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Applied UV (AUVI) 10K Form and Latest SEC Filings 2026

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As of 08/24/2026 10:42 AM Eastern

Latest Applied UV SEC Filings & Recent Activity

Applied UV (OTCMKTS:AUVI) has submitted 127+ documents to the U.S. Securities and Exchange Commission (SEC) since 2020. For investors, these filings are the primary source of verified financial data — covering everything from annual revenue and debt levels in the 10-K, to material business events in 8-K current reports, to insider buying and selling activity in Form 4 disclosures. The most recent filing was a Form 25-NSE submitted on June 28, 2024.

DateFilerForm TypeView
06/28/2024 8:37 AM
Applied UV (1811109) Subject
Nasdaq Stock Market LLC (1354457) Filed by
Form 25-NSE
05/28/2024 3:10 PM
Applied UV (1811109) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/20/2024 3:50 PM
Applied UV (1811109) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/25/2024 11:15 PM
Applied UV (1811109) Filer
Form EFFECT
04/23/2024 3:56 PM
Applied UV (1811109) Filer
Form S-1/A
04/22/2024 10:07 AM
Applied UV (1811109) Filer
Form DEF 14C
04/19/2024 3:49 PM
Applied UV (1811109) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/16/2024 4:15 PM
Applied UV (1811109) Filer
Form 10-K
Annual report pursuant to Section 13 or 15(d)  
04/16/2024 4:21 PM
Applied UV (1811109) Filer
Form S-1
Registration statement under Securities Act of 1933  
04/12/2024 4:27 PM
Applied UV (1811109) Filer
Form PRE 14C
04/05/2024 2:20 PM
Applied UV (1811109) Filer
Form 8-K/A
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04/02/2024 4:28 PM
Applied UV (1811109) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/01/2024 3:36 PM
Applied UV (1811109) Filer
Form NT 10-K
03/29/2024 4:08 PM
Applied UV (1811109) Filer
Form 424B5
03/15/2024 4:29 PM
Applied UV (1811109) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
12/26/2023 2:06 PM
Applied UV (1811109) Filer
Form DEF 14C
11/17/2023 4:21 PM
Applied UV (1811109) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
11/17/2023 3:34 PM
Applied UV (1811109) Filer
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
11/15/2023 8:12 PM
Applied UV (1811109) Filer
Form 424B4
11/14/2023 6:56 PM
Applied UV (1811109) Filer
Form S-1MEF
11/13/2023 11:15 PM
Applied UV (1811109) Filer
Form EFFECT
11/09/2023 1:52 PM
Applied UV (1811109) Filer
Form S-1/A
11/08/2023 9:02 AM
Applied UV (1811109) Filer
Form S-1/A
10/05/2023 3:45 PM
Applied UV (1811109) Filer
Form S-1
Registration statement under Securities Act of 1933  
10/02/2023 2:55 PM
Applied UV (1811109) Filer
Form DEF 14C
08/28/2023 2:24 PM
Applied UV (1811109) Filer
Form PRE 14C
08/28/2023 11:00 AM
Applied UV (1811109) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
(Data available from 1/1/2016 forward)

Applied UV SEC Filings - Frequently Asked Questions

Applied UV (AUVI) has submitted 127+ filings to the SEC since 2020. You can browse the complete history or filter by form type using the tools above.

Applied UV's fiscal year ends on December 31. The company typically files its 10-K annual report by the end of February, covering the prior fiscal year's financial results.

The most recent filing was a Form 25-NSE submitted on June 28, 2024. View the full filing using the link above.

SEC Filing Types: 10-K, 10-Q, 8-K and More

SEC filings are legally required disclosures that public companies submit to the U.S. Securities and Exchange Commission. Unlike press releases or earnings call transcripts, these documents are filed under legal obligation — meaning the financial data they contain is audited, standardized, and subject to penalties if materially false. For investors, that makes SEC filings the most reliable primary source available for evaluating a company's true financial position.

Yes. All SEC filings are publicly available through the SEC's EDGAR database and on financial research platforms like MarketBeat. Companies are required by law to make these disclosures accessible to all investors — meaning retail investors have access to the same source documents as institutional analysts.

A 10-K is an annual report containing audited financial statements and a full review of the company's business — it is the most comprehensive filing a company makes each year. A 10-Q is a shorter, unaudited quarterly update filed three times per year between annual reports. Investors typically use the 10-K for deep fundamental analysis and the 10-Q to track whether the company is on pace with its guidance mid-year.

The most important filing for fundamental investors. Filed once per year, the 10-K contains audited financial statements, revenue and earnings trends, debt obligations, risk factors, and management's own assessment of the business. Reading the risk factors section and comparing year-over-year financials can reveal issues that don't show up in analyst summaries.

An unaudited financial update filed three times per year (the 10-K covers Q4). Investors use 10-Qs to track whether guidance is on pace, monitor changes in cash flow or inventory, and catch any mid-year shifts in business conditions before they become headline news.

Filed within four business days of a material event — earnings releases, merger announcements, executive departures, or major asset sales. Because 8-Ks are filed before media coverage catches up, they are often the fastest way to get unfiltered information directly from the company on market-moving events.

Filed within two business days whenever an executive or director buys or sells company stock. Insider purchases — especially large or clustered buys — are often interpreted as a signal of management confidence. Insider selling is more ambiguous but worth monitoring for patterns, particularly around lock-up expirations or ahead of major announcements.


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SEC filings for OTCMKTS:AUVI are sourced directly from the U.S. Securities and Exchange Commission (SEC), with the most recent filing dated 6/28/2024. New filings are added as they're published.
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