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First Trust Large Cap Growth AlphaDEX Fund (FTC) Institutional Ownership

First Trust Large Cap Growth AlphaDEX Fund logo
$183.99 +8.33 (+4.74%)
Closing price 03:58 PM Eastern
Extended Trading
$183.87 -0.12 (-0.07%)
As of 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Large Cap Growth AlphaDEX Fund (NASDAQ:FTC)

Number of
Institutional Buyers
(last 12 months)
104
Total
Institutional Inflows
(last 12 months)
$101.17M
Number of
Institutional Sellers
(last 12 months)
98
Total
Institutional Outflows
(last 12 months)
$81.56M
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FTC Institutional Buying and Selling by Quarter

First Trust Large Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
6/3/2026 Parallel Advisors LLC2,877$443K0.0%N/A0.039%
6/3/2026 NewEdge Advisors LLC9,166$1.41M0.0%-19.1%0.124%
5/19/2026 Western Wealth Management LLC17,950$2.77M0.1%-4.4%0.243%
5/19/2026 NewEdge Advisors LLC6,510$1.00M0.0%-42.6%0.088%
5/19/2026 Bank of America Corp DE139,549$21.51M0.0%-3.3%1.886%
5/19/2026 Arkadios Wealth Advisors5,399$832K0.0%+2.6%0.073%
5/19/2026 IFS Group LLC14,405$2.22M2.0%N/A0.195%
5/18/2026 Royal Bank of Canada68,493$10.56M0.0%+1.8%0.926%
5/15/2026 Gateway Wealth Partners LLC31,138$4.80M0.2%+97.1%0.421%
5/13/2026 Cetera Investment Advisers94,527$14.57M0.0%-2.1%1.277%
5/13/2026 Clearwater Capital Advisors LLC5,874$905K0.1%+2.1%0.079%
5/13/2026 First Trust Advisors LP31,929$4.92M0.0%-81.3%0.431%
5/7/2026 Parallel Advisors LLC2,877$443K0.0%N/A0.039%
5/7/2026 WealthTrust Asset Management LLC1,898$293K0.2%+37.8%0.026%
5/6/2026 Assetmark Inc.2,325$358K0.0%-5.6%0.031%
5/6/2026 Independent Financial Group LLC5,596$863K0.0%N/A0.076%
5/5/2026 D.A. Davidson & CO.37,747$5.82M0.0%-0.9%0.510%
5/5/2026 Three Seasons Wealth LLC7,197$1.11M0.4%-6.0%0.097%
5/5/2026 Geneos Wealth Management Inc.7,725$1.19M0.0%-1.9%0.104%
5/5/2026 Sigma Planning Corp4,857$749K0.0%-2.3%0.066%
5/2/2026 International Assets Investment Management LLC2,041$319K0.0%-5.2%0.028%
5/1/2026 Fifth Third Bancorp6,662$1.03M0.0%N/A0.090%
4/30/2026 Kestra Advisory Services LLC11,470$1.77M0.0%+1.8%0.155%
4/30/2026 Money Concepts Capital Corp10,235$1.58M0.1%-7.7%0.138%
4/29/2026 Richmond Investment Services LLC6,976$1.08M0.2%-5.1%0.094%
4/28/2026 LVZ Inc.27,328$4.21M0.5%+17.2%0.369%
4/28/2026 QRG Capital Management Inc.1,987$306K0.0%N/A0.027%
4/27/2026 Private Advisor Group LLC21,073$3.25M0.0%-2.7%0.285%
4/23/2026 Pinnacle Bancorp Inc.378$58K0.0%-24.4%0.005%
4/23/2026 Apollon Wealth Management LLC8,250$1.27M0.0%-27.5%0.111%
4/22/2026 Janney Montgomery Scott LLC445,998$68.75M0.2%+0.2%6.027%
4/21/2026 Independent Wealth Network Inc.2,399$370K0.1%N/A0.032%
4/20/2026 Kestra Private Wealth Services LLC5,973$921K0.0%-14.1%0.081%
4/20/2026 Greenup Street Wealth Management LLC24,276$3.74M0.5%+1.6%0.328%
4/20/2026 RFG Advisory LLC8,485$1.31M0.0%+547.2%0.115%
4/16/2026 Founders Financial Securities LLC1,224$200K0.0%-49.6%0.017%
4/16/2026 Redstone Wealth Management LLC1,990$307K0.2%-14.6%0.027%
3/17/2026 Rockefeller Capital Management L.P.19,621$3.14M0.0%+7.2%0.250%
2/18/2026 NewEdge Advisors LLC11,334$1.81M0.0%+185.6%0.144%
2/18/2026 Zacks Investment Management2,116$338K0.0%N/A0.027%
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2/18/2026 IHT Wealth Management LLC27,725$4.43M0.1%-8.5%0.353%
2/17/2026 Cetera Investment Advisers96,581$15.44M0.0%-2.9%1.230%
2/17/2026 Equitable Holdings Inc.19,017$3.04M0.0%-1.0%0.242%
2/17/2026 Osaic Holdings Inc.40,021$6.40M0.0%+9.7%0.510%
2/17/2026 Advisory Services Network LLC1,547$247K0.0%-4.4%0.020%
2/17/2026 Private Advisor Group LLC21,647$3.46M0.0%+4.2%0.276%
2/17/2026 &PARTNERS3,747$599K0.0%+2.1%0.048%
2/17/2026 Blair William & Co. IL1,275$204K0.0%-19.0%0.016%
2/17/2026 Royal Bank of Canada67,298$10.76M0.0%+8.4%0.857%
2/16/2026 MML Investors Services LLC8,617$1.38M0.0%-8.5%0.110%
2/16/2026 Mariner LLC4,904$784K0.0%-3.9%0.062%
2/16/2026 Arax Advisory Partners160$26K0.0%N/A0.002%
2/13/2026 Transamerica Financial Advisors LLC7,738$1.24M0.1%-3.7%0.099%
2/13/2026 Stifel Financial Corp48,912$7.82M0.0%+48.3%0.623%
2/13/2026 Morgan Stanley714,028$114.16M0.0%-5.0%9.096%
2/13/2026 Arkadios Wealth Advisors5,263$841K0.0%-1.8%0.067%
2/13/2026 First Trust Advisors LP171,100$27.36M0.0%-1.6%2.180%
2/13/2026 Integrated Wealth Concepts LLC9,112$1.46M0.0%-2.7%0.116%
2/13/2026 Wells Fargo & Company MN418,058$66.84M0.0%-0.3%5.326%
2/13/2026 Summit Financial LLC2,652$424K0.0%+9.4%0.034%
2/12/2026 HRT Financial LP1,268$202K0.0%N/A0.016%
2/12/2026 Commonwealth Equity Services LLC186,232$29.77M0.0%-3.3%2.372%
2/12/2026 StoneX Group Inc.4,822$771K0.0%-14.2%0.061%
2/12/2026 SBE LLC DBA Cedar Cove Wealth Partners2,349$376K0.2%N/A0.030%
2/12/2026 Elevation Point Wealth Partners LLC2,567$410K0.0%N/A0.033%
2/12/2026 Founders Financial Alliance LLC2,683$429K0.1%+3.0%0.034%
2/12/2026 Great Valley Advisor Group Inc.4,712$753K0.0%-8.6%0.060%
2/11/2026 Gateway Wealth Partners LLC15,802$2.53M0.3%+161.0%0.201%
2/11/2026 Janney Montgomery Scott LLC444,932$71.13M0.2%+0.8%5.668%
2/11/2026 1776 Wealth LLC4,364$698K0.3%-1.6%0.056%
2/11/2026 LPL Financial LLC690,775$110.44M0.0%-1.8%8.800%
2/11/2026 O Shaughnessy Asset Management LLC8,743$1.40M0.0%+70.2%0.111%
2/11/2026 Hilton Head Capital Partners LLC9,966$1.59M0.9%N/A0.127%
2/10/2026 REAP Financial Group LLC221$35K0.0%-24.1%0.003%
2/10/2026 Natixis Advisors LLC11,319$1.81M0.0%-0.6%0.144%
2/10/2026 Founders Financial Securities LLC2,427$388K0.0%+17.9%0.031%
2/10/2026 Northwestern Mutual Wealth Management Co.37,042$5.92M0.0%-1.5%0.472%
2/10/2026 Foundations Investment Advisors LLC1,585$253K0.0%-12.4%0.020%
2/10/2026 IFG Advisory LLC3,709$593K0.0%-4.0%0.047%
2/9/2026 Kingsview Wealth Management LLC102,547$16.40M0.2%-8.2%1.306%
2/9/2026 Harbour Investments Inc.23,461$3.75M0.1%-10.7%0.299%
2/9/2026 Global Assets Advisory LLC4,872$779K0.2%-3.1%0.062%
2/9/2026 Redstone Wealth Management LLC2,330$373K0.3%N/A0.030%
2/9/2026 Prospera Financial Services Inc18,735$3.00M0.0%N/A0.239%
2/9/2026 Beck Bode LLC7,045$1.13M0.2%-10.7%0.090%
2/6/2026 Empirical Asset Management LLC12,332$1.97M0.3%+40.9%0.157%
2/6/2026Global Retirement Partners LLC2,617$418K0.0%+8.5%0.033%
2/6/2026 IFP Advisors Inc19,231$3.08M0.1%-8.3%0.245%
2/6/2026 RPS Advisory Solutions LLC7,429$1.19M0.6%-74.8%0.095%
2/6/2026 Cullen Frost Bankers Inc.2,851$456K0.0%+56.5%0.036%
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2/5/2026 Northwestern Mutual Wealth Management Co.9,922$1.59M0.0%-73.6%0.126%
2/5/2026 Western Wealth Management LLC18,772$3.00M0.1%-6.3%0.239%
2/5/2026 Proactive Wealth Strategies LLC10,504$1.68M0.7%+2.8%0.134%
2/5/2026 Stonebridge Financial Planning Group LLC5,560$889K0.3%-5.1%0.071%
2/4/2026 Win Advisors Inc.90,856$14.53M6.2%N/A1.157%
2/3/2026 International Assets Investment Management LLC2,153$344K0.0%-40.7%0.027%
2/3/2026 FSB Premier Wealth Management Inc.15,378$2.46M0.8%-1.6%0.196%
2/3/2026 RFG Advisory LLC1,311$210K0.0%-4.5%0.017%
2/2/2026 Truist Financial Corp11,291$1.81M0.0%-1.2%0.144%
2/2/2026 CX Institutional107,778$17.23M0.5%+2.6%1.373%


FTC Institutional Ownership - Frequently Asked Questions

During the previous two years, 216 institutional investors and hedge funds held shares of First Trust Large Cap Growth AlphaDEX Fund. The most heavily invested institutionals were Morgan Stanley ($114.16M), LPL Financial LLC ($110.44M), Janney Montgomery Scott LLC ($68.75M), Wells Fargo & Company MN ($66.84M), Raymond James Financial Inc. ($39.13M), UBS Group AG ($36.31M), and Cambridge Investment Research Advisors Inc. ($30.22M).Learn more on First Trust Large Cap Growth AlphaDEX Fund's institutional investors.

Of the 161 institutional investors that purchased First Trust Large Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($519.22K), Raymond James Financial Inc. ($475.75K), Janney Montgomery Scott LLC ($452.30K), Cambridge Investment Research Advisors Inc. ($112.07K), CX Institutional ($94.78K), Win Advisors Inc. ($90.86K), and Benjamin Edwards Inc. ($74.73K).

Institutional investors have bought a total of 649,947 shares in the last 24 months. This purchase volume represents approximately $101.17M in transactions.

Of the 98 institutional investors that sold First Trust Large Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: First Trust Advisors LP ($151.16K), Morgan Stanley ($37.78K), Northwestern Mutual Wealth Management Co. ($28.22K), Raymond James Financial Inc. ($24.64K), RPS Advisory Solutions LLC ($22.06K), Vestmark Advisory Solutions Inc. ($19.59K), and Kingsview Wealth Management LLC ($17.27K).

Institutional investors have sold a total of 520,255 shares in the last 24 months. This volume of shares sold represents approximately $81.56M in transactions.



This page (NASDAQ:FTC) was last updated on 6/11/2026 by MarketBeat.com Staff.
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