000%
8/13/2025Invesco Ltd.585,307$8.39M0.0%-1.8%0.000%
8/13/2025Lido Advisors LLC18,436$270K0.0%N/A0.000%
8/13/2025Northwestern Mutual Wealth Management Co.14,341$206K0.0%+12.4%0.000%
8/13/2025Choreo LLC38,862$569K0.0%-3.2%0.000%
8/12/2025Advisors Asset Management Inc.161,386$2.31M0.0%-0.7%0.000%


DIAX Institutional Ownership - Frequently Asked Questions

During the previous two years, 104 institutional investors and hedge funds held shares of Nuveen Dow 30 Dynamic Overwrite Fund. The most heavily invested institutionals were Saba Capital Management L.P. ($24.41M), Bank of America Corp DE ($16.48M), Raymond James Financial Inc. ($10.89M), Wells Fargo & Company MN ($9.71M), Allspring Global Investments Holdings LLC ($9.21M), Invesco Ltd. ($8.47M), and Guggenheim Capital LLC ($7.22M).Learn more on Nuveen Dow 30 Dynamic Overwrite Fund's institutional investors.

Of the 86 institutional investors that purchased Nuveen Dow 30 Dynamic Overwrite Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($751.35K), Allspring Global Investments Holdings LLC ($603.23K), Saba Capital Management L.P. ($565.32K), Capital Investment Advisors LLC ($404.73K), Shaker Financial Services LLC ($390.15K), Wolverine Asset Management LLC ($166.05K), and Independent Advisor Alliance ($136.82K).

Institutional investors have bought a total of 1,836,431 shares in the last 24 months. This purchase volume represents approximately $27.57M in transactions.

Of the 36 institutional investors that sold Nuveen Dow 30 Dynamic Overwrite Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Shaker Financial Services LLC ($260.32K), AQR Arbitrage LLC ($194.36K), Bank of America Corp DE ($170.49K), Advisors Asset Management Inc. ($104.22K), Cornerstone Advisors LLC ($98.40K), Guggenheim Capital LLC ($57.34K), and 1607 Capital Partners LLC ($41.55K).

Institutional investors have sold a total of 1,205,772 shares in the last 24 months. This volume of shares sold represents approximately $17.94M in transactions.


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This page (NYSEARCA:DIAX) was last updated on 7/28/2026 by MarketBeat.com Staff.
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