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Caterpillar (CAT) Institutional Ownership

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$965.44 +1.91 (+0.20%)
Closing price 07/2/2026 03:59 PM Eastern
Extended Trading
$976.00 +10.56 (+1.09%)
As of 04:51 AM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for Caterpillar (NYSE:CAT)

Current
Institutional Ownership
Percentage
70.98%
Number of
Institutional Buyers
(last 12 months)
2547
Total
Institutional Inflows
(last 12 months)
$25.12B
Number of
Institutional Sellers
(last 12 months)
1935
Total
Institutional Outflows
(last 12 months)
$13.71B
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CAT Institutional Buying and Selling by Quarter

Caterpillar Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/2/2026 Kozak & Associates Inc.1,893$1.88M0.3%+4.4%0.000%
7/2/2026 MassMutual Private Wealth & Trust FSB42,523$45.28M1.2%-11.8%0.009%
7/2/2026 Versant Capital Management Inc2,293$2.44M0.2%-1.5%0.000%
7/2/2026 Collective Family Office LLC214$228K0.0%N/A0.000%
7/2/2026 Hilltop National Bank2,941$3.13M0.7%+2.2%0.001%
7/2/2026 CX Institutional12,491$13.30M0.4%-11.1%0.003%
7/2/2026 First County Bank CT 2,834$3.02M1.4%-3.0%0.001%
7/1/2026 Miller Global Investments LLC531$565K0.5%+127.9%0.000%
7/1/2026 First Financial Bank Trust Division18,457$19.66M1.4%-0.4%0.004%
7/1/2026 Adelphi Trust Co2,043$2.18M1.4%+4.1%0.000%
7/1/2026 Eastern Bank14,124$15.04M0.2%-1.6%0.003%
7/1/2026 Roxbury Financial LLC3,167$3.37M2.7%-0.8%0.001%
7/1/2026 Global Wealth Strategies & Associates374$398K0.1%+5.9%0.000%
6/26/2026WealthPoint Financial LLC778$551K0.4%+22.9%0.000%
6/23/2026Ballast Advisors LLC676$479K0.1%-4.1%0.000%
6/22/2026Sapient Capital LLC10,867$7.70M0.1%-12.3%0.002%
6/22/2026Vilga Financial Planning LLC396$281K0.3%-9.2%0.000%
6/18/2026Pacer Advisors Inc.28,626$20.28M0.0%-32.6%0.006%
6/18/2026Southern Financial Group LLC830$588K0.2%-7.1%0.000%
6/12/2026S&A Financial Services Inc.300$213K0.1%N/A0.000%
6/11/2026LFG Wealth Partners LLC2,452$1.74M1.0%+6.9%0.001%
6/10/2026Dakota Community Bank & Trust NA573$406K1.4%-6.5%0.000%
6/10/2026FAS Wealth Partners Inc.13,754$9.74M0.6%-13.5%0.003%
6/9/2026Rathbones Group PLC231,639$164.11M0.6%+34.1%0.050%
6/8/2026Pine Valley Investments Ltd Liability Co7,327$5.19M0.2%-6.2%0.002%
6/8/2026Farmers National Bank2,752$1.95M0.4%-0.9%0.001%
6/3/2026Wealthquest Corp438$310K0.0%+18.7%0.000%
6/3/2026CoreFirst Bank & Trust464$329K0.2%-19.0%0.000%
6/3/2026Parallel Advisors LLC13,090$9.27M0.2%+6.5%0.003%
6/3/2026NewEdge Advisors LLC215,064$152.36M0.5%-8.0%0.047%
6/2/2026Blue Edge Capital LLC13,657$9.68M1.3%+4.1%0.003%
6/1/2026First Nebraska Trust Co1,272$901K0.1%N/A0.000%
6/1/2026Flagship Wealth Advisors LLC73$52K0.0%+82.5%0.000%
6/1/2026Foguth Wealth Management LLC.750$531K0.1%+68.5%0.000%
6/1/2026Concorde Asset Management LLC685$485K0.2%-19.4%0.000%
6/1/2026Financial Solutions Advisory Group Inc.620$439K0.1%N/A0.000%
6/1/2026Integrated Investment Consultants LLC1,276$904K0.2%+6.4%0.000%
6/1/2026Dala Group LLC1,043$735K0.6%N/A0.000%
6/1/2026Keel Point LLC3,531$2.50M0.2%-14.0%0.001%
5/29/2026Ipsen Advisor Group LLC558$395K0.3%-3.0%0.000%
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5/29/2026Krane Financial Solutions LLC587$416K0.3%N/A0.000%
5/29/2026Asset Dedication LLC11,452$8.11M0.6%-18.1%0.002%
5/28/2026Cozad Asset Management Inc.8,006$5.67M0.4%-3.3%0.002%
5/27/2026Allen Capital Group LLC4,020$2.85M0.3%+1.1%0.001%
5/27/2026Security Financial Services INC.3,665$2.60M0.4%+1.6%0.001%
5/27/2026Westshore Wealth LLC1,174$832K0.3%-3.0%0.000%
5/27/2026Birmingham Capital Management Co. Inc. AL39,123$27.72M11.7%-1.8%0.008%
5/26/2026Serenity Investment Advisors265$188K0.1%N/A0.000%
5/26/2026Glenmede Trust Co. NA41,490$29.39M0.1%-7.5%0.009%
5/26/2026Ruggaard & Associates LLC441$313K0.1%-2.6%0.000%
5/22/2026Summitry LLC20,310$14.39M0.5%-9.8%0.004%
5/22/2026Groupama Asset Managment10,356$7.34M0.1%-15.4%0.002%
5/22/2026WNY Asset Management LLC920$652K0.1%N/A0.000%
5/22/2026Wellington Grp LLC1,590$1.13M0.3%+20.4%0.000%
5/22/2026Verus Capital Partners LLC2,693$1.91M0.1%-24.1%0.001%
5/21/2026Raab & Moskowitz Asset Management LLC1,587$1.12M0.2%-4.5%0.000%
5/21/2026Compass Capital Management Inc.19,127$13.55M0.8%-7.0%0.004%
5/21/2026GKV Capital Management Co. Inc.2,812$1.99M0.7%-1.0%0.001%
5/21/2026Vestor Capital LLC24,799$17.57M1.3%-28.7%0.005%
5/21/2026J. Derek Lewis & Associates Inc.756$536K0.1%-2.2%0.000%
5/21/2026BankChampaign National Association2,312$1.64M1.6%N/A0.001%
5/21/2026Groupe la Francaise54,220$38.27M0.5%+66.7%0.012%
5/20/2026CCM Investment Advisers LLC48,856$34.61M3.3%-4.9%0.011%
5/20/2026Liontrust Investment Partners LLP25,328$17.94M0.3%N/A0.005%
5/20/2026SOA Wealth Advisors LLC.913$647K0.1%+11.6%0.000%
5/19/2026Western Wealth Management LLC7,366$5.22M0.2%+66.1%0.002%
5/19/2026Mascagni Wealth Management Inc.835$592K0.4%+125.7%0.000%
5/19/2026Sonoma Allocations LLC1,220$884K0.3%-2.4%0.000%
5/19/2026Cim Investment Management Inc.3,766$2.67M0.7%-0.4%0.001%
5/19/2026Silicon Valley Capital Partners509$361K0.0%+165.1%0.000%
5/19/2026Paragon Private Wealth Management LLC1,138$807K0.3%+14.8%0.000%
5/19/2026Bank of America Corp DE5,677,578$4.02B0.3%-15.7%1.233%
5/19/2026Wilson & Boucher Capital Management LLC5,852$4.15M2.8%-2.0%0.001%
5/19/2026Edgestream Partners L.P.2,360$1.67M0.1%-6.6%0.001%
5/19/2026Kentucky Retirement Systems52,539$37.22M1.3%+80.7%0.011%
5/19/2026JTC Employer Solutions Trustee Ltd370$262K0.0%-28.8%0.000%
5/19/2026Chesapeake Wealth Management2,822$2.00M0.6%-7.3%0.001%
5/19/2026Janus Henderson Group PLC115,517$81.83M0.0%-0.4%0.025%
5/19/2026Centaurus Financial Inc.3,179$2.25M0.1%+5.7%0.001%
5/19/2026Cim LLC347$246K0.0%N/A0.000%
5/19/2026Oddo BHF Asset Management Sas9,311$6.60M0.3%+116.7%0.002%
5/19/2026Bull Harbor Capital LLC1,171$830K0.2%N/A0.000%
5/19/2026Strategic Investment Advisors MI2,185$1.55M0.1%-9.9%0.000%
5/19/2026Ashton Thomas Securities LLC2,060$1.46M0.2%+217.4%0.000%
5/19/2026South Dakota Investment Council7,001$4.96M0.1%-2.1%0.002%
5/19/2026Strategic Planning Inc.311$220K0.1%N/A0.000%
5/19/2026Altshuler Shaham Ltd5,096$3.61M0.1%+60.7%0.001%
5/18/2026Sunbelt Securities Inc.3,580$2.54M0.2%-0.6%0.001%
5/18/2026Amundi2,217,637$1.57B0.4%+29.4%0.481%
5/18/2026Gould Capital LLC4,919$3.49M2.1%-37.7%0.001%
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5/18/2026EverSource Wealth Advisors LLC4,598$3.26M0.1%+2.0%0.001%
5/18/2026Talon Private Wealth LLC2,294$1.63M0.2%N/A0.000%
5/18/2026California State Teachers Retirement System706,389$500.45M0.5%-2.7%0.153%
5/18/2026Core Wealth Advisors Inc.5,153$3.65M0.9%-0.7%0.001%
5/18/2026Resources Management Corp CT ADV4,880$3.46M0.5%-6.7%0.001%
5/18/2026ROI Financial Advisors LLC2,258$1.60M1.0%+2.2%0.000%
5/18/2026Richwood Investment Advisors LLC3,234$2.29M1.7%-1.2%0.001%
5/18/2026Elite Wealth Management Inc.2,572$1.82M0.6%N/A0.001%
5/18/2026Empowered Funds LLC75,281$53.33M0.3%+54.6%0.016%
5/18/2026Evelyn Partners Investment Management LLP4,179$2.96M0.1%-3.3%0.001%


CAT Institutional Ownership - Frequently Asked Questions

During the previous two years, 3,792 institutional investors and hedge funds held shares of Caterpillar. The most heavily invested institutionals were Vanguard Group Inc. ($26.57B), State Street Corp ($20.27B), State Farm Mutual Automobile Insurance Co. ($9.99B), Geode Capital Management LLC ($6.07B), Fisher Asset Management LLC ($5.44B), Morgan Stanley ($4.05B), and Bank of America Corp DE ($4.02B).Learn more on Caterpillar's institutional investors.

70.98% of Caterpillar's stock is owned by institutional investors. Learn more on CAT's institutional investor holdings.

Of the 3,319 institutional investors that purchased Caterpillar's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Norges Bank ($11.60M), Valeo Financial Advisors LLC ($7.29M), Wellington Management Group LLP ($5.20M), GAMMA Investing LLC ($3.73M), Diamant Asset Management Inc. ($3.14M), Capital International Investors ($2.14M), and International Assets Investment Management LLC ($2.13M).

Institutional investors have bought a total of 51,002,844 shares in the last 24 months. This purchase volume represents approximately $25.12B in transactions.

Of the 1,935 institutional investors that sold Caterpillar's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Capital Research Global Investors ($1.46M), Wellington Management Group LLP ($1.37M), State Street Corp ($1.16M), Bank of America Corp DE ($1.06M), Assenagon Asset Management S.A. ($827.72K), Price T Rowe Associates Inc. MD ($818.80K), and Marshall Wace LLP ($718.57K).

Institutional investors have sold a total of 25,811,315 shares in the last 24 months. This volume of shares sold represents approximately $13.71B in transactions.


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This page (NYSE:CAT) was last updated on 7/6/2026 by MarketBeat.com Staff.
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