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Nuveen ESG Mid-Cap Growth ETF (NUMG) Institutional Ownership

Nuveen ESG Mid-Cap Growth ETF logo
$48.22 +0.58 (+1.22%)
Closing price 03:57 PM Eastern
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Institutional Ownership Changes (13F Filings) for Nuveen ESG Mid-Cap Growth ETF (BATS:NUMG)

Number of
Institutional Buyers
(last 12 months)
83
Total
Institutional Inflows
(last 12 months)
$47.59M
Number of
Institutional Sellers
(last 12 months)
60
Total
Institutional Outflows
(last 12 months)
$28.86M
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NUMG Institutional Buying and Selling by Quarter

Nuveen ESG Mid-Cap Growth ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/14/2025RTD Financial Advisors Inc.15,757$767K0.1%-3.3%0.188%
10/14/2025Farther Finance Advisors LLC2,269$110K0.0%+263.6%0.027%
10/10/2025 SK Wealth Management LLC15,805$771K0.3%-9.0%0.188%
10/10/2025 Falcon Wealth Planning5,246$255K0.0%+21.2%0.062%
10/9/2025 Dynamic Advisor Solutions LLC21,642$1.05M0.0%-5.1%0.258%
9/26/2025Corient Private Wealth LLC8,265$400K0.0%+52.6%0.098%
9/4/2025Osaic Holdings Inc.14,699$712K0.0%-21.6%0.175%
8/16/2025Evergreen Capital Management LLC7,165$347K0.0%N/A0.085%
8/15/2025Corient Private Wealth LLC8,265$400K0.0%+52.6%0.098%
8/15/2025EP Wealth Advisors LLC2,242$109K0.0%N/A0.027%
8/15/2025Bank of America Corp DE347,720$16.85M0.0%+4.7%4.140%
8/15/2025Ameriprise Financial Inc.268,035$13.00M0.0%+30.7%3.191%
8/14/2025Raymond James Financial Inc.104,906$5.08M0.0%-1.3%1.249%
8/14/2025NewEdge Advisors LLC15,659$759K0.0%+6.2%0.186%
8/14/2025Qube Research & Technologies Ltd1,412$68K0.0%-14.3%0.017%
8/14/2025Cerity Partners LLC16,031$781K0.0%N/A0.191%
8/13/2025Flow Traders U.S. LLC13,048$632K0.0%N/A0.155%
8/13/2025IAG Wealth Partners LLC17,412$844K0.1%-44.8%0.207%
8/13/2025WCG Wealth Advisors LLC26,885$1.30M0.1%-3.1%0.320%
8/13/2025Beacon Pointe Advisors LLC37,704$1.83M0.0%+5.7%0.449%
8/13/2025Lido Advisors LLC18,270$885K0.0%-19.3%0.218%
8/13/2025Northwestern Mutual Wealth Management Co.25,369$1.23M0.0%-14.9%0.302%
8/12/2025JPMorgan Chase & Co.33,939$1.64M0.0%-18.0%0.404%
8/8/2025Cetera Investment Advisers81,032$3.93M0.0%-17.4%0.965%
8/8/2025WealthShield Partners LLC16,299$790K0.1%-15.0%0.194%
8/8/2025PNC Financial Services Group Inc.39,789$1.93M0.0%-11.6%0.474%
8/7/2025CENTRAL TRUST Co10,207$495K0.0%+19.6%0.122%
8/6/2025Ipsen Advisor Group LLC4,542$220K0.2%-4.9%0.054%
8/5/2025Bank of New York Mellon Corp382,679$18.54M0.0%+7.2%4.556%
8/5/2025TIAA Trust National Association498,599$24.16M0.1%-17.3%5.936%
7/31/2025AlTi Global Inc.157,208$7.62M0.2%-36.5%1.872%
7/30/2025Fingerlakes Wealth Management Inc.8,757$424K0.3%+19.3%0.104%
7/29/2025Stratos Wealth Partners LTD.5,030$244K0.0%N/A0.060%
7/29/2025Harbor Asset Planning Inc.2,058$100K0.1%N/A0.025%
7/28/2025Revolve Wealth Partners LLC24,482$1.19M0.2%+3.1%0.291%
7/25/2025Atria Wealth Solutions Inc.7,745$380K0.0%-13.4%0.092%
7/25/2025CWM LLC8,001$388K0.0%+119.7%0.095%
7/24/2025rebel Financial LLC22,010$1.07M0.5%N/A0.262%
7/24/2025Blair William & Co. IL913$44K0.0%-21.0%0.011%
7/23/2025High Note Wealth LLC16,775$813K0.2%-2.6%0.200%
7/22/2025Petros Family Wealth LLC8,056$390K0.4%N/A0.096%
7/22/2025Wealthcare Advisory Partners LLC4,348$211K0.0%N/A0.052%
7/21/2025Ameritas Advisory Services LLC94,703$4.59M0.2%-12.1%1.127%
7/21/2025Empirical Financial Services LLC d.b.a. Empirical Wealth Management6,138$297K0.0%+17.2%0.073%
7/18/2025SOA Wealth Advisors LLC.7,723$374K0.0%-48.8%0.092%
7/18/2025MJT & Associates Financial Advisory Group Inc.1,071$52K0.1%-29.6%0.013%
7/18/2025Institute for Wealth Management LLC.11,951$579K0.1%+39.9%0.142%
7/16/2025MJT & Associates Financial Advisory Group Inc.1,071$52K0.1%-29.6%0.013%
7/16/2025 Falcon Wealth Planning4,328$210K0.0%N/A0.052%
7/16/2025Evergreen Private Wealth LLC7,297$354K0.1%-15.4%0.087%
7/16/2025CX Institutional4,751$230K0.0%-5.9%0.057%
7/15/2025McAdam LLC4,750$230K0.0%N/A0.057%
7/15/2025RTD Financial Advisors Inc.16,291$789K0.1%-22.5%0.194%
7/11/2025CX Institutional4,751$230K0.0%-5.9%0.057%
7/11/2025UMB Bank n.a.1,383$67K0.0%-36.2%0.016%
7/10/2025Wealth Enhancement Advisory Services LLC17,571$862K0.0%+177.9%0.201%
7/10/2025 SK Wealth Management LLC17,370$846K0.4%-12.6%0.199%
7/8/2025 Canandaigua National Bank & Trust Co.10,244$496K0.0%+37.1%0.117%
5/20/2025Focus Partners Wealth6,547$281K0.0%+8.4%0.074%
5/16/2025Goldman Sachs Group Inc.37,269$1.60M0.0%+86.8%0.426%
5/16/2025Jones Financial Companies Lllp33,383$1.44M0.0%-20.4%0.375%
5/16/2025NewEdge Advisors LLC14,738$633K0.0%-9.6%0.166%
5/16/2025Cook Wealth LLC13,820$602K0.3%-1.9%0.155%
5/16/2025AlTi Global Inc.247,577$10.63M0.3%-6.6%2.782%
5/15/2025Royal Bank of Canada524,470$22.51M0.0%+0.7%5.893%
5/15/2025OLD Mission Capital LLC39,301$1.69M0.0%+747.2%0.442%
5/14/2025WCG Wealth Advisors LLC27,744$1.19M0.1%-9.0%0.312%
5/14/2025Comerica Bank1,986$85K0.0%-27.5%0.022%
5/14/2025Northwestern Mutual Wealth Management Co.29,821$1.28M0.0%+12.4%0.335%
5/13/2025Raymond James Financial Inc.106,301$4.56M0.0%-6.1%1.194%
5/13/2025HighTower Advisors LLC9,466$406K0.0%-8.5%0.106%
5/12/2025Virtu Financial LLC44,629$1.92M0.1%+71.9%0.501%
5/12/2025AlphaCore Capital LLC5,514$237K0.0%N/A0.062%
5/9/2025WealthShield Partners LLC19,179$823K0.1%+5.0%0.215%
5/9/2025McClarren Financial Advisors Inc.5,690$244K0.2%-21.4%0.064%
5/9/2025Atria Wealth Solutions Inc.8,939$384K0.0%+98.1%0.100%
5/9/2025Blair William & Co. IL1,155$50K0.0%N/A0.013%
5/9/2025PNC Financial Services Group Inc.45,034$1.93M0.0%-3.3%0.506%
5/8/2025TIAA Trust National Association602,645$25.87M0.1%-5.4%6.771%
5/8/2025Commerce Bank22,349$959K0.0%-1.3%0.251%
5/8/2025US Financial Advisors LLC14,002$601K0.2%+4.3%0.157%
5/8/2025Empirical Financial Services LLC d.b.a. Empirical Wealth Management5,239$225K0.0%+11.5%0.059%
5/8/2025RVW Wealth LLC7,514$323K0.0%-4.7%0.084%
5/7/2025MJT & Associates Financial Advisory Group Inc.1,522$65K0.1%N/A0.017%
5/7/2025LPL Financial LLC430,904$18.49M0.0%+0.2%4.842%
5/6/2025Cetera Investment Advisers98,138$4.21M0.0%+12.5%1.103%
5/5/2025Private Advisor Group LLC20,171$866K0.0%-1.5%0.227%
5/2/2025Larson Financial Group LLC7,913$340K0.0%-7.2%0.089%
5/1/2025CWM LLC3,641$156K0.0%+60.5%0.041%
5/1/2025High Note Wealth LLC17,222$739K0.2%-5.1%0.194%
4/30/2025Allworth Financial LP1,013$43K0.0%-71.3%0.011%
4/30/2025Abound Financial LLC3,671$158K0.1%-19.3%0.041%
4/29/2025Envestnet Asset Management Inc.57,455$2.47M0.0%-3.8%0.646%
4/29/2025Bank of New York Mellon Corp357,110$15.33M0.0%+21.1%4.012%
4/29/2025Olde Wealth Management LLC15,748$675K0.2%-50.2%0.177%
4/25/2025Canandaigua National Bank & Trust Co.7,472$321K0.0%+19.1%0.084%
4/25/2025Ameritas Advisory Services LLC107,705$4.62M0.2%+2.6%1.210%
4/24/2025Mirae Asset Global Investments Co. Ltd.12,000$515K0.0%+37.9%0.135%
4/22/2025Cambridge Investment Research Advisors Inc.14,643$628K0.0%+11.9%0.165%
4/22/2025SK Wealth Management LLC19,866$780K0.4%-10.6%0.223%
(Data available from 1/1/2016 forward)

NUMG Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of NUMG shares?

During the previous two years, 134 institutional investors and hedge funds held shares of Nuveen ESG Mid-Cap Growth ETF. The most heavily invested institutionals were Wells Fargo & Company MN ($41.98M), TIAA Trust National Association ($24.16M), Royal Bank of Canada ($22.51M), Bank of New York Mellon Corp ($18.54M), LPL Financial LLC ($18.49M), Bank of America Corp DE ($16.85M), and Ameriprise Financial Inc. ($13.00M).Learn more on Nuveen ESG Mid-Cap Growth ETF's institutional investors.

Which institutional investors have been buying Nuveen ESG Mid-Cap Growth ETF's stock?

Of the 112 institutional investors that purchased Nuveen ESG Mid-Cap Growth ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: TIAA Trust National Association ($1.28M), Raymond James Financial Inc. ($226.53K), Bank of New York Mellon Corp ($155.02K), Cetera Investment Advisers ($75.04K), Wells Fargo & Company MN ($70.45K), Money Design Co. Ltd. ($66.77K), and Ameriprise Financial Inc. ($63.03K).

How much institutional buying is happening at Nuveen ESG Mid-Cap Growth ETF?

Institutional investors have bought a total of 1,018,246 shares in the last 24 months. This purchase volume represents approximately $47.59M in transactions.

Which of Nuveen ESG Mid-Cap Growth ETF's major shareholders have been selling company stock?

Of the 60 institutional investors that sold Nuveen ESG Mid-Cap Growth ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: TIAA Trust National Association ($186.74K), AlTi Global Inc. ($107.76K), Private Advisor Group LLC ($41.72K), Lido Advisors LLC ($41.72K), Ameriprise Financial Inc. ($22.40K), IAG Wealth Partners LLC ($20.28K), and Cetera Investment Advisers ($20.11K).

How much institutional selling is happening at Nuveen ESG Mid-Cap Growth ETF?

Institutional investors have sold a total of 616,718 shares in the last 24 months. This volume of shares sold represents approximately $28.86M in transactions.


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This page (BATS:NUMG) was last updated on 10/14/2025 by MarketBeat.com Staff
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