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ALPS Active Equity Opportunity ETF (RFFC) Institutional Ownership

$77.48 -0.16 (-0.21%)
As of 10/13/2026 04:10 PM Eastern

Institutional Ownership Changes (13F Filings) for ALPS Active Equity Opportunity ETF (NYSEARCA:RFFC)

Number of
Institutional Buyers
(last 12 months)
5
Total
Institutional Inflows
(last 12 months)
$1.80M
Number of
Institutional Sellers
(last 12 months)
5
Total
Institutional Outflows
(last 12 months)
$576.22K
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RFFC Institutional Buying and Selling by Quarter

ALPS Active Equity Opportunity ETF Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/13/2026Fermata Advisors LLC5,923$454K0.1%-33.5%1.481%
9/23/2026Envestnet Asset Management Inc.12,571$948K0.0%+14.0%2.923%
7/9/2026Tenzing Financial LLC2,885$218K0.1%N/A0.721%
7/7/2026Fermata Advisors LLC8,909$672K0.1%-10.0%2.227%
2/18/2026NewEdge Advisors LLC1,662$111K0.0%-10.5%0.416%
2/17/2026Osaic Holdings Inc.14,412$967K0.0%-8.3%3.603%
2/12/2026Alps Advisors Inc.165,685$11.11M0.1%+7.6%41.421%
2/11/2026Arsenal Capital Advisors LLC6,712$450K0.3%N/A1.678%
2/5/2026RiverFront Investment Group LLC4,982$334K0.0%-5.3%1.246%
1/27/2026Elevated Capital Advisors LLC2,435$163K0.0%N/A0.609%
11/6/2025Stratos Wealth Partners LTD.3,637$234K0.0%-39.7%0.909%
11/5/2025Envestnet Asset Management Inc.11,057$710K0.0%+10.1%2.764%
10/9/2025Fermata Advisors LLC9,861$633K0.2%-4.8%2.817%
9/4/2025Osaic Holdings Inc.16,096$968K0.0%-2.7%4.236%
8/14/2025Main Street Financial Solutions LLC5,126$308K0.0%N/A1.349%
8/12/2025RiverFront Investment Group LLC5,263$317K0.0%-91.4%1.385%
8/6/2025Prospera Financial Services Inc4,031$243K0.0%-91.3%1.075%
8/1/2025Envestnet Asset Management Inc.10,041$604K0.0%-83.0%2.678%


RFFC Institutional Ownership - Frequently Asked Questions

During the previous two years, 12 institutional investors and hedge funds held shares of ALPS Active Equity Opportunity ETF. The most heavily invested institutionals were Alps Advisors Inc. ($11.11M), Osaic Holdings Inc. ($967K), Envestnet Asset Management Inc. ($948K), Fermata Advisors LLC ($454K), Arsenal Capital Advisors LLC ($450K), RiverFront Investment Group LLC ($334K), and Main Street Financial Solutions LLC ($308K).Learn more on ALPS Active Equity Opportunity ETF's institutional investors.

The following institutional investors have purchased ALPS Active Equity Opportunity ETF's stock in the last 24 months: Alps Advisors Inc. ($11.73K), Arsenal Capital Advisors LLC ($6.71K), Main Street Financial Solutions LLC ($5.13K), Tenzing Financial LLC ($2.89K), Envestnet Asset Management Inc. ($2.56K), and Elevated Capital Advisors LLC ($2.44K).

Institutional investors have bought a total of 26,321 shares in the last 24 months. This purchase volume represents approximately $1.80M in transactions.

The following institutional investors have sold ALPS Active Equity Opportunity ETF stock in the last 24 months: Fermata Advisors LLC ($3.97K), Stratos Wealth Partners LTD. ($2.39K), Osaic Holdings Inc. ($1.30K), RiverFront Investment Group LLC ($281.00), and NewEdge Advisors LLC ($195.00).

Institutional investors have sold a total of 8,146 shares in the last 24 months. This volume of shares sold represents approximately $576.22K in transactions.



Institutional ownership data for NYSEARCA:RFFC is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/13/2026. New 13F filings are added each quarter as they're published.
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