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Principal U.S. Small-Cap Multi-Factor ETF (PSC) Institutional Ownership

Principal U.S. Small-Cap Multi-Factor ETF logo
$50.42 -0.09 (-0.18%)
Closing price 03:59 PM Eastern
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Institutional Ownership Changes (13F Filings) for Principal U.S. Small-Cap Multi-Factor ETF (NASDAQ:PSC)

Number of
Institutional Buyers
(last 12 months)
31
Total
Institutional Inflows
(last 12 months)
$210.35M
Number of
Institutional Sellers
(last 12 months)
6
Total
Institutional Outflows
(last 12 months)
$67.25M
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Skip Chart & View Institutional Buying and Selling Data

PSC Institutional Buying and Selling by Quarter

Principal U.S. Small-Cap Multi-Factor ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/16/2025 Arete Wealth Advisors LLC32,227$1.56M0.1%+26.9%0.209%
5/16/2025 NewEdge Advisors LLC31,510$1.53M0.0%N/A0.204%
5/15/2025 Royal Bank of Canada286,803$13.93M0.0%+19.7%1.858%
5/14/2025 Smartleaf Asset Management LLC11,271$543K0.1%+68.1%0.073%
5/13/2025 Raymond James Financial Inc.386,677$18.78M0.0%+170.3%2.504%
5/7/2025 LPL Financial LLC173,714$8.44M0.0%+10.0%1.121%
5/5/2025 Private Advisor Group LLC16,861$819K0.0%+26.6%0.109%
5/2/2025 Sigma Planning Corp30,840$1.50M0.0%-4.3%0.202%
5/1/2025 CWM LLC1,875$91K0.0%-14.2%0.012%
4/30/2025 Principal Securities Inc.1,698,988$87.11M2.0%+0.1%11.104%
4/29/2025 Envestnet Asset Management Inc.1,871,603$90.88M0.0%+14.4%12.233%
4/29/2025 Capital Investment Advisory Services LLC11,560$561K0.1%+495.9%0.076%
4/28/2025 Principal Financial Group Inc.8,466,710$410.88M0.2%-10.2%57.208%
4/28/2025 First Horizon Advisors Inc.971$47K0.0%N/A0.007%
4/24/2025 Legacy CG LLC316,839$15.39M5.0%+28.5%2.141%
4/24/2025 Kraft Davis & Associates LLC18,309$845K0.3%-69.2%0.124%
4/22/2025 Cambridge Investment Research Advisors Inc.9,492$461K0.0%+23.1%0.064%
4/16/2025 Wealth Enhancement Advisory Services LLC694,501$33.73M0.1%+5.4%4.757%
4/11/2025 SeaCrest Wealth Management LLC4,843$235K0.0%+17.6%0.033%
3/17/2025 Wealth Enhancement Advisory Services LLC659,015$33.79M0.1%+1,040.0%4.477%
2/24/2025 Ameriflex Group Inc.4,146$222K0.1%N/A0.030%
2/17/2025 Visionary Wealth Advisors15,041$771K0.0%N/A0.102%
2/17/2025 Citadel Advisors LLC14,001$718K0.0%N/A0.095%
2/14/2025 Jane Street Group LLC27,938$1.43M0.0%N/A0.190%
2/14/2025 Comerica Bank3,828$196K0.0%N/A0.026%
2/14/2025 Stifel Financial Corp9,649$495K0.0%N/A0.066%
2/13/2025 Kraft Davis & Associates LLC59,538$3.14M0.9%N/A0.404%
2/13/2025 Raymond James Financial Inc.143,069$7.34M0.0%N/A0.972%
2/13/2025 Envestnet Asset Management Inc.1,635,723$83.86M0.0%+31.3%11.112%
2/13/2025 Wells Fargo & Company MN428,070$21.95M0.0%+15.6%2.908%
2/12/2025 Arete Wealth Advisors LLC25,401$1.30M0.1%+14.2%0.173%
2/11/2025 LPL Financial LLC157,980$8.10M0.0%+36.6%1.073%
2/10/2025 Commonwealth Equity Services LLC26,812$1.38M0.0%+75.0%0.182%
2/6/2025 Raymond James Financial Inc.143,069$7.34M0.0%N/A0.972%
2/6/2025 Steward Partners Investment Advisory LLC11,548$592K0.0%+192.1%0.078%
2/5/2025 Smartleaf Asset Management LLC6,704$343K0.0%+28.9%0.046%
2/3/2025 Sigma Planning Corp32,213$1.65M0.1%-0.8%0.219%
2/3/2025 Private Advisor Group LLC13,318$683K0.0%N/A0.090%
1/31/2025 Principal Financial Group Inc.9,428,714$482.91M0.3%-2.0%64.054%
1/30/2025 Principal Securities Inc.1,698,105$87.06M2.0%+30.9%11.536%
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1/27/2025 Legacy CG LLC246,587$12.64M3.9%+17.5%1.705%
1/27/2025 Stratos Investment Management LLC3,982$204K0.0%N/A0.028%
1/23/2025 Capital Investment Advisory Services LLC1,940$99K0.0%+187.4%0.013%
1/21/2025 Avaii Wealth Management LLC4,307$221K0.1%N/A0.030%
1/14/2025 SeaCrest Wealth Management LLC4,118$211K0.0%N/A0.029%
1/10/2025 Wealth Enhancement Advisory Services LLC57,604$2.99M0.0%-0.4%0.405%
11/18/2024 Arete Wealth Advisors LLC22,252$1.15M0.1%N/A0.172%
11/4/2024 Sigma Planning Corp32,478$1.69M0.1%+2.2%0.251%
10/31/2024 Principal Financial Group Inc.9,617,320$499.49M0.3%+0.4%74.208%
10/30/2024 Legacy CG LLC209,795$10.90M3.6%-37.1%1.624%
10/28/2024 Principal Securities Inc.1,297,491$67.43M1.6%+2.8%10.089%
10/24/2024 Wealth Enhancement Advisory Services LLC57,807$3.00M0.0%-43.6%0.442%
10/22/2024 International Assets Investment Management LLC13,941$690K0.0%+47,972.4%0.107%
8/8/2024 Envestnet Asset Management Inc.1,218,936$58.67M0.0%+485.4%10.091%
7/31/2024 Commonwealth Equity Services LLC10,208$491K0.0%+88.5%0.084%
7/29/2024 Principal Financial Group Inc.9,579,951$461.42M0.3%+0.4%78.782%
7/24/2024 &PARTNERS15,149$729K0.0%N/A0.125%
7/22/2024 Legacy CG LLC333,568$16.06M5.5%N/A2.748%
7/16/2024 Wealth Enhancement Advisory Services LLC102,519$4.93M0.0%+0.8%0.846%
4/29/2024 Principal Financial Group Inc.9,537,282$472.54M0.3%+3.6%89.133%
4/16/2024 Wealth Enhancement Advisory Services LLC101,741$5.04M0.0%+6.0%0.958%
2/7/2024 Principal Financial Group Inc.9,201,742$422.73M0.3%+47.1%91.106%
2/7/2024 Principal Securities Inc.206,416$9.49M0.4%N/A2.044%
1/24/2024 International Assets Investment Management LLC1,333$61K0.0%N/A0.013%
1/16/2024Raymond James & Associates7,506$345K0.0%N/A0.075%
1/12/2024 Mutual Advisors LLC37,112$1.71M0.1%-16.1%0.370%
11/16/2023 Belpointe Asset Management LLC14,377$588K0.1%N/A0.182%
11/14/2023 Mutual Advisors LLC44,252$1.81M0.1%N/A0.560%
11/2/2023 Principal Financial Group Inc.6,254,337$252.09M0.2%+62.3%79.169%
7/31/2023 LPL Financial LLC44,669$1.89M0.0%-4.2%0.921%
5/9/2023 Principal Financial Group Inc.3,853,989$151.23M0.1%-25.2%80.291%
4/11/2023 Mutual Advisors LLC44,442$1.78M0.1%N/A0.926%
2/9/2023 Principal Financial Group Inc.5,151,630$197.89M0.1%+0.0%110.788%
2/7/2023 LPL Financial LLC41,364$1.62M0.0%+40.9%0.890%
11/3/2022 Mutual Advisors LLC21,958$808K0.0%+145.1%0.369%
10/19/2022 Empirical Asset Management LLC7,617$280K0.3%N/A0.129%
10/17/2022 Cambridge Investment Research Advisors Inc.7,036$259K0.0%-8.0%0.119%
8/15/2022 Mutual Advisors LLC8,959$341K0.0%N/A0.055%
7/13/2022 Cambridge Investment Research Advisors Inc.7,646$291K0.0%+7.6%0.047%
5/9/2022 Principal Financial Group Inc.15,550,965$687.21M0.4%-38.0%89.117%
5/4/2022 Advisor Group Holdings Inc.11,415$507K0.0%+114.5%0.065%
5/4/2022 Envestnet Asset Management Inc.9,578$425K0.0%+93.5%0.055%
2/9/2022 Principal Financial Group Inc.25,063,617$1.18B0.7%+4,225.6%142.813%
2/4/2022 Envestnet Asset Management Inc.4,951$235K0.0%N/A0.028%
2/3/2022 Cambridge Investment Research Advisors Inc.4,505$214K0.0%N/A0.026%
2/3/2022 Advisor Group Holdings Inc.5,322$252K0.0%+258.9%0.030%
1/31/2022 Commonwealth Equity Services LLC32,250$1.53M0.0%-2.1%0.185%
11/9/2021 Principal Financial Group Inc.579,419$22.26M0.0%+80.1%1.684%
11/5/2021 Advisor Group Holdings Inc.1,483$67K0.0%+1,312.4%0.004%
10/29/2021 Commonwealth Equity Services LLC32,957$1.50M0.0%+0.7%0.096%
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8/24/2021 Flow Traders U.S. LLC5,600$264K0.0%N/A0.016%
8/13/2021 LPL Financial LLC12,241$576K0.0%+2.9%0.035%
8/11/2021 Commonwealth Equity Services LLC32,725$1.54M0.0%N/A0.094%
8/11/2021 Susquehanna International Group LLP37,560$1.76M0.0%N/A0.108%
8/10/2021 Principal Financial Group Inc.321,644$15.09M0.0%+17.9%0.924%
5/24/2021 Principal Financial Group Inc.272,708$12.03M0.0%-83.2%0.796%
5/18/2021 Morgan Stanley81,136$3.58M0.0%-11.0%0.237%
5/17/2021 Ameriprise Financial Inc.8,116$358K0.0%N/A0.024%
5/12/2021 UBS Group AG1,395$62K0.0%N/A0.004%
5/10/2021 Principal Financial Group Inc.272,708$12.03M0.0%-83.2%0.828%
(Data available from 1/1/2016 forward)

PSC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of PSC shares?

During the previous two years, 35 institutional investors and hedge funds held shares of Principal U.S. Small-Cap Multi-Factor ETF. The most heavily invested institutionals were Principal Financial Group Inc. ($410.88M), Envestnet Asset Management Inc. ($90.88M), Principal Securities Inc. ($87.11M), Wealth Enhancement Advisory Services LLC ($33.73M), Wells Fargo & Company MN ($21.95M), Raymond James Financial Inc. ($18.78M), and Legacy CG LLC ($15.39M).Learn more on PSC's institutional investors.

Which institutional investors have been buying Principal U.S. Small-Cap Multi-Factor ETF stock?

Of the 34 institutional investors that purchased Principal U.S. Small-Cap Multi-Factor ETF stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Principal Financial Group Inc. ($5.76M), Envestnet Asset Management Inc. ($1.64M), Wealth Enhancement Advisory Services LLC ($643.19K), Principal Securities Inc. ($642.92K), Raymond James Financial Inc. ($529.75K), Legacy CG LLC ($440.61K), and Kraft Davis & Associates LLC ($59.54K).

How much institutional buying is happening at Principal U.S. Small-Cap Multi-Factor ETF?

Institutional investors have bought a total of 10,187,866 shares in the last 24 months. This purchase volume represents approximately $473.22M in transactions.

Which Principal U.S. Small-Cap Multi-Factor ETF major shareholders have been selling company stock?

The following institutional investors have sold Principal U.S. Small-Cap Multi-Factor ETF stock in the last 24 months: Principal Financial Group Inc. ($1.15M), Legacy CG LLC ($123.77K), Wealth Enhancement Advisory Services LLC ($44.92K), Kraft Davis & Associates LLC ($41.23K), Mutual Advisors LLC ($7.14K), LPL Financial LLC ($1.95K), and Sigma Planning Corp ($1.64K).

How much institutional selling is happening at Principal U.S. Small-Cap Multi-Factor ETF?

Institutional investors have sold a total of 1,371,567 shares in the last 24 months. This volume of shares sold represents approximately $67.66M in transactions.


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This page (NASDAQ:PSC) was last updated on 5/22/2025 by MarketBeat.com Staff
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