First Trust Large Cap Growth AlphaDEX Fund (FTC) Institutional Ownership

$178.04 -1.44 (-0.80%)

Closing price 03:50 PM Eastern

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$178.19 +0.15 (+0.08%)

As of 04:15 PM Eastern

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Number of Institutional Buyers (last 12 months): 86
Total Institutional Inflows (last 12 months): $63.73M

Number of Institutional Sellers (last 12 months): 86
Total Institutional Outflows (last 12 months): $70.43M

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FTC Institutional Buying and Selling by Quarter

First Trust Large Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

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Reporting Date	Major Shareholder Name	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
9/23/2026	QRG Capital Management Inc.	1,902	$369K	0.0%	-4.3%	0.026%
9/23/2026	Envestnet Asset Management Inc.	36,193	$7.01M	0.0%	+7.4%	0.486%
9/9/2026	Integrated Wealth Concepts LLC	21,020	$4.07M	0.0%	+152.8%	0.280%
9/9/2026	RFG Advisory LLC	5,276	$1.02M	0.0%	-37.8%	0.070%
9/9/2026	NewEdge Advisors LLC	7,057	$1.37M	0.0%	-23.0%	0.094%
9/9/2026	IFP Advisors Inc	18,506	$3.59M	0.1%	-9.2%	0.247%
9/9/2026	Baird Financial Group Inc.	152,775	$29.60M	0.0%	+0.8%	2.037%
9/8/2026	Allworth Financial LP	10,157	$1.97M	0.0%	+7.8%	0.135%
8/15/2026	First Bancorp Inc ME	309	$60K	0.0%	N/A	0.004%
7/10/2026	Wealthcare Advisory Partners LLC	19,163	$3.71M	0.1%	+16.2%	0.259%
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7/7/2026	CoreCap Advisors LLC	7,584	$1.47M	0.0%	-4.6%	0.103%
7/6/2026	Private Client Services LLC	1,100	$213K	0.1%	N/A	0.015%
7/2/2026	CX Institutional	109,235	$21.17M	0.6%	-4.0%	1.486%
6/3/2026	Parallel Advisors LLC	2,877	$443K	0.0%	N/A	0.039%
6/3/2026	NewEdge Advisors LLC	9,166	$1.41M	0.0%	-19.1%	0.124%
5/19/2026	Western Wealth Management LLC	17,950	$2.77M	0.1%	-4.4%	0.243%
5/19/2026	NewEdge Advisors LLC	6,510	$1.00M	0.0%	-42.6%	0.088%
5/19/2026	Bank of America Corp DE	139,549	$21.51M	0.0%	-3.3%	1.886%
5/19/2026	Arkadios Wealth Advisors	5,399	$832K	0.0%	+2.6%	0.073%
5/19/2026	IFS Group LLC	14,405	$2.22M	2.0%	N/A	0.195%
5/18/2026	Royal Bank of Canada	68,493	$10.56M	0.0%	+1.8%	0.926%
5/15/2026	Gateway Wealth Partners LLC	31,138	$4.80M	0.2%	+97.1%	0.421%
5/13/2026	Cetera Investment Advisers	94,527	$14.57M	0.0%	-2.1%	1.277%
5/13/2026	Clearwater Capital Advisors LLC	5,874	$905K	0.1%	+2.1%	0.079%
5/13/2026	First Trust Advisors LP	31,929	$4.92M	0.0%	-81.3%	0.431%
5/7/2026	Parallel Advisors LLC	2,877	$443K	0.0%	N/A	0.039%
5/7/2026	WealthTrust Asset Management LLC	1,898	$293K	0.2%	+37.8%	0.026%
5/6/2026	Assetmark Inc.	2,325	$358K	0.0%	-5.6%	0.031%
5/6/2026	Independent Financial Group LLC	5,596	$863K	0.0%	N/A	0.076%
5/5/2026	D.A. Davidson & CO.	37,747	$5.82M	0.0%	-0.9%	0.510%
5/5/2026	Three Seasons Wealth LLC	7,197	$1.11M	0.4%	-6.0%	0.097%
5/5/2026	Geneos Wealth Management Inc.	7,725	$1.19M	0.0%	-1.9%	0.104%
5/5/2026	Sigma Planning Corp	4,857	$749K	0.0%	-2.3%	0.066%
5/2/2026	International Assets Investment Management LLC	2,041	$319K	0.0%	-5.2%	0.028%
5/1/2026	Fifth Third Bancorp	6,662	$1.03M	0.0%	N/A	0.090%
4/30/2026	Kestra Advisory Services LLC	11,470	$1.77M	0.0%	+1.8%	0.155%
4/30/2026	Money Concepts Capital Corp	10,235	$1.58M	0.1%	-7.7%	0.138%
4/29/2026	Richmond Investment Services LLC	6,976	$1.08M	0.2%	-5.1%	0.094%
4/28/2026	LVZ Inc.	27,328	$4.21M	0.5%	+17.2%	0.369%
4/28/2026	QRG Capital Management Inc.	1,987	$306K	0.0%	N/A	0.027%
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4/27/2026	Private Advisor Group LLC	21,073	$3.25M	0.0%	-2.7%	0.285%
4/23/2026	Pinnacle Bancorp Inc.	378	$58K	0.0%	-24.4%	0.005%
4/23/2026	Apollon Wealth Management LLC	8,250	$1.27M	0.0%	-27.5%	0.111%
4/22/2026	Janney Montgomery Scott LLC	445,998	$68.75M	0.2%	+0.2%	6.027%
4/21/2026	Independent Wealth Network Inc.	2,399	$370K	0.1%	N/A	0.032%
4/20/2026	Kestra Private Wealth Services LLC	5,973	$921K	0.0%	-14.1%	0.081%
4/20/2026	Greenup Street Wealth Management LLC	24,276	$3.74M	0.5%	+1.6%	0.328%
4/20/2026	RFG Advisory LLC	8,485	$1.31M	0.0%	+547.2%	0.115%
4/16/2026	Founders Financial Securities LLC	1,224	$200K	0.0%	-49.6%	0.017%
4/16/2026	Redstone Wealth Management LLC	1,990	$307K	0.2%	-14.6%	0.027%
3/17/2026	Rockefeller Capital Management L.P.	19,621	$3.14M	0.0%	+7.2%	0.250%
2/18/2026	NewEdge Advisors LLC	11,334	$1.81M	0.0%	+185.6%	0.144%
2/18/2026	Zacks Investment Management	2,116	$338K	0.0%	N/A	0.027%
2/18/2026	IHT Wealth Management LLC	27,725	$4.43M	0.1%	-8.5%	0.353%
2/17/2026	Cetera Investment Advisers	96,581	$15.44M	0.0%	-2.9%	1.230%
2/17/2026	Equitable Holdings Inc.	19,017	$3.04M	0.0%	-1.0%	0.242%
2/17/2026	Osaic Holdings Inc.	40,021	$6.40M	0.0%	+9.7%	0.510%
2/17/2026	Advisory Services Network LLC	1,547	$247K	0.0%	-4.4%	0.020%
2/17/2026	Private Advisor Group LLC	21,647	$3.46M	0.0%	+4.2%	0.276%
2/17/2026	&PARTNERS	3,747	$599K	0.0%	+2.1%	0.048%
2/17/2026	Blair William & Co. IL	1,275	$204K	0.0%	-19.0%	0.016%
2/17/2026	Royal Bank of Canada	67,298	$10.76M	0.0%	+8.4%	0.857%
2/16/2026	MML Investors Services LLC	8,617	$1.38M	0.0%	-8.5%	0.110%
2/16/2026	Mariner LLC	4,904	$784K	0.0%	-3.9%	0.062%
2/16/2026	Arax Advisory Partners	160	$26K	0.0%	N/A	0.002%
2/13/2026	Transamerica Financial Advisors LLC	7,738	$1.24M	0.1%	-3.7%	0.099%
2/13/2026	Stifel Financial Corp	48,912	$7.82M	0.0%	+48.3%	0.623%
2/13/2026	Morgan Stanley	714,028	$114.16M	0.0%	-5.0%	9.096%
2/13/2026	Arkadios Wealth Advisors	5,263	$841K	0.0%	-1.8%	0.067%
2/13/2026	First Trust Advisors LP	171,100	$27.36M	0.0%	-1.6%	2.180%
2/13/2026	Integrated Wealth Concepts LLC	9,112	$1.46M	0.0%	-2.7%	0.116%
2/13/2026	Wells Fargo & Company MN	418,058	$66.84M	0.0%	-0.3%	5.326%
2/13/2026	Summit Financial LLC	2,652	$424K	0.0%	+9.4%	0.034%
2/12/2026	HRT Financial LP	1,268	$202K	0.0%	N/A	0.016%
2/12/2026	Commonwealth Equity Services LLC	186,232	$29.77M	0.0%	-3.3%	2.372%
2/12/2026	StoneX Group Inc.	4,822	$771K	0.0%	-14.2%	0.061%
2/12/2026	SBE LLC DBA Cedar Cove Wealth Partners	2,349	$376K	0.2%	N/A	0.030%
2/12/2026	Elevation Point Wealth Partners LLC	2,567	$410K	0.0%	N/A	0.033%
2/12/2026	Founders Financial Alliance LLC	2,683	$429K	0.1%	+3.0%	0.034%
2/12/2026	Great Valley Advisor Group Inc.	4,712	$753K	0.0%	-8.6%	0.060%
2/11/2026	Gateway Wealth Partners LLC	15,802	$2.53M	0.3%	+161.0%	0.201%
2/11/2026	Janney Montgomery Scott LLC	444,932	$71.13M	0.2%	+0.8%	5.668%
2/11/2026	1776 Wealth LLC	4,364	$698K	0.3%	-1.6%	0.056%
2/11/2026	LPL Financial LLC	690,775	$110.44M	0.0%	-1.8%	8.800%
2/11/2026	O Shaughnessy Asset Management LLC	8,743	$1.40M	0.0%	+70.2%	0.111%
2/11/2026	Hilton Head Capital Partners LLC	9,966	$1.59M	0.9%	N/A	0.127%
2/10/2026	REAP Financial Group LLC	221	$35K	0.0%	-24.1%	0.003%
2/10/2026	Natixis Advisors LLC	11,319	$1.81M	0.0%	-0.6%	0.144%
2/10/2026	Founders Financial Securities LLC	2,427	$388K	0.0%	+17.9%	0.031%
2/10/2026	Northwestern Mutual Wealth Management Co.	37,042	$5.92M	0.0%	-1.5%	0.472%
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2/10/2026	Foundations Investment Advisors LLC	1,585	$253K	0.0%	-12.4%	0.020%
2/10/2026	IFG Advisory LLC	3,709	$593K	0.0%	-4.0%	0.047%
2/9/2026	Kingsview Wealth Management LLC	102,547	$16.40M	0.2%	-8.2%	1.306%
2/9/2026	Harbour Investments Inc.	23,461	$3.75M	0.1%	-10.7%	0.299%
2/9/2026	Global Assets Advisory LLC	4,872	$779K	0.2%	-3.1%	0.062%
2/9/2026	Redstone Wealth Management LLC	2,330	$373K	0.3%	N/A	0.030%
2/9/2026	Prospera Financial Services Inc	18,735	$3.00M	0.0%	N/A	0.239%
2/9/2026	Beck Bode LLC	7,045	$1.13M	0.2%	-10.7%	0.090%
2/6/2026	Empirical Asset Management LLC	12,332	$1.97M	0.3%	+40.9%	0.157%
2/6/2026	Global Retirement Partners LLC	2,617	$418K	0.0%	+8.5%	0.033%

FTC Institutional Ownership - Frequently Asked Questions

During the previous two years, 208 institutional investors and hedge funds held shares of First Trust Large Cap Growth AlphaDEX Fund. The most heavily invested institutionals were Morgan Stanley ($114.16M), LPL Financial LLC ($110.44M), Janney Montgomery Scott LLC ($68.75M), Wells Fargo & Company MN ($66.84M), Raymond James Financial Inc. ($39.13M), UBS Group AG ($36.31M), and Cambridge Investment Research Advisors Inc. ($30.22M).Learn more on First Trust Large Cap Growth AlphaDEX Fund's institutional investors.

Of the 155 institutional investors that purchased First Trust Large Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($517.75K), Raymond James Financial Inc. ($475.75K), Janney Montgomery Scott LLC ($452.30K), Cambridge Investment Research Advisors Inc. ($112.07K), CX Institutional ($94.78K), Win Advisors Inc. ($90.86K), and Benjamin Edwards Inc. ($74.73K).

Institutional investors have bought a total of 393,443 shares in the last 24 months. This purchase volume represents approximately $63.25M in transactions.

Of the 85 institutional investors that sold First Trust Large Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: First Trust Advisors LP ($144.77K), Morgan Stanley ($37.78K), Northwestern Mutual Wealth Management Co. ($28.22K), Raymond James Financial Inc. ($24.64K), RPS Advisory Solutions LLC ($22.06K), Vestmark Advisory Solutions Inc. ($19.59K), and CX Institutional ($14.49K).

Institutional investors have sold a total of 442,991 shares in the last 24 months. This volume of shares sold represents approximately $70.41M in transactions.

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Institutional ownership data for NASDAQ:FTC is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/23/2026. New 13F filings are added each quarter as they're published.

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First Trust Large Cap Growth AlphaDEX Fund (FTC) Institutional Ownership

FTC Institutional Buying and Selling by Quarter

First Trust Large Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

FTC Institutional Ownership - Frequently Asked Questions

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First Trust Large Cap Growth AlphaDEX Fund (FTC) Institutional Ownership

Institutional Ownership Changes (13F Filings) for First Trust Large Cap Growth AlphaDEX Fund (NASDAQ:FTC)

FTC Institutional Buying and Selling by Quarter

First Trust Large Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

FTC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FTC shares?

Which institutional investors have been buying First Trust Large Cap Growth AlphaDEX Fund's stock?

How much institutional buying is happening at First Trust Large Cap Growth AlphaDEX Fund?

Which of First Trust Large Cap Growth AlphaDEX Fund's major shareholders have been selling company stock?

How much institutional selling is happening at First Trust Large Cap Growth AlphaDEX Fund?

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