| 06/01/2026 8:30 PM | Great Elm Group (1831096) Issuer Imperial Capital Asset Management, LLC (2047704) Reporting Imperial Capital Group Holdings II, LLC (1961798) Reporting LONG BALL PARTNERS LLC (1308057) Reporting Reese Jason W. (1479613) Reporting | Form 4 Statement of changes in beneficial ownership of securities | |
| 01/13/2026 11:15 PM | Great Elm Group (1831096) Filer | Form EFFECT | |
| 01/12/2026 8:08 PM | Great Elm Group (1831096) Issuer Smith Booker (2084069) Reporting | Form 4 Statement of changes in beneficial ownership of securities | |
| 01/12/2026 8:10 PM | Great Elm Group (1831096) Issuer Schwartz David W. (2094133) Reporting | Form 4 Statement of changes in beneficial ownership of securities | |
| 01/12/2026 8:11 PM | Drapkin Matthew A (1458693) Reporting Great Elm Group (1831096) Issuer | Form 4 Statement of changes in beneficial ownership of securities | |
| 01/12/2026 8:12 PM | Great Elm Group (1831096) Issuer Matter David (1931402) Reporting | Form 4 Statement of changes in beneficial ownership of securities | |
| 01/12/2026 8:13 PM | Great Elm Group (1831096) Issuer Nathan Lloyd (2080826) Reporting | Form 4 Statement of changes in beneficial ownership of securities | |
| 01/12/2026 8:05 PM | Great Elm Group (1831096) Issuer Scheyer Eric J (1589127) Reporting | Form 4 Statement of changes in beneficial ownership of securities | |
| 01/12/2026 8:07 PM | Great Elm Group (1831096) Issuer Parmelee James P (1711322) Reporting | Form 4 Statement of changes in beneficial ownership of securities | |
| 01/07/2026 4:27 PM | Great Elm Group (1831096) Filer | Form S-8 Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans | |
| 01/07/2026 4:27 PM | Great Elm Group (1831096) Filer | Form S-3 Registration statement under Securities Act of 1933 | |
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| 01/07/2026 4:12 PM | Great Elm Group (1831096) Filer | Form 8-K Current report pursuant to Section 13 or 15(d) | |
| 12/09/2025 3:08 PM | Great Elm Group (1831096) Issuer Schwartz David W. (2094133) Reporting | Form 3 Initial statement of beneficial ownership of securities | |
| 12/05/2025 3:06 PM | Great Elm Group (1831096) Filer | Form 8-K Current report pursuant to Section 13 or 15(d) | |
| 10/31/2025 3:10 PM | Great Elm Group (1831096) Filer | Form DEFR14A | |
| 10/17/2025 3:21 PM | Great Elm Group (1831096) Filer | Form 8-K Current report pursuant to Section 13 or 15(d) | |
| 10/17/2025 3:11 PM | Great Elm Group (1831096) Filer | Form DEF 14A | |
| 10/17/2025 3:12 PM | Great Elm Group (1831096) Filer | Form DEFA14A | |
| 10/17/2025 3:14 PM | Great Elm Group (1831096) Filer | Form ARS | |
| 10/09/2025 3:31 PM | Great Elm Capital Corp. (1675033) Subject Great Elm Capital Corp. (1675033) Subject Great Elm Capital Corp. (1675033) Subject Great Elm Capital Corp. (1675033) Subject Great Elm Capital Corp. (1675033) Subject Great Elm Group (1831096) Filed by | Form SCHEDULE 13D/A | |
| 10/08/2025 8:00 PM | Great Elm Group (1831096) Issuer Woodstead Value Fund LP (2086821) Reporting | Form 3/A | |
| 09/23/2025 8:52 PM | Great Elm Group (1831096) Issuer Kleinman Adam M (1715823) Reporting | Form 4 Statement of changes in beneficial ownership of securities | |
| 09/23/2025 8:53 PM | Davis Keri (1770670) Reporting Great Elm Group (1831096) Issuer | Form 4 Statement of changes in beneficial ownership of securities | |
| 09/23/2025 8:51 PM | Great Elm Capital Corp. (1675033) Issuer Great Elm Capital Corp. (1675033) Issuer Great Elm Capital Corp. (1675033) Issuer Great Elm Capital Corp. (1675033) Issuer Great Elm Capital Corp. (1675033) Issuer Great Elm Group (1831096) Reporting | Form 4 Statement of changes in beneficial ownership of securities | |
| 09/23/2025 8:51 PM | Great Elm Group (1831096) Issuer Milz Nichole (1945563) Reporting | Form 4 Statement of changes in beneficial ownership of securities | |
| 09/23/2025 5:31 PM | Great Elm Group (1831096) Issuer Imperial Capital Asset Management, LLC (2047704) Reporting Imperial Capital Group Holdings II, LLC (1961798) Reporting LONG BALL PARTNERS LLC (1308057) Reporting Reese Jason W. (1479613) Reporting | Form 4 Statement of changes in beneficial ownership of securities | |
| 09/09/2025 8:58 PM | Great Elm Group (1831096) Subject LONG BALL PARTNERS LLC (1308057) Filed by | Form SCHEDULE 13D/A | |
| 09/09/2025 6:14 PM | Great Elm Group (1831096) Issuer Smith Booker (2084069) Reporting | Form 4 Statement of changes in beneficial ownership of securities | |
| 09/09/2025 6:10 PM | Great Elm Group (1831096) Issuer Nathan Lloyd (2080826) Reporting | Form 4 Statement of changes in beneficial ownership of securities | |
| 09/08/2025 8:00 PM | Great Elm Group (1831096) Issuer Smith Booker (2084069) Reporting | Form 3 Initial statement of beneficial ownership of securities | |
| 09/08/2025 8:00 PM | Great Elm Group (1831096) Issuer SMITH RANDALL D (1016345) Reporting | Form 3 Initial statement of beneficial ownership of securities | |
| 09/02/2025 4:11 PM | Great Elm Group (1831096) Filer | Form 10-K Annual report pursuant to Section 13 or 15(d) | |
| 09/02/2025 4:18 PM | Great Elm Group (1831096) Filer | Form 8-K Current report pursuant to Section 13 or 15(d) | |
| 08/29/2025 8:25 AM | Great Elm Group (1831096) Subject Northern Right Capital Management, L.P. (1346543) Filed by | Form SCHEDULE 13D/A | |
| 08/28/2025 3:29 PM | Great Elm Group (1831096) Filer | Form D Notice of Exempt Offering of Securities | |
| 08/27/2025 5:39 PM | Great Elm Capital Corp. (1675033) Subject Great Elm Capital Corp. (1675033) Subject Great Elm Capital Corp. (1675033) Subject Great Elm Capital Corp. (1675033) Subject Great Elm Capital Corp. (1675033) Subject Great Elm Group (1831096) Filed by | Form SCHEDULE 13D/A | |
| 08/27/2025 3:34 PM | Great Elm Group (1831096) Filer | Form 8-K Current report pursuant to Section 13 or 15(d) | |
| 08/11/2025 3:27 PM | Great Elm Group (1831096) Issuer Nathan Lloyd (2080826) Reporting | Form 4 Statement of changes in beneficial ownership of securities | |
| 08/08/2025 8:54 PM | Great Elm Group (1831096) Issuer Nathan Lloyd (2080826) Reporting | Form 3 Initial statement of beneficial ownership of securities | |
| 07/31/2025 3:31 PM | Great Elm Group (1831096) Filer | Form 8-K Current report pursuant to Section 13 or 15(d) | |
| 07/17/2025 3:30 PM | Great Elm Group (1831096) Subject Northern Right Capital Management, L.P. (1346543) Filed by | Form SCHEDULE 13D/A | |
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| 07/16/2025 7:35 PM | BC Advisors LLC (1349003) Reporting Great Elm Group (1831096) Issuer Northern Right Capital (0) QP Northern Right Capital Management, L.P. (1346543) Reporting Northern Right Fund GP LLC (2053060) Reporting Northern Right Long Only Master Fund LP (2052537) Reporting | Form 4 Statement of changes in beneficial ownership of securities | |