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Caterpillar (CAT) Institutional Ownership

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$805.22 -6.80 (-0.84%)
Closing price 03:59 PM Eastern
Extended Trading
$805.63 +0.41 (+0.05%)
As of 07:16 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for Caterpillar (NYSE:CAT)

Current
Institutional Ownership
Percentage
70.98%
Number of
Institutional Buyers
(last 12 months)
2540
Total
Institutional Inflows
(last 12 months)
$86.04B
Number of
Institutional Sellers
(last 12 months)
1817
Total
Institutional Outflows
(last 12 months)
$13.17B
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CAT Institutional Buying and Selling by Quarter

Caterpillar Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/23/2026 QRG Capital Management Inc.108,049$115.06M0.8%+12.6%0.024%
9/23/2026 Envestnet Portfolio Solutions Inc.12,230$13.02M0.1%+32.9%0.003%
9/23/2026 Envestnet Asset Management Inc.543,184$578.44M0.1%+28.2%0.118%
9/22/2026 State Street Corp36,276,960$37.12B0.7%+4.0%7.892%
9/21/2026 Silicon Valley Capital Partners216$227K0.0%-57.6%0.000%
9/21/2026 Altar Rock LLC339$361K0.5%-4.5%0.000%
9/18/2026 Security National Bank of Sioux City Iowa IA1,131$1.20M0.5%+9.8%0.000%
9/17/2026 Wellington Altus USA Inc.815$868K0.6%-14.5%0.000%
9/15/2026 Reynders McVeigh Capital Management LLC2,930$3.12M0.1%-1.3%0.001%
9/15/2026 Cherry Tree Wealth Management LLC511$544K0.1%-6.2%0.000%
9/11/2026 Bullseye Investment Management LLC145$154K0.1%N/A0.000%
9/11/2026 Smith Chas P & Associates PA Cpas1,825$1.94M0.1%-1.1%0.000%
9/11/2026 Talon Private Wealth LLC252$268K0.0%-89.0%0.000%
9/11/2026 Marathon Wealth Advisors LLC7,050$7.51M2.5%-0.4%0.002%
9/10/2026 U S Wealth Group LLC.1,003$1.07M0.5%N/A0.000%
9/9/2026 Bouchey Financial Group Ltd.727$774K0.1%-44.0%0.000%
9/9/2026 Miramontes Capital LLC2,063$2.20M0.7%+0.8%0.000%
9/9/2026 The Manufacturers Life Insurance Company306,110$325.98M0.2%-2.9%0.067%
9/9/2026 Palogic Value Management L.P.1,261$1.34M0.3%-5.6%0.000%
9/9/2026 Capstone Financial Advisors Inc.2,693$2.87M0.1%+1.1%0.001%
9/9/2026 Tortoise Investment Management LLC485$517K0.0%+4.3%0.000%
9/9/2026 Blue Edge Capital LLC13,179$14.03M1.7%-3.5%0.003%
9/9/2026 Sequoia Financial Advisors LLC188,272$200.49M1.0%+5.3%0.041%
9/9/2026 Van Hulzen Asset Management LLC2,809$2.99M0.2%+85.3%0.001%
9/9/2026 Cahill Financial Advisors Inc.2,166$2.31M0.2%-5.2%0.000%
9/9/2026 MCF Advisors LLC6,733$7.17M0.3%+69.0%0.001%
9/9/2026 Bienville Capital Management LLC324$345K0.0%N/A0.000%
9/9/2026 Archford Capital Strategies LLC1,069$1.14M0.1%+6.8%0.000%
9/9/2026 National Pension Service1,010,122$1.08B0.7%+2.2%0.220%
9/9/2026 Cidel Asset Management Inc.2,086$2.22M0.1%-14.0%0.000%
9/9/2026 Plimoth Trust Co. LLC10,522$11.21M2.2%-1.6%0.002%
9/9/2026 Capital Analysts LLC2,220$2.37M0.1%-2.5%0.000%
9/9/2026 Summit Financial Strategies Inc.2,004$2.13M0.1%+2.8%0.000%
9/9/2026 SVB Wealth LLC2,514$2.68M0.2%-10.6%0.001%
9/9/2026 Insight Wealth Partners LLC403$429K0.1%N/A0.000%
9/9/2026 Capital Advantage Inc.1,942$2.07M0.3%-14.8%0.000%
9/9/2026 Concorde Asset Management LLC710$756K0.4%+3.6%0.000%
9/9/2026 Pinnacle Wealth Management Advisory Group LLC8,247$8.78M0.5%+6.6%0.002%
9/9/2026 Integrated Wealth Concepts LLC36,447$38.81M0.2%+49.8%0.008%
9/9/2026 Community Bank N.A.14,696$15.65M1.7%-3.2%0.003%
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9/9/2026 RFG Advisory LLC9,930$10.58M0.2%+4.4%0.002%
9/9/2026 NewEdge Advisors LLC212,215$225.99M0.7%-1.3%0.046%
9/9/2026 GFG Capital LLC310$330K0.1%N/A0.000%
9/9/2026 IFP Advisors Inc13,949$14.85M0.3%-15.8%0.003%
9/9/2026 Baird Financial Group Inc.300,443$319.94M0.4%-2.1%0.065%
9/9/2026 Arcus Capital Partners LLC1,687$1.80M0.8%+90.4%0.000%
9/9/2026 Sterling Investment Advisors Ltd.1,545$1.65M0.3%-16.1%0.000%
9/9/2026 Stableford Capital II LLC973$1.04M0.4%-28.1%0.000%
9/9/2026 XY Planning Network Inc.1,061$1.13M0.1%-15.5%0.000%
9/9/2026 BayBridge Capital Group LLC3,269$3.48M1.8%-25.1%0.001%
9/8/2026 Ramsay Stattman Vela & Price Inc.870$926K0.2%-12.1%0.000%
9/8/2026 Mraz Amerine & Associates Inc.255$272K0.0%N/A0.000%
9/8/2026 Hudock Inc.8,106$8.63M1.1%-2.1%0.002%
9/8/2026 Allworth Financial LP79,655$84.83M0.4%-5.6%0.017%
9/8/2026 Arizona State Retirement System129,108$137.49M0.7%+0.7%0.028%
9/8/2026 West Family Investments Inc.1,461$1.56M0.4%+18.8%0.000%
9/8/2026 Waverly Advisors LLC94,324$100.45M0.6%-9.5%0.021%
9/8/2026 Empirical Finance LLC19,601$20.87M0.9%+2.7%0.004%
9/8/2026 Nykredit A S152,708$162.62M0.5%N/A0.033%
9/2/2026 MLG Wealth Management DBA Pine Grove Financial Group398$424K0.0%+24.0%0.000%
9/2/2026 Second Line Capital LLC972$1.04M0.2%-6.4%0.000%
9/2/2026 Range Advisory LLC1,618$1.72M0.2%+47.6%0.000%
9/2/2026 Brown Lisle Cummings Inc.2,541$2.71M0.6%-1.8%0.001%
8/28/2026 Cornerstone Financial Management LLC95$101K0.1%+58.3%0.000%
8/27/2026 Corient Private Wealth LP505,859$538.69M0.7%-6.8%0.110%
8/27/2026 Tucker Asset Management LLC416$443K0.1%+4.8%0.000%
8/27/2026 SHEPHERD WEALTH MANAGEMENT Ltd LIABILITY Co1,485$1.58M0.5%-5.0%0.000%
8/26/2026 HORAN Wealth LLC1,535$1.64M0.2%-45.4%0.000%
8/26/2026 Amundi2,062,345$2.20B0.5%-7.0%0.449%
8/26/2026 Wellington Grp LLC1,822$1.94M0.5%+14.6%0.000%
8/26/2026 HighTower Advisors LLC564,930$601.59M0.6%-4.6%0.123%
8/25/2026 Kirkwood Financial Services223$237K0.1%N/A0.000%
8/25/2026 Tobias Financial Advisors Inc.242$258K0.0%N/A0.000%
8/25/2026 Kingsbury Capital Investment Advisors LLC829$883K0.7%-6.4%0.000%
8/25/2026 VIRGINIA RETIREMENT SYSTEMS ET Al44,632$47.53M0.3%N/A0.010%
8/24/2026 Carlson Financial Inc.3,935$4.20M2.1%-1.5%0.001%
8/23/2026 Tanager Wealth Management LLP553$589K0.1%+8.6%0.000%
8/23/2026 DMC Group LLC1,672$1.78M1.2%-5.4%0.000%
8/23/2026 Studio Investment Management LLC8,767$9.34M1.6%-15.1%0.002%
8/23/2026 Washington Trust Advisors Inc.2,663$2.84M0.2%+0.6%0.001%
8/23/2026 Ameritas Advisory Services LLC25,083$26.71M0.5%+93.0%0.005%
8/23/2026 Guardian Wealth Advisors LLC NC2,909$3.10M0.2%-29.1%0.001%
8/23/2026 Henrickson Nauta Wealth Advisors Inc.213$227K0.1%N/A0.000%
8/23/2026 Wedmont Private Capital10,012$10.66M0.3%+17.6%0.002%
8/23/2026 Kintra Wealth LLC2,773$2.95M0.2%-3.7%0.001%
8/23/2026 Morling Financial Advisors LLC195$208K0.1%N/A0.000%
8/23/2026 PCG Wealth Advisors LLC240$256K0.1%N/A0.000%
8/23/2026 Endeavor Private Wealth Inc.206$220K0.1%N/A0.000%
8/23/2026 Widmann Financial Services Inc.4,300$4.58M2.5%-1.7%0.001%
8/23/2026 Sovereign Investment Advisors LLC452$481K0.1%-10.0%0.000%
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8/23/2026 Yarger Wealth Strategies LLC672$716K0.3%+3.1%0.000%
8/23/2026 Echo45 Advisors LLC409$436K0.2%-4.9%0.000%
8/23/2026 Guardian Wealth Management Inc.6,581$7.01M3.4%+1.1%0.001%
8/23/2026 HB Wealth Management LLC45,445$48.40M0.3%-3.1%0.010%
8/23/2026 Nilsine Partners LLC9,750$10.38M0.7%+0.8%0.002%
8/23/2026 Asset Allocation Strategies LLC422$449K0.1%+6.0%0.000%
8/23/2026 Chico Wealth RIA1,171$1.25M0.6%+1.2%0.000%
8/23/2026 Fortitude Advisory Group L.L.C.858$914K0.3%-6.5%0.000%
8/23/2026 Angeles Wealth Management LLC1,947$2.07M0.1%+9.6%0.000%
8/23/2026 Azimuth Capital Investment Management LLC4,415$4.70M0.2%-56.7%0.001%


CAT Institutional Ownership - Frequently Asked Questions

During the previous two years, 3,975 institutional investors and hedge funds held shares of Caterpillar. The most heavily invested institutionals were BlackRock Inc. ($40.46B), State Street Corp ($37.12B), Vanguard Group Inc. ($26.57B), State Farm Mutual Automobile Insurance Co. ($9.99B), Geode Capital Management LLC ($6.07B), Bank of America Corp DE ($5.82B), and Fisher Asset Management LLC ($5.44B).Learn more on Caterpillar's institutional investors.

70.98% of Caterpillar's stock is owned by institutional investors. Learn more on CAT's institutional investor holdings.

Of the 3,502 institutional investors that purchased Caterpillar's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: BlackRock Inc. ($37.99M), Norges Bank ($11.60M), Valeo Financial Advisors LLC ($7.31M), Bank of America Corp DE ($6.39M), Wellington Management Group LLP ($5.23M), GAMMA Investing LLC ($3.73M), and Bank of New York Mellon Corp ($3.61M).

Institutional investors have bought a total of 95,677,003 shares in the last 24 months. This purchase volume represents approximately $86.04B in transactions.

Of the 1,816 institutional investors that sold Caterpillar's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Capital Research Global Investors ($1.46M), Wellington Management Group LLP ($1.37M), Bank of America Corp DE ($1.06M), State Street Corp ($945.67K), Assenagon Asset Management S.A. ($827.84K), Price T Rowe Associates Inc. MD ($818.80K), and Amundi ($816.86K).

Institutional investors have sold a total of 22,928,277 shares in the last 24 months. This volume of shares sold represents approximately $13.17B in transactions.


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Institutional ownership data for NYSE:CAT is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/23/2026. New 13F filings are added each quarter as they're published.
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