Caterpillar (CAT) Institutional Ownership

$350.48

+6.18 (+1.79%)

(As of 07/26/2024 ET)

Current Institutional Ownership Percentage: 70.98%
Number of Institutional Buyers (last 12 months): 1657
Total Institutional Inflows (last 12 months): $8.69B

Number of Institutional Sellers (last 12 months): 1338
Total Institutional Outflows (last 12 months): $14.04B

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CAT Institutional Buying and Selling by Quarter

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Caterpillar Major Shareholders & Ownership History

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Reporting Date	Major Shareholder Name	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
7/26/2024	Checchi Capital Advisers LLC	6,188	$2.06M	0.1%	-0.6%	0.001%
7/26/2024	Financial Connections Group Inc.	87	$28K	0.0%	N/A	0.000%
7/26/2024	MWA Asset Management	11,259	$3.75M	2.7%	-0.5%	0.002%
7/26/2024	Worth Financial Advisory Group LLC	2,285	$761K	0.5%	-4.1%	0.000%
7/26/2024	Harbour Investments Inc.	6,366	$2.12M	0.1%	-4.4%	0.001%
7/26/2024	LS Investment Advisors LLC	38,569	$12.85M	2.0%	-1.7%	0.008%
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7/26/2024	Park Edge Advisors LLC	2,019	$673K	0.2%	+5.8%	0.000%
7/26/2024	Eagle Bay Advisors LLC	484	$161K	0.1%	-33.1%	0.000%
7/26/2024	Patriot Financial Group Insurance Agency LLC	1,918	$639K	0.1%	+4.0%	0.000%
7/26/2024	AustralianSuper Pty Ltd	18,550	$6.18M	0.0%	-2.4%	0.004%
7/26/2024	Atomi Financial Group Inc.	23,321	$7.77M	0.6%	+8.6%	0.005%
7/26/2024	Cambridge Investment Research Advisors Inc.	188,344	$62.74M	0.2%	-0.2%	0.039%
7/26/2024	ARK Investment Management LLC	24,468	$8.15M	0.1%	-42.6%	0.005%
7/26/2024	Aspen Investment Management Inc	3,074	$1.02M	0.5%	-4.8%	0.001%
7/26/2024	Dearborn Partners LLC	39,485	$13.15M	0.6%	-0.9%	0.008%
7/26/2024	GAM Holding AG	13,958	$4.65M	0.4%	-22.3%	0.003%
7/26/2024	Sequent Asset Management LLC	3,742	$1.25M	0.6%	-30.4%	0.001%
7/26/2024	Railway Pension Investments Ltd	115,900	$38.61M	0.5%	+4.4%	0.024%
7/26/2024	Latitude Advisors LLC	2,136	$712K	0.4%	+4.3%	0.000%
7/26/2024	Pioneer Trust Bank N A OR	683	$228K	0.1%	N/A	0.000%
7/26/2024	Signature Estate & Investment Advisors LLC	2,002	$667K	0.0%	N/A	0.000%
7/26/2024	Allspring Global Investments Holdings LLC	101,828	$33.92M	0.1%	-3.7%	0.021%
7/26/2024	State of Michigan Retirement System	142,972	$47.62M	0.2%	+2.5%	0.029%
7/26/2024	Callan Family Office LLC	2,061	$687K	0.1%	+136.9%	0.000%
7/26/2024	Hyman Charles D	160,161	$53.35M	3.0%	-0.2%	0.033%
7/26/2024	SlateStone Wealth LLC	27,008	$9.00M	1.0%	-26.9%	0.006%
7/26/2024	Bailard Inc.	13,435	$4.48M	0.1%	+3.1%	0.003%
7/26/2024	Verdence Capital Advisors LLC	7,595	$2.53M	0.2%	+8.1%	0.002%
7/26/2024	Paulson Wealth Management Inc.	2,104	$701K	0.2%	+3.6%	0.000%
7/26/2024	Bank of New York Mellon Corp	3,426,325	$1.14B	0.2%	-5.2%	0.701%
7/26/2024	Salomon & Ludwin LLC	612	$204K	0.0%	-42.0%	0.000%
7/25/2024	Rooted Wealth Advisors Inc.	3,002	$1.07M	0.5%	-18.6%	0.001%
7/25/2024	First Heartland Consultants Inc.	3,341	$1.11M	0.1%	-2.8%	0.001%
7/25/2024	Addison Capital Co	2,343	$780K	0.3%	+13.7%	0.000%
7/25/2024	MinichMacGregor Wealth Management LLC	1,198	$399K	0.1%	+4.5%	0.000%
7/25/2024	Cypress Capital Group	4,631	$1.54M	0.2%	-2.4%	0.001%
7/25/2024	Raymond James Trust N.A.	23,454	$7.81M	0.2%	-1.8%	0.005%
7/25/2024	Wedgewood Investors Inc. PA	933	$311K	0.4%	N/A	0.000%
7/25/2024	WD Rutherford LLC	4,191	$1.40M	0.7%	+1.5%	0.001%
7/25/2024	Highland Capital Management LLC	22,676	$7.55M	0.4%	+9.5%	0.005%
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7/25/2024	Calamos Advisors LLC	145,159	$48.35M	0.2%	-3.5%	0.030%
7/25/2024	AMG National Trust Bank	9,212	$3.07M	0.1%	+32.4%	0.002%
7/25/2024	Sigma Investment Counselors Inc.	26,502	$8.83M	0.5%	+1.9%	0.005%
7/25/2024	POM Investment Strategies LLC	113	$38K	0.0%	+2,160.0%	0.000%
7/25/2024	Calamos Wealth Management LLC	1,158	$386K	0.0%	-4.4%	0.000%
7/25/2024	Independence Bank of Kentucky	1,583	$527K	0.1%	+147.7%	0.000%
7/25/2024	Optas LLC	999	$333K	0.1%	+6.7%	0.000%
7/25/2024	Clear Creek Financial Management LLC	1,241	$413K	0.1%	+7.0%	0.000%
7/25/2024	Aries Wealth Management	18,092	$6.03M	1.9%	-0.2%	0.004%
7/25/2024	Pinnacle Wealth Management Advisory Group LLC	4,557	$1.52M	0.2%	+26.5%	0.001%
7/25/2024	Field & Main Bank	7,783	$2.59M	1.0%	+0.5%	0.002%
7/25/2024	Vivid Wealth Management LLC	6,432	$2.14M	1.2%	+47.2%	0.001%
7/25/2024	Shelter Ins Retirement Plan	30,780	$10.25M	2.7%	N/A	0.006%
7/25/2024	Institute for Wealth Management LLC.	4,891	$1.63M	0.2%	+2.9%	0.001%
7/25/2024	Washburn Capital Management Inc.	3,032	$1.01M	0.7%	-3.3%	0.001%
7/25/2024	Kanawha Capital Management LLC	29,700	$9.89M	0.8%	+8.1%	0.006%
7/25/2024	Planning Alternatives Ltd. ADV	985	$328K	0.1%	N/A	0.000%
7/25/2024	RFP Financial Group LLC	2,880	$959K	0.4%	-15.5%	0.001%
7/25/2024	Waterway Wealth Management LLC	1,495	$498K	0.2%	-2.5%	0.000%
7/25/2024	Destination Wealth Management	622	$207K	0.0%	-6.2%	0.000%
7/25/2024	Mn Services Vermogensbeheer B.V.	201,228	$67.03M	0.5%	-2.2%	0.041%
7/25/2024	First Merchants Corp	13,950	$4.65M	0.2%	-17.7%	0.003%
7/25/2024	Nichols & Pratt Advisers LLP MA	85,487	$28.48M	1.9%	-2.6%	0.017%
7/25/2024	Bank of Stockton	708	$236K	0.1%	N/A	0.000%
7/25/2024	Atlantic Union Bankshares Corp	8,533	$2.84M	0.2%	-1.6%	0.002%
7/24/2024	McAdam LLC	670	$223K	0.0%	+5.8%	0.000%
7/24/2024	EWA LLC	722	$249K	0.1%	-8.3%	0.000%
7/24/2024	Family Firm Inc.	126	$42K	0.0%	N/A	0.000%
7/24/2024	TrueWealth Advisors LLC	1,346	$448K	0.2%	+42.4%	0.000%
7/24/2024	Keynote Financial Services LLC	3,372	$1.12M	0.9%	-2.2%	0.001%
7/24/2024	Tower Bridge Advisors	4,405	$1.47M	0.1%	-6.4%	0.001%
7/24/2024	Transcendent Capital Group LLC	595	$198K	0.1%	-39.8%	0.000%
7/24/2024	Retirement Systems of Alabama	266,168	$88.66M	0.3%	-5.0%	0.054%
7/24/2024	West Oak Capital LLC	5,227	$1.74M	0.7%	-1.1%	0.001%
7/24/2024	Traynor Capital Management Inc.	10,789	$3.59M	0.3%	+1.3%	0.002%
7/24/2024	Slow Capital Inc.	11,908	$3.97M	0.6%	-2.0%	0.002%
7/24/2024	Quotient Wealth Partners LLC	2,280	$760K	0.0%	+8.4%	0.000%
7/24/2024	Herold Advisors Inc.	2,659	$886K	0.2%	+97.0%	0.001%
7/24/2024	Avitas Wealth Management LLC	9,308	$3.10M	0.5%	+0.5%	0.002%
7/24/2024	Everhart Financial Group Inc.	3,406	$1.13M	0.3%	+22.1%	0.001%
7/24/2024	Premier Path Wealth Partners LLC	2,486	$828K	0.1%	+3.1%	0.001%
7/24/2024	Charter Oak Capital Management LLC	1,435	$478K	0.0%	-16.1%	0.000%
7/24/2024	Catalina Capital Group LLC	2,445	$815K	0.3%	+9.0%	0.000%
7/24/2024	Secure Asset Management LLC	1,439	$479K	0.1%	+8.4%	0.000%
7/24/2024	Diversified LLC	2,120	$706K	0.1%	+3.5%	0.000%
7/24/2024	Slagle Financial LLC	6,267	$2.09M	1.1%	+6.4%	0.001%
7/24/2024	L. Roy Papp & Associates LLP	5,232	$1.74M	0.2%	-3.7%	0.001%
7/24/2024	Cornerstone Wealth Group LLC	4,568	$1.52M	0.1%	+1.9%	0.001%
7/24/2024	JB Capital LLC	1,006	$335K	0.0%	-12.1%	0.000%
7/24/2024	Sentry LLC	23,404	$7.80M	1.4%	-0.1%	0.005%
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7/24/2024	New York State Teachers Retirement System	493,478	$164.38M	0.3%	-6.0%	0.101%
7/24/2024	Unique Wealth Strategies LLC	140	$51K	0.0%	N/A	0.000%
7/24/2024	Louisiana State Employees Retirement System	27,700	$9.23M	0.2%	-6.4%	0.006%
7/24/2024	&PARTNERS	10,788	$3.59M	0.2%	+85.2%	0.002%
7/24/2024	Vinland Capital Management Gestora de Recursos LTDA.	5,980	$1.99M	1.3%	+39.8%	0.001%
7/23/2024	Geneos Wealth Management Inc.	14,961	$4.98M	0.2%	-5.7%	0.003%
7/23/2024	HTLF Bank	1,371	$457K	0.1%	-5.2%	0.000%
7/23/2024	GYL Financial Synergies LLC	4,981	$1.66M	0.1%	-9.2%	0.001%
7/23/2024	Hennessy Advisors Inc.	9,300	$3.10M	0.1%	-1.1%	0.002%
7/23/2024	LaFleur & Godfrey LLC	53,073	$17.68M	2.6%	+2.7%	0.011%

(Data available from 1/1/2016 forward)

CAT Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of CAT shares?: During the previous two years, 2,736 institutional investors and hedge funds held shares of Caterpillar. The most heavily invested institutionals were Vanguard Group Inc. ($17.54B), Capital World Investors ($10.32B), State Street Corp ($9.59B), BlackRock Inc. ($8.34B), Fisher Asset Management LLC ($2.41B), Geode Capital Management LLC ($2.34B), and Northern Trust Corp ($1.97B).Learn more on CAT's institutional investors.
What percentage of Caterpillar stock is owned by institutional investors?: 70.98% of Caterpillar stock is owned by institutional investors. Learn more on CAT's institutional investor holdings.
Which institutional investors have been buying Caterpillar stock?: Of the 2,338 institutional investors that purchased Caterpillar stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Bank Julius Baer & Co. Ltd Zurich ($9.16M), Norges Bank ($5.62M), Gateway Advisory LLC ($4.03M), International Assets Investment Management LLC ($2.16M), Altshuler Shaham Ltd ($2.03M), FMR LLC ($1.82M), and Renaissance Technologies LLC ($1.49M).

How much institutional buying is happening at Caterpillar?: Institutional investors have bought a total of 67,761,930 shares in the last 24 months. This purchase volume represents approximately $17.17B in transactions.
Which Caterpillar major shareholders have been selling company stock?: Of the 1,791 institutional investors that sold Caterpillar stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: OFI Invest Asset Management ($28.26M), Altshuler Shaham Ltd ($3.81M), Price T Rowe Associates Inc. MD ($1.61M), Private Advisor Group LLC ($1.56M), Bank of New York Mellon Corp ($1.38M), Capital International Investors ($1.28M), and Winslow Capital Management LLC ($1.12M).
How much institutional selling is happening at Caterpillar?: Institutional investors have sold a total of 72,930,059 shares in the last 24 months. This volume of shares sold represents approximately $18.13B in transactions.