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First Trust Large Cap Value AlphaDEX Fund (FTA) Institutional Ownership

First Trust Large Cap Value AlphaDEX Fund logo
$98.58 +0.56 (+0.57%)
Closing price 03:59 PM Eastern
Extended Trading
$98.58 0.00 (-0.01%)
As of 04:15 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for First Trust Large Cap Value AlphaDEX Fund (NASDAQ:FTA)

Number of
Institutional Buyers
(last 12 months)
93
Total
Institutional Inflows
(last 12 months)
$56.70M
Number of
Institutional Sellers
(last 12 months)
90
Total
Institutional Outflows
(last 12 months)
$72.24M
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FTA Institutional Buying and Selling by Quarter

First Trust Large Cap Value AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/13/2026Midwest Financial Network LLC8,268$788K0.6%-53.2%0.060%
10/9/2026First Heartland Consultants Inc.2,624$250K0.0%N/A0.019%
10/8/2026Kaydan Wealth Management Inc.84,620$8.06M2.8%-2.3%0.613%
10/7/2026Rhodes Investment Advisors Inc. ADV2,465$235K0.2%-78.5%0.018%
10/2/2026 Private Client Services LLC3,021$288K0.1%-34.1%0.022%
9/23/2026Envestnet Portfolio Solutions Inc.7,220$699K0.0%-2.2%0.052%
9/23/2026Envestnet Asset Management Inc.387,452$37.51M0.0%-3.5%2.808%
9/9/2026Integrated Wealth Concepts LLC196,711$19.04M0.1%-0.9%1.431%
9/9/2026RFG Advisory LLC14,854$1.44M0.0%-31.1%0.108%
9/9/2026NewEdge Advisors LLC160,678$15.55M0.0%+2.9%1.169%
9/9/2026IFP Advisors Inc40,377$3.91M0.1%-3.3%0.294%
9/9/2026Baird Financial Group Inc.74,776$7.24M0.0%-1.4%0.544%
9/8/2026Allworth Financial LP8,827$854K0.0%+2.1%0.064%
9/8/2026Waverly Advisors LLC14,297$1.38M0.0%+1.6%0.104%
9/2/2026Citadel Advisors LLC12,699$1.23M0.0%-67.1%0.092%
8/27/2026Tucker Asset Management LLC2,564$248K0.1%+16.5%0.019%
8/23/2026Midwest Heritage Bank FSB43,674$4.23M1.2%-5.6%0.318%
8/23/2026Asset Allocation Strategies LLC7,208$698K0.1%+59.7%0.052%
8/23/2026Kaydan Wealth Management Inc.86,611$8.38M2.6%-2.5%0.630%
8/22/2026NBH Bank1,485$144K0.1%N/A0.011%
8/22/2026Concurrent Investment Advisors LLC9,181$889K0.0%-2.1%0.067%
8/21/2026Continuum Advisory LLC1,982$192K0.0%N/A0.014%
7/8/2026First Heartland Consultants Inc.2,575$249K0.0%N/A0.019%
7/8/2026Midwest Financial Network LLC17,658$1.71M1.2%-18.6%0.129%
7/2/2026 CX Institutional258$25K0.0%-45.0%0.002%
7/1/2026Eastern Bank326$32K0.0%N/A0.002%
6/18/2026Western Wealth Management LLC14,010$1.29M0.0%-7.5%0.103%
6/4/2026Midwest Financial Network LLC21,697$2.00M1.6%-22.8%0.159%
6/3/2026Parallel Advisors LLC14,879$1.37M0.0%+558.1%0.109%
6/3/2026NewEdge Advisors LLC156,182$14.42M0.1%+57.1%1.144%
5/19/2026Western Wealth Management LLC14,010$1.29M0.0%-7.5%0.103%
5/19/2026NewEdge Advisors LLC136,144$12.57M0.2%+37.0%0.997%
5/19/2026Bank of America Corp DE391,307$36.14M0.0%+12.8%2.867%
5/19/2026Centaurus Financial Inc.1,259$116K0.0%-22.0%0.009%
5/19/2026Arkadios Wealth Advisors14,562$1.35M0.0%+8.8%0.107%
5/19/2026IFS Group LLC6,233$576K0.5%N/A0.046%
5/18/2026Royal Bank of Canada298,949$27.61M0.0%+0.5%2.190%
5/15/2026Gateway Wealth Partners LLC69,377$6.41M0.2%+104.5%0.508%
5/13/2026Cetera Investment Advisers345,175$31.88M0.0%+0.5%2.529%
5/13/2026First Trust Advisors LP12,944$1.20M0.0%-9.4%0.095%
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5/7/2026Parallel Advisors LLC14,879$1.37M0.0%+558.1%0.109%
5/7/2026WealthTrust Asset Management LLC4,256$393K0.2%+48.7%0.031%
5/6/2026Assetmark Inc.138,721$12.81M0.0%-1.6%1.016%
5/6/2026Main Street Group LTD360$33K0.0%N/A0.003%
5/6/2026Independent Financial Group LLC8,907$823K0.0%N/A0.065%
5/5/2026D.A. Davidson & CO.37,408$3.46M0.0%-1.0%0.274%
5/5/2026Bank of New York Mellon Corp42,322$3.91M0.0%+5.4%0.310%
5/5/2026Blackhawk Capital Partners LLC9,150$845K0.3%+4.9%0.067%
5/5/2026Three Seasons Wealth LLC7,353$679K0.3%-8.2%0.054%
5/5/2026Sanctuary Advisors LLC19,279$1.78M0.0%+1.1%0.141%
5/5/2026BlueChip Wealth Advisors LLC4,518$417K0.2%-25.8%0.033%
5/5/2026Sigma Planning Corp5,830$538K0.0%+11.4%0.043%
5/4/2026HBW Advisory Services LLC15,178$1.40M0.1%+1.8%0.111%
5/1/2026Fifth Third Bancorp6,990$646K0.0%N/A0.051%
4/30/2026Kestra Advisory Services LLC20,473$1.89M0.0%+5.1%0.149%
4/30/2026Quantum Portfolio Management LLC4,182$386K0.0%N/A0.031%
4/29/2026Richmond Investment Services LLC12,494$1.15M0.2%-5.7%0.091%
4/27/2026Private Advisor Group LLC144,185$13.32M0.1%-4.7%1.052%
4/23/2026Asset Allocation Strategies LLC4,513$417K0.1%-19.0%0.033%
4/23/2026Apollon Wealth Management LLC4,251$393K0.0%-5.0%0.031%
4/22/2026Patriot Financial Group Insurance Agency LLC3,786$350K0.0%N/A0.028%
4/22/2026Janney Montgomery Scott LLC72,129$6.66M0.0%+11.0%0.526%
4/21/2026Sequent Planning LLC3,283$303K0.1%+20.3%0.024%
4/21/2026Wesbanco Bank Inc.2,949$272K0.0%-8.8%0.022%
4/21/2026Independent Wealth Network Inc.5,365$495K0.1%-4.7%0.039%
4/21/2026Silver Oak Securities Incorporated2,282$211K0.0%-88.1%0.017%
4/20/2026Kestra Private Wealth Services LLC15,206$1.40M0.0%-64.1%0.111%
4/20/2026RFG Advisory LLC21,572$1.99M0.0%+393.5%0.157%
4/17/2026Cottonwood Capital Advisors LLC57,809$5.34M3.8%-3.8%0.422%
4/15/2026Midwest Heritage Bank FSB46,264$4.27M1.4%-16.0%0.339%
3/17/2026Rockefeller Capital Management L.P.5,824$502K0.0%-15.5%0.043%
3/13/2026World Investment Advisors2,989$257K0.0%N/A0.022%
2/18/2026Mercer Global Advisors Inc. ADV2,788$240K0.0%N/A0.020%
2/18/2026NewEdge Advisors LLC99,385$8.56M0.0%+257.5%0.725%
2/18/2026Pacific Excel Wealth Advisors Inc.10,055$866K1.6%N/A0.073%
2/18/2026IHT Wealth Management LLC88,106$7.59M0.2%-59.1%0.643%
2/17/2026Cetera Investment Advisers343,490$29.59M0.0%+0.4%2.507%
2/17/2026Equitable Holdings Inc.18,929$1.63M0.0%+1.4%0.138%
2/17/2026GeoWealth Management LLC3,990$344K0.0%-3.1%0.029%
2/17/2026Regal Investment Advisors LLC28,017$2.41M0.1%-3.5%0.205%
2/17/2026Osaic Holdings Inc.135,355$11.66M0.0%-3.6%0.988%
2/17/2026Private Advisor Group LLC151,263$13.03M0.1%-6.8%1.104%
2/17/2026&PARTNERS3,577$308K0.0%+16.2%0.026%
2/17/2026Blair William & Co. IL928$80K0.0%-34.4%0.007%
2/17/2026Royal Bank of Canada297,555$25.63M0.0%+9.3%2.172%
2/16/2026STAR Financial Bank6,479$558K0.3%-4.7%0.047%
2/13/2026Arete Wealth Advisors LLC2,383$205K0.0%N/A0.017%
2/13/2026Kestra Advisory Services LLC19,486$1.68M0.0%+6.4%0.142%
2/13/2026Stifel Financial Corp58,096$5.01M0.0%+3.4%0.424%
2/13/2026Smartleaf Asset Management LLC562$49K0.0%+282.3%0.004%
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2/13/2026Morgan Stanley2,009,411$173.11M0.0%-2.1%14.667%
2/13/2026Arkadios Wealth Advisors13,382$1.15M0.0%-7.5%0.098%
2/13/2026Integrated Wealth Concepts LLC10,259$884K0.0%-94.9%0.075%
2/13/2026Ausdal Financial Partners Inc.2,843$245K0.0%-8.5%0.021%
2/13/2026UBS AM a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC733$63K0.0%N/A0.005%
2/13/2026Wells Fargo & Company MN195,046$16.80M0.0%-2.6%1.424%
2/13/2026Asset Allocation Strategies LLC5,573$480K0.1%+93.3%0.041%
2/12/2026Orion Porfolio Solutions LLC25,001$2.15M0.0%+6.5%0.182%
2/12/2026Commonwealth Equity Services LLC133,816$11.53M0.0%-13.2%0.977%
2/12/2026StoneX Group Inc.14,957$1.29M0.1%-6.6%0.109%


FTA Institutional Ownership - Frequently Asked Questions

During the previous two years, 226 institutional investors and hedge funds held shares of First Trust Large Cap Value AlphaDEX Fund. The most heavily invested institutionals were Morgan Stanley ($173.11M), LPL Financial LLC ($86.31M), UBS Group AG ($83.73M), Envestnet Asset Management Inc. ($37.51M), Bank of America Corp DE ($36.14M), Cetera Investment Advisers ($31.88M), and Royal Bank of Canada ($27.61M).Learn more on First Trust Large Cap Value AlphaDEX Fund's institutional investors.

Of the 167 institutional investors that purchased First Trust Large Cap Value AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($910.13K), International Assets Investment Management LLC ($261.44K), IHT Wealth Management LLC ($247.23K), NewEdge Advisors LLC ($198.27K), LPL Financial LLC ($145.50K), Independent Advisor Alliance ($97.87K), and Benjamin Edwards Inc. ($91.17K).

Institutional investors have bought a total of 639,723 shares in the last 24 months. This purchase volume represents approximately $56.70M in transactions.

Of the 90 institutional investors that sold First Trust Large Cap Value AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Integrated Wealth Concepts LLC ($193.46K), IHT Wealth Management LLC ($127.42K), Vestmark Advisory Solutions Inc. ($104.53K), Morgan Stanley ($42.64K), Private Advisor Group LLC ($28.74K), Kestra Private Wealth Services LLC ($28.58K), and Citadel Advisors LLC ($25.88K).

Institutional investors have sold a total of 830,010 shares in the last 24 months. This volume of shares sold represents approximately $72.24M in transactions.


Related Companies

Institutional ownership data for NASDAQ:FTA is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/13/2026. New 13F filings are added each quarter as they're published.
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