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Ameriprise Financial (AMP) 10K Form and Latest SEC Filings 2026

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$556.56 +0.97 (+0.17%)
As of 08/21/2026 03:58 PM Eastern

Latest Ameriprise Financial SEC Filings & Recent Activity

Ameriprise Financial (NYSE:AMP) has submitted 1,056+ documents to the U.S. Securities and Exchange Commission (SEC) since 2017. For investors, these filings are the primary source of verified financial data — covering everything from annual revenue and debt levels in the 10-K, to material business events in 8-K current reports, to insider buying and selling activity in Form 4 disclosures. Key figures from these filings, including revenue, earnings, and cash flow, are summarized in Ameriprise Financial's financial statements. The most recent filing was a Form 13F-HR submitted on August 14, 2026.

Form 4
AMERIPRISE FINANCIAL INC Reports Ownership Change on Jul. 30, 2026

Form 4 filings disclose changes in stock ownership by company insiders, including purchases, sales, grants, and option exercises.

View insider ownership

10-Q
Ameriprise Financial Files Quarterly Report on Aug. 4, 2026

The 10-Q contains Ameriprise Financial's unaudited quarterly financial statements, revenue, earnings updates, and cash flow changes between annual reports.

View earnings history

Ameriprise Financial SEC Filing History

Browse Ameriprise Financial's complete SEC filing history using the filters below. Filter by form type - 10-K, 10-Q, 8-K, Form 4, and more - or set a custom date range to find a filing.

DateFilerForm TypeView
08/14/2026 11:35 AM
Ameriprise Financial (820027) Filer
Form 13F-HR
Initial Quarterly Form 13F Holdings report filed by institutional managers
08/14/2026 10:54 AM
Adeia Inc. (1803696) Subject
Ameriprise Financial (820027) Filed by
Form SCHEDULE 13G/A
08/14/2026 10:10 AM
Ameriprise Financial (820027) Filed by
SEMTECH CORP (88941) Subject
Form SCHEDULE 13G/A
08/14/2026 9:39 AM
Ameriprise Financial (820027) Filed by
Match Group, Inc. (891103) Subject
Form SCHEDULE 13G/A
08/14/2026 10:28 AM
Ameriprise Financial (820027) Filed by
Energy Recovery, Inc. (1421517) Subject
Form SCHEDULE 13G/A
08/14/2026 10:15 AM
Ameriprise Financial (820027) Filed by
BANCROFT FUND LTD (9521) Subject
Form SCHEDULE 13G/A
08/14/2026 10:19 AM
Ameriprise Financial (820027) Filed by
AMPCO PITTSBURGH CORP (6176) Subject
Form SCHEDULE 13G/A
08/14/2026 9:53 AM
Ameriprise Financial (820027) Filed by
BILL Holdings, Inc. (1786352) Subject
Form SCHEDULE 13G
08/14/2026 9:37 AM
Ameriprise Financial (820027) Filed by
BELLRING BRANDS, INC. (1772016) Subject
Form SCHEDULE 13G
08/14/2026 10:00 AM
Ameriprise Financial (820027) Filed by
PINTEREST, INC. (1506293) Subject
Form SCHEDULE 13G
08/14/2026 10:04 AM
Ameriprise Financial (820027) Filed by
VERRA MOBILITY Corp (1682745) Subject
Form SCHEDULE 13G
08/14/2026 10:05 AM
Ameriprise Financial (820027) Filed by
LendingTree, Inc. (1434621) Subject
Form SCHEDULE 13G
08/14/2026 9:41 AM
Ameriprise Financial (820027) Filed by
Babcock & Wilcox Enterprises, Inc. (1630805) Subject
Form SCHEDULE 13G
08/14/2026 9:42 AM
AMERICAS CARMART INC (799850) Subject
Ameriprise Financial (820027) Filed by
Form SCHEDULE 13G
08/14/2026 9:44 AM
Ameriprise Financial (820027) Filed by
TRIMBLE INC. (864749) Subject
Form SCHEDULE 13G
08/14/2026 9:46 AM
Ameriprise Financial (820027) Filed by
HOOKER FURNISHINGS Corp (1077688) Subject
Form SCHEDULE 13G
08/14/2026 9:49 AM
Ameriprise Financial (820027) Filed by
Five9, Inc. (1288847) Subject
Form SCHEDULE 13G
08/14/2026 9:50 AM
Ameriprise Financial (820027) Filed by
DMC Global Inc. (34067) Subject
Form SCHEDULE 13G
08/14/2026 9:24 AM
Ameriprise Financial (820027) Filed by
Nuveen Mortgage & Income Fund/MA/ (1472215) Subject
Form SCHEDULE 13G/A
08/14/2026 9:29 AM
Ameriprise Financial (820027) Filed by
Hamilton Beach Brands Holding Co (1709164) Subject
Form SCHEDULE 13G/A
08/14/2026 9:33 AM
Ameriprise Financial (820027) Filed by
Empire State Realty Trust, Inc. (1541401) Subject
Form SCHEDULE 13G/A
08/14/2026 9:08 AM
Ameriprise Financial (820027) Filed by
Personalis, Inc. (1527753) Subject
Form SCHEDULE 13G/A
08/14/2026 9:10 AM
Ameriprise Financial (820027) Filed by
UNIVERSAL ELECTRONICS INC (101984) Subject
Form SCHEDULE 13G/A
08/14/2026 9:15 AM
Ameriprise Financial (820027) Filed by
Diversified Energy Co (1922446) Subject
Diversified Energy Co (1922446) Subject
Form SCHEDULE 13G/A
08/14/2026 9:21 AM
Ameriprise Financial (820027) Filed by
TripAdvisor, Inc. (1526520) Subject
Form SCHEDULE 13G/A
08/14/2026 8:54 AM
Ameriprise Financial (820027) Filed by
Bloom Energy Corp (1664703) Subject
Form SCHEDULE 13G/A
08/14/2026 8:57 AM
Ameriprise Financial (820027) Filed by
Burford Capital Ltd (1714174) Subject
Form SCHEDULE 13G/A
08/14/2026 9:01 AM
Ameriprise Financial (820027) Filed by
Eaton Vance Short Duration Diversified Income Fund (1287498) Subject
Form SCHEDULE 13G/A
08/14/2026 9:01 AM
Ameriprise Financial (820027) Filed by
Fiverr International Ltd. (1762301) Subject
Form SCHEDULE 13G/A
08/14/2026 9:03 AM
Ameriprise Financial (820027) Filed by
GAIA, INC (1089872) Subject
Form SCHEDULE 13G/A
08/13/2026 11:59 AM
Ameriprise Financial (820027) Filer
Form N-PX
Annual Report of Proxy Voting Record of Registered Management Investment Company  
08/10/2026 6:07 PM
Ameriprise Financial (820027) Subject
Brockman Dawn M. (1937010) Reporting
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
08/07/2026 2:25 PM
Ameriprise Financial (820027) Filed by
PINTEREST, INC. (1506293) Subject
Form SCHEDULE 13G
08/07/2026 2:16 PM
Ameriprise Financial (820027) Filed by
Fiverr International Ltd. (1762301) Subject
Form SCHEDULE 13G/A
08/07/2026 2:04 PM
Ameriprise Financial (820027) Filed by
GoDaddy Inc. (1609711) Subject
Form SCHEDULE 13G/A
08/07/2026 2:04 PM
Ameriprise Financial (820027) Filed by
Apnimed, Inc. (1745648) Subject
Form SCHEDULE 13G
08/06/2026 5:58 PM
Ameriprise Financial (820027) Subject
McGraw Deirdre Davey (1389812) Reporting
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
08/04/2026 2:01 PM
Ameriprise Financial (820027) Filer
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
07/30/2026 4:25 PM
Ameriprise Financial (820027) Issuer
CRACCHIOLO JAMES M (1196484) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
07/30/2026 4:11 PM
Ameriprise Financial (820027) Issuer
WILLIAMS CHRISTOPHER J (1269949) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
07/30/2026 4:17 PM
Ameriprise Financial (820027) Issuer
Berman Walter Stanley (1335761) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
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07/17/2026 9:22 AM
Ameriprise Financial (820027) Filer
Form 13F-HR/A
07/17/2026 9:26 AM
Ameriprise Financial (820027) Filer
Form 13F-HR/A
07/13/2026 6:44 PM
Ameriprise Financial (820027) Issuer
TRUSCOTT WILLIAM F (1282835) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
07/13/2026 6:45 PM
Ameriprise Financial (820027) Issuer
Williams William Jerryl (1724756) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
07/13/2026 6:46 PM
Ameriprise Financial (820027) Issuer
HUNTER PETRUZILLO KELLI A. (1184353) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
07/13/2026 6:47 PM
Ameriprise Financial (820027) Issuer
Brockman Dawn M. (1937010) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
07/08/2026 9:40 AM
Ameriprise Financial (820027) Filed by
EPAM Systems, Inc. (1352010) Subject
Form SCHEDULE 13G/A
07/08/2026 9:28 AM
Ameriprise Financial (820027) Filed by
Lyft, Inc. (1759509) Subject
Form SCHEDULE 13G/A
06/09/2026 1:09 PM
Ameriprise Financial (820027) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/05/2026 4:02 PM
Ameriprise Financial (820027) Filer
Form 424B2
Transaction specifc information for a delayed shelf offering
06/05/2026 8:48 AM
Ameriprise Financial (820027) Filed by
Tenable Holdings, Inc. (1660280) Subject
Form SCHEDULE 13G/A
06/05/2026 8:51 AM
Ameriprise Financial (820027) Filed by
Wix.com Ltd. (1576789) Subject
Form SCHEDULE 13G/A
06/04/2026 3:31 PM
Ameriprise Financial (820027) Subject
Form FWP
06/04/2026 8:10 AM
Ameriprise Financial (820027) Filer
Form 424B5
05/20/2026 3:05 PM
Ameriprise Financial (820027) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/18/2026 3:17 PM
Ameriprise Financial (820027) Issuer
Smyth Gerard P. (1823254) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
05/15/2026 12:15 PM
Ameriprise Financial (820027) Filed by
SYNAPTICS Inc (817720) Subject
Form SCHEDULE 13G/A
05/15/2026 11:03 AM
Ameriprise Financial (820027) Filed by
Wix.com Ltd. (1576789) Subject
Form SCHEDULE 13G/A
05/15/2026 10:51 AM
Ameriprise Financial (820027) Filer
Form 13F-HR
Initial Quarterly Form 13F Holdings report filed by institutional managers
05/15/2026 9:38 AM
Ameriprise Financial (820027) Filed by
Tenable Holdings, Inc. (1660280) Subject
Form SCHEDULE 13G/A
05/15/2026 9:39 AM
Ameriprise Financial (820027) Filed by
Eaton Vance Short Duration Diversified Income Fund (1287498) Subject
Form SCHEDULE 13G/A
05/15/2026 9:45 AM
Ameriprise Financial (820027) Filed by
Bloom Energy Corp (1664703) Subject
Form SCHEDULE 13G/A
05/15/2026 9:46 AM
Ameriprise Financial (820027) Filed by
Match Group, Inc. (891103) Subject
Form SCHEDULE 13G/A
05/15/2026 9:51 AM
Ameriprise Financial (820027) Filed by
Fiverr International Ltd. (1762301) Subject
Form SCHEDULE 13G/A
05/15/2026 9:22 AM
Ameriprise Financial (820027) Filed by
GCM Grosvenor Inc. (1819796) Subject
GCM Grosvenor Inc. (1819796) Subject
Form SCHEDULE 13G/A
05/15/2026 9:28 AM
Ameriprise Financial (820027) Filed by
Burford Capital Ltd (1714174) Subject
Form SCHEDULE 13G/A
05/15/2026 9:36 AM
Ameriprise Financial (820027) Filed by
Quanterix Corp (1503274) Subject
Form SCHEDULE 13G/A
05/15/2026 9:11 AM
Ameriprise Financial (820027) Filed by
METHODE ELECTRONICS INC (65270) Subject
Form SCHEDULE 13G
05/15/2026 9:12 AM
Ameriprise Financial (820027) Filed by
PALISADE BIO, INC. (1357459) Subject
PALISADE BIO, INC. (1357459) Subject
Form SCHEDULE 13G
05/15/2026 9:16 AM
Ameriprise Financial (820027) Filed by
Nuveen Mortgage & Income Fund/MA/ (1472215) Subject
Form SCHEDULE 13G
05/15/2026 9:20 AM
Ameriprise Financial (820027) Filed by
Pasithea Therapeutics Corp. (1841330) Subject
Pasithea Therapeutics Corp. (1841330) Subject
Form SCHEDULE 13G/A
05/15/2026 9:20 AM
Ameriprise Financial (820027) Filed by
Lyft, Inc. (1759509) Subject
Form SCHEDULE 13G/A
05/15/2026 8:57 AM
Ameriprise Financial (820027) Filed by
EPAM Systems, Inc. (1352010) Subject
Form SCHEDULE 13G
05/15/2026 8:43 AM
Ameriprise Financial (820027) Filed by
VERMILION ENERGY INC. (1293135) Subject
Form SCHEDULE 13G/A
05/15/2026 8:49 AM
Ameriprise Financial (820027) Filed by
OneSpan Inc. (1044777) Subject
Form SCHEDULE 13G/A
05/15/2026 8:33 AM
Ameriprise Financial (820027) Filed by
Utz Brands, Inc. (1739566) Subject
Form SCHEDULE 13G/A
05/15/2026 8:33 AM
Ameriprise Financial (820027) Filed by
TETRA TECHNOLOGIES INC (844965) Subject
Form SCHEDULE 13G/A
05/14/2026 5:24 PM
Ameriprise Financial (820027) Subject
Smyth Gerard P. (1823254) Reporting
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
05/12/2026 8:51 AM
Ameriprise Financial (820027) Subject
STATE STREET CORP (93751) Filed by
STATE STREET CORP (93751) Filed by
Form SCHEDULE 13G
05/08/2026 12:15 PM
Ameriprise Financial (820027) Subject
Sharpe Robert Francis JR (1340573) Reporting
Form 144
Notice of proposed sale of securities pursuant to Rule 144  
05/07/2026 2:39 PM
Ameriprise Financial (820027) Filer
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
05/07/2026 11:17 AM
Ameriprise Financial (820027) Filed by
Lyft, Inc. (1759509) Subject
Form SCHEDULE 13G/A
05/07/2026 9:19 AM
Ameriprise Financial (820027) Filed by
Quanterix Corp (1503274) Subject
Form SCHEDULE 13G/A
05/01/2026 5:10 PM
Ameriprise Financial (820027) Issuer
WILLIAMS CHRISTOPHER J (1269949) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
05/01/2026 5:11 PM
Ameriprise Financial (820027) Issuer
Shea Brian T (1502259) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
05/01/2026 5:12 PM
Ameriprise Financial (820027) Issuer
PELLETIER LIANE J (1205189) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
05/01/2026 5:13 PM
Ameriprise Financial (820027) Issuer
DiGeso Amy (1325475) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
05/01/2026 5:14 PM
Ameriprise Financial (820027) Issuer
Sharpe Robert Francis JR (1340573) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
05/01/2026 5:16 PM
Ameriprise Financial (820027) Issuer
NEAL BLIXT DIANNE (1242260) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
05/01/2026 5:18 PM
Ameriprise Financial (820027) Issuer
BRYAN GLYNIS (1270817) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
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04/30/2026 6:26 PM
Ameriprise Financial (820027) Issuer
WILLIAMS CHRISTOPHER J (1269949) Reporting
Form 4
Statement of changes in beneficial ownership of securities  
04/29/2026 3:45 PM
Ameriprise Financial (820027) Subject
VANGUARD CAPITAL MANAGEMENT LLC (2100119) Filed by
Form SCHEDULE 13G
04/23/2026 3:17 PM
Ameriprise Financial (820027) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/08/2026 11:10 AM
Ameriprise Financial (820027) Filed by
DOMO, INC. (1505952) Subject
Form SCHEDULE 13G/A
04/08/2026 11:11 AM
Ameriprise Financial (820027) Filed by
Energy Recovery, Inc. (1421517) Subject
Form SCHEDULE 13G/A
03/26/2026 2:44 PM
Ameriprise Financial (820027) Subject
VANGUARD GROUP INC (102909) Filed by
Form SCHEDULE 13G/A
03/20/2026 3:21 PM
Ameriprise Financial (820027) Filer
Form ARS
03/20/2026 3:22 PM
Ameriprise Financial (820027) Filer
Form DEFA14A
03/20/2026 3:15 PM
Ameriprise Financial (820027) Filer
Form DEF 14A
(Data available from 1/1/2016 forward)

Ameriprise Financial SEC Filings - Frequently Asked Questions

Ameriprise Financial (AMP) has submitted 1,056+ filings to the SEC since 2017. You can browse the complete history or filter by form type using the tools above.

Ameriprise Financial's fiscal year ends on December 31. The company typically files its 10-K annual report by the end of February, covering the prior fiscal year's financial results. Key financial data from these reports is available on Ameriprise Financial's financial statements page.

The most recent filing was a Form 13F-HR submitted on August 14, 2026. View the full filing using the link above.

SEC Filing Types: 10-K, 10-Q, 8-K and More

SEC filings are legally required disclosures that public companies submit to the U.S. Securities and Exchange Commission. Unlike press releases or earnings call transcripts, these documents are filed under legal obligation — meaning the financial data they contain is audited, standardized, and subject to penalties if materially false. For investors, that makes SEC filings the most reliable primary source available for evaluating a company's true financial position.

Yes. All SEC filings are publicly available through the SEC's EDGAR database and on financial research platforms like MarketBeat. Companies are required by law to make these disclosures accessible to all investors — meaning retail investors have access to the same source documents as institutional analysts.

A 10-K is an annual report containing audited financial statements and a full review of the company's business — it is the most comprehensive filing a company makes each year. A 10-Q is a shorter, unaudited quarterly update filed three times per year between annual reports. Investors typically use the 10-K for deep fundamental analysis and the 10-Q to track whether the company is on pace with its guidance mid-year.

The most important filing for fundamental investors. Filed once per year, the 10-K contains audited financial statements, revenue and earnings trends, debt obligations, risk factors, and management's own assessment of the business. Reading the risk factors section and comparing year-over-year financials can reveal issues that don't show up in analyst summaries.

An unaudited financial update filed three times per year (the 10-K covers Q4). Investors use 10-Qs to track whether guidance is on pace, monitor changes in cash flow or inventory, and catch any mid-year shifts in business conditions before they become headline news.

Filed within four business days of a material event — earnings releases, merger announcements, executive departures, or major asset sales. Because 8-Ks are filed before media coverage catches up, they are often the fastest way to get unfiltered information directly from the company on market-moving events.

Filed within two business days whenever an executive or director buys or sells company stock. Insider purchases — especially large or clustered buys — are often interpreted as a signal of management confidence. Insider selling is more ambiguous but worth monitoring for patterns, particularly around lock-up expirations or ahead of major announcements.


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This page (NYSE:AMP) was last updated on 8/24/2026 by MarketBeat.com Staff.
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