| 3/5/2024 | Twin Focus Capital Partners LLC | 65,697 | $183K | 0.0% | +395.6% | 0.919% | |
| 2/26/2024 | Virtu Financial LLC | 11,522 | $32K | 0.0% | N/A | 0.161% | |
| 2/20/2024 | Cable Car Capital LLC | 226,460 | $630K | 0.7% | N/A | 3.167% | |
| 2/9/2024 | Cambridge Investment Research Advisors Inc. | 53,938 | $150K | 0.0% | +119.1% | 0.754% | |
| 2/8/2024 | Matisse Capital | 899,494 | $2.50M | 1.3% | +374.0% | 12.580% | |
| 2/6/2024 | Levin Capital Strategies L.P. | 50,000 | $139K | 0.0% | N/A | 0.699% | |
|
| 1/25/2024 | International Assets Investment Management LLC | 18,770 | $52K | 0.0% | N/A | 0.263% | |
| 1/25/2024 | Blue Bell Private Wealth Management LLC | 885,428 | $2.46M | 0.6% | +763.0% | 12.384% | |
| 1/24/2024 | International Assets Investment Management LLC | 18,770 | $52K | 0.0% | N/A | 0.263% | |
| 11/14/2023 | Alpine Global Management LLC | 75,000 | $251K | 0.1% | N/A | 1.049% | |
| 11/14/2023 | Thomas J. Herzfeld Advisors Inc. | 484,488 | $1.62M | 0.6% | +2.6% | 6.776% | |
| 11/13/2023 | Wolverine Asset Management LLC | 106,884 | $357K | 0.0% | +269.8% | 1.495% | |
| 11/8/2023 | Landscape Capital Management L.L.C. | 17,733 | $59K | 0.0% | N/A | 0.248% | |
| 11/6/2023 | Lincoln National Corp | 44,115 | $147K | 0.0% | +15.2% | 0.617% | |
| 10/30/2023 | Blue Bell Private Wealth Management LLC | 102,595 | $343K | 0.1% | +701.7% | 1.435% | |
| 10/13/2023 | Matisse Capital | 189,747 | $634K | 0.4% | +2.9% | 2.653% | |
| 8/16/2023 | Thomas J. Herzfeld Advisors Inc. | 472,057 | $1.87M | 0.7% | -2.6% | 7.207% | |
| 8/14/2023 | CSS LLC IL | 156,022 | $616K | 0.0% | +7.2% | 2.382% | |
| 8/8/2023 | Blue Bell Private Wealth Management LLC | 12,797 | $51K | 0.0% | -37.2% | 0.195% | |
| 8/7/2023 | Wolverine Asset Management LLC | 28,903 | $114K | 0.0% | +13,469.5% | 0.441% | |
| 8/2/2023 | Matisse Capital | 184,403 | $728K | 0.5% | +2.4% | 2.815% | |
| 5/17/2023 | B. Riley Wealth Advisors Inc. | 11,709 | $44K | 0.0% | N/A | 0.179% | |
| 5/16/2023 | Thomas J. Herzfeld Advisors Inc. | 484,796 | $1.81M | 0.7% | -3.8% | 7.398% | |
| 5/15/2023 | Clough Capital Partners L P | 60,289 | $225K | 0.0% | +53.1% | 0.920% | |
| 5/15/2023 | Thomas J. Herzfeld Advisors Inc. | 484,796 | $1.81M | 0.7% | -3.8% | 7.398% | |
| 5/11/2023 | Cambridge Investment Research Advisors Inc. | 22,267 | $83K | 0.0% | +15.6% | 0.340% | |
| 4/27/2023 | Matisse Capital | 180,000 | $672K | 0.4% | +223.4% | 2.748% | |
| 2/15/2023 | Freedom Wealth Alliance LLC | 8,424 | $31K | 0.0% | N/A | 0.129% | |
| 2/14/2023 | Susquehanna International Group LLP | 10,706 | $40K | 0.0% | -30.6% | 0.163% | |
| 2/13/2023 | Wells Fargo & Company MN | 9,272 | $34K | 0.0% | -27.8% | 0.142% | |
| 2/8/2023 | Lincoln National Corp | 36,806 | $135K | 0.0% | -12.2% | 0.562% | |
| 2/3/2023 | Blue Bell Private Wealth Management LLC | 21,241 | $78K | 0.0% | +25.9% | 0.324% | |
| 2/1/2023 | Wolverine Asset Management LLC | 65,957 | $243K | 0.0% | +64.7% | 1.007% | |
| 1/24/2023 | Matisse Capital | 55,656 | $205K | 0.2% | N/A | 0.849% | |
| 1/20/2023 | Matisse Capital | 55,656 | $205K | 0.2% | N/A | 0.849% | |
| 11/14/2022 | Thomas J. Herzfeld Advisors Inc. | 626,151 | $2.27M | 1.0% | +8.6% | 9.555% | |
| 11/10/2022 | Wolverine Asset Management LLC | 40,045 | $145K | 0.0% | N/A | 0.611% | |
| 11/4/2022 | Lincoln National Corp | 41,943 | $152K | 0.0% | +24.3% | 0.640% | |
| 10/17/2022 | Cambridge Investment Research Advisors Inc. | 21,201 | $77K | 0.0% | +26.5% | 0.324% | |
| 8/16/2022 | CSS LLC IL | 114,951 | $461K | 0.0% | +23.0% | 1.875% | |
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| 8/10/2022 | Thomas J. Herzfeld Advisors Inc. | 576,462 | $2.31M | 1.0% | +14.1% | 9.398% | |
| 8/2/2022 | Blue Bell Private Wealth Management LLC | 16,718 | $67K | 0.0% | -11.8% | 0.273% | |
| 8/2/2022 | Lincoln National Corp | 33,739 | $135K | 0.0% | +17.8% | 0.550% | |
| 5/13/2022 | City of London Investment Management Co. Ltd. | 80,841 | $427K | 0.0% | -13.0% | 1.318% | |
| 5/9/2022 | Lincoln National Corp | 28,641 | $152K | 0.0% | -8.8% | 0.467% | |
| 2/24/2022 | Logan Stone Capital LLC | 11,927 | $66K | 0.1% | N/A | 0.194% | |
| 2/14/2022 | CSS LLC IL | 91,725 | $508K | 0.0% | +24.4% | 1.495% | |
| 2/14/2022 | Clough Capital Partners L P | 20,213 | $112K | 0.0% | -63.1% | 0.330% | |
| 2/7/2022 | Shaker Financial Services LLC | 30,299 | $168K | 0.1% | -36.6% | 0.494% | |
| 2/4/2022 | Matisse Capital | 69,449 | $384K | 0.3% | N/A | 1.132% | |
| 1/26/2022 | Blue Bell Private Wealth Management LLC | 19,815 | $110K | 0.0% | +183.3% | 0.323% | |
| 1/26/2022 | Lincoln National Corp | 31,397 | $174K | 0.0% | +7.4% | 0.512% | |
| 11/16/2021 | Twin Focus Capital Partners LLC | 34,300 | $196K | 0.0% | -9.3% | 0.559% | |
| 11/16/2021 | Clough Capital Partners L P | 54,774 | $313K | 0.0% | -20.7% | 0.893% | |
| 11/15/2021 | CSS LLC IL | 73,758 | $421K | 0.0% | +2.5% | 1.202% | |
| 11/12/2021 | Wolverine Asset Management LLC | 26,120 | $149K | 0.0% | N/A | 0.426% | |
| 11/10/2021 | Blue Bell Private Wealth Management LLC | 6,994 | $40K | 0.0% | -37.4% | 0.114% | |
| 11/5/2021 | Lincoln National Corp | 29,231 | $167K | 0.0% | +17.6% | 0.477% | |
| 11/2/2021 | Shaker Financial Services LLC | 47,809 | $273K | 0.1% | -52.3% | 0.779% | |
| 11/2/2021 | Cambridge Investment Research Advisors Inc. | 13,850 | $79K | 0.0% | N/A | 0.226% | |
| 8/11/2021 | Matisse Capital | 102,275 | $641K | 0.2% | -3.5% | 1.667% | |
| 8/5/2021 | Blue Bell Private Wealth Management LLC | 11,176 | $70K | 0.0% | N/A | 0.182% | |
| 5/21/2021 | Citadel Advisors LLC | 16,236 | $95K | 0.0% | N/A | 0.265% | |
| 5/18/2021 | Citadel Advisors LLC | 16,236 | $95K | 0.0% | N/A | 0.265% | |
| 5/14/2021 | Thomas J. Herzfeld Advisors Inc. | 429,608 | $2.53M | 1.1% | -9.5% | 7.004% | |
| 5/12/2021 | Twin Focus Capital Partners LLC | 37,800 | $222K | 0.1% | -14.3% | 0.616% | |
| 5/12/2021 | Connecticut Wealth Management LLC | 18,842 | $1.43M | 0.1% | N/A | 0.307% | |
| 5/12/2021 | UBS Group AG | 10,651 | $63K | 0.0% | +1,003.7% | 0.174% | |
| 5/10/2021 | Lincoln National Corp | 25,951 | $153K | 0.0% | -12.0% | 0.423% | |
| 4/29/2021 | Connecticut Wealth Management LLC | 18,842 | $1.43M | 0.1% | N/A | 0.307% | |
| 2/16/2021 | Twin Focus Capital Partners LLC | 44,131 | $226K | 0.1% | +9.4% | 0.719% | |
| 2/11/2021 | RMB Capital Management LLC | 12,092 | $62K | 0.0% | -65.0% | 0.197% | |
| 2/5/2021 | Lincoln National Corp | 29,501 | $151K | 0.0% | -31.1% | 0.481% | |
| 2/3/2021 | Shaker Financial Services LLC | 120,509 | $616K | 0.3% | -20.2% | 1.965% | |
| 1/21/2021 | Blue Bell Private Wealth Management LLC | 41,489 | $210K | 0.1% | -19.2% | 0.676% | |
| 11/17/2020 | Clough Capital Partners L P | 66,300 | $239K | 0.0% | N/A | 0.000% | |
| 11/13/2020 | Morgan Stanley | 19,867 | $72K | 0.0% | +49.2% | 0.000% | |
| 11/12/2020 | Thomas J. Herzfeld Advisors Inc. | 486,477 | $1.74M | 1.2% | -0.6% | 0.000% | |
| 11/10/2020 | RMB Capital Management LLC | 34,570 | $124K | 0.0% | N/A | 0.000% | |
| 8/12/2020 | Thomas J. Herzfeld Advisors Inc. | 489,193 | $1.70M | 0.8% | -2.9% | 7.980% | |
| 7/31/2020 | Lincoln National Corp | 40,669 | $150K | 0.0% | +13.2% | 0.663% | |
| 7/30/2020 | Blue Bell Private Wealth Management LLC | 50,951 | $190K | 0.1% | -7.8% | 0.831% | |
| 7/28/2020 | Matisse Capital | 121,019 | $448K | 0.1% | +2.8% | 1.974% | |
| 6/16/2020 | Royal Bank of Canada | 21,343 | $74K | 0.0% | -53.3% | 0.348% | |
| 5/18/2020 | RiverNorth Capital Management LLC | 352,854 | $1.23M | 0.1% | +46.0% | 5.756% | |
| 5/13/2020 | City of London Investment Management Co. Ltd. | 480,000 | $1.66M | 0.2% | +3.4% | 7.825% | |
| 5/13/2020 | Thomas J. Herzfeld Advisors Inc. | 503,848 | $1.75M | 0.9% | -7.0% | 8.214% | |
| 5/7/2020 | Matisse Capital | 117,719 | $409K | 0.2% | N/A | 1.920% | |
| 5/1/2020 | Shaker Financial Services LLC | 151,091 | $525K | 0.4% | +8.1% | 2.463% | |
| 4/24/2020 | Lincoln National Corp | 35,930 | $125K | 0.0% | +20.2% | 0.586% | |
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| 4/22/2020 | Blue Bell Private Wealth Management LLC | 55,247 | $192K | 0.1% | -7.8% | 0.901% | |
