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Applied Optoelectronics (AAOI) Institutional Ownership

Applied Optoelectronics logo
$182.39 +33.45 (+22.46%)
As of 02:53 PM Eastern
This is a fair market value price provided by Massive. Learn more.

Institutional Ownership Changes (13F Filings) for Applied Optoelectronics (NASDAQ:AAOI)

Current
Institutional Ownership
Percentage
61.70%
Number of
Institutional Buyers
(last 12 months)
157
Total
Institutional Inflows
(last 12 months)
$655.89M
Number of
Institutional Sellers
(last 12 months)
48
Total
Institutional Outflows
(last 12 months)
$258.64M
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AAOI Institutional Buying and Selling by Quarter

Applied Optoelectronics Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/8/2026 PNC Financial Services Group Inc.11,272$954K0.0%+24.2%0.014%
5/8/2026 Andar Capital Management HK Ltd134,000$11.34M9.7%N/A0.167%
5/7/2026 Hollencrest Capital Management2,460$208K0.0%N/A0.003%
5/7/2026 Dimensional Fund Advisors LP309,894$26.21M0.0%-25.9%0.387%
5/7/2026 KBC Group NV1,943$164K0.0%N/A0.002%
5/7/2026 Swiss National Bank128,300$10.85M0.0%+9.8%0.160%
5/6/2026 Jennison Associates LLC5,144$435K0.0%N/A0.006%
5/6/2026 Allspring Global Investments Holdings LLC52,539$4.54M0.0%-63.7%0.066%
5/6/2026 Independent Financial Group LLC7,638$646K0.0%N/A0.010%
5/5/2026 Wealthfront Advisers LLC4,663$394K0.0%N/A0.006%
5/5/2026 Bank of New York Mellon Corp170,958$14.46M0.0%+5.4%0.214%
5/5/2026 Geneos Wealth Management Inc.18,072$1.53M0.0%+1.4%0.023%
5/5/2026 NFSG Corp1,000$85K0.0%N/A0.001%
5/5/2026 Zweig DiMenna Associates LLC80,050$6.77M0.9%+2.0%0.100%
5/4/2026 Emerald Mutual Fund Advisers Trust271,760$22.99M1.1%-31.9%0.339%
5/4/2026 Emerald Advisers LLC433,882$36.70M1.2%-35.3%0.542%
5/4/2026 Principal Financial Group Inc.7,910$669K0.0%N/A0.010%
5/4/2026 Chicago Partners Investment Group LLC1,730$146K0.0%N/A0.002%
5/4/2026 Teachers Retirement System of The State of Kentucky6,623$560K0.0%N/A0.008%
5/1/2026 Fifth Third Bancorp19,325$1.64M0.0%N/A0.024%
5/1/2026 Kornitzer Capital Management Inc. KS7,031$595K0.0%-86.0%0.009%
4/30/2026 Hsbc Holdings PLC5,263$442K0.0%N/A0.007%
4/29/2026 Geneva Partners LLC29,515$2.50M1.2%N/A0.037%
4/28/2026 Abel Hall LLC3,827$324K0.1%N/A0.005%
4/28/2026 Ariose Capital Management Ltd104,000$8.80M5.9%N/A0.132%
4/27/2026 Sierra Summit Advisors LLC10,102$855K0.1%N/A0.013%
4/27/2026 Private Advisor Group LLC3,093$262K0.0%N/A0.004%
4/27/2026 Leonteq Securities AG13,513$1.14M0.0%N/A0.017%
4/25/2026 Patten Group Inc.3,240$274K0.0%N/A0.004%
4/25/2026 Strs Ohio5,600$474K0.0%N/A0.007%
4/24/2026 Global Trust Asset Management LLC59,562$5.04M1.9%+114.2%0.075%
4/23/2026 Dupree Financial Group LLC8,179$692K0.3%N/A0.010%
4/22/2026 1492 Capital Management LLC125,136$10.59M4.0%-42.1%0.159%
4/22/2026 Pictet Asset Management Holding SA10,307$872K0.0%+30.0%0.013%
4/22/2026 Sterling Capital Management LLC793$67K0.0%-22.2%0.001%
4/20/2026 Assenagon Asset Management S.A.48,762$4.13M0.0%N/A0.062%
4/17/2026 Krilogy Financial LLC1,785$151K0.0%N/A0.002%
4/17/2026 Brookstone Capital Management6,391$541K0.0%N/A0.008%
4/16/2026 Thompson Davis & CO. Inc.3,659$310K0.2%N/A0.005%
3/3/2026Caitong International Asset Management Co. Ltd39,452$1.38M0.3%N/A0.052%
2/23/2026Virtu Financial LLC52,412$1.83M0.1%-18.2%0.077%
2/19/2026Invesco Ltd.3,512,309$122.44M0.0%+5,208.9%5.144%
2/18/2026XTX Topco Ltd24,771$864K0.0%+167.6%0.036%
2/18/2026SummitTX Capital L.P.7,293$254K0.0%N/A0.011%
2/18/2026Quadrature Capital Ltd41,671$1.45M0.0%N/A0.061%
2/18/2026Millennium Management LLC10,268$358K0.0%N/A0.015%
2/18/2026Concentric Capital Strategies LP46,021$1.60M0.1%N/A0.067%
2/18/2026Ardsley Advisory Partners LP25,000$872K0.1%-95.3%0.037%
2/17/2026Hawk Ridge Capital Management LP1,700,900$59.29M2.7%+106.2%2.491%
2/17/2026AQR Capital Management LLC26,494$924K0.0%+20.9%0.039%
2/17/2026JAT Capital Mgmt LP71,500$2.49M2.7%N/A0.105%
2/17/2026Cetera Investment Advisers12,903$450K0.0%-13.4%0.019%
2/17/2026Jain Global LLC100,731$3.51M0.0%-42.1%0.148%
2/17/2026Jump Financial LLC8,775$306K0.0%N/A0.013%
2/17/2026Sciencast Management LP7,127$248K0.0%N/A0.010%
2/17/2026Price T Rowe Associates Inc. MD2,229,757$77.73M0.0%+5,321.6%3.266%
2/17/2026Scalar Gauge Management LLC137,000$4.78M3.2%N/A0.201%
2/17/2026California State Teachers Retirement System57,199$1.99M0.0%+14.5%0.084%
2/17/2026 Russell Investments Group Ltd.69,978$2.44M0.0%+39.9%0.102%
2/17/2026Royal Bank of Canada5,883$205K0.0%-97.7%0.009%
2/17/2026Persistent Asset Partners Ltd6,797$237K0.1%N/A0.010%
2/17/2026Rice Hall James & Associates LLC171,570$5.98M0.3%-13.9%0.251%
2/16/2026Squarepoint Ops LLC193,153$6.73M0.0%-58.4%0.283%
2/16/2026Truvestments Capital LLC27,256$950K0.2%+14.6%0.040%
2/16/2026Verition Fund Management LLC87,312$3.04M0.0%+268.0%0.128%
2/16/2026Next Century Growth Investors LLC465,288$16.22M1.1%N/A0.681%
2/16/2026Kennedy Capital Management LLC447,109$15.59M0.3%N/A0.655%
2/16/2026Barclays PLC235,704$8.22M0.0%+4.4%0.345%
2/13/2026The Manufacturers Life Insurance Company 30,977$1.08M0.0%+11.5%0.045%
2/13/2026Soros Fund Management LLC11,576$404K0.0%N/A0.017%
2/13/2026CANADA LIFE ASSURANCE Co5,435$190K0.0%-54.3%0.008%
2/13/2026Stifel Financial Corp20,267$707K0.0%+37.9%0.030%
2/13/2026Morgan Stanley1,699,855$59.26M0.0%+157.1%2.490%
2/13/2026First Trust Advisors LP242,010$8.44M0.0%+70.1%0.354%
2/13/2026Charles Schwab Investment Management Inc.528,343$18.42M0.0%+9.8%0.774%
2/13/2026 Police & Firemen s Retirement System of New Jersey16,073$560K0.0%+3.6%0.024%
2/13/2026State Street Corp1,606,236$55.99M0.0%+11.5%2.352%
2/13/2026UBS AM a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC93,485$3.26M0.0%+57.0%0.137%
2/13/2026Wells Fargo & Company MN88,822$3.10M0.0%+111.3%0.130%
2/13/2026Pinpoint Asset Management Singapore Pte. Ltd.4,273$149K0.0%+427,200.0%0.006%
2/12/2026HRT Financial LP53,935$1.88M0.0%+13.2%0.079%
2/12/2026 Brooklyn Investment Group19,956$733K0.0%N/A0.029%
2/12/2026MetLife Investment Management LLC33,089$1.15M0.0%+2.9%0.048%
2/12/2026 Commonwealth Equity Services LLC80,964$2.82M0.0%N/A0.119%
2/12/2026 State Board of Administration of Florida Retirement System6,820$238K0.0%N/A0.010%
2/12/2026StoneX Group Inc.7,465$260K0.0%-51.2%0.011%
2/12/2026 Dimensional Fund Advisors LP418,219$14.58M0.0%-1.7%0.613%
2/12/2026Ensign Peak Advisors Inc3,800$132K0.0%-68.9%0.006%
2/12/2026 Steward Partners Investment Advisory LLC366,417$12.77M0.1%-0.3%0.537%
2/12/2026 New York State Common Retirement Fund315,039$10.98M0.0%+7.8%0.461%
2/12/2026CIBC Private Wealth Group LLC4,937$172K0.0%+5,574.7%0.007%
2/12/2026Bank of Montreal Can30,339$1.06M0.0%N/A0.044%
2/12/2026 Swiss National Bank116,800$4.07M0.0%+13.0%0.171%
2/12/2026 Nuveen LLC225,288$7.85M0.0%+16.5%0.330%
2/11/2026Inceptionr LLC10,855$378K0.1%+12.1%0.016%
2/11/2026 Deutsche Bank AG55,035$1.92M0.0%+33.1%0.081%
2/11/2026 LPL Financial LLC27,004$941K0.0%+8.8%0.040%
2/11/2026Franklin Resources Inc.10,052$350K0.0%-11.0%0.015%
2/11/2026 CenterBook Partners LP30,812$1.07M0.1%N/A0.045%
2/11/2026 Los Angeles Capital Management LLC7,150$251K0.0%N/A0.010%


AAOI Institutional Ownership - Frequently Asked Questions

During the previous two years, 229 institutional investors and hedge funds held shares of Applied Optoelectronics. The most heavily invested institutionals were Vanguard Group Inc. ($173.70M), Invesco Ltd. ($122.44M), Price T Rowe Associates Inc. MD ($77.73M), Hawk Ridge Capital Management LP ($59.29M), Morgan Stanley ($59.26M), State Street Corp ($55.99M), and Geode Capital Management LLC ($52.75M).Learn more on Applied Optoelectronics' institutional investors.

61.70% of Applied Optoelectronics' stock is owned by institutional investors. Learn more on AAOI's institutional investor holdings.

Of the 208 institutional investors that purchased Applied Optoelectronics' stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Invesco Ltd. ($3.47M), Price T Rowe Associates Inc. MD ($2.34M), Hawk Ridge Capital Management LP ($1.70M), Vanguard Group Inc. ($1.50M), CloudAlpha Capital Management Limited Hong Kong ($1.50M), Whale Rock Capital Management LLC ($1.44M), and Westfield Capital Management Co. LP ($1.33M).

Institutional investors have bought a total of 20,556,183 shares in the last 24 months. This purchase volume represents approximately $655.89M in transactions.

Of the 48 institutional investors that sold Applied Optoelectronics' stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: JAT Capital Mgmt LP ($2.23M), Goldman Sachs Group Inc. ($1.28M), Nomura Holdings Inc. ($790.44K), Two Sigma Investments LP ($688.61K), Ardsley Advisory Partners LP ($504.50K), Bank of America Corp DE ($411.02K), and CloudAlpha Capital Management Limited Hong Kong ($330.23K).

Institutional investors have sold a total of 9,074,415 shares in the last 24 months. This volume of shares sold represents approximately $258.64M in transactions.



This page (NASDAQ:AAOI) was last updated on 5/11/2026 by MarketBeat.com Staff.
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