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PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (MINO) 10K Form and Latest SEC Filings 2026

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Latest PIMCO Municipal Income Opportunities Active Exchange-Traded Fund SEC Filings & Recent Activity

PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (NYSEARCA:MINO) has submitted 513+ documents to the U.S. Securities and Exchange Commission (SEC) since 2017. For investors, these filings are the primary source of verified financial data — covering everything from annual revenue and debt levels in the 10-K, to material business events in 8-K current reports, to insider buying and selling activity in Form 4 disclosures. The most recent filing was a Form 497K submitted on March 31, 2026.

DateFilerForm TypeView
03/31/2026 3:20 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
03/31/2026 12:44 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form CERT
03/17/2026 1:44 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 8-A12B
03/06/2026 11:51 AM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
03/06/2026 11:51 AM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
03/06/2026 11:52 AM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
03/06/2026 11:52 AM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
03/06/2026 10:00 AM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
03/05/2026 4:21 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form N-CSRS
03/02/2026 12:02 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
03/02/2026 12:02 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
03/02/2026 12:02 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
03/02/2026 12:02 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
03/02/2026 12:02 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
03/02/2026 12:02 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
03/02/2026 12:02 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
03/02/2026 12:02 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
03/02/2026 12:02 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
03/02/2026 12:02 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
03/02/2026 12:02 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
03/02/2026 12:02 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
03/02/2026 12:02 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
03/02/2026 12:02 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
03/02/2026 12:02 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
03/02/2026 12:02 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
03/02/2026 12:02 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
03/02/2026 12:02 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
03/02/2026 12:02 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
01/15/2026 7:49 AM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form CERT
01/14/2026 1:25 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 497
Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497
01/14/2026 1:26 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
01/08/2026 8:09 AM
FMR LLC (315066) Filed by
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Subject
Form SCHEDULE 13G
12/29/2025 11:07 AM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 8-A12B
12/05/2025 1:02 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 497J
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
12/02/2025 2:00 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 485BPOS
Post-effective amendment filed pursuant to Securities Act Rule 485(b)
11/26/2025 1:05 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
11/26/2025 1:06 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
11/26/2025 1:06 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
11/26/2025 1:06 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
11/26/2025 1:06 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
11/26/2025 1:07 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
11/26/2025 1:07 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
11/26/2025 1:07 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
11/26/2025 1:08 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
11/26/2025 1:08 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
11/26/2025 1:08 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
11/26/2025 1:08 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
11/26/2025 1:09 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
11/26/2025 1:09 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
11/26/2025 1:09 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
11/26/2025 1:10 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
11/26/2025 1:10 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
11/26/2025 1:10 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
11/26/2025 1:10 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
11/24/2025 12:21 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 485BXT
11/05/2025 3:50 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 497J
Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497
10/23/2025 7:41 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 485BPOS
Post-effective amendment filed pursuant to Securities Act Rule 485(b)
10/23/2025 7:46 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/23/2025 7:46 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/23/2025 7:46 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/23/2025 7:46 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/23/2025 7:46 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/23/2025 7:46 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/23/2025 7:46 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/23/2025 7:46 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/23/2025 7:46 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/23/2025 7:46 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/23/2025 7:46 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/23/2025 7:46 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/23/2025 7:46 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/23/2025 7:46 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/23/2025 7:46 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/23/2025 7:46 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/23/2025 7:46 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/23/2025 7:46 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/23/2025 7:46 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
10/03/2025 11:00 AM
PACIFIC INVESTMENT MANAGEMENT CO LLC (1163368) Filer
PIMCO Equity Series (1479360) Filer
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
PIMCO FUNDS (810893) Filer
Form 40-APP/A
09/29/2025 2:32 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 24F-2NT
Rule 24F-2 notice filed on Form 24F-2
09/25/2025 12:30 PM
PCM FUND, INC. (908187) Filer
PIMCO Access Income Fund (1886878) Filer
PIMCO California Flexible Municipal Income Fund (1911795) Filer
PIMCO CALIFORNIA MUNICIPAL INCOME FUND (1140411) Filer
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (1170300) Filer
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (1181504) Filer
PIMCO Capital Solutions BDC Corp. (1905824) Filer
PIMCO CORPORATE & INCOME OPPORTUNITY FUND (1190935) Filer
PIMCO CORPORATE & INCOME STRATEGY FUND (1160990) Filer
PIMCO Dynamic Income Fund (1510599) Filer
PIMCO Dynamic Income Opportunities Fund (1798618) Filer
PIMCO Dynamic Income Strategy Fund (1756908) Filer
PIMCO Equity Series (1479360) Filer
PIMCO Equity Series VIT (1479359) Filer
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
PIMCO Flexible Credit Income Fund (1688554) Filer
PIMCO Flexible Emerging Markets Income Fund (1851077) Filer
PIMCO Flexible Municipal Income Fund (1723701) Filer
PIMCO Flexible Real Estate Income Fund (1896329) Filer
PIMCO FUNDS (810893) Filer
PIMCO Global StocksPLUS & Income Fund (1318025) Filer
PIMCO HIGH INCOME FUND (1219360) Filer
PIMCO INCOME STRATEGY FUND (1244183) Filer
PIMCO Income Strategy Fund II (1296250) Filer
PIMCO Managed Accounts Trust (1098605) Filer
PIMCO Municipal Credit Income Fund (1948370) Filer
PIMCO MUNICIPAL INCOME FUND (1140392) Filer
PIMCO MUNICIPAL INCOME FUND II (1170299) Filer
PIMCO MUNICIPAL INCOME FUND III (1181506) Filer
PIMCO NEW YORK MUNICIPAL INCOME FUND (1140410) Filer
PIMCO NEW YORK MUNICIPAL INCOME FUND II (1170311) Filer
PIMCO NEW YORK MUNICIPAL INCOME FUND III (1181505) Filer
PIMCO STRATEGIC INCOME FUND, INC. (916183) Filer
PIMCO VARIABLE INSURANCE TRUST (1047304) Filer
Form 40-17G
09/11/2025 2:02 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form N-CEN
Annual Report for Registered Investment Companies
09/11/2025 1:34 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 485APOS
09/05/2025 10:24 AM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form N-CSR
Certified shareholder report of registered management investment companies  
09/02/2025 4:07 PM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form 497K
Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)
08/29/2025 9:46 AM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
08/29/2025 9:46 AM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
08/29/2025 9:47 AM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
08/29/2025 9:47 AM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
08/29/2025 9:47 AM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
08/29/2025 9:47 AM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
08/29/2025 9:47 AM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
08/29/2025 9:47 AM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
08/29/2025 9:47 AM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
08/29/2025 9:47 AM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
08/29/2025 9:47 AM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
08/29/2025 9:47 AM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
08/29/2025 9:47 AM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
08/29/2025 9:47 AM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
08/29/2025 9:48 AM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
08/29/2025 9:48 AM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
08/29/2025 9:48 AM
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (1450011) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
(Data available from 1/1/2016 forward)

PIMCO Municipal Income Opportunities Active Exchange-Traded Fund SEC Filings - Frequently Asked Questions

PIMCO Municipal Income Opportunities Active Exchange-Traded Fund (MINO) has submitted 513+ filings to the SEC since 2017. You can browse the complete history or filter by form type using the tools above.

The most recent filing was a Form 497K submitted on March 31, 2026. View the full filing using the link above.

SEC Filing Types: 10-K, 10-Q, 8-K and More

SEC filings are legally required disclosures that public companies submit to the U.S. Securities and Exchange Commission. Unlike press releases or earnings call transcripts, these documents are filed under legal obligation — meaning the financial data they contain is audited, standardized, and subject to penalties if materially false. For investors, that makes SEC filings the most reliable primary source available for evaluating a company's true financial position.

Yes. All SEC filings are publicly available through the SEC's EDGAR database and on financial research platforms like MarketBeat. Companies are required by law to make these disclosures accessible to all investors — meaning retail investors have access to the same source documents as institutional analysts.

A 10-K is an annual report containing audited financial statements and a full review of the company's business — it is the most comprehensive filing a company makes each year. A 10-Q is a shorter, unaudited quarterly update filed three times per year between annual reports. Investors typically use the 10-K for deep fundamental analysis and the 10-Q to track whether the company is on pace with its guidance mid-year.

The most important filing for fundamental investors. Filed once per year, the 10-K contains audited financial statements, revenue and earnings trends, debt obligations, risk factors, and management's own assessment of the business. Reading the risk factors section and comparing year-over-year financials can reveal issues that don't show up in analyst summaries.

An unaudited financial update filed three times per year (the 10-K covers Q4). Investors use 10-Qs to track whether guidance is on pace, monitor changes in cash flow or inventory, and catch any mid-year shifts in business conditions before they become headline news.

Filed within four business days of a material event — earnings releases, merger announcements, executive departures, or major asset sales. Because 8-Ks are filed before media coverage catches up, they are often the fastest way to get unfiltered information directly from the company on market-moving events.

Filed within two business days whenever an executive or director buys or sells company stock. Insider purchases — especially large or clustered buys — are often interpreted as a signal of management confidence. Insider selling is more ambiguous but worth monitoring for patterns, particularly around lock-up expirations or ahead of major announcements.


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This page (NYSEARCA:MINO) was last updated on 5/5/2026 by MarketBeat.com Staff.
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