NYSE:CAT

Caterpillar - CAT Institutional Ownership

$224.54

+1.54 (+0.69%)

(As of 03/30/2023 12:00 AM ET)

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Today's Range: $223.99
▼
$226.34
50-Day Range: $215.01
▼
$264.54
52-Week Range: $160.60
▼
$266.04

Volume: 1.92 million shs
Average Volume: 3.36 million shs
Market Capitalization: $115.94 billion

P/E Ratio: 17.75
Dividend Yield: 2.14%
Price Target: $238.35

Institutional Ownership

Current Institutional Ownership Percentage: 68.02%
Number of Institutional Buyers (last 12 months): 1645
Total Institutional Inflows (last 12 months): $11.49 B
Number of Institutional Sellers (last 12 months): 1212
Total Institutional Outflows (last 12 months): $5.19 B

CAT Institutional Buying and Selling by Quarter

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Caterpillar Major Shareholders & Ownership History

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Reporting Date	Major Shareholder Name	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
3/28/2023	Prostatis Group LLC	3,002	$0.72M	0.4%	N/A	0.001%
3/23/2023	Prostatis Group LLC	692,679	$0.72M	0.4%	N/A	0.134%
3/23/2023	MetLife Investment Management LLC	153,970	$36.89M	0.3%	-3.3%	0.030%
3/15/2023	B. Riley Wealth Advisors Inc.	24,080	$5.77M	0.1%	-1.0%	0.005%
3/13/2023	Claro Advisors LLC	989	$0.24M	0.1%	N/A	0.000%
3/10/2023	Mather Group LLC.	2,716	$0.65M	0.0%	-4.5%	0.001%

3/10/2023	Victory Capital Management Inc.	291,456	$69.82M	0.1%	+4.1%	0.056%
3/8/2023	Capital Asset Advisory Services LLC	9,086	$2.22M	0.2%	+4.9%	0.002%
3/7/2023	Great Lakes Retirement Inc.	3,577	$0.86M	0.2%	N/A	0.001%
3/6/2023	Rockefeller Capital Management L.P.	213,294	$51.10M	0.3%	+4.0%	0.041%
3/6/2023	Birmingham Capital Management Co. Inc. AL	56,895	$13.63M	5.2%	+0.1%	0.011%
3/6/2023	North Star Asset Management Inc.	1,460	$0.35M	0.0%	-10.4%	0.000%
3/2/2023	Oliver Lagore Vanvalin Investment Group	205	$49K	0.0%	+153.1%	0.000%
3/1/2023	Lakewood Asset Management LLC	2,705	$0.65M	0.5%	N/A	0.001%
3/1/2023	Whitener Capital Management Inc.	11,515	$2.76M	1.2%	-1.0%	0.002%
3/1/2023	Regal Investment Advisors LLC	3,548	$0.85M	0.1%	+3.0%	0.001%
2/28/2023	Voya Investment Management LLC	979,697	$234.70M	0.3%	+285.7%	0.190%
2/28/2023	Trust Investment Advisors	8,407	$2.01M	1.0%	+3.6%	0.002%
2/28/2023	American Institute for Advanced Investment Management LLP	1,005	$0.24M	0.2%	N/A	0.000%
2/27/2023	Gallagher Benefit Services Inc.	1,146	$0.28M	0.1%	N/A	0.000%
2/27/2023	Objective Capital Management LLC	1,202	$0.29M	0.3%	N/A	0.000%
2/27/2023	ST Germain D J Co. Inc.	7,220	$0.29M	0.1%	+30.1%	0.001%
2/24/2023	RiverFront Investment Group LLC	50,161	$1.82M	0.4%	-12.6%	0.010%
2/23/2023	Chelsea Counsel Co.	180	$43K	0.0%	N/A	0.000%
2/23/2023	Tandem Wealth Advisors LLC	917	$0.22M	0.1%	N/A	0.000%
2/23/2023	Centurion Wealth Management LLC	1,973	$0.47M	0.3%	N/A	0.000%
2/23/2023	Callan Family Office LLC	15,752	$3.78M	1.2%	N/A	0.003%
2/22/2023	Kovack Advisors Inc.	4,325	$1.04M	0.2%	-11.4%	0.001%
2/22/2023	CVA Family Office LLC	2,770	$0.66M	0.2%	+5.9%	0.001%
2/21/2023	OLD Republic International Corp	349,000	$83.61M	2.6%	-36.4%	0.068%
2/21/2023	Macquarie Group Ltd.	110,230	$26.41M	0.0%	-58.6%	0.021%
2/21/2023	Wallace Advisory Group LLC	1,193	$0.29M	0.2%	N/A	0.000%
2/21/2023	Insight Advisors LLC PA	3,330	$0.80M	0.3%	-16.3%	0.001%
2/21/2023	Ruedi Wealth Management Inc.	319	$76K	0.1%	N/A	0.000%
2/21/2023	Graphene Investments SAS	13,500	$3.23M	2.2%	N/A	0.003%
2/21/2023	Northwestern Mutual Wealth Management Co.	253,228	$60.66M	0.1%	-6.6%	0.049%
2/21/2023	B. Riley Wealth Advisors Inc.	25,260	$6.05M	0.2%	+3.9%	0.005%
2/21/2023	Equitable Trust Co.	16,463	$3.94M	0.3%	-14.8%	0.003%
2/21/2023	Northwestern Mutual Investment Management Company LLC	16,311	$3.91M	0.1%	-16.8%	0.003%
2/21/2023	National Pension Service	790,897	$189.47M	0.4%	+1.6%	0.153%

2/17/2023	Truist Financial Corp	232,413	$55.68M	0.1%	+3.0%	0.045%
2/17/2023	Adams Wealth Management	876	$0.21M	0.1%	N/A	0.000%
2/17/2023	Coppell Advisory Solutions Corp.	358	$86K	0.0%	N/A	0.000%
2/17/2023	Compass Wealth Management LLC	165	$40K	0.0%	N/A	0.000%
2/17/2023	Ascent Group LLC	1,035	$0.25M	0.0%	+7.8%	0.000%
2/17/2023	Massachusetts Wealth Management	5,831	$1.47M	1.4%	N/A	0.001%
2/16/2023	Bensler LLC	1,980	$0.47M	0.1%	-7.3%	0.000%
2/16/2023	GHP Investment Advisors Inc.	2,081	$0.50M	0.0%	+2.4%	0.000%
2/16/2023	Axxcess Wealth Management LLC	7,341	$1.76M	0.1%	-16.0%	0.001%
2/16/2023	Castellan Group	14,014	$3.36M	2.3%	N/A	0.003%
2/16/2023	American Trust	3,387	$0.81M	0.1%	+81.4%	0.001%
2/16/2023	GSB Wealth Management LLC	1,168	$0.28M	0.1%	N/A	0.000%
2/16/2023	Beach Investment Counsel Inc. PA	15,154	$3.63M	0.5%	+784.6%	0.003%
2/16/2023	Security National Bank of Sioux City Iowa IA	989	$0.24M	0.2%	N/A	0.000%
2/16/2023	Moneta Group Investment Advisors LLC	9,784	$2.34M	0.1%	+30.7%	0.002%
2/16/2023	Cullen Capital Management LLC	900	$0.22M	0.0%	N/A	0.000%
2/16/2023	Weybosset Research & Management LLC	1,050	$0.25M	0.1%	N/A	0.000%
2/16/2023	Alliancebernstein L.P.	667,974	$160.02M	0.1%	-0.4%	0.128%
2/16/2023	Altshuler Shaham Ltd	864,153	$207.02M	8.3%	-67.1%	0.166%
2/16/2023	Certified Advisory Corp	1,044	$0.25M	0.0%	N/A	0.000%
2/16/2023	CreativeOne Wealth LLC	3,044	$0.73M	0.0%	-15.1%	0.001%
2/16/2023	Financial Advocates Investment Management	7,177	$1.72M	0.1%	+1.4%	0.001%
2/16/2023	Personal Capital Advisors Corp	6,190	$1.48M	0.0%	-4.1%	0.001%
2/16/2023	Probity Advisors Inc.	7,093	$1.70M	0.4%	-4.0%	0.001%
2/16/2023	RFG Advisory LLC	5,023	$1.24M	0.1%	-2.7%	0.001%
2/16/2023	State of Wyoming	2,062	$0.49M	0.2%	+125.6%	0.000%
2/16/2023	United Capital Financial Advisers LLC	171,060	$40.98M	0.2%	+1.7%	0.033%
2/16/2023	Wellington Shields & Co. LLC	9,600	$2.30M	0.5%	+2.1%	0.002%
2/16/2023	Harbour Investments Inc.	4,515	$1.08M	0.1%	+16.4%	0.001%
2/16/2023	Live Oak Investment Partners	2,687	$0.64M	0.6%	N/A	0.001%
2/16/2023	One Capital Management LLC	1,196	$0.29M	0.0%	-16.5%	0.000%
2/16/2023	CoreFirst Bank & Trust	4,238	$1.02M	0.8%	-19.4%	0.001%
2/16/2023	Silverlake Wealth Management LLC	6,700	$1.61M	1.0%	N/A	0.001%
2/16/2023	German American Bancorp Inc.	29,124	$6.98M	1.1%	+0.7%	0.006%
2/16/2023	Gateway Wealth Partners LLC	10,898	$2.61M	0.4%	N/A	0.002%
2/16/2023	Chartwell Investment Partners LLC	47,594	$11.40M	0.4%	-30.1%	0.009%
2/15/2023	Retirement Group LLC	19,577	$4.69M	2.3%	-2.8%	0.004%
2/15/2023	Greenwood Gearhart Inc.	50,605	$12.12M	1.7%	+1.3%	0.010%
2/15/2023	RiverFront Investment Group LLC	50,161	$1.82M	0.4%	-12.6%	0.010%
2/15/2023	Public Employees Retirement System of Ohio	316,482	$75.82M	0.3%	-0.5%	0.061%
2/15/2023	Steward Partners Investment Advisory LLC	49,703	$11.91M	0.2%	-2.0%	0.010%
2/15/2023	CI Private Wealth LLC	391,044	$93.70M	0.3%	N/A	0.075%
2/15/2023	Metropolitan Life Insurance Co NY	29,367	$7.04M	0.4%	-6.6%	0.006%
2/15/2023	MetLife Investment Management LLC	153,970	$36.89M	0.3%	-3.3%	0.030%
2/15/2023	WealthPLAN Partners LLC	7,830	$1.91M	0.1%	N/A	0.002%
2/15/2023	Moneta Group Investment Advisors LLC	9,784,017	$2.34B	0.1%	+130,632.5%	1.880%
2/15/2023	Fort Sheridan Advisors LLC	2,045	$0.49M	0.2%	-12.8%	0.000%
2/15/2023	Landaas & Co. WI ADV	1,298	$0.31M	0.2%	-52.9%	0.000%
2/15/2023	Sentinus LLC	1,068	$0.26M	0.2%	N/A	0.000%
2/15/2023	Columbia Trust Co 01012016	7,034	$1.69M	0.9%	-8.2%	0.001%

2/15/2023	Legacy Financial Group Inc.	854	$0.21M	0.1%	N/A	0.000%
2/15/2023	CIC Wealth LLC	2,955	$0.71M	0.3%	N/A	0.001%
2/15/2023	Cape Cod Five Cents Savings Bank	2,795	$0.67M	0.1%	+2.9%	0.001%
2/15/2023	State of Tennessee Treasury Department	356,383	$85.38M	0.4%	+1.6%	0.068%
2/15/2023	Salem Investment Counselors Inc.	35,151	$8.42M	0.4%	+1.6%	0.007%
2/15/2023	Apollon Wealth Management LLC	10,434	$2.50M	0.2%	+85.9%	0.002%
2/15/2023	Utah Retirement Systems	92,458	$22.15M	0.4%	-2.2%	0.018%
2/15/2023	Founders Financial Alliance LLC	3,272	$0.78M	0.4%	+2.8%	0.001%
2/15/2023	Liberty One Investment Management LLC	10,989	$2.63M	0.4%	+2.9%	0.002%
2/15/2023	Captrust Financial Advisors	117,355	$28.11M	0.1%	-0.6%	0.023%

(Data available from 1/1/2016 forward)

CAT Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of CAT shares?: During the previous two years, 2,548 institutional investors and hedge funds held shares of Caterpillar. The most heavily invested institutionals were Arete Wealth Advisors LLC ($1,343.27B), Vanguard Group Inc. ($7.97B), State Street Corp ($6.57B), BlackRock Inc. ($6B), Capital World Investors ($4.48B), Private Advisor Group LLC ($3.95B), and State Farm Mutual Automobile Insurance Co. ($3.41B).Learn more on CAT's institutional investors.
What percentage of Caterpillar stock is owned by institutional investors?: 68.02% of Caterpillar stock is owned by institutional investors. Learn more on CAT's institutional investor holdings.
Which institutional investors have been buying Caterpillar stock?: Of the 2,278 institutional investors that purchased Caterpillar stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Norges Bank ($10.24M), Moneta Group Investment Advisors LLC ($9.79M), Capital World Investors ($8.24M), BlackRock Inc. ($3.90M), Amundi ($3.05M), Renaissance Technologies LLC ($2.20M), and Ontario Teachers Pension Plan Board ($2.14M).

How much institutional buying is happening at Caterpillar?: Institutional investors have bought a total of 99,045,599 shares in the last 24 months. This purchase volume represents approximately $21.58B in transactions.
Which Caterpillar major shareholders have been selling company stock?: Of the 1,646 institutional investors that sold Caterpillar stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Price T Rowe Associates Inc. MD ($7.92M), Capital International Investors ($6.02M), Macquarie Group Ltd. ($3.63M), Primecap Management Co. CA ($2.16M), BlackRock Inc. ($2.16M), Altshuler Shaham Ltd ($1.76M), and Capital Wealth Planning LLC ($1.58M).
How much institutional selling is happening at Caterpillar?: Institutional investors have sold a total of 69,808,126 shares in the last 24 months. This volume of shares sold represents approximately $14.62B in transactions.

This page (NYSE:CAT) was last updated on 3/30/2023 by MarketBeat.com Staff

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Caterpillar - CAT Institutional Ownership

CAT Institutional Buying and Selling by Quarter

Caterpillar Major Shareholders & Ownership History

CAT Institutional Ownership - Frequently Asked Questions

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Caterpillar - CAT Institutional Ownership

Institutional Ownership Changes (13F Filings) for Caterpillar (NYSE:CAT)

CAT Institutional Buying and Selling by Quarter

Caterpillar Major Shareholders & Ownership History

CAT Institutional Ownership - Frequently Asked Questions