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NYSE:CAT

Caterpillar - CAT Institutional Ownership

$224.54
+1.54 (+0.69%)
(As of 03/30/2023 12:00 AM ET)
Add
Compare
Today's Range
$223.99
$226.34
50-Day Range
$215.01
$264.54
52-Week Range
$160.60
$266.04
Volume
1.92 million shs
Average Volume
3.36 million shs
Market Capitalization
$115.94 billion
P/E Ratio
17.75
Dividend Yield
2.14%
Price Target
$238.35

Institutional Ownership Changes (13F Filings) for Caterpillar (NYSE:CAT)

Current
Institutional Ownership
Percentage
68.02%
Number of
Institutional Buyers
(last 12 months)
1645
Total
Institutional Inflows
(last 12 months)
$11.49 B
Number of
Institutional Sellers
(last 12 months)
1212
Total
Institutional Outflows
(last 12 months)
$5.19 B
Skip Chart & View Institutional Buying and Selling Data

CAT Institutional Buying and Selling by Quarter

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Caterpillar Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
3/28/2023Prostatis Group LLC3,002$0.72M0.4%N/A0.001%
3/23/2023Prostatis Group LLC692,679$0.72M0.4%N/A0.134%
3/23/2023MetLife Investment Management LLC153,970$36.89M0.3%-3.3%0.030%
3/15/2023B. Riley Wealth Advisors Inc.24,080$5.77M0.1%-1.0%0.005%
3/13/2023Claro Advisors LLC989$0.24M0.1%N/A0.000%
3/10/2023Mather Group LLC.2,716$0.65M0.0%-4.5%0.001%
3/10/2023Victory Capital Management Inc.291,456$69.82M0.1%+4.1%0.056%
3/8/2023Capital Asset Advisory Services LLC9,086$2.22M0.2%+4.9%0.002%
3/7/2023Great Lakes Retirement Inc.3,577$0.86M0.2%N/A0.001%
3/6/2023Rockefeller Capital Management L.P.213,294$51.10M0.3%+4.0%0.041%
3/6/2023Birmingham Capital Management Co. Inc. AL56,895$13.63M5.2%+0.1%0.011%
3/6/2023North Star Asset Management Inc.1,460$0.35M0.0%-10.4%0.000%
3/2/2023Oliver Lagore Vanvalin Investment Group205$49K0.0%+153.1%0.000%
3/1/2023Lakewood Asset Management LLC2,705$0.65M0.5%N/A0.001%
3/1/2023Whitener Capital Management Inc.11,515$2.76M1.2%-1.0%0.002%
3/1/2023Regal Investment Advisors LLC3,548$0.85M0.1%+3.0%0.001%
2/28/2023Voya Investment Management LLC979,697$234.70M0.3%+285.7%0.190%
2/28/2023Trust Investment Advisors8,407$2.01M1.0%+3.6%0.002%
2/28/2023American Institute for Advanced Investment Management LLP1,005$0.24M0.2%N/A0.000%
2/27/2023Gallagher Benefit Services Inc.1,146$0.28M0.1%N/A0.000%
2/27/2023Objective Capital Management LLC1,202$0.29M0.3%N/A0.000%
2/27/2023ST Germain D J Co. Inc.7,220$0.29M0.1%+30.1%0.001%
2/24/2023RiverFront Investment Group LLC50,161$1.82M0.4%-12.6%0.010%
2/23/2023Chelsea Counsel Co.180$43K0.0%N/A0.000%
2/23/2023Tandem Wealth Advisors LLC917$0.22M0.1%N/A0.000%
2/23/2023Centurion Wealth Management LLC1,973$0.47M0.3%N/A0.000%
2/23/2023Callan Family Office LLC15,752$3.78M1.2%N/A0.003%
2/22/2023Kovack Advisors Inc.4,325$1.04M0.2%-11.4%0.001%
2/22/2023CVA Family Office LLC2,770$0.66M0.2%+5.9%0.001%
2/21/2023OLD Republic International Corp349,000$83.61M2.6%-36.4%0.068%
2/21/2023Macquarie Group Ltd.110,230$26.41M0.0%-58.6%0.021%
2/21/2023Wallace Advisory Group LLC1,193$0.29M0.2%N/A0.000%
2/21/2023Insight Advisors LLC PA3,330$0.80M0.3%-16.3%0.001%
2/21/2023Ruedi Wealth Management Inc.319$76K0.1%N/A0.000%
2/21/2023Graphene Investments SAS13,500$3.23M2.2%N/A0.003%
2/21/2023Northwestern Mutual Wealth Management Co.253,228$60.66M0.1%-6.6%0.049%
2/21/2023B. Riley Wealth Advisors Inc.25,260$6.05M0.2%+3.9%0.005%
2/21/2023Equitable Trust Co.16,463$3.94M0.3%-14.8%0.003%
2/21/2023Northwestern Mutual Investment Management Company LLC16,311$3.91M0.1%-16.8%0.003%
2/21/2023National Pension Service790,897$189.47M0.4%+1.6%0.153%
2/17/2023Truist Financial Corp232,413$55.68M0.1%+3.0%0.045%
2/17/2023Adams Wealth Management876$0.21M0.1%N/A0.000%
2/17/2023Coppell Advisory Solutions Corp.358$86K0.0%N/A0.000%
2/17/2023Compass Wealth Management LLC165$40K0.0%N/A0.000%
2/17/2023Ascent Group LLC1,035$0.25M0.0%+7.8%0.000%
2/17/2023Massachusetts Wealth Management5,831$1.47M1.4%N/A0.001%
2/16/2023Bensler LLC1,980$0.47M0.1%-7.3%0.000%
2/16/2023GHP Investment Advisors Inc.2,081$0.50M0.0%+2.4%0.000%
2/16/2023Axxcess Wealth Management LLC7,341$1.76M0.1%-16.0%0.001%
2/16/2023Castellan Group14,014$3.36M2.3%N/A0.003%
2/16/2023American Trust3,387$0.81M0.1%+81.4%0.001%
2/16/2023GSB Wealth Management LLC1,168$0.28M0.1%N/A0.000%
2/16/2023Beach Investment Counsel Inc. PA15,154$3.63M0.5%+784.6%0.003%
2/16/2023Security National Bank of Sioux City Iowa IA989$0.24M0.2%N/A0.000%
2/16/2023Moneta Group Investment Advisors LLC9,784$2.34M0.1%+30.7%0.002%
2/16/2023Cullen Capital Management LLC900$0.22M0.0%N/A0.000%
2/16/2023Weybosset Research & Management LLC1,050$0.25M0.1%N/A0.000%
2/16/2023Alliancebernstein L.P.667,974$160.02M0.1%-0.4%0.128%
2/16/2023Altshuler Shaham Ltd864,153$207.02M8.3%-67.1%0.166%
2/16/2023Certified Advisory Corp1,044$0.25M0.0%N/A0.000%
2/16/2023CreativeOne Wealth LLC3,044$0.73M0.0%-15.1%0.001%
2/16/2023Financial Advocates Investment Management7,177$1.72M0.1%+1.4%0.001%
2/16/2023Personal Capital Advisors Corp6,190$1.48M0.0%-4.1%0.001%
2/16/2023Probity Advisors Inc.7,093$1.70M0.4%-4.0%0.001%
2/16/2023RFG Advisory LLC5,023$1.24M0.1%-2.7%0.001%
2/16/2023State of Wyoming2,062$0.49M0.2%+125.6%0.000%
2/16/2023United Capital Financial Advisers LLC171,060$40.98M0.2%+1.7%0.033%
2/16/2023Wellington Shields & Co. LLC9,600$2.30M0.5%+2.1%0.002%
2/16/2023Harbour Investments Inc.4,515$1.08M0.1%+16.4%0.001%
2/16/2023Live Oak Investment Partners2,687$0.64M0.6%N/A0.001%
2/16/2023One Capital Management LLC1,196$0.29M0.0%-16.5%0.000%
2/16/2023CoreFirst Bank & Trust4,238$1.02M0.8%-19.4%0.001%
2/16/2023Silverlake Wealth Management LLC6,700$1.61M1.0%N/A0.001%
2/16/2023German American Bancorp Inc.29,124$6.98M1.1%+0.7%0.006%
2/16/2023Gateway Wealth Partners LLC10,898$2.61M0.4%N/A0.002%
2/16/2023Chartwell Investment Partners LLC47,594$11.40M0.4%-30.1%0.009%
2/15/2023Retirement Group LLC19,577$4.69M2.3%-2.8%0.004%
2/15/2023Greenwood Gearhart Inc.50,605$12.12M1.7%+1.3%0.010%
2/15/2023RiverFront Investment Group LLC50,161$1.82M0.4%-12.6%0.010%
2/15/2023Public Employees Retirement System of Ohio316,482$75.82M0.3%-0.5%0.061%
2/15/2023Steward Partners Investment Advisory LLC49,703$11.91M0.2%-2.0%0.010%
2/15/2023CI Private Wealth LLC391,044$93.70M0.3%N/A0.075%
2/15/2023Metropolitan Life Insurance Co NY29,367$7.04M0.4%-6.6%0.006%
2/15/2023MetLife Investment Management LLC153,970$36.89M0.3%-3.3%0.030%
2/15/2023WealthPLAN Partners LLC7,830$1.91M0.1%N/A0.002%
2/15/2023Moneta Group Investment Advisors LLC9,784,017$2.34B0.1%+130,632.5%1.880%
2/15/2023Fort Sheridan Advisors LLC2,045$0.49M0.2%-12.8%0.000%
2/15/2023Landaas & Co. WI ADV1,298$0.31M0.2%-52.9%0.000%
2/15/2023Sentinus LLC1,068$0.26M0.2%N/A0.000%
2/15/2023Columbia Trust Co 010120167,034$1.69M0.9%-8.2%0.001%
2/15/2023Legacy Financial Group Inc.854$0.21M0.1%N/A0.000%
2/15/2023CIC Wealth LLC2,955$0.71M0.3%N/A0.001%
2/15/2023Cape Cod Five Cents Savings Bank2,795$0.67M0.1%+2.9%0.001%
2/15/2023State of Tennessee Treasury Department356,383$85.38M0.4%+1.6%0.068%
2/15/2023Salem Investment Counselors Inc.35,151$8.42M0.4%+1.6%0.007%
2/15/2023Apollon Wealth Management LLC10,434$2.50M0.2%+85.9%0.002%
2/15/2023Utah Retirement Systems92,458$22.15M0.4%-2.2%0.018%
2/15/2023Founders Financial Alliance LLC3,272$0.78M0.4%+2.8%0.001%
2/15/2023Liberty One Investment Management LLC10,989$2.63M0.4%+2.9%0.002%
2/15/2023Captrust Financial Advisors117,355$28.11M0.1%-0.6%0.023%
(Data available from 1/1/2016 forward)













CAT Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of CAT shares?

During the previous two years, 2,548 institutional investors and hedge funds held shares of Caterpillar. The most heavily invested institutionals were Arete Wealth Advisors LLC ($1,343.27B), Vanguard Group Inc. ($7.97B), State Street Corp ($6.57B), BlackRock Inc. ($6B), Capital World Investors ($4.48B), Private Advisor Group LLC ($3.95B), and State Farm Mutual Automobile Insurance Co. ($3.41B).Learn more on CAT's institutional investors.

What percentage of Caterpillar stock is owned by institutional investors?

68.02% of Caterpillar stock is owned by institutional investors. Learn more on CAT's institutional investor holdings.

Which institutional investors have been buying Caterpillar stock?

Of the 2,278 institutional investors that purchased Caterpillar stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Norges Bank ($10.24M), Moneta Group Investment Advisors LLC ($9.79M), Capital World Investors ($8.24M), BlackRock Inc. ($3.90M), Amundi ($3.05M), Renaissance Technologies LLC ($2.20M), and Ontario Teachers Pension Plan Board ($2.14M).

How much institutional buying is happening at Caterpillar?

Institutional investors have bought a total of 99,045,599 shares in the last 24 months. This purchase volume represents approximately $21.58B in transactions.

Which Caterpillar major shareholders have been selling company stock?

Of the 1,646 institutional investors that sold Caterpillar stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Price T Rowe Associates Inc. MD ($7.92M), Capital International Investors ($6.02M), Macquarie Group Ltd. ($3.63M), Primecap Management Co. CA ($2.16M), BlackRock Inc. ($2.16M), Altshuler Shaham Ltd ($1.76M), and Capital Wealth Planning LLC ($1.58M).

How much institutional selling is happening at Caterpillar?

Institutional investors have sold a total of 69,808,126 shares in the last 24 months. This volume of shares sold represents approximately $14.62B in transactions.

This page (NYSE:CAT) was last updated on 3/30/2023 by MarketBeat.com Staff