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AllianzIM U.S. Equity Buffer15 Uncapped Apr ETF (ARLU) Institutional Ownership

$32.92 +0.02 (+0.06%)
Closing price 10/13/2026 04:10 PM Eastern
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$32.91 -0.01 (-0.02%)
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Institutional Ownership Changes (13F Filings) for AllianzIM U.S. Equity Buffer15 Uncapped Apr ETF (BATS:ARLU)

Number of
Institutional Buyers
(last 12 months)
12
Total
Institutional Inflows
(last 12 months)
$12.27M
Number of
Institutional Sellers
(last 12 months)
14
Total
Institutional Outflows
(last 12 months)
$3.38M
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ARLU Institutional Buying and Selling by Quarter

AllianzIM U.S. Equity Buffer15 Uncapped Apr ETF Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/9/2026First Heartland Consultants Inc.13,259$429K0.0%N/A0.855%
8/5/2026USA Financial Formulas64,932$1.86M0.3%-5.7%4.189%
5/13/2026Cetera Investment Advisers14,997$430K0.0%-21.7%0.968%
5/6/2026Independent Financial Group LLC13,625$391K0.0%N/A0.879%
4/30/2026Kestra Advisory Services LLC86,574$2.48M0.0%-0.5%5.585%
4/28/2026Stephens Inc. AR92,102$2.64M0.0%-0.5%5.942%
4/22/2026Patriot Financial Group Insurance Agency LLC19,132$549K0.0%+96.2%1.234%
4/21/2026Silver Oak Securities Incorporated12,390$355K0.0%-3.8%0.799%
4/20/2026RFG Advisory LLC190,292$5.46M0.1%+1.4%12.277%
2/23/2026Walser Wealth Management Company A Ltd Liability Co8,140$247K0.1%N/A0.525%
2/18/2026OLD Mission Capital LLC32,519$986K0.0%+191.0%2.098%
2/17/2026Cetera Investment Advisers19,159$581K0.0%-11.7%1.236%
2/16/2026Arax Advisory Partners15,629$474K0.0%N/A1.008%
2/13/2026Allianz SE45,360$1.38M0.0%N/A2.926%
2/12/2026Commonwealth Equity Services LLC322,168$9.77M0.0%-0.5%20.785%
2/11/2026Allianz Investment Management LLC241,633$7.32M4.6%N/A15.589%
2/9/2026Harbour Investments Inc.11,483$348K0.0%+9.5%0.741%
2/6/2026Creative Financial Designs Inc. ADV3,650$111K0.0%-10.4%0.235%
2/5/2026Stephens Inc. AR92,546$2.81M0.0%+0.6%5.971%
2/3/2026RFG Advisory LLC187,583$5.69M0.1%-4.8%12.102%
1/26/2026Patriot Financial Group Insurance Agency LLC9,749$296K0.0%+13.5%0.629%
1/15/2026Silver Oak Securities Incorporated12,876$393K0.0%-4.2%0.831%
1/14/2026USA Financial Formulas68,867$2.09M0.4%-17.3%4.443%
1/12/2026ARS Wealth Advisors Group LLC131,641$3.99M0.4%-1.9%8.493%
1/9/2026First Heartland Consultants Inc.14,843$450K0.0%-7.3%0.958%
1/1/2026JPMorgan Chase & Co.13,370$398K0.0%-27.5%0.863%
11/20/2025Centaurus Financial Inc.34,517$1.03M0.0%-5.2%2.227%
11/17/2025Susquehanna International Group LLP10,400$310K0.0%N/A0.671%
11/10/2025First Heartland Consultants Inc.16,005$477K0.0%-18.3%1.033%
11/7/2025JPMorgan Chase & Co.13,370$398K0.0%-27.5%0.863%
11/6/2025Allianz Investment Management U.S. LLC49,860$1.49M0.1%-50.1%3.217%
11/6/2025RFG Advisory LLC197,096$5.87M0.1%+5.5%12.716%
11/3/2025Foundations Investment Advisors LLC11,993$357K0.0%-6.5%0.774%
10/27/2025Stephens Inc. AR91,979$2.74M0.0%+13.5%5.934%
10/22/2025Commonwealth Equity Services LLC323,760$9.64M0.0%-1.4%20.888%
10/10/2025USA Financial Formulas83,321$2.48M0.4%-17.7%5.376%
10/8/2025Patriot Financial Group Insurance Agency LLC8,589$256K0.0%-37.8%0.554%
9/4/2025Osaic Holdings Inc.4,635$129K0.0%+396.8%0.299%
8/29/2025Centaurus Financial Inc.36,399$1.02M0.1%N/A2.348%
8/12/2025JPMorgan Chase & Co.18,451$514K0.0%+37.2%1.190%
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8/12/2025Allianz Investment Management U.S. LLC99,860$2.78M0.1%-35.5%6.443%
8/8/2025Cetera Investment Advisers18,401$513K0.0%-74.3%1.187%
8/8/2025Foundations Investment Advisors LLC12,828$358K0.0%+24.7%0.828%
8/6/2025Savant Capital LLC11,950$333K0.0%N/A0.771%
8/4/2025Creative Financial Designs Inc. ADV4,075$114K0.0%-18.5%0.263%
7/29/2025Stephens Inc. AR81,074$2.26M0.0%+4.0%5.231%
7/28/2025RFG Advisory LLC186,844$5.21M0.1%+55.5%12.054%
7/21/2025Patriot Financial Group Insurance Agency LLC13,810$385K0.0%-57.3%0.891%
7/18/2025USA Financial Formulas101,212$2.82M0.5%+224,815.6%6.530%
5/14/2025Kestra Advisory Services LLC89,642$2.31M0.0%+0.9%5.859%
5/6/2025Cetera Investment Advisers71,502$1.85M0.0%+1.4%4.673%
5/1/2025Stephens Inc. AR77,953$2.01M0.0%+4.2%5.568%
4/23/2025Creative Financial Designs Inc. ADV5,000$129K0.0%-9.1%0.357%
4/14/2025ARS Wealth Advisors Group LLC134,197$3.46M0.5%N/A9.586%
4/14/2025Patriot Financial Group Insurance Agency LLC32,342$835K0.1%-42.6%2.310%
4/9/2025RFG Advisory LLC120,153$3.10M0.1%+24.3%11.665%
2/17/2025Cetera Investment Advisers70,508$1.92M0.0%+4.6%10.446%
2/17/2025Citadel Advisors LLC9,849$268K0.0%+20.8%1.459%
2/12/2025Allianz Investment Management U.S. LLC194,860$5.31M0.4%-2.5%28.868%
2/10/2025Creative Financial Designs Inc. ADV5,500$150K0.0%-6.8%0.815%
2/10/2025Harbour Investments Inc.10,808$296K0.0%+25.5%1.601%
2/10/2025Commonwealth Equity Services LLC144,328$3.93M0.0%-2.0%21.382%
1/30/2025Strategic Financial Concepts LLC51,272$1.40M0.0%N/A7.596%
1/28/2025Stephens Inc. AR74,805$2.04M0.0%-7.0%11.082%
1/28/2025Strategic Financial Concepts LLC51,272$1.40M0.0%N/A7.596%
1/22/2025Patriot Financial Group Insurance Agency LLC56,324$1.53M0.2%-12.4%8.344%
1/21/2025RFG Advisory LLC96,691$2.63M0.1%N/A14.325%
11/5/2024Harbour Investments Inc.8,610$232K0.0%N/A1.276%
10/28/2024Creative Financial Designs Inc. ADV5,900$159K0.0%N/A0.874%
10/28/2024Stephens Inc. AR80,459$2.16M0.0%+0.7%11.920%
10/25/2024Strategic Blueprint LLC18,245$491K0.0%N/A2.703%
10/24/2024Patriot Financial Group Insurance Agency LLC64,276$1.73M0.2%-37.6%9.522%
10/21/2024Foundations Investment Advisors LLC10,288$277K0.0%N/A1.524%
8/26/2024Allianz Investment Management U.S. LLC199,860$5.13M0.3%N/A29.609%
8/22/2024Cetera Investment Advisers61,014$1.57M0.0%N/A9.039%
8/9/2024Allianz Investment Management U.S. LLC199,860$5.13M1.1%N/A29.609%
8/6/2024Strategic Financial Concepts LLC171,728$4.42M0.0%N/A25.441%
7/31/2024Commonwealth Equity Services LLC132,636$3.41M0.0%N/A19.650%
7/26/2024Patriot Financial Group Insurance Agency LLC102,960$2.65M0.4%N/A15.253%
7/25/2024First Heartland Consultants Inc.20,068$516K0.0%N/A2.973%
7/16/2024Envestnet Portfolio Solutions Inc.8,195$211K0.0%N/A1.214%


ARLU Institutional Ownership - Frequently Asked Questions

During the previous two years, 28 institutional investors and hedge funds held shares of AllianzIM U.S. Equity Buffer15 Uncapped Apr ETF. The most heavily invested institutionals were Commonwealth Equity Services LLC ($9.77M), Allianz Investment Management LLC ($7.32M), RFG Advisory LLC ($5.46M), ARS Wealth Advisors Group LLC ($3.99M), Stephens Inc. AR ($2.64M), Kestra Advisory Services LLC ($2.48M), and USA Financial Formulas ($1.86M).Learn more on AllianzIM U.S. Equity Buffer15 Uncapped Apr ETF's institutional investors.

Of the 25 institutional investors that purchased AllianzIM U.S. Equity Buffer15 Uncapped Apr ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Allianz Investment Management LLC ($241.63K), RFG Advisory LLC ($199.81K), ARS Wealth Advisors Group LLC ($134.20K), Strategic Financial Concepts LLC ($102.54K), USA Financial Formulas ($101.17K), Allianz SE ($45.36K), and Centaurus Financial Inc. ($36.40K).

Institutional investors have bought a total of 405,366 shares in the last 24 months. This purchase volume represents approximately $12.27M in transactions.

Of the 14 institutional investors that sold AllianzIM U.S. Equity Buffer15 Uncapped Apr ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Allianz Investment Management U.S. LLC ($50K), USA Financial Formulas ($18.39K), JPMorgan Chase & Co. ($10.16K), RFG Advisory LLC ($9.51K), Cetera Investment Advisers ($6.70K), Commonwealth Equity Services LLC ($6.25K), and First Heartland Consultants Inc. ($4.75K).

Institutional investors have sold a total of 113,288 shares in the last 24 months. This volume of shares sold represents approximately $3.38M in transactions.



Institutional ownership data for BATS:ARLU is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/9/2026. New 13F filings are added each quarter as they're published.
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