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First Trust Japan AlphaDEX Fund (FJP) Institutional Ownership

First Trust Japan AlphaDEX Fund logo
$76.46 -0.50 (-0.65%)
Closing price 08/6/2026 03:59 PM Eastern
Extended Trading
$76.53 +0.07 (+0.09%)
As of 08/6/2026 04:15 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for First Trust Japan AlphaDEX Fund (NASDAQ:FJP)

Number of
Institutional Buyers
(last 12 months)
44
Total
Institutional Inflows
(last 12 months)
$16.05M
Number of
Institutional Sellers
(last 12 months)
27
Total
Institutional Outflows
(last 12 months)
$3.27M
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FJP Institutional Buying and Selling by Quarter

First Trust Japan AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
6/9/2026 Rathbones Group PLC96,225$6.99M0.0%-8.6%2.961%
6/3/2026 Parallel Advisors LLC1,014$74K0.0%N/A0.031%
6/1/2026Concorde Asset Management LLC26,413$1.92M0.9%+4.3%0.813%
5/15/2026 Gateway Wealth Partners LLC37,752$2.74M0.1%+99.1%1.162%
5/13/2026Cetera Investment Advisers124,329$9.03M0.0%+4.1%3.826%
5/7/2026 Parallel Advisors LLC1,014$74K0.0%N/A0.031%
5/6/2026 Assetmark Inc.86,147$6.25M0.0%-0.9%2.651%
5/5/2026 D.A. Davidson & CO.6,865$498K0.0%-2.2%0.211%
5/5/2026Bank of New York Mellon Corp20,170$1.46M0.0%-4.7%0.621%
5/5/2026Sanctuary Advisors LLC7,510$545K0.0%+2.2%0.231%
5/5/2026 BlueChip Wealth Advisors LLC4,075$296K0.1%+9.6%0.125%
5/4/2026 HBW Advisory Services LLC9,202$668K0.1%+7.3%0.283%
4/30/2026 Kestra Advisory Services LLC10,525$764K0.0%-11.3%0.324%
4/27/2026 Private Advisor Group LLC4,735$344K0.0%N/A0.146%
4/27/2026 Sound Income Strategies LLC370$28K0.0%+82.3%0.011%
4/22/2026 Janney Montgomery Scott LLC22,108$1.61M0.0%+14.4%0.691%
4/20/2026 RFG Advisory LLC3,643$265K0.0%N/A0.114%
4/16/2026Triad Wealth Partners LLC7,169$520K0.0%-1.8%0.224%
2/18/2026 Pacific Excel Wealth Advisors Inc.5,743$386K0.7%N/A0.185%
2/17/2026Cetera Investment Advisers119,426$8.02M0.0%+8.8%3.852%
2/17/2026Osaic Holdings Inc.735,436$49.40M0.1%-0.7%23.724%
2/16/2026Mariner LLC3,224$217K0.0%N/A0.104%
2/13/2026 Kestra Advisory Services LLC11,870$797K0.0%+10.9%0.383%
2/13/2026Transamerica Financial Advisors LLC30,183$2.03M0.2%+0.5%0.974%
2/13/2026Stifel Financial Corp22,584$1.52M0.0%+46.8%0.729%
2/13/2026Concorde Asset Management LLC25,327$1.70M0.7%+87.1%0.817%
2/12/2026Orion Porfolio Solutions LLC16,241$1.09M0.0%+6.0%0.524%
2/12/2026 Commonwealth Equity Services LLC3,910$263K0.0%-21.2%0.126%
2/12/2026Barometer Capital Management Inc.3,400$228K0.0%-24.4%0.110%
2/11/2026 Gateway Wealth Partners LLC18,960$1.27M0.1%+11.3%0.612%
2/11/2026 Janney Montgomery Scott LLC19,319$1.30M0.0%+9.4%0.623%
2/11/2026LPL Financial LLC240,113$16.13M0.0%+15.4%7.746%
2/9/2026Harbour Investments Inc.4,457$299K0.0%+7.7%0.144%
2/9/2026 Prospera Financial Services Inc24,420$1.64M0.0%+4.1%0.788%
2/6/2026Global Retirement Partners LLC4,010$269K0.0%-5.5%0.129%
2/6/2026 Rathbones Group PLC105,313$7.07M0.0%-2.1%3.397%
2/6/2026 IFP Advisors Inc23,883$1.60M0.0%+6.8%0.770%
2/6/2026 HighTower Advisors LLC30,667$2.06M0.0%+30.8%0.989%
2/6/2026 Envestnet Portfolio Solutions Inc.3,379$227K0.0%+5.7%0.109%
2/5/2026Tucker Asset Management LLC1,915$129K0.0%-9.1%0.062%
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2/3/2026NewEdge Wealth LLC10,985$738K0.0%-1.9%0.354%
2/2/2026 Benjamin Edwards Inc.34,952$2.35M0.0%+24.2%1.127%
1/29/2026 D.A. Davidson & CO.7,019$472K0.0%+5.4%0.226%
1/29/2026Sanctuary Advisors LLC7,350$494K0.0%+6.8%0.237%
1/26/2026 Iams Wealth Management LLC8,612$579K0.2%-11.4%0.278%
1/23/2026 Farther Finance Advisors LLC11,766$790K0.0%-2.4%0.380%
1/23/2026 Assetmark Inc.86,895$5.84M0.0%+2.0%2.803%
1/23/2026 HBW Advisory Services LLC8,573$576K0.1%N/A0.277%
1/22/2026Triad Wealth Partners LLC7,302$491K0.0%N/A0.236%
1/21/2026 Rathbones Group PLC105,313$7.07M0.0%-2.1%3.397%
1/8/2026 Wealth Enhancement Advisory Services LLC92,146$6.32M0.0%-0.9%2.972%
1/7/2026 Holistic Financial Partners67,471$4.53M1.6%+0.7%2.176%
1/5/2026 Park Avenue Securities LLC13,036$876K0.0%-3.2%0.421%
12/2/2025 IFP Advisors Inc22,361$1.46M0.0%-0.9%0.733%
11/17/2025Bank of America Corp DE5,359$349K0.0%-48.8%0.176%
11/14/2025Raymond James Financial Inc.42,468$2.77M0.0%+5.7%1.392%
11/13/2025Barometer Capital Management Inc.4,500$293K0.1%N/A0.148%
11/13/2025 PFG Advisors3,141$205K0.0%-33.3%0.103%
11/13/2025 Rathbones Group PLC107,582$7.01M0.0%+28.8%3.527%
11/12/2025Orion Porfolio Solutions LLC15,319$998K0.0%-1.9%0.502%
11/12/2025US Bancorp DE8,835$576K0.0%+68.0%0.290%
11/10/2025 Rossby Financial LCC755$49K0.0%+32.7%0.025%
11/7/2025 Holistic Financial Partners66,980$4.37M1.8%+2.2%2.196%
11/7/2025 HighTower Advisors LLC23,452$1.53M0.0%-2.6%0.769%
11/6/2025 Assetmark Inc.85,164$5.55M0.0%+1.0%2.792%
11/6/2025 BlueChip Wealth Advisors LLC3,717$242K0.1%+7.2%0.122%
11/6/2025 Prospera Financial Services Inc23,468$1.53M0.0%+6.0%0.769%
11/5/2025 Envestnet Asset Management Inc.210,054$13.69M0.0%+0.6%6.887%
11/3/2025 AE Wealth Management LLC20,911$1.36M0.0%-4.7%0.686%
11/3/2025 American Institute for Advanced Investment Management LLP11,850$772K0.5%+2.2%0.389%
10/31/2025FSB Premier Wealth Management Inc.3,956$258K0.1%-4.2%0.130%
10/30/2025 Envestnet Portfolio Solutions Inc.3,197$208K0.0%-26.0%0.105%
10/29/2025 Wealth Enhancement Advisory Services LLC92,937$6.07M0.0%+5.0%3.047%
10/23/2025 Benjamin Edwards Inc.28,144$1.84M0.0%+14.8%0.923%
10/23/2025 Park Avenue Securities LLC13,471$878K0.0%+2.9%0.442%
10/22/2025 Cottonwood Capital Advisors LLC8,282$540K0.4%+2.3%0.272%
10/22/2025 D.A. Davidson & CO.6,661$434K0.0%+2.5%0.218%
10/15/2025 Iams Wealth Management LLC9,723$634K0.3%-6.9%0.319%
10/14/2025 Farther Finance Advisors LLC12,055$786K0.0%-2.6%0.395%
9/4/2025Osaic Holdings Inc.20,141$1.19M0.0%+14.7%0.671%
8/27/2025Orion Porfolio Solutions LLC15,622$933K0.0%-2.6%0.521%
8/20/2025Coppell Advisory Solutions LLC29,068$1.75M0.2%+4.2%0.969%
8/15/2025FSB Premier Wealth Management Inc.4,130$247K0.1%+8.8%0.138%
8/15/2025Orion Porfolio Solutions LLC15,622$933K0.0%-2.6%0.521%
8/15/2025MML Investors Services LLC9,253$553K0.0%-10.1%0.308%
8/15/2025 Benjamin Edwards Inc.24,516$1.46M0.0%+19.8%0.817%
8/15/2025Bank of America Corp DE10,473$625K0.0%-22.6%0.349%
8/14/2025Jane Street Group LLC13,171$787K0.0%+95.1%0.439%
8/14/2025Raymond James Financial Inc.40,196$2.40M0.0%+1.8%1.340%
8/13/2025 Gateway Wealth Partners LLC16,645$994K0.2%-6.0%0.555%
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8/13/2025CW Advisors LLC723,322$43.20M0.4%+0.7%24.111%
8/12/2025Global Retirement Partners LLC4,166$249K0.0%N/A0.139%
8/8/2025Cetera Investment Advisers89,722$5.36M0.0%+25.7%2.991%
8/8/2025Good Life Advisors LLC24,364$1.46M0.1%-15.5%0.812%
8/7/2025 PFG Advisors4,710$281K0.0%-35.5%0.157%
8/7/2025 Rathbones Group PLC83,523$4.99M0.0%+13.3%2.784%
8/6/2025 AE Wealth Management LLC21,953$1.31M0.0%-20.7%0.732%
8/5/2025 Holistic Financial Partners65,508$3.91M1.7%+4.9%2.184%
8/5/2025 American Institute for Advanced Investment Management LLP11,600$693K0.5%-14.7%0.387%
8/4/2025 Atria Investments Inc18,020$1.08M0.0%+5.2%0.601%


FJP Institutional Ownership - Frequently Asked Questions

During the previous two years, 83 institutional investors and hedge funds held shares of First Trust Japan AlphaDEX Fund. The most heavily invested institutionals were Osaic Holdings Inc. ($49.40M), CW Advisors LLC ($43.20M), Congress Wealth Management LLC DE ($37.41M), First Trust Advisors LP ($34.44M), LPL Financial LLC ($16.13M), Envestnet Asset Management Inc. ($13.69M), and Cetera Investment Advisers ($9.03M).Learn more on First Trust Japan AlphaDEX Fund's institutional investors.

Of the 74 institutional investors that purchased First Trust Japan AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: LPL Financial LLC ($104.25K), Raymond James Financial Inc. ($95.24K), Benjamin Edwards Inc. ($81.61K), Rathbones Group PLC ($58.83K), Cetera Investment Advisers ($52.09K), Jane Street Group LLC ($46.62K), and Assetmark Inc. ($33.73K).

Institutional investors have bought a total of 251,964 shares in the last 24 months. This purchase volume represents approximately $16.64M in transactions.

Of the 27 institutional investors that sold First Trust Japan AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Rathbones Group PLC ($13.63K), Bank of America Corp DE ($8.17K), Osaic Holdings Inc. ($5.14K), Good Life Advisors LLC ($4.46K), PFG Advisors ($4.16K), Iams Wealth Management LLC ($1.83K), and Kestra Advisory Services LLC ($1.35K).

Institutional investors have sold a total of 51,741 shares in the last 24 months. This volume of shares sold represents approximately $3.42M in transactions.


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Institutional ownership data for NASDAQ:FJP is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 6/9/2026. New 13F filings are added each quarter as they're published.
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