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Innovator Equity Defined Protection ETF - 1 Yr October (ZOCT) Institutional Ownership

$28.21 -0.03 (-0.11%)
As of 03:55 PM Eastern
This is a fair market value price provided by Massive. Learn more.

Institutional Ownership Changes (13F Filings) for Innovator Equity Defined Protection ETF - 1 Yr October (BATS:ZOCT)

Number of
Institutional Buyers
(last 12 months)
56
Total
Institutional Inflows
(last 12 months)
$71.60M
Number of
Institutional Sellers
(last 12 months)
17
Total
Institutional Outflows
(last 12 months)
$41.85M
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ZOCT Institutional Buying and Selling by Quarter

Innovator Equity Defined Protection ETF - 1 Yr October Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
11/10/2026 HighTower Advisors LLC63,821$1.80M0.0%N/A0.780%
11/9/2026 Harbour Investments Inc.17,105$481K0.0%-92.8%0.209%
11/5/2026 Blue Water Asset Management8,900$250K0.1%N/A0.366%
11/3/2026 Spectrum Advisors Inc.135,923$3.82M2.7%+467.3%5.594%
11/3/2026 Ashton Thomas Private Wealth LLC17,928$504K0.0%+8.5%0.738%
11/2/2026 Kestra Advisory Services LLC51,873$1.46M0.0%+34.0%2.135%
11/2/2026 Commonwealth Equity Services LLC641,088$18.03M0.0%N/A26.382%
10/31/2026 Chicago Partners Investment Group LLC14,977$423K0.0%N/A0.616%
10/29/2026 Trek Financial LLC20,231$569K0.0%+138.3%0.833%
10/27/2026 IMG Wealth Management Inc.17,069$480K0.3%+28.3%0.702%
10/23/2026 Madrona Financial Services LLC12,710$357K0.1%N/A0.523%
10/22/2026 Cypress Wealth Services LLC40,732$1.15M0.1%+4.6%1.676%
10/15/2026 C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors36,221$1.02M0.1%-4.6%1.491%
10/13/2026 Lineweaver Wealth Advisors LLC31,312$880K0.1%-3.8%1.289%
10/9/2026 First Heartland Consultants Inc.11,722$330K0.0%-98.2%0.482%
10/8/2026 Grove Bank & Trust6,091$171K0.0%N/A0.251%
10/8/2026 CoreCap Advisors LLC6,457$182K0.0%+13.1%0.266%
10/7/2026 Canandaigua National Bank & Trust Co.33,100$931K0.1%-83.7%1.362%
9/23/2026Envestnet Asset Management Inc.53,910$1.49M0.0%+2.2%2.219%
9/9/2026NewEdge Advisors LLC9,726$269K0.0%-29.3%0.400%
9/9/2026 IFP Advisors Inc8,672$239K0.0%-8.2%0.357%
8/23/2026Ameritas Advisory Services LLC17,705$489K0.0%N/A0.729%
8/21/2026 KFG Wealth Management LLC70,501$1.95M0.2%-3.6%2.901%
7/7/2026 Canandaigua National Bank & Trust Co.33,100$914K0.1%N/A1.362%
7/7/2026 CoreCap Advisors LLC5,710$158K0.0%+7.1%0.235%
6/3/2026NewEdge Advisors LLC13,753$368K0.0%-91.5%0.566%
5/19/2026NewEdge Advisors LLC13,753$368K0.0%-91.5%0.566%
5/19/2026Centaurus Financial Inc.70,751$1.89M0.1%-1.1%2.912%
5/13/2026Cetera Investment Advisers95,963$2.57M0.0%-2.7%3.949%
5/6/2026 Independent Financial Group LLC17,600$471K0.0%N/A0.724%
5/4/2026 Archer Investment Corp8,603$230K0.0%-20.2%0.354%
5/1/2026 Sovran Advisors LLC23,236$635K0.0%-43.8%0.956%
4/30/2026 Kestra Advisory Services LLC65,804$1.76M0.0%-10.9%2.708%
4/21/2026 KFG Wealth Management LLC73,104$1.96M0.3%-0.8%3.008%
4/17/2026Summit Wealth Partners LLC10,523$281K0.0%-19.8%0.433%
2/18/2026NewEdge Advisors LLC162,736$4.37M0.0%-29.6%3.538%
2/18/2026OLD Mission Capital LLC47,793$1.28M0.0%N/A1.039%
2/18/2026Main Street Financial Solutions LLC8,695$233K0.0%N/A0.189%
2/17/2026Cetera Investment Advisers98,636$2.65M0.0%+337.9%2.144%
2/17/2026Osaic Holdings Inc.40,102$1.08M0.0%+108.3%0.872%
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2/17/2026Advisory Services Network LLC31,542$846K0.0%+27.8%0.686%
2/16/2026MML Investors Services LLC19,999$537K0.0%N/A0.435%
2/16/2026 Financial Network Wealth Advisors LLC1,464$39K0.0%N/A0.032%
2/16/2026 Barclays PLC2,223$60K0.0%-60.1%0.048%
2/13/2026CreativeOne Wealth LLC19,026$511K0.0%+19.3%0.414%
2/13/2026 Kestra Advisory Services LLC73,874$1.98M0.0%+28.7%1.606%
2/12/2026 Commonwealth Equity Services LLC922,470$24.76M0.0%+974.7%20.054%
2/11/2026 LPL Financial LLC21,289$571K0.0%+11.3%0.463%
2/11/2026Tradition Wealth Management LLC7,976$214K0.0%N/A0.173%
2/11/2026Continuum Advisory LLC9,398$252K0.0%N/A0.204%
2/10/2026Goldman Sachs Group Inc.15,079$405K0.0%N/A0.328%
2/10/2026 Gill Capital Partners LLC9,439$253K0.1%N/A0.205%
2/9/2026 TrustBank9,000$242K0.1%N/A0.196%
2/9/2026 Integrity Advisory Solutions LLC18,282$491K0.1%N/A0.397%
2/9/2026 Harbour Investments Inc.57,206$1.54M0.0%+303.1%1.244%
2/6/2026CFO4Life Group LLC9,927$266K0.0%N/A0.216%
2/6/2026 IFP Advisors Inc9,448$254K0.0%+127.7%0.205%
2/6/2026 HighTower Advisors LLC75,229$2.02M0.0%+14.3%1.635%
2/5/2026 Allworth Financial LP6,384$171K0.0%N/A0.139%
2/4/2026 Trek Financial LLC8,490$228K0.0%N/A0.185%
2/3/2026Vantage Financial Partners LLC33,159$890K0.2%+28.1%0.721%
2/3/2026AssuredPartners Investment Advisors LLC10,385$279K0.0%N/A0.226%
2/2/2026 Truist Financial Corp12,446$334K0.0%N/A0.271%
2/2/2026 FSA Advisors Inc.9,220$247K0.0%N/A0.200%
2/2/2026 Pachira Investments Inc.235,323$6.32M3.1%+5.1%5.116%
1/30/2026 Canandaigua National Bank & Trust Co.33,100$888K0.1%+27.3%0.720%
1/30/2026 Archer Investment Corp10,783$289K0.1%+59.9%0.234%
1/30/2026 Strategic Blueprint LLC51,062$1.37M0.1%-3.1%1.110%
1/29/2026 Ashton Thomas Private Wealth LLC17,823$478K0.0%N/A0.387%
1/27/2026Summit Wealth Partners LLC13,121$352K0.1%-16.7%0.285%
1/23/2026 Optima Capital LLC4,956$133K0.1%N/A0.107%
1/23/2026 Galvin Gaustad & Stein LLC8,750$235K0.0%N/A0.188%
1/21/2026 KFG Wealth Management LLC73,664$1.98M0.3%+7.5%1.584%
1/20/2026 Signaturefd LLC1,173$31K0.0%N/A0.025%
1/20/2026 C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors44,771$1.20M0.1%N/A0.963%
1/16/2026 BridgePort Financial Solutions LLC10,363$278K0.1%N/A0.223%
1/15/2026 Brookstone Capital Management65,829$1.77M0.0%+163.0%1.416%
1/14/2026 Spire Wealth Management2,420$65K0.0%N/A0.050%
1/14/2026 Lineweaver Wealth Advisors LLC32,563$874K0.1%N/A0.676%
1/14/2026 Cypress Wealth Services LLC42,641$1.14M0.2%+9.7%0.885%
1/14/2026 Chris Bulman Inc20,773$557K0.2%+28.9%0.431%
1/13/2026 CoreCap Advisors LLC4,055$109K0.0%-12.2%0.084%
1/9/2026 First Heartland Consultants Inc.9,973$268K0.0%N/A0.209%
11/20/2025Centaurus Financial Inc.62,629$1.67M0.1%-49.0%1.278%
11/17/2025NewEdge Advisors LLC231,139$6.14M0.0%-0.4%4.717%
11/17/2025Susquehanna International Group LLP31,556$839K0.0%+282.9%0.644%
11/17/2025Citadel Advisors LLC16,361$435K0.0%+86.0%0.334%
11/14/2025Raymond James Financial Inc.177,252$4.71M0.0%+5,597.6%3.617%
11/13/2025CreativeOne Wealth LLC15,945$424K0.0%N/A0.325%
11/6/2025Ameritas Advisory Services LLC1,950$52K0.0%N/A0.040%
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11/5/2025 IMG Wealth Management Inc.15,798$420K0.3%+21.7%0.322%
11/4/2025 Wealthgarden F.S. LLC8,339$223K0.2%N/A0.170%
11/3/2025 Archer Investment Corp6,744$179K0.0%-42.1%0.138%
10/31/2025 Sovran Advisors LLC41,314$1.10M0.1%N/A0.843%
10/23/2025 Strategic Blueprint LLC52,670$1.40M0.1%-3.9%1.121%
10/22/2025 Pachira Investments Inc.223,897$5.95M3.3%+0.3%4.764%
10/22/2025 CoreCap Advisors LLC4,620$123K0.0%+163.7%0.098%
10/21/2025Summit Wealth Partners LLC15,744$418K0.1%N/A0.342%
10/20/2025 Chris Bulman Inc16,119$428K0.2%+40.1%0.350%
10/15/2025 Independent Wealth Network Inc.11,128$296K0.1%-5.0%0.264%


ZOCT Institutional Ownership - Frequently Asked Questions

During the previous two years, 88 institutional investors and hedge funds held shares of Innovator Equity Defined Protection ETF - 1 Yr October. The most heavily invested institutionals were Commonwealth Equity Services LLC ($18.03M), Pachira Investments Inc. ($6.32M), Raymond James Financial Inc. ($4.71M), Spectrum Advisors Inc. ($3.82M), Cetera Investment Advisers ($2.57M), KFG Wealth Management LLC ($1.95M), and Centaurus Financial Inc. ($1.89M).Learn more on Innovator Equity Defined Protection ETF - 1 Yr October's institutional investors.

Of the 85 institutional investors that purchased Innovator Equity Defined Protection ETF - 1 Yr October's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Commonwealth Equity Services LLC ($1.57M), NewEdge Advisors LLC ($248.91K), Pachira Investments Inc. ($235.32K), Raymond James Financial Inc. ($177.25K), HighTower Advisors LLC ($139.05K), Cetera Investment Advisers ($123.62K), and Centaurus Financial Inc. ($122.74K).

Institutional investors have bought a total of 2,623,940 shares in the last 24 months. This purchase volume represents approximately $71.60M in transactions.

Of the 17 institutional investors that sold Innovator Equity Defined Protection ETF - 1 Yr October's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: First Heartland Consultants Inc. ($638.67K), NewEdge Advisors LLC ($371.30K), Harbour Investments Inc. ($221.43K), Canandaigua National Bank & Trust Co. ($170.40K), Centaurus Financial Inc. ($60.94K), Sovran Advisors LLC ($18.08K), and Kestra Advisory Services LLC ($8.07K).

Institutional investors have sold a total of 1,511,397 shares in the last 24 months. This volume of shares sold represents approximately $41.85M in transactions.



Institutional ownership data for BATS:ZOCT is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 11/10/2026. New 13F filings are added each quarter as they're published.
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