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First Trust Nasdaq Oil & Gas ETF (FTXN) Institutional Ownership

First Trust Nasdaq Oil & Gas ETF logo
$38.08 +1.90 (+5.25%)
As of 04:00 PM Eastern

Institutional Ownership Changes (13F Filings) for First Trust Nasdaq Oil & Gas ETF (NASDAQ:FTXN)

Number of
Institutional Buyers
(last 12 months)
22
Total
Institutional Inflows
(last 12 months)
$9.05M
Number of
Institutional Sellers
(last 12 months)
33
Total
Institutional Outflows
(last 12 months)
$14.77M
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FTXN Institutional Buying and Selling by Quarter

First Trust Nasdaq Oil & Gas ETF Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/9/2026 Adamsbrown Wealth Consultants LLC16,524$552K0.1%+2.1%0.344%
6/3/2026 Parallel Advisors LLC6,538$252K0.0%+418.5%0.158%
5/19/2026Centaurus Financial Inc.7,601$293K0.0%-33.3%0.183%
5/18/2026Royal Bank of Canada21,798$841K0.0%-38.5%0.525%
5/16/2026Quantinno Capital Management LP23,220$896K0.0%-3.3%0.560%
5/13/2026Cetera Investment Advisers83,068$3.21M0.0%-23.2%2.002%
5/7/2026 Parallel Advisors LLC6,538$252K0.0%+418.5%0.158%
5/5/2026 Geneos Wealth Management Inc.2,640$102K0.0%+2,540.0%0.064%
4/30/2026 Kestra Advisory Services LLC25,369$979K0.0%+8.7%0.611%
4/27/2026 Sound Income Strategies LLC2,096$78K0.0%-13.7%0.049%
4/22/2026 Janney Montgomery Scott LLC19,367$748K0.0%+65.5%0.412%
4/20/2026 Kestra Private Wealth Services LLC6,107$236K0.0%N/A0.130%
3/17/2026Rockefeller Capital Management L.P.9,760$273K0.0%+8.7%0.283%
2/17/2026Cetera Investment Advisers108,154$3.02M0.0%-16.1%3.135%
2/17/2026Osaic Holdings Inc.214,041$5.98M0.0%-14.4%6.204%
2/17/2026Royal Bank of Canada35,464$990K0.0%+15.8%1.028%
2/16/2026 MML Investors Services LLC14,101$394K0.0%+5.0%0.409%
2/16/2026Mariner LLC9,362$261K0.0%-21.6%0.271%
2/13/2026 Kestra Advisory Services LLC23,339$652K0.0%-5.2%0.676%
2/13/2026Stifel Financial Corp10,089$282K0.0%-18.5%0.292%
2/13/2026Wells Fargo & Company MN93,102$2.60M0.0%-16.4%2.699%
2/13/2026Summit Financial LLC13,460$376K0.0%-18.4%0.390%
2/12/2026 Commonwealth Equity Services LLC51,167$1.43M0.0%-16.9%1.483%
2/12/2026StoneX Group Inc.8,886$248K0.0%N/A0.258%
2/12/2026Steward Partners Investment Advisory LLC3,393$95K0.0%-20.7%0.098%
2/11/2026 Janney Montgomery Scott LLC11,699$327K0.0%-12.5%0.339%
2/11/2026 LPL Financial LLC238,888$6.67M0.0%-34.3%6.924%
2/11/2026 Hilton Head Capital Partners LLC982$27K0.0%N/A0.028%
2/11/2026 Parallel Advisors LLC1,261$35K0.0%N/A0.037%
2/11/2026 SFI Advisors LLC68,496$1.91M1.2%-22.8%1.985%
2/10/2026WCG Wealth Advisors LLC71,703$2.00M0.1%N/A2.078%
2/10/2026Goldman Sachs Group Inc.18,880$527K0.0%+28.3%0.547%
2/10/2026 Hazlett Burt & Watson Inc.900$25K0.0%N/A0.026%
2/9/2026Harbour Investments Inc.3,134$87K0.0%-36.3%0.091%
2/6/2026 Quantum Private Wealth LLC7,176$200K0.1%-56.3%0.208%
2/5/2026Bank Julius Baer & Co. Ltd Zurich16,864$471K0.0%N/A0.489%
2/3/2026 International Assets Investment Management LLC35,593$994K0.1%-36.2%1.032%
2/2/2026 Truist Financial Corp120,043$3.35M0.0%-1.2%3.480%
1/29/2026 Concurrent Investment Advisors LLC8,133$227K0.0%N/A0.243%
1/29/2026 NBC Securities Inc.2,229$62K0.0%+20.3%0.067%
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1/26/2026CWM LLC38,883$1.09M0.0%-12.4%1.161%
1/21/2026 Sound Income Strategies LLC2,429$71K0.0%N/A0.068%
1/12/2026 DAVENPORT & Co LLC10,483$293K0.0%-24.1%0.295%
11/20/2025Centaurus Financial Inc.9,794$279K0.0%-5.0%0.251%
11/17/2025Harvest Investment Services LLC12,745$363K0.1%-17.9%0.327%
11/17/2025NewEdge Advisors LLC2,336$66K0.0%-20.4%0.060%
11/17/2025Mariner LLC11,943$340K0.0%N/A0.306%
11/17/2025Citadel Advisors LLC13,076$372K0.0%-62.5%0.335%
11/17/2025Bank of America Corp DE3,500$100K0.0%-59.1%0.090%
11/14/2025Raymond James Financial Inc.92,401$2.63M0.0%-12.2%2.369%
11/14/2025PGIM Custom Harvest LLC16,049$457K0.0%-4.7%0.412%
11/10/2025 Quantum Private Wealth LLC16,417$467K0.1%-43.4%0.421%
11/6/2025Stratos Wealth Partners LTD.13,830$394K0.0%-3.7%0.355%
11/5/2025 Envestnet Asset Management Inc.69,935$1.99M0.0%-18.9%1.793%
11/4/2025Mutual Advisors LLC10,717$299K0.0%-6.1%0.275%
11/3/2025 Truist Financial Corp121,545$3.46M0.0%-12.8%3.117%
10/29/2025 SFI Advisors LLC88,708$2.53M1.6%-1.4%2.164%
10/15/2025CWM LLC44,389$1.26M0.0%-1.0%1.083%
10/15/2025 DAVENPORT & Co LLC13,818$393K0.0%-36.1%0.337%
10/10/2025 Cyndeo Wealth Partners LLC11,228$320K0.0%-9.7%0.274%
9/4/2025Osaic Holdings Inc.245,169$6.68M0.0%+155.0%5.636%
8/29/2025Centaurus Financial Inc.10,310$281K0.0%+6.9%0.237%
8/15/2025Tower Research Capital LLC TRC 6,035$164K0.0%-69.0%0.139%
8/15/2025Bank of America Corp DE8,548$233K0.0%-52.5%0.197%
8/14/2025Raymond James Financial Inc.105,186$2.86M0.0%-11.4%2.418%
8/14/2025Quantinno Capital Management LP23,220$632K0.0%+19.0%0.534%
8/14/2025NewEdge Advisors LLC2,934$80K0.0%-73.9%0.067%
8/13/2025PGIM Custom Harvest LLC16,849$458K0.0%-58.6%0.387%
8/12/2025Steward Partners Investment Advisory LLC4,619$126K0.0%-22.8%0.106%
8/12/2025 Quantum Private Wealth LLC28,985$789K0.3%-23.7%0.666%
8/11/2025 SFI Advisors LLC89,943$2.45M1.7%-3.9%2.068%
8/8/2025Cetera Investment Advisers130,120$3.54M0.0%+6.6%2.991%
8/5/2025 HFG Advisors Inc.9,360$255K0.2%-3.9%0.215%
8/5/2025Huntington National Bank1,901$52K0.0%-34.3%0.044%
8/5/2025 Sigma Planning Corp20,426$556K0.0%N/A0.470%
8/1/2025 Envestnet Asset Management Inc.86,186$2.35M0.0%-6.3%1.981%
7/29/2025 International Assets Investment Management LLC55,748$1.52M0.1%-3.7%1.267%
7/29/2025Stratos Wealth Partners LTD.14,364$391K0.0%-24.0%0.326%
7/28/2025Mutual Advisors LLC11,417$319K0.0%-12.1%0.259%
7/25/2025 MGO One Seven LLC8,506$231K0.0%-6.7%0.193%
7/25/2025CWM LLC44,822$1.22M0.0%-1.2%1.019%
7/22/2025 DAVENPORT & Co LLC21,634$589K0.0%-24.7%0.492%
7/18/2025 Truist Financial Corp139,412$3.79M0.0%-10.9%3.168%
7/17/2025 HB Wealth Management LLC7,877$214K0.0%N/A0.179%
7/17/2025 Janney Montgomery Scott LLC13,508$368K0.0%-12.6%0.307%
7/8/2025 Adamsbrown Wealth Consultants LLC9,357$255K0.1%+11.8%0.210%
6/27/2025Goldman Sachs Group Inc.16,027$485K0.0%+23.2%0.330%
5/29/2025Nova Wealth Management Inc.4,116$125K0.1%-60.5%0.085%
5/16/2025Goldman Sachs Group Inc.16,027$485K0.0%+23.2%0.330%
5/15/2025Royal Bank of Canada51,066$1.55M0.0%+563.3%1.053%
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5/14/2025Kestra Advisory Services LLC28,394$860K0.0%-8.7%0.585%
5/14/2025Flow Traders U.S. LLC16,538$501K0.0%N/A0.341%
5/14/2025PGIM Custom Harvest LLC40,674$1.23M0.0%-31.0%0.839%
5/13/2025SFI Advisors LLC93,556$2.83M2.1%+24.5%1.929%
5/13/2025Raymond James Financial Inc.118,731$3.60M0.0%-6.6%2.448%
5/8/2025Harbour Investments Inc.6,295$191K0.0%-18.4%0.130%
5/8/2025Marshall Investment Management LLC5,487$166K0.1%-84.7%0.113%
5/7/2025LPL Financial LLC527,343$15.97M0.0%+4.1%10.873%
5/6/2025Cetera Investment Advisers122,118$3.70M0.0%-8.7%2.518%
5/6/2025Avantax Advisory Services Inc.14,524$440K0.0%-3.2%0.299%


FTXN Institutional Ownership - Frequently Asked Questions

During the previous two years, 80 institutional investors and hedge funds held shares of First Trust Nasdaq Oil & Gas ETF. The most heavily invested institutionals were LPL Financial LLC ($6.67M), Osaic Holdings Inc. ($5.98M), Truist Financial Corp ($3.35M), Cetera Investment Advisers ($3.21M), Raymond James Financial Inc. ($2.63M), Wells Fargo & Company MN ($2.60M), and WCG Wealth Advisors LLC ($2.00M).Learn more on First Trust Nasdaq Oil & Gas ETF's institutional investors.

Of the 52 institutional investors that purchased First Trust Nasdaq Oil & Gas ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: International Assets Investment Management LLC ($4.11M), Raymond James Financial Inc. ($254.23K), Osaic Holdings Inc. ($149.04K), LPL Financial LLC ($80.21K), WCG Wealth Advisors LLC ($71.70K), Truist Financial Corp ($68.16K), and Sigma Planning Corp ($60.51K).

Institutional investors have bought a total of 316,593 shares in the last 24 months. This purchase volume represents approximately $9.05M in transactions.

Of the 33 institutional investors that sold First Trust Nasdaq Oil & Gas ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: LPL Financial LLC ($124.47K), Cetera Investment Advisers ($45.88K), Osaic Holdings Inc. ($36.12K), Quantum Private Wealth LLC ($30.81K), Raymond James Financial Inc. ($26.33K), SFI Advisors LLC ($25.06K), and PGIM Custom Harvest LLC ($24.63K).

Institutional investors have sold a total of 512,646 shares in the last 24 months. This volume of shares sold represents approximately $14.77M in transactions.



Institutional ownership data for NASDAQ:FTXN is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 7/9/2026. New 13F filings are added each quarter as they're published.
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