Free Trial

Principal U.S. Small-Cap Multi-Factor ETF (PSC) Institutional Ownership

Principal U.S. Small-Cap Multi-Factor ETF logo
$50.42 -0.09 (-0.18%)
Closing price 03:59 PM Eastern
Extended Trading
$50.38 -0.04 (-0.07%)
As of 04:04 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.

Institutional Ownership Changes (13F Filings) for Principal U.S. Small-Cap Multi-Factor ETF (NASDAQ:PSC)

Number of
Institutional Buyers
(last 12 months)
31
Total
Institutional Inflows
(last 12 months)
$210.35M
Number of
Institutional Sellers
(last 12 months)
6
Total
Institutional Outflows
(last 12 months)
$67.25M
Get PSC Insider Trade Alerts

Want to know when executives and insiders are buying or selling Principal U.S. Small-Cap Multi-Factor ETF stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Skip Chart & View Institutional Buying and Selling Data

PSC Institutional Buying and Selling by Quarter

Principal U.S. Small-Cap Multi-Factor ETF Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/16/2025 Arete Wealth Advisors LLC32,227$1.56M0.1%+26.9%0.209%
5/16/2025 NewEdge Advisors LLC31,510$1.53M0.0%N/A0.204%
5/15/2025 Royal Bank of Canada286,803$13.93M0.0%+19.7%1.858%
5/14/2025 Smartleaf Asset Management LLC11,271$543K0.1%+68.1%0.073%
5/13/2025 Raymond James Financial Inc.386,677$18.78M0.0%+170.3%2.504%
5/7/2025 LPL Financial LLC173,714$8.44M0.0%+10.0%1.121%
5/5/2025 Private Advisor Group LLC16,861$819K0.0%+26.6%0.109%
5/2/2025 Sigma Planning Corp30,840$1.50M0.0%-4.3%0.202%
5/1/2025 CWM LLC1,875$91K0.0%-14.2%0.012%
4/30/2025 Principal Securities Inc.1,698,988$87.11M2.0%+0.1%11.104%
4/29/2025 Envestnet Asset Management Inc.1,871,603$90.88M0.0%+14.4%12.233%
4/29/2025 Capital Investment Advisory Services LLC11,560$561K0.1%+495.9%0.076%
4/28/2025 Principal Financial Group Inc.8,466,710$410.88M0.2%-10.2%57.208%
4/28/2025 First Horizon Advisors Inc.971$47K0.0%N/A0.007%
4/24/2025 Legacy CG LLC316,839$15.39M5.0%+28.5%2.141%
4/24/2025 Kraft Davis & Associates LLC18,309$845K0.3%-69.2%0.124%
4/22/2025 Cambridge Investment Research Advisors Inc.9,492$461K0.0%+23.1%0.064%
4/16/2025 Wealth Enhancement Advisory Services LLC694,501$33.73M0.1%+5.4%4.757%
4/11/2025 SeaCrest Wealth Management LLC4,843$235K0.0%+17.6%0.033%
3/17/2025 Wealth Enhancement Advisory Services LLC659,015$33.79M0.1%+1,040.0%4.477%
2/24/2025 Ameriflex Group Inc.4,146$222K0.1%N/A0.030%
2/17/2025 Visionary Wealth Advisors15,041$771K0.0%N/A0.102%
2/17/2025 Citadel Advisors LLC14,001$718K0.0%N/A0.095%
2/14/2025 Jane Street Group LLC27,938$1.43M0.0%N/A0.190%
2/14/2025 Comerica Bank3,828$196K0.0%N/A0.026%
2/14/2025 Stifel Financial Corp9,649$495K0.0%N/A0.066%
2/13/2025 Kraft Davis & Associates LLC59,538$3.14M0.9%N/A0.404%
2/13/2025 Raymond James Financial Inc.143,069$7.34M0.0%N/A0.972%
2/13/2025 Envestnet Asset Management Inc.1,635,723$83.86M0.0%+31.3%11.112%
2/13/2025 Wells Fargo & Company MN428,070$21.95M0.0%+15.6%2.908%
2/12/2025 Arete Wealth Advisors LLC25,401$1.30M0.1%+14.2%0.173%
2/11/2025 LPL Financial LLC157,980$8.10M0.0%+36.6%1.073%
2/10/2025 Commonwealth Equity Services LLC26,812$1.38M0.0%+75.0%0.182%
2/6/2025 Raymond James Financial Inc.143,069$7.34M0.0%N/A0.972%
2/6/2025 Steward Partners Investment Advisory LLC11,548$592K0.0%+192.1%0.078%
2/5/2025 Smartleaf Asset Management LLC6,704$343K0.0%+28.9%0.046%
2/3/2025 Sigma Planning Corp32,213$1.65M0.1%-0.8%0.219%
2/3/2025 Private Advisor Group LLC13,318$683K0.0%N/A0.090%
1/31/2025 Principal Financial Group Inc.9,428,714$482.91M0.3%-2.0%64.054%
1/30/2025 Principal Securities Inc.1,698,105$87.06M2.0%+30.9%11.536%
Trump’s Exec Order #14154 could be a “Millionaire-Maker” (Ad)

Former Presidential Advisor, Jim Rickards, says Trump could “rewire our economy and hand millions of Americans a chance at true financial independence in the months ahead.” We recently sat down with Rickards to capture all the key details on tape.

For the moment, you can watch this interview free of charge – just click here.
1/27/2025 Legacy CG LLC246,587$12.64M3.9%+17.5%1.705%
1/27/2025 Stratos Investment Management LLC3,982$204K0.0%N/A0.028%
1/23/2025 Capital Investment Advisory Services LLC1,940$99K0.0%+187.4%0.013%
1/21/2025 Avaii Wealth Management LLC4,307$221K0.1%N/A0.030%
1/14/2025 SeaCrest Wealth Management LLC4,118$211K0.0%N/A0.029%
1/10/2025 Wealth Enhancement Advisory Services LLC57,604$2.99M0.0%-0.4%0.405%
11/18/2024 Arete Wealth Advisors LLC22,252$1.15M0.1%N/A0.172%
11/4/2024 Sigma Planning Corp32,478$1.69M0.1%+2.2%0.251%
10/31/2024 Principal Financial Group Inc.9,617,320$499.49M0.3%+0.4%74.208%
10/30/2024 Legacy CG LLC209,795$10.90M3.6%-37.1%1.624%
10/28/2024 Principal Securities Inc.1,297,491$67.43M1.6%+2.8%10.089%
10/24/2024 Wealth Enhancement Advisory Services LLC57,807$3.00M0.0%-43.6%0.442%
10/22/2024 International Assets Investment Management LLC13,941$690K0.0%+47,972.4%0.107%
8/8/2024 Envestnet Asset Management Inc.1,218,936$58.67M0.0%+485.4%10.091%
7/31/2024 Commonwealth Equity Services LLC10,208$491K0.0%+88.5%0.084%
7/29/2024 Principal Financial Group Inc.9,579,951$461.42M0.3%+0.4%78.782%
7/24/2024 &PARTNERS15,149$729K0.0%N/A0.125%
7/22/2024 Legacy CG LLC333,568$16.06M5.5%N/A2.748%
7/16/2024 Wealth Enhancement Advisory Services LLC102,519$4.93M0.0%+0.8%0.846%
4/29/2024 Principal Financial Group Inc.9,537,282$472.54M0.3%+3.6%89.133%
4/16/2024 Wealth Enhancement Advisory Services LLC101,741$5.04M0.0%+6.0%0.958%
2/7/2024 Principal Financial Group Inc.9,201,742$422.73M0.3%+47.1%91.106%
2/7/2024 Principal Securities Inc.206,416$9.49M0.4%N/A2.044%
1/24/2024 International Assets Investment Management LLC1,333$61K0.0%N/A0.013%
1/16/2024Raymond James & Associates7,506$345K0.0%N/A0.075%
1/12/2024 Mutual Advisors LLC37,112$1.71M0.1%-16.1%0.370%
11/16/2023 Belpointe Asset Management LLC14,377$588K0.1%N/A0.182%
11/14/2023 Mutual Advisors LLC44,252$1.81M0.1%N/A0.560%
11/2/2023 Principal Financial Group Inc.6,254,337$252.09M0.2%+62.3%79.169%
7/31/2023 LPL Financial LLC44,669$1.89M0.0%-4.2%0.921%
5/9/2023 Principal Financial Group Inc.3,853,989$151.23M0.1%-25.2%80.291%
4/11/2023 Mutual Advisors LLC44,442$1.78M0.1%N/A0.926%
2/9/2023 Principal Financial Group Inc.5,151,630$197.89M0.1%+0.0%110.788%
2/7/2023 LPL Financial LLC41,364$1.62M0.0%+40.9%0.890%
11/3/2022 Mutual Advisors LLC21,958$808K0.0%+145.1%0.369%
10/19/2022 Empirical Asset Management LLC7,617$280K0.3%N/A0.129%
10/17/2022 Cambridge Investment Research Advisors Inc.7,036$259K0.0%-8.0%0.119%
8/15/2022 Mutual Advisors LLC8,959$341K0.0%N/A0.055%
7/13/2022 Cambridge Investment Research Advisors Inc.7,646$291K0.0%+7.6%0.047%
5/9/2022 Principal Financial Group Inc.15,550,965$687.21M0.4%-38.0%89.117%
5/4/2022 Advisor Group Holdings Inc.11,415$507K0.0%+114.5%0.065%
5/4/2022 Envestnet Asset Management Inc.9,578$425K0.0%+93.5%0.055%
2/9/2022 Principal Financial Group Inc.25,063,617$1.18B0.7%+4,225.6%142.813%
2/4/2022 Envestnet Asset Management Inc.4,951$235K0.0%N/A0.028%
2/3/2022 Cambridge Investment Research Advisors Inc.4,505$214K0.0%N/A0.026%
2/3/2022 Advisor Group Holdings Inc.5,322$252K0.0%+258.9%0.030%
1/31/2022 Commonwealth Equity Services LLC32,250$1.53M0.0%-2.1%0.185%
11/9/2021 Principal Financial Group Inc.579,419$22.26M0.0%+80.1%1.684%
11/5/2021 Advisor Group Holdings Inc.1,483$67K0.0%+1,312.4%0.004%
10/29/2021 Commonwealth Equity Services LLC32,957$1.50M0.0%+0.7%0.096%
Man who predicted $100K Bitcoin sees a huge run coming for another coin … (Ad)

Sure enough, Bitcoin took off on the exact day Juan said it would. It's up more than 40% since the election … surpassing $100,000 on Dec. 8 .… Now Juan believes it could hit $150,000 … or higher in 2025.

There's another coin he thinks could do even better.
8/24/2021 Flow Traders U.S. LLC5,600$264K0.0%N/A0.016%
8/13/2021 LPL Financial LLC12,241$576K0.0%+2.9%0.035%
8/11/2021 Commonwealth Equity Services LLC32,725$1.54M0.0%N/A0.094%
8/11/2021 Susquehanna International Group LLP37,560$1.76M0.0%N/A0.108%
8/10/2021 Principal Financial Group Inc.321,644$15.09M0.0%+17.9%0.924%
5/24/2021 Principal Financial Group Inc.272,708$12.03M0.0%-83.2%0.796%
5/18/2021 Morgan Stanley81,136$3.58M0.0%-11.0%0.237%
5/17/2021 Ameriprise Financial Inc.8,116$358K0.0%N/A0.024%
5/12/2021 UBS Group AG1,395$62K0.0%N/A0.004%
5/10/2021 Principal Financial Group Inc.272,708$12.03M0.0%-83.2%0.828%
(Data available from 1/1/2016 forward)

PSC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of PSC shares?

During the previous two years, 35 institutional investors and hedge funds held shares of Principal U.S. Small-Cap Multi-Factor ETF. The most heavily invested institutionals were Principal Financial Group Inc. ($410.88M), Envestnet Asset Management Inc. ($90.88M), Principal Securities Inc. ($87.11M), Wealth Enhancement Advisory Services LLC ($33.73M), Wells Fargo & Company MN ($21.95M), Raymond James Financial Inc. ($18.78M), and Legacy CG LLC ($15.39M).Learn more on PSC's institutional investors.

Which institutional investors have been buying Principal U.S. Small-Cap Multi-Factor ETF stock?

Of the 34 institutional investors that purchased Principal U.S. Small-Cap Multi-Factor ETF stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Principal Financial Group Inc. ($5.76M), Envestnet Asset Management Inc. ($1.64M), Wealth Enhancement Advisory Services LLC ($643.19K), Principal Securities Inc. ($642.92K), Raymond James Financial Inc. ($529.75K), Legacy CG LLC ($440.61K), and Kraft Davis & Associates LLC ($59.54K).

How much institutional buying is happening at Principal U.S. Small-Cap Multi-Factor ETF?

Institutional investors have bought a total of 10,187,866 shares in the last 24 months. This purchase volume represents approximately $473.22M in transactions.

Which Principal U.S. Small-Cap Multi-Factor ETF major shareholders have been selling company stock?

The following institutional investors have sold Principal U.S. Small-Cap Multi-Factor ETF stock in the last 24 months: Principal Financial Group Inc. ($1.15M), Legacy CG LLC ($123.77K), Wealth Enhancement Advisory Services LLC ($44.92K), Kraft Davis & Associates LLC ($41.23K), Mutual Advisors LLC ($7.14K), LPL Financial LLC ($1.95K), and Sigma Planning Corp ($1.64K).

How much institutional selling is happening at Principal U.S. Small-Cap Multi-Factor ETF?

Institutional investors have sold a total of 1,371,567 shares in the last 24 months. This volume of shares sold represents approximately $67.66M in transactions.



This page (NASDAQ:PSC) was last updated on 5/22/2025 by MarketBeat.com Staff
From Our Partners