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Hartford Multifactor Small Cap ETF (ROSC) Institutional Ownership

$55.46 +0.22 (+0.40%)
As of 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for Hartford Multifactor Small Cap ETF (NYSEARCA:ROSC)

Number of
Institutional Buyers
(last 12 months)
8
Total
Institutional Inflows
(last 12 months)
$3.50M
Number of
Institutional Sellers
(last 12 months)
4
Total
Institutional Outflows
(last 12 months)
$877.21K
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ROSC Institutional Buying and Selling by Quarter

Hartford Multifactor Small Cap ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/2/2026 Citadel Advisors LLC6,255$350K0.0%N/A0.569%
5/15/2026 Gateway Wealth Partners LLC20,520$991K0.0%+108.0%1.954%
3/17/2026 Rockefeller Capital Management L.P.1,533$72K0.0%N/A0.204%
2/12/2026 Jane Street Group LLC8,621$405K0.0%N/A1.149%
2/11/2026 Gateway Wealth Partners LLC9,864$464K0.1%N/A1.315%
2/11/2026 Focus Partners Advisor Solutions LLC5,701$268K0.0%N/A0.760%
2/11/2026 LPL Financial LLC165,760$7.79M0.0%+13.0%22.101%
2/9/2026 Harbour Investments Inc.5,966$280K0.0%+5.9%0.795%
2/3/2026 Golden Bell Financial Planning LLC4,635$218K0.2%-8.3%0.618%
1/20/2026 Thurston Springer Miller Herd & Titak Inc.11,864$558K0.2%+1,324.2%1.582%
11/17/2025 Susquehanna International Group LLP9,738$443K0.0%-27.7%1.298%
11/14/2025 Solano Wealth Investment Advisors LLC29,714$1.35M0.7%-2.7%3.962%
11/4/2025 Golden Bell Financial Planning LLC5,055$230K0.2%-4.8%0.674%
10/7/2025 Thurston Springer Miller Herd & Titak Inc.833$38K0.1%-94.4%0.119%
7/29/2025 Stratos Wealth Partners LTD.12,460$520K0.0%-6.9%1.466%
7/7/2025 Thurston Springer Miller Herd & Titak Inc.14,910$623K0.1%+663.4%1.754%
5/19/2025Jane Street Group LLC7,358$296K0.0%N/A0.892%
5/8/2025Harbour Investments Inc.5,577$227K0.0%-41.7%0.676%
5/7/2025LPL Financial LLC106,029$4.27M0.0%+44.3%13.681%
5/5/2025Private Advisor Group LLC11,896$479K0.0%-44.9%1.535%
4/18/2025Wagner Wealth Management LLC1,759$71K0.0%-21.8%0.227%
4/10/2025Thurston Springer Miller Herd & Titak Inc.1,953$79K0.0%+1,796.1%0.252%
2/17/2025Citadel Advisors LLC7,253$316K0.0%-22.9%0.967%
2/13/2025Solano Wealth Investment Advisors LLC36,526$1.59M1.0%N/A4.870%
2/11/2025LPL Financial LLC73,464$3.20M0.0%+22.7%9.795%
2/10/2025Harbour Investments Inc.9,560$417K0.0%+3.7%1.275%
2/4/2025Golden Bell Financial Planning LLC5,432$237K0.2%N/A0.724%
2/3/2025Private Advisor Group LLC21,599$942K0.0%+18.4%2.880%
1/27/2025Stratos Wealth Partners LTD.13,484$588K0.0%N/A1.798%
11/15/2024Jane Street Group LLC6,091$267K0.0%N/A0.812%
8/5/2024Private Advisor Group LLC18,081$720K0.0%+100.1%2.411%
7/31/2024Commonwealth Equity Services LLC6,804$271K0.0%N/A0.907%
7/31/2024Solano Wealth Management Inc.37,424$1.49M0.8%-1.7%4.990%
7/26/2024Harbour Investments Inc.9,010$359K0.0%+31.7%1.201%
5/1/2024Private Advisor Group LLC9,035$376K0.0%N/A1.205%
2/14/2024Northwest Wealth Management LLC5,465$227K0.1%N/A0.575%
2/6/2024Solano Wealth Management Inc.48,012$1.99M1.2%-0.7%5.054%
2/2/2024Atria Wealth Solutions Inc.161,831$6.71M0.1%-1.9%17.035%
1/19/2024Wagner Wealth Management LLC53,224$2.21M0.7%-1.1%5.603%
11/8/2023Atria Wealth Solutions Inc.164,962$5.95M0.1%+5.9%17.364%
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10/18/2023Wagner Wealth Management LLC53,838$1.94M0.7%+6.2%5.667%
8/7/2023Northwest Wealth Management LLC5,400$200K0.1%N/A0.568%
8/3/2023Atria Wealth Solutions Inc.155,775$5.77M0.1%+53.4%16.397%
7/31/2023LPL Financial LLC39,558$1.47M0.0%-48.9%4.164%
7/28/2023Wagner Wealth Management LLC50,683$1.88M0.7%+7.9%5.335%
7/12/2023Independent Wealth Network Inc.8,615$319K0.2%-8.1%0.907%
6/14/2023Solano Wealth Management Inc.50,275$1.80M1.3%N/A5.292%
5/17/2023Wagner Wealth Management LLC46,972$1.68M0.8%+70.9%4.944%
5/10/2023LPL Financial LLC77,349$2.77M0.0%+5.9%8.142%
2/13/2023Atria Wealth Solutions Inc.101,570$3.62M0.1%+1.3%11.286%
2/7/2023LPL Financial LLC73,012$2.61M0.0%+8.0%8.112%
11/10/2022Strategic Wealth Advisors Group LLC50,005$1.62M0.1%+7.0%5.883%
10/19/2022Kathleen S. Wright Associates Inc.4,735$153K0.1%-30.3%0.557%
10/17/2022Independent Wealth Network Inc.9,450$306K0.2%-10.0%1.112%
8/11/2022Capital Asset Advisory Services LLC2,408$82K0.0%-65.1%0.301%
8/2/2022Advisory Services Network LLC13,274$450K0.0%+3.0%1.770%
7/26/2022Independent Wealth Network Inc.10,505$356K0.3%-25.1%1.401%
7/14/2022Orion Portfolio Solutions LLC13,712$465K0.0%-36.9%1.959%


ROSC Institutional Ownership - Frequently Asked Questions

During the previous two years, 14 institutional investors and hedge funds held shares of Hartford Multifactor Small Cap ETF. The most heavily invested institutionals were LPL Financial LLC ($7.79M), Solano Wealth Investment Advisors LLC ($1.35M), Gateway Wealth Partners LLC ($991K), Thurston Springer Miller Herd & Titak Inc. ($558K), Stratos Wealth Partners LTD. ($520K), Private Advisor Group LLC ($479K), and Susquehanna International Group LLP ($443K).Learn more on Hartford Multifactor Small Cap ETF's institutional investors.

Of the 12 institutional investors that purchased Hartford Multifactor Small Cap ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: LPL Financial LLC ($65.24K), Solano Wealth Investment Advisors LLC ($36.53K), Thurston Springer Miller Herd & Titak Inc. ($25.84K), Jane Street Group LLC ($22.07K), Gateway Wealth Partners LLC ($20.52K), Stratos Wealth Partners LTD. ($13.48K), and Citadel Advisors LLC ($6.26K).

Institutional investors have bought a total of 73,089 shares in the last 24 months. This purchase volume represents approximately $3.50M in transactions.

The following institutional investors have sold Hartford Multifactor Small Cap ETF stock in the last 24 months: Thurston Springer Miller Herd & Titak Inc. ($14.08K), Susquehanna International Group LLP ($3.72K), Solano Wealth Investment Advisors LLC ($810.00), and Golden Bell Financial Planning LLC ($673.00).

Institutional investors have sold a total of 19,282 shares in the last 24 months. This volume of shares sold represents approximately $877.21K in transactions.


Related Companies

Institutional ownership data for NYSEARCA:ROSC is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/2/2026. New 13F filings are added each quarter as they're published.
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