NASDAQ:FYC First Trust Small Cap Growth AlphaDEX Fund (FYC) Price, Holdings, & News $56.13 +0.13 (+0.23%) (As of 09/25/2023 ET) Add Compare Share Share Today's Range$55.67▼$56.2550-Day Range$56.00▼$63.8852-Week Range$53.08▼$63.88Volume6,712 shsAverage Volume18,604 shsMarket Capitalization$202.07 millionAssets Under Management$233.69 millionDividend Yield0.36%Net Expense Ratio0.71% ProfileProfileChartDividendHeadlinesHoldingsShort InterestSocial MediaRatingsProfileChartDividendHeadlinesHoldingsShort InterestSocial MediaRatings About First Trust Small Cap Growth AlphaDEX Fund (NASDAQ:FYC)The First Trust Small Cap Growth AlphaDEX Fund (FYC) is an exchange-traded fund that is based on the NASDAQ AlphaDEX Small Cap Growth index. The fund tracks a quant-driven index that select stocks from a small-cap growth universe in an attempt to outperform the market. FYC was launched on Apr 18, 2011 and is managed by First Trust.Read More FYC Price History View Price History Chart DataSkip Price History Chart 30 days | 90 days | 365 days | Advanced Chart FYC ETF News HeadlinesJuly 30, 2023 | seekingalpha.comFirst Trust Small Cap Growth AlphaDEX® Fund declares $0.0717 dividendJuly 10, 2023 | cnbc.comMega-cap tech stocks will give you strong earnings growth next year, says Veritas’ Greg BranchSeptember 26, 2023 | Chaikin Analytics (Ad)Buy This Stock for AI Tidal Wave (not NVDA)The internet boom made more millionaires than any tech - Microsoft’s CEO says AI has even more potential. Here’s the #1 stock to buy.May 26, 2023 | fool.comFirst Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Growth AlphaDEX Fund (NASDAQ: FAD)March 28, 2023 | markets.businessinsider.comMid-Cap Monday: ETF Fund FlowsSeptember 17, 2022 | seekingalpha.comFNY First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX FundAugust 23, 2022 | nasdaq.comInsiders Buy the Holdings of FYC ETFMay 28, 2022 | nasdaq.com10.5% of FYC Holdings Seeing Recent Insider BuysSeptember 26, 2023 | Chaikin Analytics (Ad)Buy This Stock for AI Tidal Wave (not NVDA)The internet boom made more millionaires than any tech - Microsoft’s CEO says AI has even more potential. Here’s the #1 stock to buy.April 30, 2022 | seekingalpha.comFirst Trust Large Cap Growth AlphaDEX ETFSee More Headlines Receive FYC Stock News and Ratings via Email Sign-up to receive the latest news and ratings for First Trust Small Cap Growth AlphaDEX Fund and its competitors with MarketBeat's FREE daily newsletter. Email Address Fund Details IssuerFirst Trust Fund NameFirst Trust Small Cap Growth AlphaDEX Fund Tax ClassificationRegulated Investment Company Stock ExchangeNASDAQCurrent SymbolNASDAQ:FYC Inception Date4/19/2011 Fund ManagerDaniel J. Lindquist, Jon Erickson David McGarel, RogerTestin, Stan Ueland, Chris Peterson, Erik Russo WebN/A PhoneN/AFund Focus Asset ClassEquity BenchmarkNasdaq AlphaDEX Small Cap Growth Index CategorySize and Style FocusSmall Cap Development LevelDeveloped Markets RegionNorth America Number of Holdings263 Fund Statistics Assets Under Management$233.69 million Average Daily Volume$30,325.00 Discount/Premium-0.01% Administrator, Advisor and Custodian AdministratorThe Bank of New York Mellon Corporation AdvisorFirst Trust Advisors L.P. CustodianThe Bank of New York Mellon Corporation DistributorFirst Trust Portfolios L.P. Transfer AgentThe Bank of New York Mellon Corporation TrusteeN/A Lead Market MakerLatour Trading Options OptionableN/A Short Interest3,000 shs Miscellaneous Outstanding Shares3,600,000Beta1.19 Creation Unit50,000 Creation Fee$1,000.00 10 Best Cheap Stocks to Buy NowMarketBeat just released its list of 10 cheap stocks that have been overlooked by the market and may be seriously undervalued. Click the link below to see which companies made the list.Get This Free Report First Trust Small Cap Growth AlphaDEX Fund ExpensesTypeFYCSmall Cap ETFsEquity ETFsNASDAQ ETFsAll ETFsManagement Fee0.70%0.45%0.53%0.47%0.50%Other Expenses0.01%0.27%0.52%0.29%0.57%Total Expense0.71%0.54%0.69%0.56%0.69%Fee Waiver0.00%-0.32%-0.55%-0.22%-0.59%Net Expense0.71%0.48%0.59%0.51%0.57% First Trust Small Cap Growth AlphaDEX Fund (FYC) Holdings & ExposureTop 10 FYC HoldingsSphere Entertainment(NYSE:SPHR)Holding Weight: 0.90%Modine Manufacturing(NYSE:MOD)Holding Weight: 0.87%Remitly Global, Inc.Holding Weight: 0.77%CNX Resources(NYSE:CNX)Holding Weight: 0.76%Federal Agricultural Mortgage(NYSE:AGM)Holding Weight: 0.76%Northern Oil and Gas(NYSE:NOG)Holding Weight: 0.76%Extreme Networks(NASDAQ:EXTR)Holding Weight: 0.75%CONSOL Energy(NYSE:CEIX)Holding Weight: 0.74%Huron Consulting Group(NASDAQ:HURN)Holding Weight: 0.74%Dynavax Technologies(NASDAQ:DVAX)Holding Weight: 0.72%FYC Sector ExposureFYC Industry ExposureFull Holdings Details Similar ETFsVictoryShares US Small Mid Cap Value Momentum ETFNASDAQ:USVMiShares MSCI Brazil Small-Cap ETFNASDAQ:EWZSPrincipal U.S. Small-Cap Multi-Factor ETFNASDAQ:PSCIQ Chaikin U.S. Small Cap ETFNASDAQ:CSMLFirst Trust Small Cap Value AlphaDEX FundNASDAQ:FYTInstitutional OwnershipDunhill Financial LLCBought 25,785 shares on 8/23/2023Ownership: 0.716%Osaic Holdings Inc.Sold 4,296 shares on 8/21/2023Ownership: 1.069%Royal Bank of CanadaBought 5,508 shares on 8/15/2023Ownership: 2.976%Stifel Financial CorpSold 2,274 shares on 8/15/2023Ownership: 0.261%Harbour Investments Inc.Sold 254 shares on 8/15/2023Ownership: 0.077%View All Institutional Transactions FYC ETF - Frequently Asked Questions How have FYC shares performed in 2023? First Trust Small Cap Growth AlphaDEX Fund's stock was trading at $55.28 at the start of the year. Since then, FYC stock has increased by 1.5% and is now trading at $56.13. View the best growth stocks for 2023 here. Are investors shorting First Trust Small Cap Growth AlphaDEX Fund? First Trust Small Cap Growth AlphaDEX Fund saw a increase in short interest during the month of August. As of August 31st, there was short interest totaling 3,000 shares, an increase of 76.5% from the August 15th total of 1,700 shares. Based on an average trading volume of 23,100 shares, the days-to-cover ratio is presently 0.1 days. View First Trust Small Cap Growth AlphaDEX Fund's Short Interest. How often does First Trust Small Cap Growth AlphaDEX Fund pay dividends? What is the dividend yield for First Trust Small Cap Growth AlphaDEX Fund? First Trust Small Cap Growth AlphaDEX Fund announced a quarterly dividend on Thursday, September 21st. Stockholders of record on Monday, September 25th will be paid a dividend of $0.0772 per share on Friday, September 29th. This represents a $0.31 annualized dividend and a yield of 0.55%. The ex-dividend date of this dividend is Friday, September 22nd. Read our dividend analysis for FYC. What does FYC invest in? First Trust Small Cap Growth AlphaDEX Fund is a equity fund issued by First Trust. FYC focuses on small cap investments and follows the Nasdaq AlphaDEX Small Cap Growth Index. The fund's investments total to approximately $233.69 million assets under management. What stocks does First Trust Small Cap Growth AlphaDEX Fund hold? FYC invests in 263 holdings. Some of the stocks in their portfolio include Sphere Entertainment (SPHR), Modine Manufacturing (MOD), CNX Resources (CNX), Federal Agricultural Mortgage (AGM), Northern Oil and Gas (NOG), Extreme Networks (EXTR), CONSOL Energy (CEIX), Huron Consulting Group (HURN) and Dynavax Technologies (DVAX). What is the management fee for First Trust Small Cap Growth AlphaDEX Fund? First Trust Small Cap Growth AlphaDEX Fund's management fee is 0.70% and has other expenses of 0.01%. The net expense ratio for FYC is 0.71%. What other stocks do shareholders of First Trust Small Cap Growth AlphaDEX Fund own? Based on aggregate information from My MarketBeat watchlists, some companies that other First Trust Small Cap Growth AlphaDEX Fund investors own include Adobe (ADBE), Erie Indemnity (ERIE), Exact Sciences (EXAS), First Trust Dow Jones Internet Index Fund (FDN), IDEXX Laboratories (IDXX), Mastercard (MA), Veracyte (VCYT), AMN Healthcare Services (AMN) and Advanced Micro Devices (AMD). What is First Trust Small Cap Growth AlphaDEX Fund's stock symbol? First Trust Small Cap Growth AlphaDEX Fund trades on the NASDAQ under the ticker symbol "FYC." Who are First Trust Small Cap Growth AlphaDEX Fund's major shareholders? First Trust Small Cap Growth AlphaDEX Fund's stock is owned by a number of retail and institutional investors. Top institutional shareholders include LPL Financial LLC (12.27%), Raymond James Financial Services Advisors Inc. (4.34%), Wells Fargo & Company MN (3.68%), Royal Bank of Canada (2.98%), IFP Advisors Inc (2.85%) and IFP Advisors Inc (2.85%). How do I buy shares of First Trust Small Cap Growth AlphaDEX Fund? Shares of FYC stock can be purchased through any online brokerage account. Popular online brokerages with access to the U.S. stock market include WeBull, Vanguard Brokerage Services, TD Ameritrade, E*TRADE, Robinhood, Fidelity, and Charles Schwab. Compare Top Brokerages Here. What is First Trust Small Cap Growth AlphaDEX Fund's stock price today? One share of FYC stock can currently be purchased for approximately $56.13. How much money does First Trust Small Cap Growth AlphaDEX Fund make? First Trust Small Cap Growth AlphaDEX Fund (NASDAQ:FYC) has a market capitalization of $202.07 million. This page (NASDAQ:FYC) was last updated on 9/26/2023 by MarketBeat.com Staff Adding Choose a watchlist: Watchlist Adding You have already added five stocks to your watchlist. Upgrade to MarketBeat All Access to add more stocks to your watchlist. Adding First Trust Small Cap Growth AlphaDEX Fund Please log in to your account or sign up in order to add this asset to your watchlist. Get 30 Days of MarketBeat All Access Free Sign up for MarketBeat All Access to gain access to MarketBeat's full suite of research tools: Best-in-Class Portfolio Monitoring View the latest news, buy/sell ratings, SEC filings and insider transactions for your stocks. Compare your portfolio performance to leading indices and get personalized stock ideas based on your portfolio. Stock Ideas and Recommendations Get daily stock ideas from top-performing Wall Street analysts. 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