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Caterpillar (CAT) Institutional Ownership

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$747.18 -25.60 (-3.31%)
Closing price 03:59 PM Eastern
Extended Trading
$739.50 -7.68 (-1.03%)
As of 07:59 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for Caterpillar (NYSE:CAT)

Current
Institutional Ownership
Percentage
70.98%
Number of
Institutional Buyers
(last 12 months)
2557
Total
Institutional Inflows
(last 12 months)
$85.83B
Number of
Institutional Sellers
(last 12 months)
1819
Total
Institutional Outflows
(last 12 months)
$12.92B
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CAT Institutional Buying and Selling by Quarter

Caterpillar Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/14/2026Western Financial Corp CA1,770$1.44M0.5%-74.9%0.000%
10/14/2026Tempus Wealth Planning LLC295$239K0.0%+27.2%0.000%
10/14/2026FOCUS Wealth Advisors LLC2,187$1.77M0.9%-1.1%0.000%
10/14/2026Union Savings Bank1,369$1.11M0.5%-4.6%0.000%
10/14/2026Essex LLC918$744K0.1%N/A0.000%
10/14/2026Orca Wealth Management LLC3,262$2.65M1.5%-0.8%0.001%
10/14/2026Triumph Capital Management278$225K0.0%+9.9%0.000%
10/14/2026Baker Ellis Asset Management LLC1,712$1.39M0.1%-7.1%0.000%
10/14/2026Sanders Morris Harris LLC1,975$1.62M0.2%+11.3%0.000%
10/14/2026Fairfield Financial Advisors LTD8,832$7.16M2.6%+3.0%0.002%
10/14/2026Consilium Wealth Advisory LLC2,534$2.06M0.6%+5.3%0.001%
10/14/2026Investment Planning Advisors Inc.526$427K0.1%+22.9%0.000%
10/14/2026Adirondack Trust Co.6,435$5.18M1.8%-8.0%0.001%
10/14/2026Three Magnolias Financial Advisors LLC400$324K0.2%-33.3%0.000%
10/14/2026N10 Wealth LLC638$517K0.1%+82.3%0.000%
10/14/2026Seelaus Asset Management LLC2,142$1.74M1.3%-3.6%0.000%
10/14/2026ABLE Financial Group LLC560$454K0.1%+110.5%0.000%
10/14/2026Navigate Wealth Management LLC623$499K0.3%-50.8%0.000%
10/14/2026Firethorn Wealth Partners LLC1,677$1.36M0.4%-3.8%0.000%
10/14/2026Thurston Springer Miller Herd & Titak Inc.125$101K0.2%-90.8%0.000%
10/14/2026WestHill Financial Advisors Inc.362$294K0.0%-57.0%0.000%
10/14/2026MinichMacGregor Wealth Management LLC468$380K0.1%-37.6%0.000%
10/14/2026First Citizens Bank & Trust Co.12,695$10.29M0.1%+124.1%0.003%
10/14/2026Focus Financial Network Inc.10,407$8.44M0.3%+3.6%0.002%
10/14/2026Enclave Advisors LLC3,799$3.08M0.4%+3.9%0.001%
10/14/2026My Personal CFO LLC428$347K0.1%+6.5%0.000%
10/14/2026JM2 Capital Inc.423$343K0.2%+9.3%0.000%
10/14/2026Stone Summit Wealth LLC5,065$4.11M1.1%-11.2%0.001%
10/14/2026XY Planning Network Inc.1,147$930K0.1%+8.1%0.000%
10/14/2026KMG Fiduciary Partners LLC1,503$1.22M0.1%-1.8%0.000%
10/14/2026Allied Investment Advisors LLC19,317$15.66M1.4%-3.8%0.004%
10/14/2026Salem Investment Counselors Inc.48,774$39.55M1.0%+0.1%0.011%
10/14/2026Signal Advisors Wealth LLC6,558$5.32M0.2%+75.1%0.001%
10/14/20264WEALTH Advisors Inc.254$210K0.1%-56.9%0.000%
10/14/2026GEM Asset Management LLC674$547K0.2%+3.9%0.000%
10/14/2026Ifrah Financial Services Inc.371$301K0.1%-33.8%0.000%
10/14/2026B. Riley Wealth Advisors Inc.9,585$7.77M0.3%+40.2%0.002%
10/14/2026Krilogy Financial LLC6,822$5.53M0.1%+49.2%0.001%
10/14/2026Affinity Capital Advisors LLC1,566$1.25M0.1%-6.4%0.000%
10/13/2026Mechanics Bank Trust Department1,957$1.59M0.2%-2.8%0.000%
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10/13/2026Spartan Planning & Wealth Management413$335K0.2%-63.1%0.000%
10/13/2026Fagan Associates Inc.2,270$1.84M0.2%+29.6%0.000%
10/13/2026Lineweaver Wealth Advisors LLC2,689$2.18M0.3%+2.8%0.001%
10/13/2026Forvis Mazars Wealth Advisors LLC19,590$15.88M0.3%+1.9%0.004%
10/13/2026Courier Capital LLC7,962$6.46M1.2%+29.2%0.002%
10/13/2026Financial Planning Hawaii Inc.475$385K0.2%-26.5%0.000%
10/13/2026Downshift Financial LLC205$165K0.1%+12.6%0.000%
10/13/2026First County Bank CT2,752$2.23M1.0%-2.9%0.001%
10/13/2026Ring Mountain Capital LLC997$808K0.3%+5.1%0.000%
10/13/2026Jericho Financial LLP9,709$7.87M4.2%+0.6%0.002%
10/13/2026Sax Wealth Advisors LLC5,430$4.40M0.1%+24.4%0.001%
10/13/2026Grove Street Fiduciary LLC1,171$949K0.4%+327.4%0.000%
10/13/2026Fragasso Financial Advisors Inc3,195$2.56M0.1%+69.3%0.001%
10/13/2026Fermata Advisors LLC629$510K0.1%+17.8%0.000%
10/13/2026NorthCrest Asset Manangement LLC59,191$46.36M1.1%+2.6%0.013%
10/13/2026Value Investment Professionals LLC591$479K0.4%N/A0.000%
10/13/2026Avior Wealth Management LLC7,578$6.14M0.2%+0.5%0.002%
10/13/2026Perpetual Ltd2,779$2.25M0.0%+21.2%0.001%
10/13/2026Woodstock Corp1,950$1.58M0.1%+29.1%0.000%
10/13/2026Consolidated Capital Management LLC13,426$10.89M3.0%+0.6%0.003%
10/10/2026Montz Harcus Wealth Management LLC1,775$1.44M0.6%-4.7%0.000%
10/10/2026Dupree Financial Group LLC300$243K0.1%-4.2%0.000%
10/10/2026Armstrong Advisory Group Inc.2,028$1.64M0.1%+4.3%0.000%
10/10/2026jvl associates llc724$587K0.2%-2.3%0.000%
10/10/2026Tilia Fiduciary Partners Inc.416$338K0.2%-5.5%0.000%
10/10/2026Jacobs & Co. CA30,494$24.72M2.2%-4.3%0.007%
10/10/2026Friday Financial339$280K0.1%+11.9%0.000%
10/10/2026Atlas Brown Inc.4,537$3.68M1.0%-3.1%0.001%
10/9/2026Stokes Capital Advisors LLC10,255$8.32M1.9%+2.4%0.002%
10/9/2026Mirador Capital Partners LP1,582$1.28M0.1%-4.1%0.000%
10/9/2026Kaizen Financial Strategies1,003$814K0.3%-109.7%0.000%
10/9/2026RFG Bristol Wealth Advisors LLC9,113$7.39M1.8%-4.5%0.002%
10/9/2026Sound Income Strategies LLC3,143$2.50M0.1%-1.2%0.001%
10/9/2026GK Wealth Management LLC163$132K0.1%-33.5%0.000%
10/9/2026Balefire LLC1,675$1.36M0.2%-3.3%0.000%
10/9/2026Castle Rock Wealth Management LLC1,757$1.52M0.3%+85.1%0.000%
10/9/2026David J Yvars Group1,347$1.09M0.5%-1.0%0.000%
10/9/2026Bill Few Associates Inc.1,988$1.61M0.3%+32.6%0.000%
10/9/2026Avity Investment Management Inc.1,895$1.54M0.1%+60.6%0.000%
10/9/2026Peoples Bank KS1,068$866K0.8%-20.8%0.000%
10/9/2026DKM Wealth Management Inc.1,136$921K0.6%+97.2%0.000%
10/9/2026Riversedge Advisors LLC873$708K0.1%+123.8%0.000%
10/9/2026Wedmont Private Capital11,171$8.63M0.2%+11.6%0.002%
10/9/2026Intelligence Driven Advisers LLC568$461K0.1%+5.2%0.000%
10/9/2026Journey Retirement Planning & Investment Management LLC736$597K0.4%+53.3%0.000%
10/9/2026Cadent Capital Advisors LLC2,532$2.05M0.4%+14.7%0.001%
10/9/2026BOS Asset Management LLC5,014$4.07M0.9%-1.0%0.001%
10/9/2026Central Bank & Trust Co.18,517$15.01M2.3%-2.7%0.004%
10/9/2026Lawood & Co.4,427$3.59M2.2%N/A0.001%
10/9/2026Insight Wealth Strategies LLC280$227K0.0%+6.1%0.000%
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10/9/2026Douglas Lane & Associates LLC3,014$2.44M0.0%-0.8%0.001%
10/9/2026Dakota Community Bank & Trust NA664$538K1.4%+19.2%0.000%
10/9/2026Cypress Asset Management Inc. TX2,587$2.10M0.4%-3.6%0.001%
10/9/2026Vilga Financial Planning LLC433$351K0.2%+10.5%0.000%
10/9/2026Breakwater Capital Group2,038$1.65M0.2%+4.7%0.000%
10/9/2026Legacy Wealth Asset Management LLC2,349$1.91M0.4%-4.1%0.001%
10/9/2026Chapin Davis Inc.5,302$4.30M0.9%-2.6%0.001%
10/9/2026Hardin Capital Partners LLC1,248$1.01M0.4%-2.1%0.000%
10/9/2026Eclectic Associates Inc. ADV849$688K0.1%-2.6%0.000%
10/9/2026LifeGoal Investments LLC858$696K0.2%+33.6%0.000%


CAT Institutional Ownership - Frequently Asked Questions

During the previous two years, 3,983 institutional investors and hedge funds held shares of Caterpillar. The most heavily invested institutionals were BlackRock Inc. ($40.46B), State Street Corp ($37.12B), Vanguard Group Inc. ($26.57B), State Farm Mutual Automobile Insurance Co. ($9.99B), Geode Capital Management LLC ($6.07B), Bank of America Corp DE ($5.82B), and Fisher Asset Management LLC ($5.44B).Learn more on Caterpillar's institutional investors.

70.98% of Caterpillar's stock is owned by institutional investors. Learn more on CAT's institutional investor holdings.

Of the 3,507 institutional investors that purchased Caterpillar's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: BlackRock Inc. ($37.99M), Norges Bank ($11.60M), Valeo Financial Advisors LLC ($7.31M), Bank of America Corp DE ($6.39M), Wellington Management Group LLP ($5.23M), GAMMA Investing LLC ($3.73M), and Bank of New York Mellon Corp ($3.61M).

Institutional investors have bought a total of 95,181,622 shares in the last 24 months. This purchase volume represents approximately $85.83B in transactions.

Of the 1,809 institutional investors that sold Caterpillar's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Capital Research Global Investors ($1.46M), Wellington Management Group LLP ($1.37M), Bank of America Corp DE ($1.06M), State Street Corp ($945.67K), Price T Rowe Associates Inc. MD ($818.80K), Amundi ($816.86K), and UBS AM A Distinct Business Unit of UBS Asset Management Americas LLC ($798.44K).

Institutional investors have sold a total of 22,361,694 shares in the last 24 months. This volume of shares sold represents approximately $12.91B in transactions.


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Institutional ownership data for NYSE:CAT is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/14/2026. New 13F filings are added each quarter as they're published.
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