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Global X FinTech ETF (FINX) Institutional Ownership

Global X FinTech ETF logo
$24.30 +0.23 (+0.96%)
Closing price 04:00 PM Eastern
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$24.34 +0.04 (+0.19%)
As of 07:30 PM Eastern
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Institutional Ownership Changes (13F Filings) for Global X FinTech ETF (NASDAQ:FINX)

Number of
Institutional Buyers
(last 12 months)
41
Total
Institutional Inflows
(last 12 months)
$19.39M
Number of
Institutional Sellers
(last 12 months)
24
Total
Institutional Outflows
(last 12 months)
$13.77M
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FINX Institutional Buying and Selling by Quarter

Global X FinTech ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
11/3/2026Phoenix Wealth Advisors33,581$815K0.2%-1.9%0.527%
11/2/2026 Commonwealth Equity Services LLC8,533$207K0.0%N/A0.134%
10/24/2026 Valley National Advisers Inc.2,737$66K0.0%N/A0.043%
10/16/2026 Vontobel Holding Ltd.14,500$352K0.0%-85.8%0.228%
10/8/2026 Farther Finance Advisors LLC65,954$1.60M0.0%+2.7%1.035%
9/9/2026 Archford Capital Strategies LLC23,937$591K0.1%+6.5%0.365%
9/2/2026Citadel Advisors LLC79,337$1.96M0.0%N/A1.211%
8/20/2026RPg Family Wealth Advisory LLC15,260$377K0.1%N/A0.233%
8/20/2026Risk Paradigm Group LLC15,260$377K0.3%N/A0.233%
8/20/2026Headlands Technologies LLC4,691$116K0.0%N/A0.072%
5/19/2026Bank of America Corp DE409,022$9.45M0.0%-41.9%5.403%
5/18/2026Royal Bank of Canada27,231$629K0.0%-17.3%0.360%
5/13/2026Cetera Investment Advisers14,014$324K0.0%-83.6%0.185%
5/8/2026PNC Financial Services Group Inc.18,273$422K0.0%-7.7%0.241%
5/5/2026Wealthfront Advisers LLC17,712$409K0.0%+11.0%0.234%
5/5/2026Sherman Asset Management Inc.1,157$27K0.0%N/A0.015%
5/5/2026Sanctuary Advisors LLC27,047$625K0.0%-16.2%0.357%
4/27/2026 Moran Wealth Management LLC89,744$2.07M0.1%+71.2%1.186%
3/17/2026Rockefeller Capital Management L.P.4,327$127K0.0%+15.0%0.052%
2/18/2026NewEdge Advisors LLC2,381$70K0.0%+47.0%0.029%
2/17/2026Cetera Investment Advisers85,471$2.52M0.0%+8.3%1.024%
2/17/2026GeoWealth Management LLC7,205$212K0.0%-13.9%0.086%
2/17/2026Osaic Holdings Inc.11,219$331K0.0%-16.1%0.134%
2/17/2026Royal Bank of Canada32,924$969K0.0%-3.4%0.394%
2/13/2026 Kestra Advisory Services LLC1,703$50K0.0%N/A0.020%
2/13/2026CreativeOne Wealth LLC38,564$1.14M0.0%+4.2%0.462%
2/13/2026J. Mark Nickell & Co.8,466$249K0.2%N/A0.101%
2/13/2026Wells Fargo & Company MN87,976$2.59M0.0%+7.6%1.054%
2/12/2026HRT Financial LP14,243$419K0.0%+109.7%0.171%
2/12/2026Stelac Advisory Services LLC4,603$136K0.0%-28.6%0.055%
2/12/2026Stamos Capital Partners L.P.65,569$1.93M0.3%+101.7%0.785%
2/11/2026LPL Financial LLC298,280$8.78M0.0%-8.6%3.572%
2/10/2026Northwestern Mutual Wealth Management Co.1,196$35K0.0%+75.9%0.014%
2/6/2026Northbridge Financial Group LLC9,143$269K0.1%N/A0.109%
2/6/2026PNC Financial Services Group Inc.19,806$583K0.0%+2.2%0.237%
2/6/2026HighTower Advisors LLC33,203$977K0.0%-1.3%0.398%
2/5/2026Northwestern Mutual Wealth Management Co.96,312$2.83M0.0%+14,063.5%1.153%
2/4/2026Legacy Financial Advisors Inc.11,355$334K0.0%+28.8%0.136%
2/3/2026RFG Advisory LLC24,698$727K0.0%+7.6%0.296%
1/30/2026Wealthfront Advisers LLC15,958$470K0.0%-3.1%0.190%
Why Gerardo Del Real says wait before buying uranium stocks (Ad)

Gerardo Del Real is calling it the Third Convergence Event, a new catalyst hitting the uranium market that he says has never existed before. In a similar setup in the past, select investors saw $1,000 turn into over $1 million within a few years. Del Real just released a full video breakdown of what is driving this move and how to prepare.tc pixel

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1/29/2026UBS Group AG141,900$4.18M0.0%-4.2%1.685%
1/29/2026Sanctuary Advisors LLC32,267$950K0.0%+172.7%0.383%
1/28/2026 APS Management Group Inc.10,483$309K0.3%-13.9%0.125%
1/26/2026 Moran Wealth Management LLC52,415$1.54M0.0%+58.4%0.616%
1/26/2026 Mirae Asset Global Investments Co. Ltd.90,000$2.65M0.0%+74.8%1.058%
1/23/2026 Farther Finance Advisors LLC29,977$882K0.0%+91.1%0.352%
1/23/2026 Valley National Advisers Inc.5,919$174K0.0%-42.3%0.070%
1/23/2026 Blue Sky Capital Consultants Group Inc.140,036$4.12M1.8%+1.7%1.646%
1/20/2026Stratos Wealth Partners LTD.14,153$417K0.0%-3.5%0.165%
1/20/2026 Toth Financial Advisory Corp6,073$179K0.0%N/A0.071%
1/15/2026 Archford Capital Strategies LLC17,931$528K0.1%+3.5%0.209%
1/7/2026 AAFMAA Wealth Management & Trust LLC40,442$1.19M0.5%-23.0%0.475%
12/18/2025Advisors Management Group Inc. ADV12,501$419K0.1%-4.5%0.140%
11/17/2025NewEdge Advisors LLC1,620$54K0.0%-83.2%0.018%
11/17/2025Susquehanna International Group LLP60,554$2.03M0.0%N/A0.677%
11/17/2025Bank of America Corp DE392,907$13.17M0.0%+9.8%4.390%
11/17/2025Ameriprise Financial Inc.141,472$4.74M0.0%+43.4%1.581%
11/14/2025 Creative Planning12,086$405K0.0%+3.6%0.135%
11/14/2025Raymond James Financial Inc.100,401$3.37M0.0%+17.8%1.122%
11/14/2025Scotia Capital Inc.156,456$5.25M0.0%+3.0%1.748%
11/13/2025GeoWealth Management LLC8,368$280K0.0%-11.3%0.093%
11/13/2025Stelac Advisory Services LLC6,447$216K0.1%-48.8%0.072%
11/13/2025Sei Investments Co.10,924$366K0.0%+63.9%0.122%
11/13/2025UBS Group AG148,085$4.96M0.0%+1.5%1.655%
11/13/2025Banque Cantonale Vaudoise2,179$73K0.0%N/A0.024%
11/13/2025 Gerber Kawasaki Wealth & Investment Management130,617$4.38M0.2%-4.2%1.459%
11/13/2025CreativeOne Wealth LLC37,000$1.24M0.0%-23.9%0.413%
11/10/2025Legacy Financial Advisors Inc.8,813$295K0.0%N/A0.098%
11/7/2025PNC Financial Services Group Inc.19,387$650K0.0%+3.8%0.217%
11/6/2025Wealthfront Advisers LLC16,463$552K0.0%+8.2%0.184%
11/6/2025RFG Advisory LLC22,948$769K0.0%+69.9%0.256%
11/5/2025 SBI Securities Co. Ltd.1,878$63K0.0%-17.7%0.021%
11/5/2025Envestnet Asset Management Inc.76,694$2.57M0.0%+15.7%0.857%
11/4/2025Jones Financial Companies Lllp19,586$655K0.0%+11.3%0.219%
11/4/2025Thrivent Financial for Lutherans11,860$398K0.0%N/A0.133%
11/3/2025 Mirae Asset Global Investments Co. Ltd.51,500$1.73M0.0%-2.8%0.575%
10/31/2025 BAM Wealth Management LLC6,544$219K0.2%N/A0.073%
10/23/2025 Moran Wealth Management LLC33,081$1.11M0.0%+81.2%0.370%
10/22/2025 APS Management Group Inc.12,182$408K0.3%N/A0.136%
10/22/2025 Blue Sky Capital Consultants Group Inc.137,664$4.61M2.0%+2.5%1.538%
10/17/2025 Archford Capital Strategies LLC17,319$581K0.1%+17.1%0.194%
10/17/2025 Valley National Advisers Inc.10,256$343K0.1%-4.0%0.115%
10/16/2025 Columbus Macro LLC7,623$256K0.0%N/A0.085%
10/14/2025 Highline Wealth Partners LLC2,950$99K0.0%N/A0.033%
10/14/2025 Farther Finance Advisors LLC15,684$526K0.0%+31,268.0%0.175%
9/4/2025Osaic Holdings Inc.13,439$460K0.0%+7.3%0.148%
8/15/2025Bank of America Corp DE357,676$12.24M0.0%-12.0%3.952%
8/15/2025Ameriprise Financial Inc.98,635$3.38M0.0%+0.3%1.090%
8/14/2025Jane Street Group LLC47,934$1.64M0.0%+410.4%0.530%
8/14/2025Raymond James Financial Inc.85,218$2.92M0.0%+12.5%0.942%
Cigar Lake Flooded Again Uranium Supply Shock Repeats (Ad)

In 2006, a flooded mine at Cigar Lake sent uranium prices from the 50 range to 136 in eight months. This past May, flooding hit the same complex again, and in July Cigar Lake went down a second time, disrupting the world's largest high-grade uranium mine. Gerardo Del Real calls this the Third Convergence Event and has backed three small companies positioned in front of it.tc pixel

See the three companies positioned for uranium's next supply shock
8/14/2025Sei Investments Co.6,666$228K0.0%N/A0.074%
8/14/2025NewEdge Advisors LLC9,620$329K0.0%+731.5%0.106%
8/14/2025Stamos Capital Partners L.P.39,692$1.36M0.2%+9.5%0.439%
8/14/2025 Gerber Kawasaki Wealth & Investment Management136,365$4.67M0.2%+12.0%1.507%
8/13/2025Twin Peaks Wealth Advisors LLC3,593$119K0.0%N/A0.040%
8/13/2025Scotia Capital Inc.151,959$5.20M0.0%+2.3%1.679%
8/12/2025CreativeOne Wealth LLC48,591$1.66M0.0%-1.0%0.537%
8/12/2025AlphaCore Capital LLC1,000$34K0.0%N/A0.011%
8/12/2025MAI Capital Management1,200$41K0.0%-29.4%0.013%
8/12/2025JPMorgan Chase & Co.1,749$60K0.0%-24.2%0.019%


FINX Institutional Ownership - Frequently Asked Questions

During the previous two years, 93 institutional investors and hedge funds held shares of Global X FinTech ETF. The most heavily invested institutionals were Bank of America Corp DE ($9.45M), LPL Financial LLC ($8.78M), Scotia Capital Inc. ($5.25M), Ameriprise Financial Inc. ($4.74M), Gerber Kawasaki Wealth & Investment Management ($4.38M), UBS Group AG ($4.18M), and Blue Sky Capital Consultants Group Inc. ($4.12M).Learn more on Global X FinTech ETF's institutional investors.

Of the 76 institutional investors that purchased Global X FinTech ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Bank of America Corp DE ($243.61K), Raymond James Financial Inc. ($159.89K), Scotia Capital Inc. ($156.46K), Blue Sky Capital Consultants Group Inc. ($140.04K), Northwestern Mutual Wealth Management Co. ($96.15K), Moran Wealth Management LLC ($89.74K), and Citadel Advisors LLC ($79.34K).

Institutional investors have bought a total of 659,065 shares in the last 24 months. This purchase volume represents approximately $19.39M in transactions.

Of the 23 institutional investors that sold Global X FinTech ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Bank of America Corp DE ($294.56K), Vontobel Holding Ltd. ($87.38K), Cetera Investment Advisers ($71.46K), LPL Financial LLC ($27.99K), AAFMAA Wealth Management & Trust LLC ($12.06K), CreativeOne Wealth LLC ($11.59K), and NewEdge Advisors LLC ($8K).

Institutional investors have sold a total of 560,074 shares in the last 24 months. This volume of shares sold represents approximately $13.77M in transactions.


Related Companies

Institutional ownership data for NASDAQ:FINX is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 11/3/2026. New 13F filings are added each quarter as they're published.
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