First Trust Small Cap Core AlphaDEX Fund (FYX) Price, Holdings, & News

ETF Overview

The First Trust Small Cap Core AlphaDEX Fund (FYX) is an exchange-traded fund that is based on the NASDAQ AlphaDEX Small Cap Core index. The fund tracks an index of small-cap stocks selected based on quantitatively driven growth and value factors. FYX was launched on May 8, 2007 and is managed by First Trust.

Key Stats

• Today's Range: $99.11 to $100.40
• 50-Day Range: $91.28 to $101.23
• 52-Week Range: $77.66 to $111.87
• Volume: 12,763 shs
• Average Volume: 29,611 shs
• Market Capitalization: $828.82 million
• Assets Under Management: $835.84 million
• Dividend Yield: 1.23%
• Net Expense Ratio: 0.61%
• Aggregate Rating: Moderate Buy

FYX ETF - Frequently Asked Questions

How have FYX shares performed this year?

First Trust Small Cap Core AlphaDEX Fund's stock was trading at $101.06 at the beginning of 2025. Since then, FYX stock has decreased by 1.8% and is now trading at $99.26.

Who are First Trust Small Cap Core AlphaDEX Fund's major shareholders?

Top institutional shareholders of First Trust Small Cap Core AlphaDEX Fund include Janney Montgomery Scott LLC (1.70%), Wealth Alliance Advisory Group LLC (0.74%), Mainsail Financial Group LLC (0.46%) and Wealth Enhancement Advisory Services LLC (0.38%).

How do I buy shares of First Trust Small Cap Core AlphaDEX Fund?

Shares of FYX stock can be purchased through any online brokerage account. Popular online brokerages with access to the U.S. stock market include Charles Schwab, E*TRADE, Fidelity, and Vanguard Brokerage Services.

What other stocks do shareholders of First Trust Small Cap Core AlphaDEX Fund own?

Based on aggregate information from My MarketBeat watchlists, some other companies that First Trust Small Cap Core AlphaDEX Fund investors own include First Trust Mid Cap Core AlphaDEX Fund (FNX), Adobe (ADBE), AbbVie (ABBV), Applied Materials (AMAT), Advanced Micro Devices (AMD), Broadcom (AVGO) and Blackstone Strategic Credit 2027 Term Fund (BGB).

Fund Details

• Issuer: First Trust
• Fund Name: First Trust Small Cap Core AlphaDEX Fund
• Tax Classification: Regulated Investment Company
• Stock Exchange: NASDAQ
• Current Symbol: NASDAQ:FYX
• Inception Date: 5/8/2007
• Fund Manager: Daniel J. Lindquist, Jon Erickson David McGarel, RogerTestin, Stan Ueland, Chris Peterson, Erik Russo
• Web: N/A
• Phone: 14089961010

Fund Focus

• Asset Class: Equity
• Benchmark: Nasdaq AlphaDEX Small Cap Core Index
• Category: Size and Style
• Focus: Small Cap
• Development Level: Developed Markets
• Region: North America
• Number of Holdings: 527

Fund Statistics

• Assets Under Management: $835.84 million
• Average Daily Volume: $23.98 thousand
• Discount/Premium: -0.03%

Administrator, Advisor and Custodian

• Administrator: The Bank of New York Mellon Corporation
• Advisor: First Trust Advisors L.P.
• Custodian: The Bank of New York Mellon Corporation
• Distributor: First Trust Portfolios L.P.
• Transfer Agent: The Bank of New York Mellon Corporation
• Trustee: N/A
• Lead Market Maker: Old Mission

Options

• Optionable: N/A
• Short Interest: 600 shs

Miscellaneous

• Outstanding Shares: 8,350,000
• Beta: 1.27
• Creation Unit: 50,000
• Creation Fee: $1,000.00