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First Trust Multi Cap Value AlphaDEX Fund (FAB) Institutional Ownership

First Trust Multi Cap Value AlphaDEX Fund logo
$84.02 +0.73 (+0.88%)
As of 07/2/2025 03:55 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Multi Cap Value AlphaDEX Fund (NASDAQ:FAB)

Number of
Institutional Buyers
(last 12 months)
20
Total
Institutional Inflows
(last 12 months)
$23.51M
Number of
Institutional Sellers
(last 12 months)
25
Total
Institutional Outflows
(last 12 months)
$20.70M
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FAB Institutional Buying and Selling by Quarter

First Trust Multi Cap Value AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/16/2025Jones Financial Companies Lllp7,848$624K0.0%+206.2%0.541%
5/16/2025NewEdge Advisors LLC840$67K0.0%-29.9%0.058%
5/15/2025Royal Bank of Canada36,957$2.94M0.0%-1.7%2.549%
5/15/2025Baird Financial Group Inc.21,986$1.75M0.0%-0.6%1.516%
5/13/2025Raymond James Financial Inc.59,658$4.74M0.0%-0.9%4.114%
5/7/2025LPL Financial LLC50,384$4.01M0.0%+4.2%3.475%
5/6/2025Cetera Investment Advisers6,473$515K0.0%+31.7%0.446%
5/6/2025PFG Advisors15,425$1.23M0.1%+3.3%1.064%
5/5/2025Northeast Planning Associates INC. NH20,862$1.66M1.4%N/A1.439%
5/5/2025Private Advisor Group LLC11,245$894K0.0%-18.0%0.776%
4/30/2025Stratos Wealth Partners LTD.6,195$493K0.0%+11.8%0.427%
4/29/2025Envestnet Asset Management Inc.5,538$440K0.0%-3.8%0.382%
4/29/2025Capital Investment Advisory Services LLC7,267$578K0.1%-2.6%0.501%
4/23/2025Golden State Wealth Management LLC1,994$159K0.0%+100.0%0.138%
4/22/2025PFG Investments LLC4,055$322K0.0%-6.7%0.280%
4/17/2025Janney Montgomery Scott LLC12,244$974K0.0%-89.5%0.844%
4/11/2025626 Financial LLC39,974$3.18M1.6%-2.2%2.665%
4/9/2025NBC Securities Inc.9,778$777K0.1%+108,544.4%0.652%
2/17/2025Cetera Investment Advisers4,914$405K0.0%-8.7%0.307%
2/17/2025Citadel Advisors LLC22,132$1.83M0.0%+814.2%1.383%
2/14/2025Stifel Financial Corp23,590$1.95M0.0%+3.2%1.474%
2/13/2025NewEdge Advisors LLC1,198$99K0.0%-28.9%0.075%
2/13/2025Raymond James Financial Inc.60,176$4.96M0.0%N/A3.761%
2/13/2025Envestnet Asset Management Inc.5,754$475K0.0%+95.5%0.360%
2/13/2025Wells Fargo & Company MN41,588$3.43M0.0%-7.5%2.599%
2/11/2025LPL Financial LLC48,376$3.99M0.0%+3.4%3.024%
2/10/2025Harbour Investments Inc.7,748$639K0.0%-1.9%0.484%
2/10/2025Commonwealth Equity Services LLC25,592$2.11M0.0%+26.0%1.600%
2/7/2025PFG Advisors14,935$1.23M0.1%-0.9%0.933%
2/6/2025Raymond James Financial Inc.60,176$4.96M0.0%N/A3.761%
2/6/2025Jones Financial Companies Lllp2,563$211K0.0%+39.7%0.160%
2/3/2025Private Advisor Group LLC13,721$1.13M0.0%-4.2%0.858%
1/31/2025Truist Financial Corp4,750$392K0.0%N/A0.297%
1/30/2025Principal Securities Inc.22,748$1.88M0.0%-2.2%1.422%
1/28/2025Golden State Wealth Management LLC997$82K0.0%N/A0.062%
1/27/2025Stratos Wealth Partners LTD.5,539$457K0.0%+3.1%0.346%
1/23/2025Capital Investment Advisory Services LLC7,462$615K0.1%-17.8%0.466%
1/22/2025PFG Investments LLC4,348$359K0.0%+10.8%0.272%
1/17/2025Apeiron RIA LLC3,273$270K0.1%-24.9%0.205%
1/17/2025Janney Montgomery Scott LLC116,358$9.60M0.0%-1.2%7.272%
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1/14/2025626 Financial LLC40,886$3.37M1.8%-3.5%2.555%
1/14/2025Quad Cities Investment Group LLC9,064$748K0.4%+5.6%0.567%
11/20/2024Virtu Financial LLC8,454$714K0.0%+218.9%0.512%
11/15/2024Stifel Financial Corp22,860$1.93M0.0%-69.6%1.385%
11/8/2024Moors & Cabot Inc.2,640$223K0.0%-28.2%0.160%
11/5/2024Proactive Wealth Strategies LLC7,920$669K0.4%N/A0.480%
10/30/2024Wetzel Investment Advisors Inc.5,280$446K0.2%-2.3%0.320%
10/29/2024Janney Montgomery Scott LLC117,773$9.95M0.0%-1.3%7.138%
10/24/2024PFG Investments LLC3,924$332K0.0%-13.1%0.238%
10/22/2024International Assets Investment Management LLC66,493$5.62M0.0%+8,348.9%4.030%
10/22/2024Private Advisor Group LLC14,328$1.21M0.0%-8.3%0.868%
10/16/2024626 Financial LLC42,359$3.58M2.0%-2.3%2.567%
10/15/2024NBC Securities Inc.8,949$756K0.1%-12.0%0.542%
10/9/2024Pacific Sun Financial Corp3,110$263K0.1%-11.4%0.188%
8/13/2024Kowal Investment Group LLC3,390$267K0.1%-3.6%0.194%
8/13/2024Benjamin F. Edwards & Company Inc.596$47K0.0%-99.1%0.034%
8/9/2024Moors & Cabot Inc.3,676$290K0.0%-59.4%0.210%
8/7/2024PFG Investments LLC4,518$356K0.0%N/A0.258%
8/5/2024Private Advisor Group LLC15,623$1.23M0.0%-4.0%0.893%
7/31/2024Commonwealth Equity Services LLC19,908$1.57M0.0%+0.9%1.138%
7/30/2024International Assets Investment Management LLC787$62K0.0%N/A0.045%
7/26/2024Harbour Investments Inc.7,902$622K0.0%-3.7%0.452%
7/25/2024Raymond James Trust N.A.2,775$219K0.0%+14.3%0.159%
7/16/2024Wealth Enhancement Advisory Services LLC3,553$280K0.0%-4.8%0.197%
7/16/2024Apeiron RIA LLC4,507$355K0.1%-4.4%0.250%
7/13/2024Quad Cities Investment Group LLC8,586$676K0.4%-4.9%0.477%
5/20/2024Virtu Financial LLC3,468$286K0.0%-34.0%0.178%
5/1/2024Janney Montgomery Scott LLC121,910$10.07M0.0%-3.5%6.252%
4/29/2024Commonwealth Equity Services LLC19,737$1.63M0.0%+2.0%1.012%
4/26/2024Cottonwood Capital Advisors LLC5,043$394K0.3%-7.8%0.259%
4/25/2024Capital Investment Advisory Services LLC10,330$854K0.1%-3.8%0.530%
4/23/2024Raymond James Financial Services Advisors Inc.51,177$4.23M0.0%-2.1%2.624%
4/13/2024Quad Cities Investment Group LLC9,030$746K0.4%+2.2%0.463%
4/5/2024NBC Securities Inc.9,720$813K0.1%+14.0%0.474%
2/26/2024Virtu Financial LLC5,253$410K0.0%-40.7%0.256%
2/12/2024Stifel Financial Corp107,994$8.43M0.0%+2.5%5.268%
2/9/2024D.A. Davidson & CO.6,089$475K0.0%-81.3%0.297%
2/8/2024Financial Advocates Investment Management36,945$2.88M0.2%-41.2%1.802%
2/8/2024Janney Montgomery Scott LLC126,367$9.86M0.0%-5.2%6.164%
2/8/2024Pacific Sun Financial Corp3,830$299K0.2%-6.1%0.187%
2/7/2024NBC Securities Inc.8,530$665K0.1%+14.3%0.416%
2/7/2024Principal Securities Inc.32,339$2.52M0.1%N/A1.578%
2/6/2024Private Advisor Group LLC16,262$1.27M0.0%-6.8%0.793%
2/6/2024Benjamin F. Edwards & Company Inc.69,296$5.41M0.1%-12.3%3.380%
1/31/2024Wetzel Investment Advisors Inc.5,422$423K0.3%N/A0.258%
1/25/2024International Assets Investment Management LLC21,850$1.71M0.0%N/A1.040%
1/24/2024Stratos Wealth Partners LTD.5,345$417K0.0%-6.1%0.255%
1/24/2024International Assets Investment Management LLC21,850$1.71M0.0%N/A1.040%
1/19/2024PFG Advisors15,065$1.18M0.1%-4.7%0.717%
1/16/2024Raymond James Financial Services Advisors Inc.52,267$4.08M0.0%+0.3%2.489%
A grave, grave error. (Ad)

I thought what happened 25 years ago was a once- in-a-lifetime event… but how wrong I was. Because here we are, a quarter of a century later, almost to the exact day, and it’s happening again.

Here’s the full story for you.
1/11/2024626 Financial LLC44,701$3.49M2.3%-5.5%2.129%
1/10/2024Quad Cities Investment Group LLC8,836$687K0.4%+8.3%0.421%
11/16/2023Harbour Investments Inc.3,805$265K0.0%-4.9%0.169%
11/14/2023Parkside Financial Bank & Trust600$42K0.0%N/A0.027%
11/13/2023Stifel Financial Corp105,324$7.34M0.0%-2.5%4.681%
11/13/2023LPL Financial LLC94,860$6.61M0.0%-20.8%4.216%
11/8/2023D.A. Davidson & CO.32,628$2.27M0.0%-45.3%1.450%
11/8/2023Janney Montgomery Scott LLC133,314$9.29M0.0%+1.0%5.925%
11/8/2023Moors & Cabot Inc.7,366$513K0.0%+24.4%0.327%
11/6/2023Cottonwood Capital Advisors LLC5,498$383K0.4%-6.6%0.244%
(Data available from 1/1/2016 forward)

FAB Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FAB shares?

During the previous two years, 50 institutional investors and hedge funds held shares of First Trust Multi Cap Value AlphaDEX Fund. The most heavily invested institutionals were Osaic Holdings Inc. ($7.60M), International Assets Investment Management LLC ($5.62M), Raymond James Financial Inc. ($4.74M), Raymond James Financial Services Advisors Inc. ($4.23M), LPL Financial LLC ($4.01M), Wells Fargo & Company MN ($3.43M), and 626 Financial LLC ($3.18M).Learn more on First Trust Multi Cap Value AlphaDEX Fund's institutional investors.

Which institutional investors have been buying First Trust Multi Cap Value AlphaDEX Fund's stock?

Of the 32 institutional investors that purchased First Trust Multi Cap Value AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($120.35K), International Assets Investment Management LLC ($110.19K), Osaic Holdings Inc. ($62.22K), Principal Securities Inc. ($32.34K), Northeast Planning Associates INC. NH ($20.86K), Citadel Advisors LLC ($19.71K), and NBC Securities Inc. ($19.49K).

How much institutional buying is happening at First Trust Multi Cap Value AlphaDEX Fund?

Institutional investors have bought a total of 284,884 shares in the last 24 months. This purchase volume represents approximately $23.51M in transactions.

Which of First Trust Multi Cap Value AlphaDEX Fund's major shareholders have been selling company stock?

Of the 25 institutional investors that sold First Trust Multi Cap Value AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Janney Montgomery Scott LLC ($107.12K), Benjamin F. Edwards & Company Inc. ($68.66K), Stifel Financial Corp ($52.45K), Moors & Cabot Inc. ($6.42K), Private Advisor Group LLC ($5.03K), Wells Fargo & Company MN ($3.39K), and 626 Financial LLC ($3.36K).

How much institutional selling is happening at First Trust Multi Cap Value AlphaDEX Fund?

Institutional investors have sold a total of 256,839 shares in the last 24 months. This volume of shares sold represents approximately $20.70M in transactions.


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This page (NASDAQ:FAB) was last updated on 7/3/2025 by MarketBeat.com Staff
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