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First Trust Large Cap Growth AlphaDEX Fund (FTC) Institutional Ownership

First Trust Large Cap Growth AlphaDEX Fund logo
$186.80 +0.39 (+0.21%)
Closing price 08/13/2026 03:59 PM Eastern
Extended Trading
$187.01 +0.21 (+0.11%)
As of 07:37 AM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for First Trust Large Cap Growth AlphaDEX Fund (NASDAQ:FTC)

Number of
Institutional Buyers
(last 12 months)
88
Total
Institutional Inflows
(last 12 months)
$68.08M
Number of
Institutional Sellers
(last 12 months)
86
Total
Institutional Outflows
(last 12 months)
$69.38M
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FTC Institutional Buying and Selling by Quarter

First Trust Large Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/10/2026 Wealthcare Advisory Partners LLC19,163$3.71M0.1%+16.2%0.259%
7/7/2026 CoreCap Advisors LLC7,584$1.47M0.0%-4.6%0.103%
7/6/2026 Private Client Services LLC1,100$213K0.1%N/A0.015%
7/2/2026 CX Institutional109,235$21.17M0.6%-4.0%1.486%
6/3/2026 Parallel Advisors LLC2,877$443K0.0%N/A0.039%
6/3/2026 NewEdge Advisors LLC9,166$1.41M0.0%-19.1%0.124%
5/19/2026Western Wealth Management LLC17,950$2.77M0.1%-4.4%0.243%
5/19/2026 NewEdge Advisors LLC6,510$1.00M0.0%-42.6%0.088%
5/19/2026Bank of America Corp DE139,549$21.51M0.0%-3.3%1.886%
5/19/2026 Arkadios Wealth Advisors5,399$832K0.0%+2.6%0.073%
5/19/2026 IFS Group LLC14,405$2.22M2.0%N/A0.195%
5/18/2026Royal Bank of Canada68,493$10.56M0.0%+1.8%0.926%
5/15/2026 Gateway Wealth Partners LLC31,138$4.80M0.2%+97.1%0.421%
5/13/2026 Cetera Investment Advisers94,527$14.57M0.0%-2.1%1.277%
5/13/2026 Clearwater Capital Advisors LLC5,874$905K0.1%+2.1%0.079%
5/13/2026 First Trust Advisors LP31,929$4.92M0.0%-81.3%0.431%
5/7/2026 Parallel Advisors LLC2,877$443K0.0%N/A0.039%
5/7/2026 WealthTrust Asset Management LLC1,898$293K0.2%+37.8%0.026%
5/6/2026 Assetmark Inc.2,325$358K0.0%-5.6%0.031%
5/6/2026 Independent Financial Group LLC5,596$863K0.0%N/A0.076%
5/5/2026 D.A. Davidson & CO.37,747$5.82M0.0%-0.9%0.510%
5/5/2026Three Seasons Wealth LLC7,197$1.11M0.4%-6.0%0.097%
5/5/2026 Geneos Wealth Management Inc.7,725$1.19M0.0%-1.9%0.104%
5/5/2026 Sigma Planning Corp4,857$749K0.0%-2.3%0.066%
5/2/2026 International Assets Investment Management LLC2,041$319K0.0%-5.2%0.028%
5/1/2026 Fifth Third Bancorp6,662$1.03M0.0%N/A0.090%
4/30/2026 Kestra Advisory Services LLC11,470$1.77M0.0%+1.8%0.155%
4/30/2026 Money Concepts Capital Corp10,235$1.58M0.1%-7.7%0.138%
4/29/2026 Richmond Investment Services LLC6,976$1.08M0.2%-5.1%0.094%
4/28/2026 LVZ Inc.27,328$4.21M0.5%+17.2%0.369%
4/28/2026 QRG Capital Management Inc.1,987$306K0.0%N/A0.027%
4/27/2026 Private Advisor Group LLC21,073$3.25M0.0%-2.7%0.285%
4/23/2026 Pinnacle Bancorp Inc.378$58K0.0%-24.4%0.005%
4/23/2026 Apollon Wealth Management LLC8,250$1.27M0.0%-27.5%0.111%
4/22/2026 Janney Montgomery Scott LLC445,998$68.75M0.2%+0.2%6.027%
4/21/2026 Independent Wealth Network Inc.2,399$370K0.1%N/A0.032%
4/20/2026 Kestra Private Wealth Services LLC5,973$921K0.0%-14.1%0.081%
4/20/2026 Greenup Street Wealth Management LLC24,276$3.74M0.5%+1.6%0.328%
4/20/2026 RFG Advisory LLC8,485$1.31M0.0%+547.2%0.115%
4/16/2026 Founders Financial Securities LLC1,224$200K0.0%-49.6%0.017%
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4/16/2026 Redstone Wealth Management LLC1,990$307K0.2%-14.6%0.027%
3/17/2026Rockefeller Capital Management L.P.19,621$3.14M0.0%+7.2%0.250%
2/18/2026 NewEdge Advisors LLC11,334$1.81M0.0%+185.6%0.144%
2/18/2026Zacks Investment Management2,116$338K0.0%N/A0.027%
2/18/2026IHT Wealth Management LLC27,725$4.43M0.1%-8.5%0.353%
2/17/2026 Cetera Investment Advisers96,581$15.44M0.0%-2.9%1.230%
2/17/2026Equitable Holdings Inc.19,017$3.04M0.0%-1.0%0.242%
2/17/2026Osaic Holdings Inc.40,021$6.40M0.0%+9.7%0.510%
2/17/2026 Advisory Services Network LLC1,547$247K0.0%-4.4%0.020%
2/17/2026 Private Advisor Group LLC21,647$3.46M0.0%+4.2%0.276%
2/17/2026&PARTNERS3,747$599K0.0%+2.1%0.048%
2/17/2026 Blair William & Co. IL1,275$204K0.0%-19.0%0.016%
2/17/2026Royal Bank of Canada67,298$10.76M0.0%+8.4%0.857%
2/16/2026 MML Investors Services LLC8,617$1.38M0.0%-8.5%0.110%
2/16/2026Mariner LLC4,904$784K0.0%-3.9%0.062%
2/16/2026 Arax Advisory Partners160$26K0.0%N/A0.002%
2/13/2026Transamerica Financial Advisors LLC7,738$1.24M0.1%-3.7%0.099%
2/13/2026 Stifel Financial Corp48,912$7.82M0.0%+48.3%0.623%
2/13/2026Morgan Stanley714,028$114.16M0.0%-5.0%9.096%
2/13/2026 Arkadios Wealth Advisors5,263$841K0.0%-1.8%0.067%
2/13/2026 First Trust Advisors LP171,100$27.36M0.0%-1.6%2.180%
2/13/2026 Integrated Wealth Concepts LLC9,112$1.46M0.0%-2.7%0.116%
2/13/2026Wells Fargo & Company MN418,058$66.84M0.0%-0.3%5.326%
2/13/2026 Summit Financial LLC2,652$424K0.0%+9.4%0.034%
2/12/2026HRT Financial LP1,268$202K0.0%N/A0.016%
2/12/2026 Commonwealth Equity Services LLC186,232$29.77M0.0%-3.3%2.372%
2/12/2026 StoneX Group Inc.4,822$771K0.0%-14.2%0.061%
2/12/2026 SBE LLC DBA Cedar Cove Wealth Partners2,349$376K0.2%N/A0.030%
2/12/2026 Elevation Point Wealth Partners LLC2,567$410K0.0%N/A0.033%
2/12/2026 Founders Financial Alliance LLC2,683$429K0.1%+3.0%0.034%
2/12/2026 Great Valley Advisor Group Inc.4,712$753K0.0%-8.6%0.060%
2/11/2026 Gateway Wealth Partners LLC15,802$2.53M0.3%+161.0%0.201%
2/11/2026 Janney Montgomery Scott LLC444,932$71.13M0.2%+0.8%5.668%
2/11/2026 1776 Wealth LLC4,364$698K0.3%-1.6%0.056%
2/11/2026 LPL Financial LLC690,775$110.44M0.0%-1.8%8.800%
2/11/2026O Shaughnessy Asset Management LLC8,743$1.40M0.0%+70.2%0.111%
2/11/2026 Hilton Head Capital Partners LLC9,966$1.59M0.9%N/A0.127%
2/10/2026 REAP Financial Group LLC221$35K0.0%-24.1%0.003%
2/10/2026Natixis Advisors LLC11,319$1.81M0.0%-0.6%0.144%
2/10/2026 Founders Financial Securities LLC2,427$388K0.0%+17.9%0.031%
2/10/2026 Northwestern Mutual Wealth Management Co.37,042$5.92M0.0%-1.5%0.472%
2/10/2026Foundations Investment Advisors LLC1,585$253K0.0%-12.4%0.020%
2/10/2026IFG Advisory LLC3,709$593K0.0%-4.0%0.047%
2/9/2026Kingsview Wealth Management LLC102,547$16.40M0.2%-8.2%1.306%
2/9/2026 Harbour Investments Inc.23,461$3.75M0.1%-10.7%0.299%
2/9/2026 Global Assets Advisory LLC4,872$779K0.2%-3.1%0.062%
2/9/2026 Redstone Wealth Management LLC2,330$373K0.3%N/A0.030%
2/9/2026 Prospera Financial Services Inc18,735$3.00M0.0%N/A0.239%
2/9/2026Beck Bode LLC7,045$1.13M0.2%-10.7%0.090%
2/6/2026 Empirical Asset Management LLC12,332$1.97M0.3%+40.9%0.157%
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2/6/2026 Global Retirement Partners LLC2,617$418K0.0%+8.5%0.033%
2/6/2026 IFP Advisors Inc19,231$3.08M0.1%-8.3%0.245%
2/6/2026 RPS Advisory Solutions LLC7,429$1.19M0.6%-74.8%0.095%
2/6/2026 Cullen Frost Bankers Inc.2,851$456K0.0%+56.5%0.036%
2/5/2026 Northwestern Mutual Wealth Management Co.9,922$1.59M0.0%-73.6%0.126%
2/5/2026Western Wealth Management LLC18,772$3.00M0.1%-6.3%0.239%
2/5/2026 Proactive Wealth Strategies LLC10,504$1.68M0.7%+2.8%0.134%
2/5/2026 Stonebridge Financial Planning Group LLC5,560$889K0.3%-5.1%0.071%
2/4/2026 Win Advisors Inc.90,856$14.53M6.2%N/A1.157%
2/3/2026 International Assets Investment Management LLC2,153$344K0.0%-40.7%0.027%


FTC Institutional Ownership - Frequently Asked Questions

During the previous two years, 209 institutional investors and hedge funds held shares of First Trust Large Cap Growth AlphaDEX Fund. The most heavily invested institutionals were Morgan Stanley ($114.16M), LPL Financial LLC ($110.44M), Janney Montgomery Scott LLC ($68.75M), Wells Fargo & Company MN ($66.84M), Raymond James Financial Inc. ($39.13M), UBS Group AG ($36.31M), and Cambridge Investment Research Advisors Inc. ($30.22M).Learn more on First Trust Large Cap Growth AlphaDEX Fund's institutional investors.

Of the 156 institutional investors that purchased First Trust Large Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($517.75K), Raymond James Financial Inc. ($475.75K), Janney Montgomery Scott LLC ($452.30K), Cambridge Investment Research Advisors Inc. ($112.07K), CX Institutional ($94.78K), Win Advisors Inc. ($90.86K), and Benjamin Edwards Inc. ($74.73K).

Institutional investors have bought a total of 429,716 shares in the last 24 months. This purchase volume represents approximately $68.08M in transactions.

Of the 86 institutional investors that sold First Trust Large Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: First Trust Advisors LP ($144.77K), Morgan Stanley ($37.78K), Northwestern Mutual Wealth Management Co. ($28.22K), Raymond James Financial Inc. ($24.64K), RPS Advisory Solutions LLC ($22.06K), Vestmark Advisory Solutions Inc. ($19.59K), and CX Institutional ($14.49K).

Institutional investors have sold a total of 438,225 shares in the last 24 months. This volume of shares sold represents approximately $69.38M in transactions.


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Institutional ownership data for NASDAQ:FTC is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 7/10/2026. New 13F filings are added each quarter as they're published.
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