NASDAQ:FYC First Trust Small Cap Growth AlphaDEX Fund (FYC) Price, Holdings, & News $56.08 -0.35 (-0.62%) (As of 01:27 PM ET) Add Compare Share Share Today's Range$56.08▼$56.3450-Day Range$54.95▼$57.8452-Week Range$51.97▼$64.99Volume2,837 shsAverage Volume15,855 shsMarket Capitalization$204.69 millionAssets Under Management$201.78 millionDividend Yield0.11%Net Expense Ratio0.71% ProfileProfileChartDividendHeadlinesHoldingsShort InterestSocial MediaProfileChartDividendHeadlinesHoldingsShort InterestSocial Media About First Trust Small Cap Growth AlphaDEX Fund (NASDAQ:FYC)The First Trust Small Cap Growth AlphaDEX Fund (FYC) is an exchange-traded fund that is based on the NASDAQ AlphaDEX Small Cap Growth index. The fund tracks a quant-driven index that select stocks from a small-cap growth universe in an attempt to outperform the market. FYC was launched on Apr 18, 2011 and is managed by First Trust.Read More Receive FYC Stock News and Ratings via Email Sign-up to receive the latest news and ratings for First Trust Small Cap Growth AlphaDEX Fund and its competitors with MarketBeat's FREE daily newsletter. Email Address FYC ETF News HeadlinesMay 26, 2023 | fool.comFirst Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund (NASDAQ: FAD)March 29, 2023 | americanbankingnews.comFirst Trust Small Cap Growth AlphaDEX Fund (NASDAQ:FYC) Short Interest Up 12,600.0% in MarchMay 30, 2023 | Edge On The Street (Ad)New "Mined in America" Lithium Opportunities?The average electric vehicle needs 138 pounds of lithium carbonate for its battery components. But China currently controls the entire lithium supply chain.March 28, 2023 | markets.businessinsider.comMid-Cap Monday: ETF Fund FlowsSeptember 17, 2022 | seekingalpha.comFNY First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX FundAugust 23, 2022 | nasdaq.comInsiders Buy the Holdings of FYC ETFMay 28, 2022 | nasdaq.com10.5% of FYC Holdings Seeing Recent Insider BuysApril 30, 2022 | seekingalpha.comFirst Trust Large Cap Growth AlphaDEX ETFMay 30, 2023 | Edge On The Street (Ad)Is Graphite the New Lithium?Did you know that graphite (NOT lithium) is the largest component of lithium batteries used for EV's? Unfortunately, there are no graphite-producing mines in North America today. This leaves the U.S. at the mercy of China for our vital graphite supply.January 14, 2022 | finance.yahoo.comStratos Wealth Partners, LTD. Buys PowerShares QQQ Trust Ser 1, WisdomTree U.S. ...See More Headlines View Price History Chart DataSkip Price History Chart 30 days | 90 days | 365 days | Advanced Chart Receive FYC Stock News and Ratings via Email Sign-up to receive the latest news and ratings for First Trust Small Cap Growth AlphaDEX Fund and its competitors with MarketBeat's FREE daily newsletter. Email Address Fund Details IssuerFirst Trust Fund NameFirst Trust Small Cap Growth AlphaDEX Fund Tax ClassificationRegulated Investment Company Stock ExchangeNASDAQCurrent SymbolNASDAQ:FYC Inception Date4/19/2011 Fund ManagerDaniel J. Lindquist, Jon Erickson David McGarel, RogerTestin, Stan Ueland, Chris Peterson, Erik Russo WebN/A PhoneN/AFund Focus Asset ClassEquity BenchmarkNasdaq AlphaDEX Small Cap Growth Index CategorySize and Style FocusSmall Cap Development LevelDeveloped Markets RegionNorth America Number of Holdings264 Fund Statistics Assets Under Management$201.78 million Average Daily Volume$30,325.00 Discount/Premium-0.10% Administrator, Advisor and Custodian AdministratorThe Bank of New York Mellon Corporation AdvisorFirst Trust Advisors L.P. CustodianThe Bank of New York Mellon Corporation DistributorFirst Trust Portfolios L.P. Transfer AgentThe Bank of New York Mellon Corporation TrusteeN/A Lead Market MakerLatour Trading Options OptionableN/A Short Interest1,800 shs Miscellaneous Outstanding Shares3,650,000Beta1.19 Creation Unit50,000 Creation Fee$1,000.00 First Trust Small Cap Growth AlphaDEX Fund ExpensesTypeFYCSmall Cap ETFsEquity ETFsNASDAQ ETFsAll ETFsManagement Fee0.70%0.43%0.52%0.45%0.49%Other Expenses0.01%0.21%0.48%0.28%0.51%Total Expense0.71%0.51%0.67%0.54%0.66%Fee Waiver0.00%-0.25%-0.49%-0.21%-0.53%Net Expense0.71%0.46%0.58%0.50%0.55% First Trust Small Cap Growth AlphaDEX Fund (FYC) Holdings & ExposureTop 10 FYC HoldingsAxcelis Technologies(NASDAQ:ACLS)Holding Weight: 1.00%Axcelis Technologies(NASDAQ:ACLS)Holding Weight: 1.00%Hims & Hers Health(NYSE:HIMS)Holding Weight: 0.97%Hims & Hers Health(NYSE:HIMS)Holding Weight: 0.97%e.l.f. Beauty(NYSE:ELF)Holding Weight: 0.92%e.l.f. Beauty(NYSE:ELF)Holding Weight: 0.92%Transocean(NYSE:RIG)Holding Weight: 0.90%Transocean(NYSE:RIG)Holding Weight: 0.90%Rambus(NASDAQ:RMBS)Holding Weight: 0.84%Rambus(NASDAQ:RMBS)Holding Weight: 0.84%FYC Sector ExposureFYC Industry ExposureFull Holdings Details Similar ETFsVictoryShares US Small Mid Cap Value Momentum ETFNASDAQ:USVMPrincipal U.S. Small-Cap Multi-Factor ETFNASDAQ:PSCFirst Trust Small Cap Value AlphaDEX FundNASDAQ:FYTJanus Henderson Small/Mid Cap Growth Alpha ETFNASDAQ:JSMDIQ Chaikin U.S. Small Cap ETFNASDAQ:CSMLInstitutional OwnershipSusquehanna International Group LLPBought 17,860 shares on 5/16/2023Ownership: 0.489%Belpointe Asset Management LLCSold 5,452 shares on 5/16/2023Ownership: 0.175%Equitable Holdings Inc.Bought 1,250 shares on 5/15/2023Ownership: 1.009%Flow Traders U.S. LLCBought 14,011 shares on 5/15/2023Ownership: 0.384%Cornerstone Wealth Management LLCBought 3,718 shares on 5/15/2023Ownership: 0.102%View All Institutional Transactions FYC ETF - Frequently Asked Questions How have FYC shares performed in 2023? First Trust Small Cap Growth AlphaDEX Fund's stock was trading at $55.28 on January 1st, 2023. Since then, FYC stock has increased by 2.1% and is now trading at $56.43. View the best growth stocks for 2023 here. Are investors shorting First Trust Small Cap Growth AlphaDEX Fund? First Trust Small Cap Growth AlphaDEX Fund saw a increase in short interest in the month of May. As of May 15th, there was short interest totaling 1,800 shares, an increase of 157.1% from the April 30th total of 700 shares. Based on an average daily volume of 12,900 shares, the days-to-cover ratio is currently 0.1 days. View First Trust Small Cap Growth AlphaDEX Fund's Short Interest. How often does First Trust Small Cap Growth AlphaDEX Fund pay dividends? What is the dividend yield for First Trust Small Cap Growth AlphaDEX Fund? First Trust Small Cap Growth AlphaDEX Fund declared a quarterly dividend on Thursday, March 23rd. Investors of record on Monday, March 27th will be paid a dividend of $0.059 per share on Friday, March 31st. This represents a $0.24 dividend on an annualized basis and a yield of 0.42%. The ex-dividend date is Friday, March 24th. This is a positive change from the stock's previous quarterly dividend of $0.00. Read our dividend analysis for FYC. What does FYC invest in? First Trust Small Cap Growth AlphaDEX Fund is a equity fund issued by First Trust. FYC focuses on small cap investments and follows the Nasdaq AlphaDEX Small Cap Growth Index. The fund's investments total to approximately $201.78 million assets under management. What stocks does First Trust Small Cap Growth AlphaDEX Fund hold? FYC invests in 264 holdings. Some of the stocks in their portfolio include Axcelis Technologies (ACLS), Axcelis Technologies (ACLS), Hims & Hers Health (HIMS), Hims & Hers Health (HIMS), e.l.f. Beauty (ELF), e.l.f. Beauty (ELF), Transocean (RIG), Transocean (RIG), Rambus (RMBS) and Rambus (RMBS). What is the management fee for First Trust Small Cap Growth AlphaDEX Fund? First Trust Small Cap Growth AlphaDEX Fund's management fee is 0.70% and has other expenses of 0.01%. The net expense ratio for FYC is 0.71%. What other stocks do shareholders of First Trust Small Cap Growth AlphaDEX Fund own? Based on aggregate information from My MarketBeat watchlists, some companies that other First Trust Small Cap Growth AlphaDEX Fund investors own include Adobe (ADBE), Erie Indemnity (ERIE), Exact Sciences (EXAS), First Trust Dow Jones Internet Index Fund (FDN), IDEXX Laboratories (IDXX), Mastercard (MA), Veracyte (VCYT), AMN Healthcare Services (AMN) and Advanced Micro Devices (AMD). What is First Trust Small Cap Growth AlphaDEX Fund's stock symbol? First Trust Small Cap Growth AlphaDEX Fund trades on the NASDAQ under the ticker symbol "FYC." Who are First Trust Small Cap Growth AlphaDEX Fund's major shareholders? First Trust Small Cap Growth AlphaDEX Fund's stock is owned by a number of institutional and retail investors. Top institutional investors include LPL Financial LLC (10.79%), Raymond James Financial Services Advisors Inc. (5.78%), Bank of America Corp DE (3.82%), IFP Advisors Inc (2.66%), Raymond James & Associates (1.69%) and Envestnet Asset Management Inc. (1.70%). How do I buy shares of First Trust Small Cap Growth AlphaDEX Fund? Shares of FYC stock can be purchased through any online brokerage account. Popular online brokerages with access to the U.S. stock market include WeBull, Vanguard Brokerage Services, TD Ameritrade, E*TRADE, Robinhood, Fidelity, and Charles Schwab. Compare Top Brokerages Here. What is First Trust Small Cap Growth AlphaDEX Fund's stock price today? One share of FYC stock can currently be purchased for approximately $56.43. How much money does First Trust Small Cap Growth AlphaDEX Fund make? First Trust Small Cap Growth AlphaDEX Fund (NASDAQ:FYC) has a market capitalization of $205.97 million. This page (NASDAQ:FYC) was last updated on 5/30/2023 by MarketBeat.com Staff Adding Choose a watchlist: Watchlist Adding You have already added five stocks to your watchlist. Upgrade to MarketBeat All Access to add more stocks to your watchlist. Adding First Trust Small Cap Growth AlphaDEX Fund Please log in to your account or sign up in order to add this asset to your watchlist. Get 30 Days of MarketBeat All Access Free Sign up for MarketBeat All Access to gain access to MarketBeat's full suite of research tools: Best-in-Class Portfolio Monitoring View the latest news, buy/sell ratings, SEC filings and insider transactions for your stocks. Compare your portfolio performance to leading indices and get personalized stock ideas based on your portfolio. Stock Ideas and Recommendations Get daily stock ideas from top-performing Wall Street analysts. Get short term trading ideas from the MarketBeat Idea Engine. View which stocks are hot on social media with MarketBeat's trending stocks report. Advanced Stock Screeners and Research Tools Identify stocks that meet your criteria using seven unique stock screeners. See what's happening in the market right now with MarketBeat's real-time news feed. Export data to Excel for your own analysis. Start Your 30-Day Free Trial Sign in to your free account to enjoy these benefits In-depth profiles and analysis for 20,000 public companies. Real-time analyst ratings, insider transactions, earnings data, and more. Our daily ratings and market update email newsletter. Sign in to your free account to enjoy all that MarketBeat has to offer. Sign In Create Account Your Email Address: Your Password: or Sign in with Facebook Sign in with Google Forgot your password? Your Email Address: Choose a Password: Create My Account (Free) or Sign in with Facebook Sign in with Google By creating a free account, you agree to our terms of service. This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.