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VanEck Morningstar SMID Moat ETF (SMOT) Institutional Ownership

VanEck Morningstar SMID Moat ETF logo
$41.19 -0.08 (-0.19%)
As of 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for VanEck Morningstar SMID Moat ETF (BATS:SMOT)

Number of
Institutional Buyers
(last 12 months)
45
Total
Institutional Inflows
(last 12 months)
$28.48M
Number of
Institutional Sellers
(last 12 months)
47
Total
Institutional Outflows
(last 12 months)
$49.73M
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SMOT Institutional Buying and Selling by Quarter

VanEck Morningstar SMID Moat ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/20/2026 Piedmont Capital Management LLC55,100$2.14M1.1%N/A0.495%
7/10/2026 Paladin Wealth LLC33,637$1.31M0.8%+10.1%0.302%
7/8/2026 Gradient Investments LLC905,457$35.19M0.5%+4.1%8.135%
6/3/2026 NewEdge Advisors LLC7,743$272K0.0%-5.1%0.070%
5/19/2026 Western Wealth Management LLC2,341$82K0.0%N/A0.021%
5/19/2026 NewEdge Advisors LLC7,743$272K0.0%-5.1%0.070%
5/19/2026 Bank of America Corp DE420,268$14.79M0.0%-2.2%3.776%
5/18/2026 Royal Bank of Canada15,888$559K0.0%+60.4%0.143%
5/16/2026 Copley Financial Group Inc.8,564$301K0.2%-7.7%0.077%
5/13/2026 Cetera Investment Advisers41,235$1.45M0.0%-34.5%0.370%
5/6/2026 Independent Financial Group LLC8,247$290K0.0%N/A0.074%
5/1/2026 Fifth Third Bancorp9,947$350K0.0%N/A0.089%
4/30/2026 Kestra Advisory Services LLC18,597$654K0.0%-58.3%0.167%
4/28/2026 Ascentis Independent Advisors57,978$2.04M0.2%N/A0.521%
4/28/2026 Stephens Inc. AR51,559$1.81M0.0%+4.4%0.463%
4/27/2026 Private Advisor Group LLC7,997$281K0.0%-3.4%0.072%
4/24/2026 Essex Financial Services Inc.11,177$393K0.0%-5.0%0.100%
4/24/2026 Stegent Equity Advisors Inc.9,678$341K0.3%-85.3%0.087%
4/22/2026 TPG Advisors LLC47,801$1.68M1.0%-22.5%0.429%
4/22/2026 Janney Montgomery Scott LLC11,650$410K0.0%-4.1%0.105%
4/17/2026 Financial Management Network Inc.476,202$17.21M2.6%-15.0%4.279%
4/16/2026 Paladin Wealth LLC30,562$1.08M0.7%+12.7%0.275%
3/16/2026 Bank of New Hampshire23,926$866K0.2%+484.3%0.215%
2/18/2026 Mercer Global Advisors Inc. ADV65,991$2.39M0.0%-1.3%0.593%
2/18/2026 EP Wealth Advisors LLC27,265$987K0.0%N/A0.245%
2/18/2026 NewEdge Advisors LLC8,156$295K0.0%-13.4%0.073%
2/17/2026 Cetera Investment Advisers62,933$2.28M0.0%-5.0%0.565%
2/17/2026 Equitable Holdings Inc.19,366$701K0.0%-8.9%0.174%
2/17/2026 Royal Bank of Canada9,907$359K0.0%-84.3%0.089%
2/17/2026 Copley Financial Group Inc.9,281$336K0.2%-10.3%0.083%
2/16/2026 MML Investors Services LLC139,784$5.06M0.0%+9.7%1.256%
2/16/2026 Mariner LLC14,687$532K0.0%+9.8%0.132%
2/16/2026 Arax Advisory Partners1,382$50K0.0%N/A0.012%
2/13/2026 Kestra Advisory Services LLC44,577$1.61M0.0%-33.7%0.401%
2/13/2026 Stifel Financial Corp48,964$1.77M0.0%-0.6%0.440%
2/13/2026 Focused Alpha LLC105,350$3.81M1.1%N/A0.947%
2/13/2026 A4 Wealth Advisors LLC8,729$316K0.3%-28.4%0.078%
2/13/2026 UBS AM a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC2,003$73K0.0%N/A0.018%
2/12/2026 HRT Financial LP8,704$315K0.0%N/A0.078%
2/12/2026 Commonwealth Equity Services LLC24,825$899K0.0%-18.6%0.223%
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2/12/2026 Steward Partners Investment Advisory LLC47,167$1.71M0.0%-5.1%0.424%
2/12/2026 Great Lakes Advisors LLC1,134,513$41.07M0.3%+5.7%10.193%
2/12/2026 Mattson Financial Services LLC22,703$822K0.2%-7.7%0.204%
2/11/2026 Janney Montgomery Scott LLC12,150$440K0.0%-33.6%0.109%
2/11/2026 LPL Financial LLC1,096,786$39.70M0.0%-11.1%9.854%
2/11/2026 Vise Technologies Inc.36,082$1.31M0.0%N/A0.324%
2/10/2026 Essex Financial Services Inc.11,771$426K0.0%-16.6%0.106%
2/10/2026 Soundwatch Capital LLC7,754$281K0.0%+5.1%0.070%
2/10/2026 Acorn Wealth Advisors LLC21,529$779K0.2%-13.9%0.193%
2/9/2026 Family Office Research LLC66,806$2.44M1.0%-13.1%0.600%
2/9/2026 Prospera Financial Services Inc64,030$2.32M0.0%+0.5%0.575%
2/6/2026 Principle Wealth Partners LLC11,904$431K0.0%-2.5%0.107%
2/6/2026 HighTower Advisors LLC28,134$1.02M0.0%+5.8%0.253%
2/5/2026 Eubel Brady & Suttman Asset Management Inc.80,942$2.93M0.3%+0.7%0.727%
2/5/2026 1620 Investment Advisors Inc.835$30K0.0%+67.0%0.008%
2/5/2026 Stephens Inc. AR49,368$1.79M0.0%-6.9%0.444%
2/5/2026 Mesirow Financial Investment Management Inc.215,235$7.79M0.2%-16.5%1.934%
2/5/2026 Stonebridge Financial Planning Group LLC32,174$1.17M0.4%+6.1%0.289%
2/3/2026 Stiles Financial Services Inc21,923$794K0.2%+2.1%0.197%
2/3/2026 Tranquility Partners LLC13,338$483K0.2%-2.3%0.120%
2/2/2026 Oppenheimer & Co. Inc.10,126$367K0.0%+57.0%0.091%
1/28/2026 First Financial Group Corp21,563$781K0.7%-12.2%0.194%
1/26/2026 Pursue Wealth Partners LLC44,601$1.62M0.8%+93.7%0.401%
1/23/2026 Farther Finance Advisors LLC25,667$929K0.0%-60.3%0.231%
1/22/2026 IRON Financial LLC17,354$628K0.3%-4.3%0.156%
1/21/2026 Capital Investment Advisory Services LLC7,509$272K0.0%-13.4%0.067%
1/21/2026 Woodmont Investment Counsel LLC19,450$704K0.0%-14.3%0.175%
1/21/2026 TPG Advisors LLC61,702$2.23M1.4%+2.7%0.554%
1/15/2026 Paladin Wealth LLC27,125$982K0.7%+22.4%0.244%
1/14/2026 Stegent Equity Advisors Inc.65,858$2.38M1.9%+6.0%0.592%
1/8/2026 Financial Management Network Inc.560,002$20.41M3.2%+1.4%5.031%
1/8/2026 Gradient Investments LLC822,960$29.79M0.5%+4.3%7.394%
1/8/2026 Wealth Enhancement Advisory Services LLC93,442$3.50M0.0%+39.7%0.840%
1/8/2026 Fermata Advisors LLC8,101$293K0.1%-5.5%0.073%
1/1/2026 JPMorgan Chase & Co.9,573$345K0.0%+11,866.3%0.086%
12/2/2025 Allworth Financial LP1,132$41K0.0%+258.2%0.010%
12/2/2025 IFP Advisors Inc4,339$157K0.0%-40.2%0.039%
11/18/2025 Copley Financial Group Inc.10,343$373K0.3%-23.8%0.093%
11/18/2025 Stonebridge Financial Planning Group LLC30,321$1.09M0.4%+5.8%0.272%
11/18/2025Apexium Financial LP329,963$11.91M0.6%+1.6%2.965%
11/17/2025 NewEdge Advisors LLC9,417$340K0.0%-7.6%0.085%
11/17/2025 First Foundation Advisors48,069$1.73M0.1%-4.8%0.432%
11/17/2025 Susquehanna International Group LLP21,221$766K0.0%N/A0.191%
11/17/2025 Mariner LLC13,382$483K0.0%-2.5%0.120%
11/17/2025 Mercer Global Advisors Inc. ADV66,847$2.41M0.0%-8.7%0.601%
11/17/2025 Bank of America Corp DE606,447$21.88M0.0%-0.5%5.449%
11/14/2025 Raymond James Financial Inc.187,455$6.76M0.0%+5.4%1.684%
11/14/2025 TRUE Private Wealth Advisors65,533$2.36M0.2%-25.4%0.589%
11/14/2025 Equitable Holdings Inc.21,269$767K0.0%-3.2%0.191%
11/12/2025 Mesirow Financial Investment Management Inc.257,826$9.30M0.2%+0.5%2.316%
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11/10/2025 Optiver Holding B.V.1,028$37K0.0%N/A0.009%
11/7/2025 Essex Financial Services Inc.14,114$509K0.0%-2.6%0.127%
11/7/2025 JPMorgan Chase & Co.9,573$345K0.0%+11,866.3%0.086%
11/7/2025 Pursue Wealth Partners LLC23,022$831K0.5%-15.4%0.207%
11/6/2025 Eubel Brady & Suttman Asset Management Inc.80,383$2.90M0.3%+4.1%0.722%
11/6/2025 TPG Advisors LLC60,109$2.17M1.4%+6.0%0.540%
11/6/2025 Prospera Financial Services Inc63,698$2.30M0.0%-2.5%0.572%
11/6/2025 Oppenheimer & Co. Inc.6,451$233K0.0%+12.1%0.058%
11/5/2025 Soundwatch Capital LLC7,375$266K0.0%-5.7%0.066%
11/4/2025 Family Office Research LLC76,843$2.77M1.2%-1.1%0.690%


SMOT Institutional Ownership - Frequently Asked Questions

During the previous two years, 116 institutional investors and hedge funds held shares of VanEck Morningstar SMID Moat ETF. The most heavily invested institutionals were Great Lakes Advisors LLC ($41.07M), LPL Financial LLC ($39.70M), Gradient Investments LLC ($35.19M), Financial Management Network Inc. ($17.21M), Bank of America Corp DE ($14.79M), Apexium Financial LP ($11.91M), and Mesirow Financial Investment Management Inc. ($7.79M).Learn more on VanEck Morningstar SMID Moat ETF's institutional investors.

Of the 101 institutional investors that purchased VanEck Morningstar SMID Moat ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Great Lakes Advisors LLC ($1.07M), Raymond James Financial Inc. ($519.46K), LPL Financial LLC ($340.66K), Farther Finance Advisors LLC ($277.57K), Gradient Investments LLC ($186.54K), Bank of America Corp DE ($149.02K), and Focused Alpha LLC ($105.35K).

Institutional investors have bought a total of 783,020 shares in the last 24 months. This purchase volume represents approximately $28.48M in transactions.

Of the 47 institutional investors that sold VanEck Morningstar SMID Moat ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Gradient Investments LLC ($447.76K), Woodmont Investment Counsel LLC ($156.19K), LPL Financial LLC ($136.57K), Farther Finance Advisors LLC ($128.12K), Financial Management Network Inc. ($92.74K), Stegent Equity Advisors Inc. ($66.83K), and Royal Bank of Canada ($53.14K).

Institutional investors have sold a total of 1,381,724 shares in the last 24 months. This volume of shares sold represents approximately $49.73M in transactions.


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Institutional ownership data for BATS:SMOT is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 8/20/2026. New 13F filings are added each quarter as they're published.
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