Free Trial
→ The Worst Year in American Financial History? (From Stansberry Research) (Ad) Buy PSC Stock  Free PSC Stock Alerts

Principal U.S. Small-Cap Multi-Factor ETF (PSC) Institutional Ownership

Principal U.S. Small-Cap Multi-Factor ETF logo
$47.87 +0.20 (+0.41%)
As of 12:06 PM Eastern
This is a fair market value price provided by Polygon.io. Learn more.
Compare

Institutional Ownership Changes (13F Filings) for Principal U.S. Small-Cap Multi-Factor ETF (NASDAQ:PSC)

Number of
Institutional Buyers
(last 12 months)
29
Total
Institutional Inflows
(last 12 months)
$193.20M
Number of
Institutional Sellers
(last 12 months)
5
Total
Institutional Outflows
(last 12 months)
$67.17M
Get PSC Insider Trade Alerts

Want to know when executives and insiders are buying or selling Principal U.S. Small-Cap Multi-Factor ETF stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Skip Chart & View Institutional Buying and Selling Data

PSC Institutional Buying and Selling by Quarter

Principal U.S. Small-Cap Multi-Factor ETF Major Shareholders & Ownership History

Export to Excel
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
4/30/2025Principal Securities Inc.1,698,988$87.11M2.0%+0.1%11.104%
4/29/2025 Envestnet Asset Management Inc.1,871,603$90.88M0.0%+14.4%12.233%
4/29/2025 Capital Investment Advisory Services LLC11,560$561K0.1%+495.9%0.076%
4/28/2025 Principal Financial Group Inc.8,466,710$410.88M0.2%-10.2%57.208%
4/28/2025 First Horizon Advisors Inc.971$47K0.0%N/A0.007%
4/24/2025 Legacy CG LLC316,839$15.39M5.0%+28.5%2.141%
4/24/2025 Kraft Davis & Associates LLC18,309$845K0.3%-69.2%0.124%
4/22/2025 Cambridge Investment Research Advisors Inc.9,492$461K0.0%+23.1%0.064%
4/16/2025 Wealth Enhancement Advisory Services LLC694,501$33.73M0.1%+5.4%4.757%
4/11/2025 SeaCrest Wealth Management LLC4,843$235K0.0%+17.6%0.033%
3/17/2025 Wealth Enhancement Advisory Services LLC659,015$33.79M0.1%+1,040.0%4.477%
2/24/2025Ameriflex Group Inc.4,146$222K0.1%N/A0.030%
2/17/2025Visionary Wealth Advisors15,041$771K0.0%N/A0.102%
2/17/2025Citadel Advisors LLC14,001$718K0.0%N/A0.095%
2/14/2025Jane Street Group LLC27,938$1.43M0.0%N/A0.190%
2/14/2025Comerica Bank3,828$196K0.0%N/A0.026%
2/14/2025Stifel Financial Corp9,649$495K0.0%N/A0.066%
2/13/2025 Kraft Davis & Associates LLC59,538$3.14M0.9%N/A0.404%
2/13/2025Raymond James Financial Inc.143,069$7.34M0.0%N/A0.972%
2/13/2025 Envestnet Asset Management Inc.1,635,723$83.86M0.0%+31.3%11.112%
2/13/2025Wells Fargo & Company MN428,070$21.95M0.0%+15.6%2.908%
2/12/2025Arete Wealth Advisors LLC25,401$1.30M0.1%+14.2%0.173%
2/11/2025LPL Financial LLC157,980$8.10M0.0%+36.6%1.073%
2/10/2025Commonwealth Equity Services LLC26,812$1.38M0.0%+75.0%0.182%
2/6/2025Raymond James Financial Inc.143,069$7.34M0.0%N/A0.972%
2/6/2025Steward Partners Investment Advisory LLC11,548$592K0.0%+192.1%0.078%
2/5/2025Smartleaf Asset Management LLC6,704$343K0.0%+28.9%0.046%
2/3/2025Sigma Planning Corp32,213$1.65M0.1%-0.8%0.219%
2/3/2025Private Advisor Group LLC13,318$683K0.0%N/A0.090%
1/31/2025 Principal Financial Group Inc.9,428,714$482.91M0.3%-2.0%64.054%
1/30/2025Principal Securities Inc.1,698,105$87.06M2.0%+30.9%11.536%
1/27/2025 Legacy CG LLC246,587$12.64M3.9%+17.5%1.705%
1/27/2025Stratos Investment Management LLC3,982$204K0.0%N/A0.028%
1/23/2025 Capital Investment Advisory Services LLC1,940$99K0.0%+187.4%0.013%
1/21/2025 Avaii Wealth Management LLC4,307$221K0.1%N/A0.030%
1/14/2025 SeaCrest Wealth Management LLC4,118$211K0.0%N/A0.029%
1/10/2025 Wealth Enhancement Advisory Services LLC57,604$2.99M0.0%-0.4%0.405%
11/18/2024Arete Wealth Advisors LLC22,252$1.15M0.1%N/A0.172%
11/4/2024Sigma Planning Corp32,478$1.69M0.1%+2.2%0.251%
10/31/2024 Principal Financial Group Inc.9,617,320$499.49M0.3%+0.4%74.208%
Buffett’s favorite chart just hit 209% – here’s what that means for gold (Ad)

A Historic Gold Announcement Is About to Rock Wall Street For months, sharp-eyed analysts have watched the quiet buildup behind the scenes. Now, in just days, the floodgates are set to open. The greatest investor of all time is about to validate what Garrett Goggin has been saying for months: Gold is entering a once-in-a-generation mania. Front-running Buffett has never been more urgent — and four tiny miners could be your ticket to 100X gains.

Be ready before the historic gold move. Get Garrett’s Top Four picks now.
10/30/2024 Legacy CG LLC209,795$10.90M3.6%-37.1%1.624%
10/28/2024Principal Securities Inc.1,297,491$67.43M1.6%+2.8%10.089%
10/24/2024 Wealth Enhancement Advisory Services LLC57,807$3.00M0.0%-43.6%0.442%
10/22/2024 International Assets Investment Management LLC13,941$690K0.0%+47,972.4%0.107%
8/8/2024 Envestnet Asset Management Inc.1,218,936$58.67M0.0%+485.4%10.091%
7/31/2024Commonwealth Equity Services LLC10,208$491K0.0%+88.5%0.084%
7/29/2024 Principal Financial Group Inc.9,579,951$461.42M0.3%+0.4%78.782%
7/24/2024&PARTNERS15,149$729K0.0%N/A0.125%
7/22/2024 Legacy CG LLC333,568$16.06M5.5%N/A2.748%
7/16/2024 Wealth Enhancement Advisory Services LLC102,519$4.93M0.0%+0.8%0.846%
4/29/2024 Principal Financial Group Inc.9,537,282$472.54M0.3%+3.6%89.133%
4/16/2024 Wealth Enhancement Advisory Services LLC101,741$5.04M0.0%+6.0%0.958%
2/7/2024 Principal Financial Group Inc.9,201,742$422.73M0.3%+47.1%91.106%
2/7/2024Principal Securities Inc.206,416$9.49M0.4%N/A2.044%
1/24/2024 International Assets Investment Management LLC1,333$61K0.0%N/A0.013%
1/16/2024Raymond James & Associates7,506$345K0.0%N/A0.075%
1/12/2024 Mutual Advisors LLC37,112$1.71M0.1%-16.1%0.370%
11/16/2023Belpointe Asset Management LLC14,377$588K0.1%N/A0.182%
11/14/2023 Mutual Advisors LLC44,252$1.81M0.1%N/A0.560%
11/2/2023 Principal Financial Group Inc.6,254,337$252.09M0.2%+62.3%79.169%
7/31/2023LPL Financial LLC44,669$1.89M0.0%-4.2%0.921%
5/9/2023 Principal Financial Group Inc.3,853,989$151.23M0.1%-25.2%80.291%
4/11/2023 Mutual Advisors LLC44,442$1.78M0.1%N/A0.926%
2/9/2023 Principal Financial Group Inc.5,151,630$197.89M0.1%+0.0%110.788%
2/7/2023LPL Financial LLC41,364$1.62M0.0%+40.9%0.890%
11/3/2022 Mutual Advisors LLC21,958$808K0.0%+145.1%0.369%
10/19/2022Empirical Asset Management LLC7,617$280K0.3%N/A0.129%
10/17/2022 Cambridge Investment Research Advisors Inc.7,036$259K0.0%-8.0%0.119%
8/15/2022 Mutual Advisors LLC8,959$341K0.0%N/A0.055%
7/13/2022 Cambridge Investment Research Advisors Inc.7,646$291K0.0%+7.6%0.047%
5/9/2022 Principal Financial Group Inc.15,550,965$687.21M0.4%-38.0%89.117%
5/4/2022Advisor Group Holdings Inc.11,415$507K0.0%+114.5%0.065%
5/4/2022 Envestnet Asset Management Inc.9,578$425K0.0%+93.5%0.055%
2/9/2022 Principal Financial Group Inc.25,063,617$1.18B0.7%+4,225.6%142.813%
2/4/2022 Envestnet Asset Management Inc.4,951$235K0.0%N/A0.028%
2/3/2022 Cambridge Investment Research Advisors Inc.4,505$214K0.0%N/A0.026%
2/3/2022Advisor Group Holdings Inc.5,322$252K0.0%+258.9%0.030%
1/31/2022Commonwealth Equity Services LLC32,250$1.53M0.0%-2.1%0.185%
11/9/2021 Principal Financial Group Inc.579,419$22.26M0.0%+80.1%1.684%
11/5/2021Advisor Group Holdings Inc.1,483$67K0.0%+1,312.4%0.004%
10/29/2021Commonwealth Equity Services LLC32,957$1.50M0.0%+0.7%0.096%
8/24/2021Flow Traders U.S. LLC5,600$264K0.0%N/A0.016%
8/13/2021LPL Financial LLC12,241$576K0.0%+2.9%0.035%
8/11/2021Commonwealth Equity Services LLC32,725$1.54M0.0%N/A0.094%
8/11/2021Susquehanna International Group LLP37,560$1.76M0.0%N/A0.108%
8/10/2021 Principal Financial Group Inc.321,644$15.09M0.0%+17.9%0.924%
5/24/2021 Principal Financial Group Inc.272,708$12.03M0.0%-83.2%0.796%
5/18/2021Morgan Stanley81,136$3.58M0.0%-11.0%0.237%
5/17/2021Ameriprise Financial Inc.8,116$358K0.0%N/A0.024%
5/12/2021UBS Group AG1,395$62K0.0%N/A0.004%
Silicon Valley Gold Rush (Ad)

A new technology has sparked a modern-day gold rush in Silicon Valley. OpenAI’s Sam Altman invested $375M. Bill Gates has backed four companies in this space. The World Economic Forum calls it “the most exciting human discovery since fire.” Whitney Tilson believes this trend could mint a new class of wealthy investors—and he’s sharing one stock to watch now, for free.

Gates and Altman are betting big—see why
5/10/2021 Principal Financial Group Inc.272,708$12.03M0.0%-83.2%0.828%
(Data available from 1/1/2016 forward)

PSC Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of PSC shares?

During the previous two years, 32 institutional investors and hedge funds held shares of Principal U.S. Small-Cap Multi-Factor ETF. The most heavily invested institutionals were Principal Financial Group Inc. ($410.88M), Envestnet Asset Management Inc. ($90.88M), Principal Securities Inc. ($87.11M), Wealth Enhancement Advisory Services LLC ($33.73M), Wells Fargo & Company MN ($21.95M), Legacy CG LLC ($15.39M), and LPL Financial LLC ($8.10M).Learn more on PSC's institutional investors.

Which institutional investors have been buying Principal U.S. Small-Cap Multi-Factor ETF stock?

Of the 32 institutional investors that purchased Principal U.S. Small-Cap Multi-Factor ETF stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Principal Financial Group Inc. ($5.76M), Envestnet Asset Management Inc. ($1.64M), Wealth Enhancement Advisory Services LLC ($643.19K), Principal Securities Inc. ($642.92K), Legacy CG LLC ($440.61K), Raymond James Financial Inc. ($286.14K), and Kraft Davis & Associates LLC ($59.54K).

How much institutional buying is happening at Principal U.S. Small-Cap Multi-Factor ETF?

Institutional investors have bought a total of 9,834,839 shares in the last 24 months. This purchase volume represents approximately $456.08M in transactions.

Which Principal U.S. Small-Cap Multi-Factor ETF major shareholders have been selling company stock?

The following institutional investors have sold Principal U.S. Small-Cap Multi-Factor ETF stock in the last 24 months: Principal Financial Group Inc. ($2.45M), Legacy CG LLC ($123.77K), Wealth Enhancement Advisory Services LLC ($44.92K), Kraft Davis & Associates LLC ($41.23K), Mutual Advisors LLC ($7.14K), LPL Financial LLC ($1.95K), and Sigma Planning Corp ($265.00).

How much institutional selling is happening at Principal U.S. Small-Cap Multi-Factor ETF?

Institutional investors have sold a total of 2,667,524 shares in the last 24 months. This volume of shares sold represents approximately $171.62M in transactions.


Related Companies

This page (NASDAQ:PSC) was last updated on 5/1/2025 by MarketBeat.com Staff
From Our Partners
How to invest in Elon Musk’s Optimus before its launch
Elon Musk is set to completely take over the AI industry with Optimus… A breakthrough AI-powered robot that El...
InvestorPlace | Sponsored
Elon Set to Shock the World by May 1st ?
Tech legend Jeff Brown recently traveled to the industrial zone of South Memphis to investigate what he believ...
Brownstone Research | Sponsored
Trump and Buffett Are Quietly Leading America’s Gold Revival
The “Buffett Indicator” Predicts Gold Set To Dominate for Next Decade Each time the Buffett Indicator has...
Golden Portfolio | Sponsored
Elon Musk’s next move from the Oval Office?
No one is closer to President Trump than Tesla CEO Elon Musk. He's been dubbed Trump's "first buddy." Tr...
Weiss Ratings | Sponsored
This isn’t a trade war. It’s worse…
Investigative Journalist Bombhsell: The Curse on the U.S Dollar Depleted retirement accounts? Meme coin inv...
Stansberry Research | Sponsored
Trump Treasure April 19
Thanks to President Trump… A $900 investment across5 specific cryptos… Could gain 12,000% so quickly tha...
Paradigm Press | Sponsored
They rigged the game
The U.S. fired the first shot with 145% tariffs. Apple relies heavily on Chinese production. Tesla needs Ch...
Investors Alley | Sponsored
Now I look stupid. Real stupid...
I thought what happened 25 years ago was a once- in-a-lifetime event… but how wrong I was. Because here we...
Porter & Company | Sponsored