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Caterpillar (CAT) Institutional Ownership

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$927.22 +22.63 (+2.50%)
Closing price 03:59 PM Eastern
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$926.60 -0.62 (-0.07%)
As of 07:59 PM Eastern
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Institutional Ownership Changes (13F Filings) for Caterpillar (NYSE:CAT)

Current
Institutional Ownership
Percentage
70.98%
Number of
Institutional Buyers
(last 12 months)
2606
Total
Institutional Inflows
(last 12 months)
$25.52B
Number of
Institutional Sellers
(last 12 months)
1992
Total
Institutional Outflows
(last 12 months)
$13.83B
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Skip Chart & View Institutional Buying and Selling Data

CAT Institutional Buying and Selling by Quarter

Caterpillar Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/6/2026Sterling Financial Planning Inc.351$249K0.1%-5.4%0.000%
5/6/2026Jennison Associates LLC129,906$92.03M0.1%+5.7%0.028%
5/6/2026Annis Gardner Whiting Capital Advisors LLC1,677$1.19M0.2%+15.5%0.000%
5/6/2026German American Bancorp Inc.19,525$13.83M1.2%-0.3%0.004%
5/6/2026California Public Employees Retirement System879,849$623.34M0.4%+0.4%0.191%
5/6/2026Clifford Swan Investment Counsel LLC37,800$26.78M0.9%+0.4%0.008%
5/6/2026Quadrant Private Wealth Management LLC2,649$1.88M0.3%+11.7%0.001%
5/6/2026Bartlett & CO. Wealth Management LLC5,398$3.82M0.1%-3.1%0.001%
5/6/2026Ranch Capital Advisors Inc.1,611$1.14M0.4%-3.1%0.000%
5/6/2026Heartland Bank & Trust Co9,252$6.56M1.5%+48.7%0.002%
5/6/2026Zhang Financial LLC11,341$8.04M0.3%+8.2%0.002%
5/6/2026Atlas Wealth LLC26,920$19.07M2.3%N/A0.006%
5/6/2026Simon Quick Advisors LLC4,285$3.04M0.1%-21.1%0.001%
5/6/2026FSA Advisors Inc.1,487$1.05M0.7%+271.8%0.000%
5/6/2026Future Fund LLC1,752$1.24M0.4%+40.8%0.000%
5/6/2026John G Ullman & Associates Inc.396$281K0.0%N/A0.000%
5/6/2026Kera Capital Partners Inc.903$639K0.1%+1.9%0.000%
5/6/2026Cornerstone Planning Group LLC343$243K0.0%+20.4%0.000%
5/6/2026Gryphon Financial Partners LLC4,082$2.89M0.3%+23.8%0.001%
5/6/2026Modera Wealth Management LLC6,962$4.93M0.1%-1.6%0.002%
5/6/2026Townsend Asset Management Corp NC ADV1,743$1.24M0.4%+39.4%0.000%
5/6/2026Advisortrust Partners LLC937$664K0.3%+49.2%0.000%
5/6/2026Forty three Eighteen Advisors LLC9,273$6.57M4.9%-0.4%0.002%
5/6/2026Assetmark Inc.20,514$14.53M0.0%-30.1%0.004%
5/6/2026Prospect Financial Group LLC351$249K0.2%N/A0.000%
5/6/2026Barings LLC325$230K0.0%N/A0.000%
5/6/2026Angeles Wealth Management LLC1,777$1.26M0.1%+23.1%0.000%
5/6/2026AXS Investments LLC904$640K0.3%-12.6%0.000%
5/6/2026Clearstead Trust LLC2,358$1.67M0.3%+66.8%0.001%
5/6/2026Bessemer Group Inc.540,796$383.13M0.6%+33.0%0.117%
5/6/2026Jag Capital Management LLC12,491$8.85M1.0%+1,118.6%0.003%
5/6/2026Avalon Trust Co300$213K0.0%-20.0%0.000%
5/6/2026 Gerald Baker Financial Group LLC14,731$10.44M3.5%N/A0.003%
5/6/2026 SteelPeak Wealth LLC23,903$16.93M0.5%+1.9%0.005%
5/6/2026 Allspring Global Investments Holdings LLC33,009$24.11M0.0%-36.7%0.007%
5/6/2026 One Day In July LLC572$405K0.0%+3.8%0.000%
5/6/2026 Frisch Financial Group Inc.1,591$1.13M0.2%-2.8%0.000%
5/6/2026 Thayer Partners LLC MA1,596$1.13M0.5%-3.0%0.000%
5/6/2026 Independent Financial Group LLC11,667$8.27M0.2%N/A0.003%
5/6/2026 Enterprise Financial Services Corp1,148$813K0.4%-1.1%0.000%
5/6/2026 Advantage Trust Co148$105K0.0%-11.4%0.000%
5/6/2026 CPA Asset Management Group LLC10,244$7.26M2.4%-7.1%0.002%
5/6/2026 Aware Super Pty Ltd as trustee of Aware Super76,689$54.33M0.8%N/A0.017%
5/6/2026 BCM Advisors LLC7,048$4.99M1.0%+0.2%0.002%
5/5/2026 Evergreen Advisors LLC210$149K0.0%N/A0.000%
5/5/2026 Financial Harvest LLC288$204K0.1%N/A0.000%
5/5/2026 Noesis Capital Mangement Corp40,816$28.92M4.3%-1.0%0.009%
5/5/2026 Delta Financial Advisors LLC3,498$2.48M0.6%+1.5%0.001%
5/5/2026 Vectors Research Management LLC6,169$4.37M1.3%-2.8%0.001%
5/5/2026 Wealthfront Advisers LLC74,764$52.97M0.1%+6.3%0.016%
5/5/2026 D.A. Davidson & CO.80,366$56.94M0.3%-2.4%0.017%
5/5/2026 Sharpepoint LLC535$379K0.2%-24.9%0.000%
5/5/2026 RFG Bristol Wealth Advisors LLC9,687$6.86M1.9%-1.1%0.002%
5/5/2026 NerdWallet Wealth Partners LLC326$231K0.1%N/A0.000%
5/5/2026 Beaumont Financial Advisors LLC1,882$1.33M0.1%-2.7%0.000%
5/5/2026 Twin Capital Management Inc.9,468$6.71M0.9%+8.3%0.002%
5/5/2026 Marks Group Wealth Management Inc2,394$1.70M0.2%-6.2%0.001%
5/5/2026 Bank of New York Mellon Corp3,448,169$2.44B0.4%-3.1%0.741%
5/5/2026 Blackhawk Capital Partners LLC1,775$1.26M0.5%-26.9%0.000%
5/5/2026 Illinois Municipal Retirement Fund27,038$19.16M0.2%+8.1%0.006%
5/5/2026 Three Seasons Wealth LLC1,485$1.05M0.4%+24.8%0.000%
5/5/2026 truNorth Financial Services Inc.675$478K0.5%-3.6%0.000%
5/5/2026 Journey Advisory Group LLC4,724$3.35M0.3%-7.8%0.001%
5/5/2026 Providence Wealth Advisors LLC11,190$8.20M5.3%+0.2%0.002%
5/5/2026 Geneos Wealth Management Inc.16,134$11.43M0.3%-0.8%0.003%
5/5/2026 Harel Insurance Investments & Financial Services Ltd.16,135$11.43M0.1%+39,253.7%0.003%
5/5/2026 MASTERINVEST Kapitalanlage GmbH5,248$3.72M0.4%+2.1%0.001%
5/5/2026 NFSG Corp1,346$953K0.2%+135.3%0.000%
5/5/2026 Livforsakringsbolaget Skandia Omsesidigt15,752$11.15M0.4%-32.8%0.003%
5/5/2026 Ethos Financial Group LLC3,292$2.13M0.2%+3.5%0.001%
5/5/2026 Signet Financial Management LLC14,685$10.40M1.2%-3.6%0.003%
5/5/2026 SouthState Bank Corp3,703$2.62M0.1%-3.7%0.001%
5/5/2026 Mandatum Life Insurance Co Ltd3,238$2.29M0.5%N/A0.001%
5/5/2026 Luts & Greenleigh Group Inc.892$632K0.5%+8.1%0.000%
5/5/2026 Advisors Preferred LLC10,745$7.61M1.1%+70.6%0.002%
5/5/2026 Opinicus Capital Inc.1,988$1.41M1.0%+4.4%0.000%
5/5/2026 Sanctuary Advisors LLC127,231$90.14M0.5%+0.8%0.027%
5/5/2026 Sigma Planning Corp22,456$15.91M0.4%-9.5%0.005%
5/5/2026 Cornerstone Advisory LLC1,818$1.29M0.1%+0.7%0.000%
5/5/2026 Camden National Bank1,597$1.13M0.2%-2.3%0.000%
5/5/2026 Conservest Capital Advisors Inc.362$256K0.0%N/A0.000%
5/5/2026 Members Trust Co9,796$6.94M0.2%-1.9%0.002%
5/5/2026 Mosaic Advisors LLC1,425$1.01M1.4%N/A0.000%
5/5/2026 Mill Capital Management LLC8,458$5.99M0.5%-3.9%0.002%
5/5/2026 Adell Harriman & Carpenter Inc.2,957$2.10M0.1%-2.4%0.001%
5/5/2026 1ST Source Bank9,376$6.64M0.3%-2.3%0.002%
5/5/2026 Checchi Capital Advisers LLC5,280$3.74M0.2%+4.7%0.001%
5/5/2026 First National Bank of Hutchinson1,960$1.39M0.9%+449.0%0.000%
5/5/2026 CFO Capital Management LLC4,588$3.23M2.4%+107.1%0.001%
5/5/2026 Nwam LLC5,493$3.89M0.2%+10.9%0.001%
5/5/2026 Flynn Zito Capital Management LLC319$226K0.1%N/A0.000%
5/5/2026 Hillsdale Investment Management Inc.6,597$4.67M0.1%+47.0%0.001%
5/5/2026 Hartford Funds Management Co LLC1,569$1.11M0.1%-47.0%0.000%
5/4/2026 Calamos Wealth Management LLC14,235$10.09M0.3%+193.4%0.003%
5/4/2026 Calamos Advisors LLC134,683$95.42M0.3%+40.7%0.029%
5/4/2026 AMG National Trust Bank8,376$5.93M0.1%+24.6%0.002%
5/4/2026 Retirement Planning Group LLC2,540$1.80M0.1%+11.3%0.001%
5/4/2026 Legacy Capital Group California Inc.1,136$805K0.3%-44.5%0.000%
5/4/2026 Evernest Financial Advisors LLC3,703$2.62M0.6%+2.0%0.001%
5/4/2026 Blake Schutter Theil Wealth Advisors LLC293$208K0.2%N/A0.000%


CAT Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of CAT shares?

During the previous two years, 3,775 institutional investors and hedge funds held shares of Caterpillar. The most heavily invested institutionals were Vanguard Group Inc. ($26.57B), State Street Corp ($20.27B), State Farm Mutual Automobile Insurance Co. ($9.99B), Geode Capital Management LLC ($6.07B), Fisher Asset Management LLC ($5.44B), Morgan Stanley ($4.05B), and Bank of America Corp DE ($3.86B).Learn more on Caterpillar's institutional investors.

What percentage of Caterpillar's stock is owned by institutional investors?

70.98% of Caterpillar's stock is owned by institutional investors. Learn more on CAT's institutional investor holdings.

Which institutional investors have been buying Caterpillar's stock?

Of the 3,308 institutional investors that purchased Caterpillar's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Norges Bank ($11.60M), Valeo Financial Advisors LLC ($7.29M), Wellington Management Group LLP ($5.20M), GAMMA Investing LLC ($3.73M), Diamant Asset Management Inc. ($3.14M), Capital International Investors ($2.38M), and International Assets Investment Management LLC ($2.13M).

How much institutional buying is happening at Caterpillar?

Institutional investors have bought a total of 53,830,091 shares in the last 24 months. This purchase volume represents approximately $25.52B in transactions.

Which of Caterpillar's major shareholders have been selling company stock?

Of the 1,984 institutional investors that sold Caterpillar's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Capital Research Global Investors ($1.46M), Wellington Management Group LLP ($1.37M), Amundi ($1.27M), State Street Corp ($1.16M), Ameriprise Financial Inc. ($1.08M), Vanguard Group Inc. ($866.52K), and Northern Trust Corp ($850.95K).

How much institutional selling is happening at Caterpillar?

Institutional investors have sold a total of 28,078,428 shares in the last 24 months. This volume of shares sold represents approximately $13.83B in transactions.


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This page (NYSE:CAT) was last updated on 5/6/2026 by MarketBeat.com Staff.
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