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Horizon Technology Finance (HRZN) 10K Form and Latest SEC Filings 2026

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Closing price 05/5/2026 04:00 PM Eastern
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Latest Horizon Technology Finance SEC Filings & Recent Activity

Horizon Technology Finance (NASDAQ:HRZN) has submitted 276+ documents to the U.S. Securities and Exchange Commission (SEC) since 2018. For investors, these filings are the primary source of verified financial data — covering everything from annual revenue and debt levels in the 10-K, to material business events in 8-K current reports, to insider buying and selling activity in Form 4 disclosures. Key figures from these filings, including revenue, earnings, and cash flow, are summarized in Horizon Technology Finance's financial statements. The most recent filing was a Form 10-K/A submitted on April 30, 2026.

Form 4
Horizon Technology Finance Corp Reports Ownership Change on Apr. 14, 2026

Form 4 filings disclose changes in stock ownership by company insiders, including purchases, sales, grants, and option exercises.

View insider ownership

8-K
Horizon Technology Finance Files Current Report on Apr. 14, 2026

An 8-K is filed when a material corporate event occurs, such as an acquisition, leadership change, or financial update.

View filing

10-K
Horizon Technology Finance Files Annual Report on Apr. 30, 2026

The 10-K contains Horizon Technology Finance's audited financial statements, revenue, earnings, and risk factors for the prior fiscal year.

View earnings history

Horizon Technology Finance SEC Filing History

Browse Horizon Technology Finance's complete SEC filing history using the filters below. Filter by form type - 10-K, 10-Q, 8-K, Form 4, and more - or set a custom date range to find a filing.

DateFilerForm TypeView
04/30/2026 5:21 AM
Horizon Technology Finance (1487428) Filer
Form 10-K/A
04/16/2026 3:15 PM
Horizon Technology Finance (1487428) Filer
Form POS EX
04/14/2026 6:28 PM
ALLISON THOMAS J. (1575875) Reporting
Horizon Technology Finance (1487428) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
04/14/2026 6:16 PM
ALLISON THOMAS J. (1575875) Reporting
Horizon Technology Finance (1487428) Issuer
Form 3
Initial statement of beneficial ownership of securities  
04/14/2026 6:21 PM
Balkin Michael (1843078) Reporting
Horizon Technology Finance (1487428) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
04/14/2026 6:22 PM
Horizon Technology Finance (1487428) Issuer
Seitz Paul G (2074870) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
04/14/2026 3:36 PM
Horizon Technology Finance (1487428) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/19/2026 6:33 AM
Horizon Technology Finance (1487428) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/16/2026 8:15 AM
Horizon Technology Finance (1487428) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/13/2026 4:04 PM
Horizon Technology Finance (1487428) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/11/2026 7:48 AM
Horizon Technology Finance (1487428) Filer
Form DEFA14A
03/11/2026 7:42 AM
Horizon Technology Finance (1487428) Filer
Form 424B3
03/10/2026 8:23 AM
Horizon Technology Finance (1487428) Filed by
MONROE CAPITAL Corp (1512931) Subject
Form 425
03/05/2026 8:44 PM
Horizon Technology Finance (1487428) Filer
Form 424B3
03/04/2026 5:06 AM
Horizon Technology Finance (1487428) Filed by
MONROE CAPITAL Corp (1512931) Subject
Form 425
03/04/2026 5:11 AM
Horizon Technology Finance (1487428) Filed by
MONROE CAPITAL Corp (1512931) Subject
Form 425
03/03/2026 3:40 PM
Horizon Technology Finance (1487428) Filer
Form 10-K
Annual report pursuant to Section 13 or 15(d)  
02/11/2026 3:15 PM
Horizon Technology Finance (1487428) Filed by
MONROE CAPITAL Corp (1512931) Subject
Form 425
02/06/2026 4:13 PM
Horizon Technology Finance (1487428) Filer
Form 40-33
02/04/2026 3:05 PM
Horizon Technology Finance (1487428) Filed by
MONROE CAPITAL Corp (1512931) Subject
Form 425
01/29/2026 2:17 PM
Horizon Technology Finance (1487428) Subject
NEW YORK STOCK EXCHANGE LLC (876661) Filed by
Form 25-NSE
01/28/2026 4:11 PM
Horizon Technology Finance (1487428) Filed by
MONROE CAPITAL Corp (1512931) Subject
Form 425
01/22/2026 8:03 PM
Horizon Technology Finance (1487428) Filed by
MONROE CAPITAL Corp (1512931) Subject
Form 425
01/20/2026 8:21 AM
Horizon Technology Finance (1487428) Filer
Form 424B3
01/19/2026 11:15 PM
Horizon Technology Finance (1487428) Filer
Form EFFECT
01/14/2026 4:23 PM
Horizon Technology Finance (1487428) Filer
Form N-14 8C/A
12/29/2025 4:00 PM
Horizon Technology Finance (1487428) Filer
Form N-23C-2
12/17/2025 3:05 PM
Horizon Technology Finance (1487428) Filer
Form 8-K/A
12/12/2025 3:06 PM
Horizon Technology Finance (1487428) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
12/11/2025 3:58 PM
Horizon Technology Finance (1487428) Subject
Form FWP
12/11/2025 3:59 PM
Horizon Technology Finance (1487428) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
12/03/2025 8:49 PM
Horizon Technology Finance (1487428) Filer
Form N-14 8C/A
10/28/2025 4:14 PM
Horizon Technology Finance (1487428) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/28/2025 3:31 PM
Horizon Technology Finance (1487428) Filer
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
09/08/2025 4:11 PM
Horizon Technology Finance (1487428) Filer
Form N-14 8C
09/05/2025 10:51 AM
Horizon Technology Finance (1487428) Filer
Form 40-17G
09/04/2025 4:28 PM
Horizon Technology Finance (1487428) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
08/14/2025 8:09 AM
Horizon Technology Finance (1487428) Subject
Form 425
08/14/2025 8:10 AM
Horizon Technology Finance (1487428) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
08/08/2025 3:51 PM
Horizon Technology Finance (1487428) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
08/08/2025 3:52 PM
Horizon Technology Finance (1487428) Filed by
MONROE CAPITAL Corp (1512931) Subject
Form 425
08/07/2025 3:53 PM
Horizon Technology Finance (1487428) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
08/07/2025 3:54 PM
Horizon Technology Finance (1487428) Filed by
MONROE CAPITAL Corp (1512931) Subject
Form 425
08/05/2025 8:54 PM
Horizon Credit II LLC (1695420) Filer
Horizon Funding 2022-1 LLC (2065249) Filer
Horizon Funding I, LLC (1972533) Filer
Horizon Funding II, LLC (2065308) Filer
Horizon Funding Trust 2022-1 (1972574) Filer
Horizon Secured Loan Fund I LLC (2065900) Filer
Horizon Technology Finance (1487428) Filer
Horizon Technology Finance Management LLC (1513381) Filer
MC INCOME PLUS FINANCING SPV II LLC (2067869) Filer
MC INCOME PLUS FINANCING SPV III LLC (2067620) Filer
MC INCOME PLUS FINANCING SPV IV LLC (2067860) Filer
MC Income Plus Financing SPV LLC (1939117) Filer
MC Income Plus Financing SPV V LLC (2067870) Filer
MCC HOLDCO EQUITY MANAGER I, LLC (2067837) Filer
MCIP Holding Co I, LLC (1939122) Filer
MCIP Holding Co II, LLC (1939127) Filer
MCIP Holding Co IV, LLC (1939129) Filer
MCIP Holding Co IX, LLC (1939134) Filer
MCIP Holding Co V, LLC (1939130) Filer
MCIP Holding Co VI, LLC (1939131) Filer
MCIP Holding Co VII, LLC (1939132) Filer
MCIP Holding Co VIII, LLC (1939133) Filer
MCIP Holding Co X, LLC (1939135) Filer
MCIP Holding Co XI, LLC (1939138) Filer
MCIP Holding Co XII, LLC (1939140) Filer
MCIP Holding Co XIII, LLC (1939141) Filer
MCIP Holding Co XIV, LLC (1939142) Filer
MCIP HOLDING Co XIX, LLC (2067833) Filer
MCIP Holding Co XV, LLC (1939143) Filer
MCIP Holding Co XVI, LLC (1939144) Filer
MCIP Holding Co XVII, LLC (1939146) Filer
MCIP Holding Co XVIII, LLC (1939147) Filer
MCIP HOLDING Co XX, LLC (2067832) Filer
MCIP HOLDING Co XXI, LLC (2067831) Filer
MCIP HOLDING Co XXII, LLC (2067829) Filer
MCIP HOLDING Co XXIII, LLC (2067828) Filer
MCIP HOLDING Co XXIX, LLC (2067825) Filer
MCIP HOLDING Co XXV, LLC (2067844) Filer
MCIP HOLDING Co XXVI, LLC (2067827) Filer
MCIP HOLDING Co XXVIII, LLC (2067826) Filer
MCIP HOLDING Co XXX, LLC (2067823) Filer
MCIP HOLDING Co XXXI, LLC (2067822) Filer
MCIP HOLDING Co XXXII, LLC (2067821) Filer
MCIP HOLDING Co XXXIII, LLC (2067839) Filer
MCIP HOLDING Co XXXIV, LLC (2067842) Filer
MCIP Holding Co XXXIX, LLC (2080072) Filer
MCIP HOLDING Co XXXV, LLC (2067843) Filer
MCIP Holding Co XXXVI, LLC (2067875) Filer
MCIP Holding Co XXXVII, LLC (2067872) Filer
MCIP Holding Co XXXVIII, LLC (2067871) Filer
Monroe Capital Asset Management LLC (1935805) Filer
Monroe Capital BDC Advisors, LLC (1523665) Filer
Monroe Capital CFO I LP (2042872) Filer
MONROE CAPITAL CFO I LTD. (2067749) Filer
Monroe Capital CLO 2014-1, Ltd. (1936093) Filer
Monroe Capital CLO Manager II LLC (1936092) Filer
Monroe Capital CLO Manager LLC (1935808) Filer
MONROE CAPITAL Corp (1512931) Filer
Monroe Capital Enhanced Corporate Lending Fund (2061670) Filer
Monroe Capital Fund O, LLC (1936184) Filer
Monroe Capital Fund SCSp SICAV-RAIF - Private Credit Fund III (1760101) Filer
MONROE CAPITAL INCOME PLUS ABS FUNDING II, LLC (2067859) Filer
Monroe Capital Income Plus ABS Funding, LLC (1939029) Filer
Monroe Capital Income Plus Corp (1742313) Filer
Monroe Capital Insurance Fund Series Interests of the SALI Multi-Series Fund, L.P. (1936189) Filer
MONROE CAPITAL MANAGEMENT ADVISORS LLC (1593177) Filer
Monroe Capital Management LLC (1523664) Filer
Monroe Capital MML CLO 2016-1, Ltd. (1936094) Filer
Monroe Capital MML CLO 2017-1, Ltd. (1936095) Filer
Monroe Capital MML CLO IX, Ltd. (1936107) Filer
Monroe Capital MML CLO VI, Ltd. (1936097) Filer
Monroe Capital MML CLO VII, Ltd. (1936099) Filer
Monroe Capital MML CLO VIII, Ltd. (1936102) Filer
Monroe Capital MML CLO X, LLC (1936118) Filer
Monroe Capital MML CLO XI, Ltd. (1936120) Filer
Monroe Capital MML CLO XII, Ltd. (1936121) Filer
Monroe Capital MML CLO XIII, LLC (1936123) Filer
Monroe Capital MML CLO XIV, Ltd. (1936125) Filer
Monroe Capital MML CLO XIX, Ltd. (2067492) Filer
Monroe Capital MML CLO XV, Ltd. (1942373) Filer
MONROE CAPITAL MML CLO XVI, LTD. (2067856) Filer
MONROE CAPITAL MML CLO XVII, LTD. (2067854) Filer
Monroe Capital MML CLO XVIII, Ltd. (2067852) Filer
Monroe Capital Opportunistic II Private Credit Master Fund SCSp SICAV - RAIF (1943505) Filer
Monroe Capital Opportunistic Private Credit Master Fund SCSp (1935559) Filer
Monroe Capital Partners Fund Advisors, Inc. (1523663) Filer
Monroe Capital Partners Fund LP (1514493) Filer
Monroe Capital Private Credit Fund 559 LP (1936127) Filer
Monroe Capital Private Credit Fund I LP (1936129) Filer
Monroe Capital Private Credit Fund II LP (1643494) Filer
Monroe Capital Private Credit Fund III LP (1719355) Filer
MONROE CAPITAL PRIVATE CREDIT FUND KTRS LP (2067483) Filer
Monroe Capital Private Credit Fund L LP (1936144) Filer
Monroe Capital Private Credit Fund VT LP (1758024) Filer
Monroe Capital Private Credit Master Fund IV SCSp (1935586) Filer
Monroe Capital Private Credit Master Fund V SCSp SICAV-RAIF (1966585) Filer
Monroe Capital Private Credit MJ Master Fund Ltd. (2054853) Filer
Monroe Capital Private Credit Versailles Master Fund SCSp SICAV-RAIF (1935562) Filer
MONROE CAPITAL STARR CLO I LLC (2067487) Filer
MONROE CAPITAL STARR CLO II LLC (2067490) Filer
Monroe Private Credit Fund A LP (1642357) Filer
Monroe SMBC MA Senior Loan Fund (0) Offshore
MRCC Holding Co I, LLC (1933148) Filer
MRCC Holding Co III, LLC (1933172) Filer
MRCC Holding Co IV, LLC (1933188) Filer
MRCC Holding Co IX, LLC (1933194) Filer
MRCC Holding Co V, LLC (1933198) Filer
MRCC Holding Co VII, LLC (1933196) Filer
MRCC Holding Co VIII, LLC (1933195) Filer
MRCC Holding Co X, LLC (1933193) Filer
MRCC Holding Co XI, LLC (1933192) Filer
MRCC Holding Co XII, LLC (1933191) Filer
MRCC Holding Co XIII, LLC (1933190) Filer
MRCC Holding Co XIV, LLC (1933189) Filer
MRCC Holding Co XIX, LLC (1933183) Filer
MRCC Holding Co XV, LLC (1933187) Filer
MRCC Holding Co XVI, LLC (1933186) Filer
MRCC Holding Co XVII, LLC (1933185) Filer
MRCC Holding Co XVIII, LLC (1933184) Filer
MRCC Holding Co XX, LLC (1933182) Filer
MRCC HOLDING Co XXII, LLC (2067836) Filer
MRCC Holding Co XXIII, LLC (2067835) Filer
MRCC HOLDING Co XXIV, LLC (2067834) Filer
MRCC SR Loan Fund I, LLC (2067857) Filer
Form 40-APP/A
07/09/2025 3:36 PM
Horizon Technology Finance (1487428) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/26/2025 1:54 PM
Horizon Technology Finance (1487428) Issuer
Seitz Paul G (2074870) Reporting
Form 3
Initial statement of beneficial ownership of securities  
06/09/2025 4:17 PM
Horizon Technology Finance (1487428) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/27/2025 3:20 PM
Horizon Technology Finance (1487428) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
(Data available from 1/1/2016 forward)

Horizon Technology Finance SEC Filings - Frequently Asked Questions

Horizon Technology Finance (HRZN) has submitted 276+ filings to the SEC since 2018. You can browse the complete history or filter by form type using the tools above.

Horizon Technology Finance's fiscal year ends on December 31. The company typically files its 10-K annual report by the end of February, covering the prior fiscal year's financial results. Key financial data from these reports is available on Horizon Technology Finance's financial statements page.

The most recent filing was a Form 10-K/A submitted on April 30, 2026. View the full filing using the link above.

SEC Filing Types: 10-K, 10-Q, 8-K and More

SEC filings are legally required disclosures that public companies submit to the U.S. Securities and Exchange Commission. Unlike press releases or earnings call transcripts, these documents are filed under legal obligation — meaning the financial data they contain is audited, standardized, and subject to penalties if materially false. For investors, that makes SEC filings the most reliable primary source available for evaluating a company's true financial position.

Yes. All SEC filings are publicly available through the SEC's EDGAR database and on financial research platforms like MarketBeat. Companies are required by law to make these disclosures accessible to all investors — meaning retail investors have access to the same source documents as institutional analysts.

A 10-K is an annual report containing audited financial statements and a full review of the company's business — it is the most comprehensive filing a company makes each year. A 10-Q is a shorter, unaudited quarterly update filed three times per year between annual reports. Investors typically use the 10-K for deep fundamental analysis and the 10-Q to track whether the company is on pace with its guidance mid-year.

The most important filing for fundamental investors. Filed once per year, the 10-K contains audited financial statements, revenue and earnings trends, debt obligations, risk factors, and management's own assessment of the business. Reading the risk factors section and comparing year-over-year financials can reveal issues that don't show up in analyst summaries.

An unaudited financial update filed three times per year (the 10-K covers Q4). Investors use 10-Qs to track whether guidance is on pace, monitor changes in cash flow or inventory, and catch any mid-year shifts in business conditions before they become headline news.

Filed within four business days of a material event — earnings releases, merger announcements, executive departures, or major asset sales. Because 8-Ks are filed before media coverage catches up, they are often the fastest way to get unfiltered information directly from the company on market-moving events.

Filed within two business days whenever an executive or director buys or sells company stock. Insider purchases — especially large or clustered buys — are often interpreted as a signal of management confidence. Insider selling is more ambiguous but worth monitoring for patterns, particularly around lock-up expirations or ahead of major announcements.


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This page (NASDAQ:HRZN) was last updated on 5/6/2026 by MarketBeat.com Staff.
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