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First Trust Large Cap Growth AlphaDEX Fund (FTC) Institutional Ownership

First Trust Large Cap Growth AlphaDEX Fund logo
$179.65 -0.61 (-0.34%)
Closing price 03:59 PM Eastern
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$180.41 +0.76 (+0.43%)
As of 07:30 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Large Cap Growth AlphaDEX Fund (NASDAQ:FTC)

Number of
Institutional Buyers
(last 12 months)
86
Total
Institutional Inflows
(last 12 months)
$64.85M
Number of
Institutional Sellers
(last 12 months)
86
Total
Institutional Outflows
(last 12 months)
$70.50M
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FTC Institutional Buying and Selling by Quarter

First Trust Large Cap Growth AlphaDEX Fund Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/9/2026Sound Income Strategies LLC2,445$439K0.0%-11.7%0.033%
10/8/2026CoreCap Advisors LLC6,848$1.22M0.0%-9.7%0.092%
10/2/2026 CX Institutional115,994$20.58M0.6%+6.2%1.557%
9/23/2026QRG Capital Management Inc.1,902$369K0.0%-4.3%0.026%
9/23/2026Envestnet Asset Management Inc.36,193$7.01M0.0%+7.4%0.486%
9/9/2026Integrated Wealth Concepts LLC21,020$4.07M0.0%+152.8%0.280%
9/9/2026RFG Advisory LLC5,276$1.02M0.0%-37.8%0.070%
9/9/2026NewEdge Advisors LLC7,057$1.37M0.0%-23.0%0.094%
9/9/2026IFP Advisors Inc18,506$3.59M0.1%-9.2%0.247%
9/9/2026Baird Financial Group Inc.152,775$29.60M0.0%+0.8%2.037%
9/8/2026Allworth Financial LP10,157$1.97M0.0%+7.8%0.135%
8/15/2026First Bancorp Inc ME 309$60K0.0%N/A0.004%
7/10/2026Wealthcare Advisory Partners LLC19,163$3.71M0.1%+16.2%0.259%
7/7/2026CoreCap Advisors LLC7,584$1.47M0.0%-4.6%0.103%
7/6/2026 Private Client Services LLC1,100$213K0.1%N/A0.015%
7/2/2026 CX Institutional109,235$21.17M0.6%-4.0%1.486%
6/3/2026Parallel Advisors LLC2,877$443K0.0%N/A0.039%
6/3/2026NewEdge Advisors LLC9,166$1.41M0.0%-19.1%0.124%
5/19/2026Western Wealth Management LLC17,950$2.77M0.1%-4.4%0.243%
5/19/2026NewEdge Advisors LLC6,510$1.00M0.0%-42.6%0.088%
5/19/2026Bank of America Corp DE139,549$21.51M0.0%-3.3%1.886%
5/19/2026Arkadios Wealth Advisors5,399$832K0.0%+2.6%0.073%
5/19/2026IFS Group LLC14,405$2.22M2.0%N/A0.195%
5/18/2026Royal Bank of Canada68,493$10.56M0.0%+1.8%0.926%
5/15/2026Gateway Wealth Partners LLC31,138$4.80M0.2%+97.1%0.421%
5/13/2026Cetera Investment Advisers94,527$14.57M0.0%-2.1%1.277%
5/13/2026Clearwater Capital Advisors LLC5,874$905K0.1%+2.1%0.079%
5/13/2026First Trust Advisors LP31,929$4.92M0.0%-81.3%0.431%
5/7/2026Parallel Advisors LLC2,877$443K0.0%N/A0.039%
5/7/2026WealthTrust Asset Management LLC1,898$293K0.2%+37.8%0.026%
5/6/2026Assetmark Inc.2,325$358K0.0%-5.6%0.031%
5/6/2026Independent Financial Group LLC5,596$863K0.0%N/A0.076%
5/5/2026D.A. Davidson & CO.37,747$5.82M0.0%-0.9%0.510%
5/5/2026Three Seasons Wealth LLC7,197$1.11M0.4%-6.0%0.097%
5/5/2026Geneos Wealth Management Inc.7,725$1.19M0.0%-1.9%0.104%
5/5/2026Sigma Planning Corp4,857$749K0.0%-2.3%0.066%
5/2/2026International Assets Investment Management LLC2,041$319K0.0%-5.2%0.028%
5/1/2026Fifth Third Bancorp6,662$1.03M0.0%N/A0.090%
4/30/2026Kestra Advisory Services LLC11,470$1.77M0.0%+1.8%0.155%
4/30/2026Money Concepts Capital Corp10,235$1.58M0.1%-7.7%0.138%
Trump's New Dollar (Ad)

Porter Stansberry says President Trump has signed an executive order initiating what he calls a full U.S. dollar reset - and most Americans don't know it's happening. The last time America underwent a monetary shift like this, under Nixon in the 1970s, it minted an average of 1,300 new millionaires a day for over half a century. Stansberry has released a new documentary naming the assets he believes are positioned to surge as a result.tc pixel

Watch the free briefing and see the three steps to prepare today
4/29/2026Richmond Investment Services LLC6,976$1.08M0.2%-5.1%0.094%
4/28/2026LVZ Inc.27,328$4.21M0.5%+17.2%0.369%
4/28/2026QRG Capital Management Inc.1,987$306K0.0%N/A0.027%
4/27/2026Private Advisor Group LLC21,073$3.25M0.0%-2.7%0.285%
4/23/2026Pinnacle Bancorp Inc.378$58K0.0%-24.4%0.005%
4/23/2026Apollon Wealth Management LLC8,250$1.27M0.0%-27.5%0.111%
4/22/2026Janney Montgomery Scott LLC445,998$68.75M0.2%+0.2%6.027%
4/21/2026Independent Wealth Network Inc.2,399$370K0.1%N/A0.032%
4/20/2026Kestra Private Wealth Services LLC5,973$921K0.0%-14.1%0.081%
4/20/2026Greenup Street Wealth Management LLC24,276$3.74M0.5%+1.6%0.328%
4/20/2026RFG Advisory LLC8,485$1.31M0.0%+547.2%0.115%
4/16/2026Founders Financial Securities LLC1,224$200K0.0%-49.6%0.017%
4/16/2026Redstone Wealth Management LLC1,990$307K0.2%-14.6%0.027%
3/17/2026Rockefeller Capital Management L.P.19,621$3.14M0.0%+7.2%0.250%
2/18/2026NewEdge Advisors LLC11,334$1.81M0.0%+185.6%0.144%
2/18/2026Zacks Investment Management2,116$338K0.0%N/A0.027%
2/18/2026IHT Wealth Management LLC27,725$4.43M0.1%-8.5%0.353%
2/17/2026Cetera Investment Advisers96,581$15.44M0.0%-2.9%1.230%
2/17/2026Equitable Holdings Inc.19,017$3.04M0.0%-1.0%0.242%
2/17/2026Osaic Holdings Inc.40,021$6.40M0.0%+9.7%0.510%
2/17/2026Advisory Services Network LLC1,547$247K0.0%-4.4%0.020%
2/17/2026Private Advisor Group LLC21,647$3.46M0.0%+4.2%0.276%
2/17/2026&PARTNERS3,747$599K0.0%+2.1%0.048%
2/17/2026Blair William & Co. IL1,275$204K0.0%-19.0%0.016%
2/17/2026Royal Bank of Canada67,298$10.76M0.0%+8.4%0.857%
2/16/2026MML Investors Services LLC8,617$1.38M0.0%-8.5%0.110%
2/16/2026Mariner LLC4,904$784K0.0%-3.9%0.062%
2/16/2026Arax Advisory Partners160$26K0.0%N/A0.002%
2/13/2026Transamerica Financial Advisors LLC7,738$1.24M0.1%-3.7%0.099%
2/13/2026Stifel Financial Corp48,912$7.82M0.0%+48.3%0.623%
2/13/2026Morgan Stanley714,028$114.16M0.0%-5.0%9.096%
2/13/2026Arkadios Wealth Advisors5,263$841K0.0%-1.8%0.067%
2/13/2026First Trust Advisors LP171,100$27.36M0.0%-1.6%2.180%
2/13/2026Integrated Wealth Concepts LLC9,112$1.46M0.0%-2.7%0.116%
2/13/2026Wells Fargo & Company MN418,058$66.84M0.0%-0.3%5.326%
2/13/2026Summit Financial LLC2,652$424K0.0%+9.4%0.034%
2/12/2026HRT Financial LP1,268$202K0.0%N/A0.016%
2/12/2026Commonwealth Equity Services LLC186,232$29.77M0.0%-3.3%2.372%
2/12/2026StoneX Group Inc.4,822$771K0.0%-14.2%0.061%
2/12/2026SBE LLC DBA Cedar Cove Wealth Partners2,349$376K0.2%N/A0.030%
2/12/2026Elevation Point Wealth Partners LLC2,567$410K0.0%N/A0.033%
2/12/2026Founders Financial Alliance LLC2,683$429K0.1%+3.0%0.034%
2/12/2026Great Valley Advisor Group Inc.4,712$753K0.0%-8.6%0.060%
2/11/2026Gateway Wealth Partners LLC15,802$2.53M0.3%+161.0%0.201%
2/11/2026Janney Montgomery Scott LLC444,932$71.13M0.2%+0.8%5.668%
2/11/20261776 Wealth LLC4,364$698K0.3%-1.6%0.056%
2/11/2026LPL Financial LLC690,775$110.44M0.0%-1.8%8.800%
2/11/2026O Shaughnessy Asset Management LLC8,743$1.40M0.0%+70.2%0.111%
2/11/2026Hilton Head Capital Partners LLC9,966$1.59M0.9%N/A0.127%
2/10/2026REAP Financial Group LLC221$35K0.0%-24.1%0.003%
Trump's New Dollar (Ad)

Porter Stansberry says President Trump has signed an executive order initiating what he calls a full U.S. dollar reset - and most Americans don't know it's happening. The last time America underwent a monetary shift like this, under Nixon in the 1970s, it minted an average of 1,300 new millionaires a day for over half a century. Stansberry has released a new documentary naming the assets he believes are positioned to surge as a result.tc pixel

Watch the free briefing and see the three steps to prepare today
2/10/2026Natixis Advisors LLC11,319$1.81M0.0%-0.6%0.144%
2/10/2026Founders Financial Securities LLC2,427$388K0.0%+17.9%0.031%
2/10/2026Northwestern Mutual Wealth Management Co.37,042$5.92M0.0%-1.5%0.472%
2/10/2026Foundations Investment Advisors LLC1,585$253K0.0%-12.4%0.020%
2/10/2026IFG Advisory LLC3,709$593K0.0%-4.0%0.047%
2/9/2026Kingsview Wealth Management LLC102,547$16.40M0.2%-8.2%1.306%
2/9/2026Harbour Investments Inc.23,461$3.75M0.1%-10.7%0.299%
2/9/2026Global Assets Advisory LLC4,872$779K0.2%-3.1%0.062%
2/9/2026Redstone Wealth Management LLC2,330$373K0.3%N/A0.030%
2/9/2026Prospera Financial Services Inc18,735$3.00M0.0%N/A0.239%


FTC Institutional Ownership - Frequently Asked Questions

During the previous two years, 207 institutional investors and hedge funds held shares of First Trust Large Cap Growth AlphaDEX Fund. The most heavily invested institutionals were Morgan Stanley ($114.16M), LPL Financial LLC ($110.44M), Janney Montgomery Scott LLC ($68.75M), Wells Fargo & Company MN ($66.84M), Raymond James Financial Inc. ($39.13M), UBS Group AG ($36.31M), and Cambridge Investment Research Advisors Inc. ($30.22M).Learn more on First Trust Large Cap Growth AlphaDEX Fund's institutional investors.

Of the 155 institutional investors that purchased First Trust Large Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($517.75K), Raymond James Financial Inc. ($475.75K), Janney Montgomery Scott LLC ($452.30K), Cambridge Investment Research Advisors Inc. ($112.07K), CX Institutional ($95.06K), Win Advisors Inc. ($90.86K), and Benjamin Edwards Inc. ($74.73K).

Institutional investors have bought a total of 402,205 shares in the last 24 months. This purchase volume represents approximately $64.85M in transactions.

Of the 86 institutional investors that sold First Trust Large Cap Growth AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: First Trust Advisors LP ($144.77K), Morgan Stanley ($37.78K), Northwestern Mutual Wealth Management Co. ($28.22K), Raymond James Financial Inc. ($24.64K), RPS Advisory Solutions LLC ($22.06K), Vestmark Advisory Solutions Inc. ($19.59K), and CX Institutional ($14.49K).

Institutional investors have sold a total of 443,440 shares in the last 24 months. This volume of shares sold represents approximately $70.50M in transactions.



Institutional ownership data for NASDAQ:FTC is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/9/2026. New 13F filings are added each quarter as they're published.
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