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First Trust United Kingdom AlphaDEX Fund (FKU) Institutional Ownership

First Trust United Kingdom AlphaDEX Fund logo
$53.96 +0.49 (+0.92%)
As of 10:13 AM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust United Kingdom AlphaDEX Fund (NASDAQ:FKU)

Number of
Institutional Buyers
(last 12 months)
15
Total
Institutional Inflows
(last 12 months)
$42.48M
Number of
Institutional Sellers
(last 12 months)
5
Total
Institutional Outflows
(last 12 months)
$1.46M
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FKU Institutional Buying and Selling by Quarter

First Trust United Kingdom AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
6/9/2026Rathbones Group PLC45,343$2.28M0.0%-22.7%6.046%
5/16/2026Quantinno Capital Management LP20,794$1.05M0.0%-10.7%2.773%
5/13/2026First Trust Advisors LP1,149,823$57.91M0.0%+52.5%153.310%
4/17/2026Cottonwood Capital Advisors LLC11,788$594K0.4%+10.9%1.310%
2/17/2026&PARTNERS59,172$3.08M0.0%N/A3.381%
2/13/2026Transamerica Financial Advisors LLC5,248$267K0.0%-5.6%0.300%
2/13/2026First Trust Advisors LP754,114$38.39M0.0%+7.2%43.092%
2/12/2026Jane Street Group LLC20,026$1.02M0.0%+82.5%1.144%
2/12/2026StoneX Group Inc.5,331$271K0.0%+12.5%0.305%
2/10/2026Goldman Sachs Group Inc.8,168$416K0.0%-3.9%0.467%
2/6/2026Rathbones Group PLC58,675$2.99M0.0%-5.0%3.353%
1/29/2026Dunhill Financial LLC3,089$169K0.0%+220.1%0.182%
1/21/2026Rathbones Group PLC58,675$2.99M0.0%-5.0%3.451%
1/16/2026Genesee Capital Advisors LLC12,950$659K0.3%N/A0.762%
1/14/2026Cottonwood Capital Advisors LLC10,630$541K0.4%+2.7%0.625%
11/18/2025Advisory Services Network LLC1,269$62K0.0%N/A0.082%
11/17/2025Williams Jones Wealth Management LLC.5,000$242K0.0%-41.2%0.323%
11/17/2025Susquehanna International Group LLP9,426$457K0.0%+16.0%0.608%
11/17/2025Citadel Advisors LLC118,593$5.75M0.0%N/A7.651%
11/14/2025Raymond James Financial Inc.14,634$709K0.0%+11.6%0.944%
11/13/2025Rathbones Group PLC61,764$2.99M0.0%-1.5%3.985%
11/13/2025First Trust Advisors LP703,373$34.09M0.0%+24.0%45.379%
10/29/2025Walkner Condon Financial Advisors LLC5,602$272K0.0%+19.1%0.361%
10/22/2025Cottonwood Capital Advisors LLC10,352$502K0.4%+8.8%0.690%
8/14/2025Jane Street Group LLC51,499$2.42M0.0%+8.1%3.552%
8/14/2025Transamerica Financial Advisors LLC5,087$239K0.0%-15.1%0.351%
8/14/2025Quantinno Capital Management LP25,182$1.18M0.0%-4.9%1.737%
8/14/2025NewEdge Advisors LLC728$34K0.0%N/A0.050%
8/13/2025StoneX Group Inc.4,735$222K0.0%N/A0.327%
8/13/2025First Trust Advisors LP567,356$26.60M0.0%+8.8%39.128%
8/7/2025Rathbones Group PLC62,683$2.94M0.0%+8.6%4.323%
8/6/2025Walkner Condon Financial Advisors LLC4,702$220K0.0%N/A0.324%
8/6/2025Waverton Investment Management Ltd11,545$540K0.0%+17.4%0.796%
5/19/2025Jane Street Group LLC47,641$1.91M0.0%+211.6%3.665%
5/15/2025OLD Mission Capital LLC47,626$1.91M0.0%N/A3.664%
5/14/2025Transamerica Financial Advisors LLC5,994$240K0.0%-19.1%0.461%
5/14/2025Flow Traders U.S. LLC34,167$1.37M0.1%-17.5%2.628%
5/14/2025PGIM Custom Harvest LLC14,740$590K0.0%-16.0%1.134%
5/13/2025Rathbones Group PLC57,730$2.31M0.0%-2.6%4.441%
4/24/2025Waverton Investment Management Ltd9,835$394K0.0%-22.3%0.729%
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4/23/2025Cottonwood Capital Advisors LLC9,562$383K0.3%-3.1%0.708%
2/17/2025Quantinno Capital Management LP12,050$459K0.0%+9.6%0.753%
2/17/2025Citadel Advisors LLC53,387$2.03M0.0%N/A3.337%
2/17/2025Benjamin Edwards Inc.52,444$2.00M0.0%-8.3%3.278%
2/14/2025Jane Street Group LLC15,288$582K0.0%N/A0.956%
2/14/2025First Trust Advisors LP901,616$34.33M0.0%-7.5%56.351%
2/13/2025Raymond James Financial Inc.15,787$601K0.0%N/A0.987%
2/13/2025Rathbones Group PLC59,264$2.26M0.0%+2.8%3.704%
2/10/2025Corient Private Wealth LLC31,918$1.22M0.0%-4.2%1.995%
2/6/2025Raymond James Financial Inc.15,787$601K0.0%N/A0.987%
11/15/2024Quantinno Capital Management LP10,995$460K0.0%+15.5%0.579%
11/15/2024Benjamin Edwards Inc.57,200$2.39M0.0%N/A3.011%
11/13/2024Transamerica Financial Advisors Inc.7,426$311K0.0%-7.8%0.391%
11/4/2024Cottonwood Capital Advisors LLC10,067$421K0.3%-8.8%0.530%
8/13/2024Benjamin F. Edwards & Company Inc.57,526$2.19M0.0%-5.3%3.384%
8/9/2024Rathbones Group PLC44,590$1.70M0.0%+18.1%2.623%
4/29/2024Benjamin F. Edwards & Company Inc.60,772$2.30M0.0%+0.8%3.683%
4/26/2024Cottonwood Capital Advisors LLC11,229$408K0.3%-8.0%0.681%
2/13/2024Rathbones Group PLC38,163$1.40M0.0%+3.5%2.245%
2/9/2024Corient Private Wealth LLC32,427$1.19M0.0%-3.5%1.907%
2/6/2024Benjamin F. Edwards & Company Inc.60,275$2.21M0.0%-11.9%3.546%
11/14/2023PGIM Custom Harvest LLC83,503$2.72M0.1%-8.3%13.917%
11/13/2023Rathbones Group PLC36,871$1.20M0.0%+21.8%6.145%
11/6/2023Cottonwood Capital Advisors LLC12,726$414K0.4%-5.8%2.121%
10/27/2023Dunhill Financial LLC39,756$1.30M0.8%-11.1%6.116%
8/23/2023Dunhill Financial LLC44,695$1.47M1.0%N/A6.385%
8/4/2023Rathbones Group PLC30,279$1.01M0.0%-5.5%4.326%
8/2/2023Bank of Montreal Can1,076$37K0.0%N/A0.166%
5/12/2023Rathbones Group PLC32,052$1.09M0.0%+13.9%4.579%
3/6/2023OLD Mission Capital LLC32,109$1.02M0.0%+47.2%4.014%
2/9/2023Legacy Capital Wealth Partners LLC8,076$256K0.1%-95.9%1.010%
2/8/2023UBS Group AG4,151$131K0.0%-13.6%0.519%
2/6/2023Cottonwood Capital Advisors LLC13,796$437K0.4%-3.6%1.725%
2/2/2023Waverton Investment Management Ltd11,494$364K0.0%N/A1.437%
1/26/2023Walkner Condon Financial Advisors LLC8,462$268K0.1%-21.0%1.058%
11/14/2022OLD Mission Capital LLC21,813$585K0.0%-22.5%2.077%
11/14/2022Legacy Capital Wealth Partners LLC199,060$5.34M2.8%+1.0%18.958%
11/4/2022Prudential Financial Inc.54,609$1.72M0.0%+19.2%5.201%
11/3/2022Rathbones Group Plc26,651$714K0.0%+38.1%2.538%
11/1/2022Cottonwood Capital Advisors LLC14,307$383K0.4%+18.4%1.363%
10/28/2022Walkner Condon Financial Advisors LLC10,705$287K0.1%-25.0%1.020%
10/20/2022James Hambro & Partners18,903$482K0.0%N/A1.890%
8/5/2022OLD Mission Capital LLC28,140$888K0.0%+58.7%1.340%
8/4/2022Walkner Condon Financial Advisors LLC14,282$451K0.1%+3.5%0.680%
7/27/2022Cottonwood Capital Advisors LLC12,082$381K0.3%+22.8%0.575%
7/22/2022Stratos Wealth Advisors LLC6,729$212K0.0%-5.7%0.320%
7/13/2022Retirement Planning Group11,715$370K0.0%N/A0.545%
5/11/2022Rathbones Group PLC9,718$374K0.0%+7.6%0.452%
5/4/2022Benjamin F. Edwards & Company Inc.31,519$1.22M0.1%+5.5%1.466%
5/3/2022Walkner Condon Financial Advisors LLC13,793$532K0.2%+48.5%0.642%
Iran's New Leader Just Said Something That Should Terrify Every American (Ad)

Iran's Supreme Leader has declared the Strait of Hormuz closed as leverage against the U.S. - and with 40% of the world's oil passing through that corridor, crude has already crossed $100 per barrel. History shows gold surged 571% during the 1973 oil crisis and 425% in 1979. Today, the U.S. holds 8,133 tonnes of gold valued on the books at $42.22 per ounce - while gold trades above $5,000. American Alternative Assets has released The Great Gold Reset report detailing what this gap could mean for investors.tc pixel

Claim your free copy of The Great Gold Reset report today


FKU Institutional Ownership - Frequently Asked Questions

During the previous two years, 26 institutional investors and hedge funds held shares of First Trust United Kingdom AlphaDEX Fund. The most heavily invested institutionals were First Trust Advisors LP ($57.91M), Citadel Advisors LLC ($5.75M), &PARTNERS ($3.08M), Rathbones Group PLC ($2.28M), Benjamin F. Edwards & Company Inc. ($2.19M), Benjamin Edwards Inc. ($2.00M), and OLD Mission Capital LLC ($1.91M).Learn more on First Trust United Kingdom AlphaDEX Fund's institutional investors.

Of the 18 institutional investors that purchased First Trust United Kingdom AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: First Trust Advisors LP ($628.17K), Citadel Advisors LLC ($171.98K), Jane Street Group LLC ($60.55K), &PARTNERS ($59.17K), Benjamin Edwards Inc. ($57.20K), OLD Mission Capital LLC ($47.63K), and Raymond James Financial Inc. ($33.10K).

Institutional investors have bought a total of 858,609 shares in the last 24 months. This purchase volume represents approximately $42.48M in transactions.

The following institutional investors have sold First Trust United Kingdom AlphaDEX Fund stock in the last 24 months: Rathbones Group PLC ($20.43K), Quantinno Capital Management LP ($3.79K), Williams Jones Wealth Management LLC. ($3.50K), Transamerica Financial Advisors LLC ($1.22K), and Goldman Sachs Group Inc. ($331.00).

Institutional investors have sold a total of 29,272 shares in the last 24 months. This volume of shares sold represents approximately $1.46M in transactions.


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This page (NASDAQ:FKU) was last updated on 7/15/2026 by MarketBeat.com Staff.
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