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FT Vest U.S. Equity Buffer ETF - November (FNOV) Institutional Ownership

FT Vest U.S. Equity Buffer ETF - November logo
$59.87 +0.03 (+0.05%)
As of 04:10 PM Eastern

Institutional Ownership Changes (13F Filings) for FT Vest U.S. Equity Buffer ETF - November (BATS:FNOV)

Number of
Institutional Buyers
(last 12 months)
77
Total
Institutional Inflows
(last 12 months)
$78.13M
Number of
Institutional Sellers
(last 12 months)
60
Total
Institutional Outflows
(last 12 months)
$60.72M
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FNOV Institutional Buying and Selling by Quarter

FT Vest U.S. Equity Buffer ETF - November Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/7/2026 CoreCap Advisors LLC13,674$800K0.0%+2.6%0.078%
6/3/2026 NewEdge Advisors LLC12,001$641K0.0%-4.0%0.068%
5/19/2026 Cornerstone Wealth LLC TN6,640$376K0.2%N/A0.038%
5/19/2026 NewEdge Advisors LLC7,903$422K0.0%-36.8%0.045%
5/19/2026Centaurus Financial Inc.20,224$1.08M0.1%-2.8%0.115%
5/19/2026 Arkadios Wealth Advisors35,573$1.90M0.0%-3.9%0.203%
5/18/2026Sunbelt Securities Inc.21,518$1.15M0.1%-2.3%0.123%
5/18/2026Royal Bank of Canada13,049$697K0.0%+12.8%0.074%
5/15/2026 Gateway Wealth Partners LLC6,467$345K0.0%N/A0.037%
5/13/2026 Cetera Investment Advisers513,728$27.43M0.0%-6.2%2.931%
5/7/2026 World Equity Group Inc.11,018$588K0.2%-16.8%0.063%
5/6/2026 Assetmark Inc.263,143$14.05M0.0%+11.6%1.501%
5/4/2026 Bleakley Financial Group LLC50,115$2.68M0.0%-3.9%0.286%
5/1/2026 Arbor Capital Management Inc. ADV8,809$480K0.4%-4.6%0.050%
4/30/2026 Kestra Advisory Services LLC86,126$4.60M0.0%+32.5%0.491%
4/29/2026 Integrated Advisors Network LLC39,121$2.09M0.1%-5.0%0.223%
4/28/2026 Stephens Inc. AR28,496$1.52M0.0%+42.3%0.163%
4/27/2026 Private Advisor Group LLC10,361$553K0.0%+19.4%0.059%
4/23/2026Catalina Capital Group LLC6,172$330K0.2%-11.2%0.035%
4/23/2026 Apollon Wealth Management LLC3,885$207K0.0%N/A0.022%
4/22/2026 Ifrah Financial Services Inc.8,315$444K0.1%-2.6%0.047%
4/22/2026 Janney Montgomery Scott LLC42,753$2.28M0.0%+1.0%0.244%
4/22/2026 FWG Investments LLC.28,694$1.53M1.0%-3.7%0.164%
4/20/2026 Kestra Private Wealth Services LLC31,684$1.69M0.0%-5.1%0.181%
4/20/2026 RFG Advisory LLC13,994$747K0.0%+10.8%0.080%
4/18/2026 Faithward Advisors LLC49,710$2.65M0.4%-3.7%0.284%
4/17/2026 Signal Advisors Wealth LLC18,662$996K0.1%+10.2%0.106%
4/17/2026 Brookstone Capital Management13,224$706K0.0%-2.0%0.075%
4/16/2026 Founders Financial Securities LLC30,523$1.68M0.1%+8.0%0.174%
3/17/2026 Rockefeller Capital Management L.P.21,019$1.15M0.0%+103.1%0.120%
2/20/2026Sunbelt Securities Inc.22,018$1.21M0.1%+3.5%0.126%
2/18/2026 Crusonia Wealth Advisors LLC7,567$415K0.1%N/A0.043%
2/18/2026Empowered Funds LLC25,926$1.42M0.0%N/A0.148%
2/18/2026 VestGen Investment Management18,715$1.03M0.6%N/A0.107%
2/17/2026 Integrated Advisors Network LLC41,167$2.26M0.1%+35.9%0.235%
2/17/2026 Cetera Investment Advisers547,574$30.02M0.0%+60.4%3.124%
2/17/2026Osaic Holdings Inc.273,127$14.98M0.0%-21.1%1.558%
2/17/2026 Advisory Services Network LLC7,961$437K0.0%-4.7%0.045%
2/17/2026 Faithward Advisors LLC51,623$2.83M0.4%+19.1%0.294%
2/16/2026 MML Investors Services LLC66,729$3.66M0.0%+171.9%0.381%
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2/16/2026 Mariner LLC61,019$3.35M0.0%+8.1%0.348%
2/16/2026Motiv8 Investments LLC7,695$422K0.2%N/A0.044%
2/16/2026 Integrity Financial Corp WA37,038$2.03M1.0%-22.2%0.211%
2/13/2026 CreativeOne Wealth LLC62,634$3.43M0.1%+838.2%0.357%
2/13/2026 Kestra Advisory Services LLC65,000$3.56M0.0%+17.8%0.371%
2/13/2026 Arkadios Wealth Advisors37,014$2.03M0.0%+149.7%0.211%
2/13/2026 Integrated Wealth Concepts LLC49,618$2.72M0.0%+5.0%0.283%
2/13/2026Ausdal Financial Partners Inc.80,598$4.42M0.2%N/A0.460%
2/12/2026Jane Street Group LLC11,355$623K0.0%N/A0.065%
2/12/2026Federation des caisses Desjardins du Quebec725$40K0.0%-26.8%0.004%
2/12/2026Insigneo Advisory Services LLC11,575$635K0.0%+16.8%0.066%
2/12/2026Orion Porfolio Solutions LLC4,019$220K0.0%N/A0.023%
2/12/2026 Commonwealth Equity Services LLC182,235$9.99M0.0%+17.8%1.040%
2/12/2026 Fortress Private Ledger LLC3,707$203K0.1%-10.5%0.021%
2/12/2026 Wood Tarver Financial Group LLC4,670$256K0.1%N/A0.027%
2/12/2026 Steward Partners Investment Advisory LLC46,409$2.55M0.0%+7.7%0.265%
2/12/2026 Oder Investment Management LLC19,160$1.05M0.8%-4.0%0.109%
2/11/2026Empowered Funds LLC25,926$1.42M0.0%N/A0.148%
2/11/2026 Janney Montgomery Scott LLC42,348$2.32M0.0%+16.7%0.242%
2/11/2026 LPL Financial LLC292,891$16.06M0.0%+19.5%1.671%
2/10/2026 REAP Financial Group LLC94,828$5.20M1.1%+33.0%0.541%
2/10/2026 Clear Point Advisors Inc.12,613$692K0.5%-12.7%0.072%
2/10/2026 Founders Financial Securities LLC28,250$1.55M0.1%+11.2%0.161%
2/9/2026 Integrity Alliance LLC.3,963$217K0.0%N/A0.023%
2/9/2026 Bleakley Financial Group LLC52,164$2.86M0.0%+180.1%0.298%
2/9/2026 Blue Bell Private Wealth Management LLC6,474$355K0.1%+115.0%0.037%
2/9/2026 Harbour Investments Inc.43,158$2.37M0.0%+23.5%0.246%
2/9/2026 Prospera Financial Services Inc18,383$1.01M0.0%+3.0%0.105%
2/6/2026 Ignite Planners LLC11,911$658K0.1%N/A0.068%
2/6/2026 Goldenstone Wealth Management LLC14,180$777K0.6%N/A0.081%
2/6/2026 IFP Advisors Inc5,059$277K0.0%+15.0%0.029%
2/6/2026 McKinley Carter Wealth Services Inc.58,051$3.18M0.2%-5.4%0.331%
2/6/2026 HighTower Advisors LLC5,791$318K0.0%N/A0.033%
2/5/2026 Stephens Inc. AR20,030$1.10M0.0%+18.0%0.114%
2/5/2026Schulz Wealth LTD.11,875$651K0.4%-7.8%0.068%
2/5/2026 Atria Investments Inc146,376$8.03M0.1%+1,771.3%0.835%
2/4/2026Ameritas Advisory Services LLC11,995$658K0.0%-7.9%0.068%
2/4/2026 Meridian Wealth Management LLC7,287$400K0.0%N/A0.042%
2/4/2026 Northeast Planning Associates INC. NH49,954$2.74M1.9%N/A0.285%
2/4/2026 Altman Advisors Inc.95,028$5.21M1.8%+0.5%0.542%
2/3/2026 Buck Wealth Strategies LLC4,955$272K0.0%+11.5%0.028%
2/3/2026 FSB Premier Wealth Management Inc.31,681$1.74M0.6%-14.1%0.181%
2/3/2026 MGO One Seven LLC44,877$2.46M0.1%N/A0.256%
2/3/2026 RFG Advisory LLC12,633$693K0.0%+9.2%0.072%
2/2/2026 Grantvest Financial Group LLC8,525$467K0.3%+36.5%0.049%
2/2/2026 Aurora Private Wealth Inc.4,110$225K0.1%N/A0.023%
2/2/2026Mutual Advisors LLC15,091$827K0.0%N/A0.086%
1/30/2026 Strategic Blueprint LLC12,823$703K0.0%-55.2%0.073%
1/29/2026 IMC Chicago LLC16,933$928K0.0%-29.3%0.097%
1/29/2026 Kestra Private Wealth Services LLC33,384$1.83M0.0%-2.3%0.190%
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1/29/2026 Sanctuary Advisors LLC15,241$836K0.0%+18.5%0.087%
1/29/2026 Concurrent Investment Advisors LLC5,083$279K0.0%+32.7%0.029%
1/28/2026 Arbor Capital Management Inc. ADV9,229$508K0.4%-8.9%0.053%
1/28/2026 FWG Investments LLC.29,786$1.63M1.0%+2.9%0.170%
1/28/2026 Kingswood Wealth Advisors LLC5,166$283K0.0%+6.2%0.029%
1/26/2026 Merit Financial Group LLC4,274$234K0.0%N/A0.024%
1/26/2026CWM LLC96,859$5.31M0.0%+13.1%0.553%
1/23/2026 Farther Finance Advisors LLC14,626$802K0.0%-23.8%0.083%
1/23/2026 Assetmark Inc.235,755$12.93M0.0%+13.7%1.345%
1/23/2026 Pinnacle Wealth Management Group Inc.6,995$384K0.2%N/A0.040%


FNOV Institutional Ownership - Frequently Asked Questions

During the previous two years, 167 institutional investors and hedge funds held shares of FT Vest U.S. Equity Buffer ETF - November. The most heavily invested institutionals were Cetera Investment Advisers ($27.43M), LPL Financial LLC ($16.06M), Osaic Holdings Inc. ($14.98M), Assetmark Inc. ($14.05M), Raymond James Financial Inc. ($13.31M), Commonwealth Equity Services LLC ($9.99M), and WealthPlan Investment Management LLC ($8.35M).Learn more on FT Vest U.S. Equity Buffer ETF - November's institutional investors.

Of the 141 institutional investors that purchased FT Vest U.S. Equity Buffer ETF - November's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Cetera Investment Advisers ($1.01M), Raymond James Financial Inc. ($854.89K), Envestnet Asset Management Inc. ($728.97K), CreativeOne Wealth LLC ($284.54K), Assetmark Inc. ($241.72K), Atria Investments Inc ($198.13K), and WealthPlan Investment Management LLC ($174.54K).

Institutional investors have bought a total of 1,432,029 shares in the last 24 months. This purchase volume represents approximately $78.13M in transactions.

Of the 60 institutional investors that sold FT Vest U.S. Equity Buffer ETF - November's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Envestnet Asset Management Inc. ($361.01K), Raymond James Financial Inc. ($203.78K), CreativeOne Wealth LLC ($109.33K), CWM LLC ($83.12K), Osaic Holdings Inc. ($78.76K), Clearstead Advisors LLC ($39.28K), and Advisory Services Network LLC ($38.17K).

Institutional investors have sold a total of 1,143,055 shares in the last 24 months. This volume of shares sold represents approximately $60.72M in transactions.



Institutional ownership data for BATS:FNOV is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 7/7/2026. New 13F filings are added each quarter as they're published.
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