Free Trial

Horizon Technology Finance (HRZN) Institutional Ownership

Horizon Technology Finance logo
$4.59 +0.08 (+1.77%)
Closing price 10/15/2026 04:00 PM Eastern
Extended Trading
$4.59 0.00 (-0.02%)
As of 10/15/2026 07:58 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.

Institutional Ownership Changes (13F Filings) for Horizon Technology Finance (NASDAQ:HRZN)

Current
Institutional Ownership
Percentage
4.94%
Number of
Institutional Buyers
(last 12 months)
37
Total
Institutional Inflows
(last 12 months)
$14.94M
Number of
Institutional Sellers
(last 12 months)
17
Total
Institutional Outflows
(last 12 months)
$3.38M
Get HRZN Insider Trade Alerts

Want to know when executives and insiders are buying or selling Horizon Technology Finance stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

HRZN Institutional Buying and Selling by Quarter

Horizon Technology Finance Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/8/2026Green Alpha Advisors LLC386,781$1.78M1.2%-10.0%0.577%
9/9/2026NewEdge Advisors LLC21,413$101K0.0%N/A0.032%
9/9/2026Squarepoint Ops LLC19,743$93K0.0%N/A0.029%
9/9/2026Baird Financial Group Inc.31,280$148K0.0%N/A0.047%
8/27/2026Corient Private Wealth LP89,300$422K0.0%N/A0.133%
8/26/2026HighTower Advisors LLC12,905$61K0.0%N/A0.019%
8/19/2026Chapin Davis Inc.12,691$60K0.0%N/A0.019%
8/18/2026Equitable Holdings Inc.18,956$90K0.0%N/A0.028%
8/17/2026Corient Private Wealth LP89,475$423K0.0%N/A0.133%
8/17/2026Ausdal Financial Partners Inc.11,513$54K0.0%N/A0.017%
8/17/2026Bank of America Corp DE225,732$1.07M0.0%N/A0.337%
8/15/2026Magnolia Capital Advisors LLC28,849$136K0.0%N/A0.043%
8/14/2026Legal & General Group Plc386,211$1.82M0.0%N/A0.576%
8/12/2026Quantbot Technologies LP36,325$172K0.0%N/A0.054%
8/11/2026Green Alpha Advisors LLC429,913$2.03M1.4%N/A0.641%
8/7/2026BlackRock Inc.180,902$856K0.0%N/A0.270%
8/6/2026Leading Edge Financial Planning LLC16,732$79K0.0%N/A0.025%
7/8/2026Chapin Davis Inc.12,691$60K0.0%N/A0.019%
5/19/2026Bank of America Corp DE60,953$257K0.0%-4.7%0.089%
5/5/2026Sanctuary Advisors LLC11,855$50K0.0%N/A0.025%
5/2/2026International Assets Investment Management LLC44,284$185K0.0%-17.3%0.093%
4/22/2026Patriot Financial Group Insurance Agency LLC12,452$52K0.0%N/A0.026%
2/18/2026Virtus Investment Advisers LLC167,524$1.08M0.3%-20.7%0.362%
2/18/2026Quadrature Capital Ltd56,559$365K0.0%N/A0.122%
2/18/2026Oxford Asset Management LLP20,499$132K0.1%-40.0%0.044%
2/18/2026Millennium Management LLC11,551$75K0.0%-93.6%0.025%
2/17/2026Schonfeld Strategic Advisors LLC29,028$187K0.0%N/A0.063%
2/17/2026Cetera Investment Advisers21,346$138K0.0%-69.0%0.046%
2/17/2026Osaic Holdings Inc.33,258$215K0.0%-20.8%0.072%
2/17/2026Regal Investment Advisors LLC49,059$316K0.0%N/A0.106%
2/17/2026Captrust Financial Advisors50,035$323K0.0%N/A0.108%
2/17/2026Royal Bank of Canada20,290$131K0.0%-74.0%0.044%
2/13/2026Marshall Wace LLP282,289$1.82M0.0%-18.8%0.609%
2/13/2026Wells Fargo & Company MN29,992$193K0.0%-8.5%0.065%
2/12/2026HRT Financial LP11,991$77K0.0%N/A0.026%
2/12/2026Financial Engines Advisors L.L.C.21,604$139K0.0%N/A0.047%
2/12/2026Eagle Point Credit Management LLC369,796$2.39M2.3%N/A0.798%
2/11/2026LPL Financial LLC37,270$240K0.0%-43.0%0.080%
2/11/2026WINTON GROUP Ltd30,516$197K0.0%N/A0.066%
2/3/2026International Assets Investment Management LLC53,580$346K0.0%-9.4%0.116%
Melting The Gods (Ad)

China has slashed its U.S. Treasury holdings by more than 45% from their peak, while building gold vaults and payment networks that bypass the dollar entirely. Since the Federal Reserve opened in 1913, the dollar has lost most of its purchasing power. Porter Stansberry argues a new monetary order is forming around AI infrastructure, chips and energy, pointing to stocks like Vertiv, GE Vernova and Arista Networks that have surged hundreds of percent in recent years.tc pixel

Watch Porter Stansberry's full interview and see his top pick now
1/28/2026N.E.W. Advisory Services LLC4,000$26K0.0%+100.0%0.009%
1/26/2026Nations Financial Group Inc. IA ADV10,450$67K0.0%N/A0.023%
1/22/2026ETF Store Inc.60,873$393K0.4%+5.3%0.137%
1/7/2026Green Alpha Advisors LLC558,944$3.61M3.3%+11.8%1.259%
1/2/2026 First Financial Bank Trust Division65,573$423K0.0%+43.4%0.148%
11/17/2025CANADA LIFE ASSURANCE Co53,430$321K0.0%+23.5%0.120%
11/17/2025Millennium Management LLC180,199$1.10M0.0%N/A0.406%
11/17/2025Brevan Howard Capital Management LP40,197$245K0.0%N/A0.091%
11/17/2025Aquatic Capital Management LLC64,831$395K0.0%N/A0.146%
11/14/2025Virtu Financial LLC19,493$119K0.0%N/A0.044%
11/13/2025UBS Group AG106,964$652K0.0%+40.3%0.241%
11/13/2025BNP Paribas Financial Markets4,823$29K0.0%-71.5%0.011%
11/13/2025Magnetar Financial LLC71,242$435K0.0%N/A0.161%
11/13/2025Legal & General Group Plc247,804$1.51M0.0%-7.3%0.558%
11/12/2025Quantbot Technologies LP10,038$61K0.0%-42.1%0.023%
11/5/2025Prime Capital Investment Advisors LLC12,185$74K0.0%-22.7%0.027%
11/5/2025Envestnet Asset Management Inc.17,283$105K0.0%-17.4%0.039%
10/31/2025International Assets Investment Management LLC59,135$361K0.0%+3.5%0.139%
10/15/2025Green Alpha Advisors LLC500,029$3.05M2.9%+29.0%1.175%
8/15/2025CANADA LIFE ASSURANCE Co43,268$312K0.0%+20.0%0.102%
8/15/2025Tower Research Capital LLC TRC 8,307$60K0.0%N/A0.020%
8/15/2025Oxford Asset Management LLP39,603$285K0.1%N/A0.093%
8/15/2025BNP Paribas Financial Markets16,900$122K0.0%N/A0.040%
8/13/2025Marshall Wace LLP14,283$103K0.0%N/A0.034%
8/13/2025Quantbot Technologies LP17,332$125K0.0%+300.7%0.041%
8/13/2025Virtus Investment Advisers LLC177,768$1.28M0.4%+25.6%0.418%
8/7/2025Allworth Financial LP10,205$73K0.0%N/A0.025%
8/1/2025Y Intercept Hong Kong Ltd10,731$77K0.0%N/A0.027%
8/1/2025Envestnet Asset Management Inc.20,926$151K0.0%-16.2%0.052%
8/1/2025Green Alpha Advisors LLC387,726$2.79M2.7%+8.1%0.961%
7/30/2025Freedom Investment Management Inc.106,849$769K0.1%-3.4%0.265%
7/29/2025International Assets Investment Management LLC57,135$411K0.0%N/A0.142%
5/14/2025Freedom Investment Management Inc.110,619$1.04M0.1%-5.7%0.274%
5/14/2025Quantbot Technologies LP4,325$41K0.0%-67.5%0.011%
5/12/2025Virtu Financial LLC15,080$142K0.0%-52.5%0.037%
5/7/2025N.E.W. Advisory Services LLC3,800$36K0.0%N/A0.009%
5/6/2025Cetera Investment Advisers63,008$594K0.0%+20.2%0.156%
5/5/2025ETF Store Inc.55,348$521K0.6%+16.6%0.137%
4/28/2025Mutual Advisors LLC10,056$88K0.0%-12.7%0.025%
4/22/2025TrueMark Investments LLC272,512$2.57M0.7%+30.2%0.676%
4/9/2025Green Alpha Advisors LLC358,742$3.38M3.6%+23.5%0.890%
2/17/2025Two Sigma Advisers LP49,897$449K0.0%+44.6%0.125%
2/17/2025Two Sigma Investments LP103,273$928K0.0%-26.9%0.259%
2/17/2025Nia Impact Advisors LLC11,460$103K0.0%-11.2%0.029%
2/17/2025Millennium Management LLC96,342$866K0.0%-52.6%0.242%
2/17/2025D. E. Shaw & Co. Inc.24,447$220K0.0%N/A0.061%
2/17/2025Brevan Howard Capital Management LP16,093$145K0.0%+15.1%0.040%
2/17/2025Balyasny Asset Management L.P.19,189$173K0.0%N/A0.048%
2/14/2025Jane Street Group LLC49,692$447K0.0%N/A0.125%
2/14/2025Schonfeld Strategic Advisors LLC18,100$163K0.0%-71.0%0.045%
Stop picking AI winners. Start collecting every Thursday (Ad)

One fund holds Nvidia, CrowdStrike, Palantir and other major AI names, and pays a 34% annualized distribution rate. Instead of guessing which AI stock wins, this fund delivers income every single Thursday, up to $1,051 a month. Chief Income Strategist Tim Plaehn breaks down what's inside the fund and how the weekly payouts work.tc pixel

Watch the free video to see how the weekly payouts work
2/14/2025Northern Trust Corp12,963$117K0.0%-9.1%0.033%
2/14/2025Aquatic Capital Management LLC29,523$265K0.0%N/A0.074%
2/14/2025Virtus ETF Advisers LLC124,433$1.12M0.5%+66.0%0.312%
2/14/2025Freedom Investment Management Inc.117,244$1.05M0.1%+14.8%0.294%
2/13/2025CANADA LIFE ASSURANCE Co29,403$263K0.0%-4.1%0.074%
2/13/2025Marshall Wace LLP143,219$1.29M0.0%N/A0.359%
2/13/2025Raymond James Financial Inc.13,830$124K0.0%N/A0.035%
2/13/2025Legal & General Group Plc238,747$2.15M0.0%-3.1%0.599%
2/13/2025Envestnet Asset Management Inc.26,344$237K0.0%+32.2%0.066%
2/13/2025Wells Fargo & Company MN15,973$144K0.0%-43.3%0.040%


HRZN Institutional Ownership - Frequently Asked Questions

During the previous two years, 77 institutional investors and hedge funds held shares of Horizon Technology Finance. The most heavily invested institutionals were TrueMark Investments LLC ($2.57M), Eagle Point Credit Management LLC ($2.39M), Legal & General Group Plc ($1.82M), Marshall Wace LLP ($1.82M), Trexquant Investment LP ($1.78M), Green Alpha Advisors LLC ($1.78M), and Virtus ETF Advisers LLC ($1.12M).Learn more on Horizon Technology Finance's institutional investors.

4.94% of Horizon Technology Finance's stock is owned by institutional investors. Learn more on HRZN's institutional investor holdings.

Of the 68 institutional investors that purchased Horizon Technology Finance's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Green Alpha Advisors LLC ($762.12K), Legal & General Group Plc ($386.21K), Eagle Point Credit Management LLC ($369.80K), TrueMark Investments LLC ($272.51K), Bank of America Corp DE ($225.73K), BlackRock Inc. ($180.90K), and Millennium Management LLC ($180.20K).

Institutional investors have bought a total of 2,780,634 shares in the last 24 months. This purchase volume represents approximately $14.94M in transactions.

Of the 17 institutional investors that sold Horizon Technology Finance's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Millennium Management LLC ($168.65K), Marshall Wace LLP ($65.49K), Royal Bank of Canada ($57.66K), Cetera Investment Advisers ($47.49K), Virtus Investment Advisers LLC ($43.75K), Green Alpha Advisors LLC ($43.13K), and LPL Financial LLC ($28.16K).

Institutional investors have sold a total of 543,491 shares in the last 24 months. This volume of shares sold represents approximately $3.38M in transactions.



Institutional ownership data for NASDAQ:HRZN is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/8/2026. New 13F filings are added each quarter as they're published.
From Our Partners