NASDAQ:AAOI - Applied Optoelectronics Institutional Ownership

Institutional Ownership

Institutional Ownership Changes (13F Filings) for Applied Optoelectronics (NASDAQ:AAOI)

Applied Optoelectronics (NASDAQ AAOI) Institutional Buying and Selling

Reporting Date	Hedge Fund	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
11/16/2018	TIAA CREF Investment Management LLC	154,557	$3.81M	0.0%	+42.4%	0.781%
11/16/2018	Teachers Advisors LLC	290,563	$7.17M	0.0%	+46.7%	1.467%
11/15/2018	MetLife Investment Advisors LLC	13,490	$0.33M	0.0%	+26.5%	0.068%
11/15/2018	Putnam Investments LLC	70,600	$1.74M	0.0%	+50.0%	0.357%
11/15/2018	Trafelet Brokaw Capital Management L.P.	77,350	$1.91M	1.5%	+50.0%	0.391%
11/15/2018	Man Group plc	10,000	$0.25M	0.0%	+50.0%	0.051%
11/14/2018	Jane Street Group LLC	30,214	$0.75M	0.0%	+32.3%	0.153%
11/14/2018	LPL Financial LLC	13,531	$0.33M	0.0%	-51.7%	0.068%
11/14/2018	Jefferies Group LLC	9,073	$0.22M	0.0%	+50.0%	0.046%
11/13/2018	GSA Capital Partners LLP	47,676	$1.18M	0.1%	+32.7%	0.241%
11/13/2018	Quantbot Technologies LP	4,698	$0.12M	0.0%	+50.0%	0.024%
11/13/2018	Virtu Financial LLC	15,502	$0.38M	0.0%	+36.7%	0.078%
11/13/2018	Credit Suisse AG	21,198	$0.52M	0.0%	-103.9%	0.107%
11/9/2018	FMR LLC	5,900	$0.15M	0.0%	+109.4%	0.030%
11/9/2018	BlackRock Inc.	2,801,765	$69.09M	0.0%	-0.9%	14.222%
11/9/2018	Bank of New York Mellon Corp	322,712	$7.96M	0.0%	+1.7%	1.638%
11/6/2018	SG Americas Securities LLC	39,489	$0.97M	0.0%	+46.8%	0.200%
11/5/2018	Investment Counselors of Maryland LLC	439,981	$10.85M	0.5%	-25.5%	2.233%
11/3/2018	Virginia Retirement Systems ET AL	22,600	$0.56M	0.0%	+50.0%	0.115%
11/2/2018	HL Financial Services LLC	59,647	$1.47M	0.0%	+8.0%	0.303%
11/2/2018	Wells Fargo & Company MN	40,150	$0.99M	0.0%	+646.1%	0.204%
10/26/2018	Shufro Rose & Co. LLC	10,000	$0.25M	0.0%	+50.0%	0.051%
10/26/2018	Russell Investments Group Ltd.	36,817	$0.91M	0.0%	+50.0%	0.187%
10/15/2018	Taylor Frigon Capital Management LLC	56,340	$1.39M	1.1%	-17.1%	0.286%
9/18/2018	Northern Trust Corp	224,674	$10.09M	0.0%	+3.0%	1.140%
8/24/2018	Bank of New York Mellon Corp	317,153	$14.24M	0.0%	-0.9%	1.610%
8/17/2018	Nomura Holdings Inc.	41,988	$1.89M	0.0%	+138.3%	0.213%
8/15/2018	California Public Employees Retirement System	38,100	$1.71M	0.0%	-18.1%	0.193%
8/15/2018	Millennium Management LLC	17,541	$0.79M	0.0%	+50.0%	0.089%
8/14/2018	Bank of America Corp DE	39,021	$1.75M	0.0%	+4.1%	0.198%
8/14/2018	Voya Investment Management LLC	7,684	$0.35M	0.0%	+423.3%	0.039%
8/13/2018	6 Meridian	6,181	$0.28M	0.0%	+50.0%	0.031%
8/13/2018	OppenheimerFunds Inc.	4,797	$0.22M	0.0%	-11,321.4%	0.024%
8/10/2018	Cambridge Investment Research Advisors Inc.	8,306	$0.37M	0.0%	+50.0%	0.042%
8/10/2018	Credit Agricole S A	32,000	$1.44M	0.1%	+27.3%	0.163%
8/10/2018	FMR LLC	74,900	$3.36M	0.0%	+254.8%	0.380%
8/10/2018	Globeflex Capital L P	13,000	$0.58M	0.1%	+11.6%	0.066%
8/10/2018	PNC Financial Services Group Inc.	6,333	$0.28M	0.0%	-29.3%	0.032%
8/10/2018	Dimensional Fund Advisors LP	359,689	$16.15M	0.0%	+13.2%	1.837%
8/10/2018	Legal & General Group Plc	38,522	$1.70M	0.0%	+5.9%	0.197%
8/10/2018	Oppenheimer & Co. Inc.	13,200	$0.59M	0.0%	+19.5%	0.067%
8/9/2018	BlackRock Inc.	2,827,109	$126.94M	0.0%	+8.8%	14.439%
8/9/2018	Pinebridge Investments L.P.	3,698	$0.17M	0.0%	+50.0%	0.019%
8/9/2018	GSA Capital Partners LLP	24,554	$1.10M	0.1%	+50.0%	0.125%
8/8/2018	Schwab Charles Investment Management Inc.	100,798	$4.53M	0.0%	+9.4%	0.515%
8/8/2018	LSV Asset Management	23,300	$1.05M	0.0%	+156.4%	0.119%
8/8/2018	IPG Investment Advisors LLC	12,000	$0.54M	0.2%	+50.0%	0.061%
8/7/2018	Arizona State Retirement System	28,516	$1.28M	0.0%	-8.6%	0.146%
8/7/2018	SG Americas Securities LLC	4,768	$0.21M	0.0%	+116.6%	0.024%
8/7/2018	Van Hulzen Asset Management LLC	8,843	$0.40M	0.1%	+50.0%	0.045%