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Caterpillar (CAT) Institutional Ownership

$348.86
-1.84 (-0.52%)
(As of 05/24/2024 ET)

Institutional Ownership Changes (13F Filings) for Caterpillar (NYSE:CAT)

Current
Institutional Ownership
Percentage
70.98%
Number of
Institutional Buyers
(last 12 months)
1658
Total
Institutional Inflows
(last 12 months)
$11.13B
Number of
Institutional Sellers
(last 12 months)
1315
Total
Institutional Outflows
(last 12 months)
$13.76B
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CAT Institutional Buying and Selling by Quarter

Caterpillar Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/24/2024 Cetera Advisors LLC94,401$34.59M0.3%+68.8%0.019%
5/24/2024PGGM Investments57,832$21.19M0.3%+5.5%0.012%
5/23/2024 FSA Advisors Inc.1,260$462K0.5%+8.9%0.000%
5/22/2024 Burney Co.17,063$6.25M0.2%-8.7%0.003%
5/22/2024 Orleans Capital Management Corp LA7,363$2.70M1.8%+11.8%0.002%
5/21/2024 Atria Investments Inc45,729$16.75M0.2%+7.8%0.009%
5/21/2024 Swedbank AB264,832$97.04M0.1%N/A0.054%
5/21/2024Sanibel Captiva Trust Company Inc.46,373$16.99M0.6%-0.4%0.009%
5/21/2024 LRI Investments LLC1,851$678K0.1%N/A0.000%
5/21/2024 Arrow Financial Corp14,595$5.35M0.5%-6.2%0.003%
5/20/2024 Independent Wealth Network Inc.26,658$9.77M4.6%+0.6%0.005%
5/20/2024 Virtu Financial LLC1,648$604K0.0%N/A0.000%
5/20/2024Strategic Wealth Partners Ltd.1,104$405K0.0%N/A0.000%
5/17/2024 Citizens Financial Group Inc. RI6,470$2.37M0.1%-21.1%0.001%
5/17/2024 CCM Investment Advisers LLC60,540$22.18M2.7%-9.5%0.012%
5/17/2024 Advisory Resource Group1,689$619K0.1%-2.9%0.000%
5/17/2024 Kozak & Associates Inc.1,661$583K0.2%+14.0%0.000%
5/17/2024 New Covenant Trust Company N.A.354$130K0.1%N/A0.000%
5/17/2024 Plato Investment Management Ltd13,465$4.93M0.5%+380.0%0.003%
5/17/2024 XML Financial LLC4,730$1.73M0.2%-31.0%0.001%
5/17/2024 Zimmer Partners LP26,720$9.79M0.2%N/A0.005%
5/17/2024 iA Global Asset Management Inc.15,553$5.70M0.1%-16.1%0.003%
5/17/2024 WealthPlan Investment Management LLC1,006$369K0.1%+13.0%0.000%
5/17/2024 KLCM Advisors Inc.2,944$1.08M0.1%-3.4%0.001%
5/17/2024 LBP AM SA34,988$12.82M0.5%-19.9%0.007%
5/17/2024 Jaffetilchin Investment Partners LLC8,606$3.15M0.3%+48.6%0.002%
5/17/2024 Beacon Capital Management LLC1,369$501K0.1%+7.9%0.000%
5/17/2024 Hancock Whitney Corp2,801$1.03M0.0%-5.7%0.001%
5/17/2024 Comerica Bank120,150$44.03M0.2%-3.6%0.025%
5/17/2024 Tidal Investments LLC26,453$9.68M0.2%-15.2%0.005%
5/17/2024 Creekmur Asset Management LLC17,463$6.40M2.2%-2.7%0.004%
5/16/2024 Redwood Investment Management LLC4,830$1.77M0.2%+512.9%0.001%
5/16/2024 California State Teachers Retirement System822,324$301.32M0.4%+0.4%0.168%
5/16/2024 Slagle Financial LLC5,891$2.16M1.2%-65.4%0.001%
5/16/2024 Meiji Yasuda Life Insurance Co24,120$8.84M0.2%+11.8%0.005%
5/16/2024 Levin Capital Strategies L.P.90,348$33.11M3.3%-16.4%0.018%
5/16/2024 B. Riley Wealth Advisors Inc.39,548$14.49M0.3%+2.2%0.008%
5/16/2024 Sweeney & Michel LLC1,431$512K0.2%N/A0.000%
5/16/2024 IronBridge Private Wealth LLC13,860$5.08M2.1%-2.8%0.003%
5/16/2024 Jacobs Levy Equity Management Inc.19,388$7.10M0.0%-76.1%0.004%
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5/16/2024 Janus Henderson Group PLC70,620$25.87M0.0%-2.3%0.014%
5/16/2024 BTG Pactual Global Asset Management Ltd2,592$950K0.2%N/A0.001%
5/16/2024 Bayesian Capital Management LP7,486$2.74M0.3%N/A0.002%
5/16/2024 Waverly Advisors LLC10,620$3.89M0.1%+60.8%0.002%
5/16/2024 Kinloch Capital LLC10,909$4.00M2.1%+5.1%0.002%
5/16/2024 Silvercrest Asset Management Group LLC17,339$6.35M0.0%-5.5%0.004%
5/16/2024 Captrust Financial Advisors127,830$46.84M0.2%-15.2%0.026%
5/16/2024 Zurich Insurance Group Ltd FI6,200$2.27M0.0%N/A0.001%
5/16/2024 Paloma Partners Management Co4,416$1.62M0.1%-210.4%0.001%
5/15/2024 Ascent Group LLC799$293K0.0%-9.5%0.000%
5/15/2024 QVR LLC744$273K0.0%N/A0.000%
5/15/2024 Transcendent Capital Group LLC989$362K0.2%-46.9%0.000%
5/15/2024 Mount Yale Investment Advisors LLC1,864$683K0.1%+71.0%0.000%
5/15/2024 Talisman Wealth Advisors LLC577$212K0.3%N/A0.000%
5/15/2024 Public Employees Retirement System of Ohio245,762$90.06M0.4%-6.8%0.050%
5/15/2024 Public Employees Retirement Association of Colorado72,697$26.64M0.1%-5.4%0.015%
5/15/2024 Morse Asset Management Inc2,974$1.09M0.3%+4.4%0.001%
5/15/2024 Ceeto Capital Group LLC1,000$366K0.1%-50.0%0.000%
5/15/2024 Kentucky Retirement Systems Insurance Trust Fund16,800$6.16M0.4%-7.6%0.003%
5/15/2024 Kentucky Retirement Systems38,661$14.17M0.4%-5.3%0.008%
5/15/2024 Fairview Capital Investment Management LLC3,528$1.29M0.1%-2.8%0.001%
5/15/2024 CoreFirst Bank & Trust1,265$464K0.3%-11.0%0.000%
5/15/2024 Price T Rowe Associates Inc. MD1,070,860$392.40M0.0%-4.8%0.219%
5/15/2024 BOKF NA33,520$12.19M0.2%-1.1%0.007%
5/15/2024 Kestra Advisory Services LLC148,860$54.55M0.4%+10.5%0.030%
5/15/2024 Steel Grove Capital Advisors LLC1,135$416K0.0%-6.1%0.000%
5/15/2024 Lazard Asset Management LLC1,068,019$391.35M0.5%-3.7%0.218%
5/15/2024 Epoch Investment Partners Inc.2,686$984K0.0%-4.0%0.001%
5/15/2024 LRI Investments LLC1,856$662K0.1%N/A0.000%
5/15/2024 1832 Asset Management L.P.200$73K0.0%-12.3%0.000%
5/15/2024 Linscomb Wealth Inc.556$204K0.0%N/A0.000%
5/15/2024 Truvestments Capital LLC9,715$3.56M1.4%-4.4%0.002%
5/15/2024 Quadrature Capital Ltd25,563$9.37M0.2%N/A0.005%
5/15/2024 Gabelli Funds LLC114,960$42.13M0.3%-2.0%0.024%
5/15/2024 Gamco Investors INC. ET AL626$229K0.0%-11.6%0.000%
5/14/2024 Canada Pension Plan Investment Board407,677$149.39M0.2%+306.9%0.083%
5/14/2024 Westwood Holdings Group Inc.5,843$2.14M0.0%-21.5%0.001%
5/14/2024 JT Stratford LLC5,658$2.07M0.4%+46.0%0.001%
5/14/2024 Capital World Investors28,172,698$10.32B1.7%-3.0%5.761%
5/14/2024 Capital Research Global Investors2,020,100$740.23M0.2%+6.3%0.413%
5/14/2024 Capital International Sarl126,540$46.37M1.5%-3.8%0.026%
5/14/2024 Toronto Dominion Bank357,277$130.92M0.2%-1.1%0.073%
5/14/2024 Capital International Ltd. CA109,132$39.99M1.9%-8.1%0.022%
5/14/2024 Capital International Inc. CA 145,713$53.39M0.7%+4.4%0.030%
5/14/2024 Capital International Investors488,660$179.06M0.0%+99.9%0.100%
5/14/2024 Capital Group Investment Management PTE. LTD.23,394$8.57M1.5%-7.7%0.005%
5/14/2024 Stamos Capital Partners L.P.8,290$3.04M0.7%-53.7%0.002%
5/14/2024 Advisors Asset Management Inc.20,974$7.69M0.1%-6.1%0.004%
5/14/2024 Axxcess Wealth Management LLC21,832$8M0.2%+2.3%0.004%
5/14/2024 EP Wealth Advisors LLC10,466$3.84M0.0%+17.9%0.002%
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5/14/2024 Freestone Capital Holdings LLC27,567$10.10M0.4%+93.1%0.006%
5/14/2024 CreativeOne Wealth LLC8,881$3.25M0.1%+127.5%0.002%
5/14/2024 Delap Wealth Advisory LLC768$281K0.1%N/A0.000%
5/14/2024 Vident Advisory LLC24,427$8.95M0.2%+19.7%0.005%
5/14/2024 Fayez Sarofim & Co40,410$14.81M0.0%-0.3%0.008%
5/14/2024 LGT Group Foundation6,350$2.33M0.1%-7.3%0.001%
5/14/2024 Shell Asset Management Co.2,814$1.03M0.0%-3.9%0.001%
5/14/2024 Sax Wealth Advisors LLC650$238K0.0%N/A0.000%
5/14/2024 Crewe Advisors LLC1,655$606K0.1%N/A0.000%
5/14/2024 Evermay Wealth Management LLC1,702$624K0.1%-1.7%0.000%
(Data available from 1/1/2016 forward)

CAT Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of CAT shares?

During the previous two years, 2,716 institutional investors and hedge funds held shares of Caterpillar. The most heavily invested institutionals were Vanguard Group Inc. ($17.54B), Capital World Investors ($10.32B), State Street Corp ($9.59B), BlackRock Inc. ($8.34B), Fisher Asset Management LLC ($2.41B), Geode Capital Management LLC ($2.34B), and Northern Trust Corp ($1.97B).Learn more on CAT's institutional investors.

What percentage of Caterpillar stock is owned by institutional investors?

70.98% of Caterpillar stock is owned by institutional investors. Learn more on CAT's institutional investor holdings.

Which institutional investors have been buying Caterpillar stock?

Of the 2,332 institutional investors that purchased Caterpillar stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Bank Julius Baer & Co. Ltd Zurich ($9.16M), Norges Bank ($5.62M), Gateway Advisory LLC ($4.03M), International Assets Investment Management LLC ($2.16M), Altshuler Shaham Ltd ($2.03M), FMR LLC ($1.82M), and Renaissance Technologies LLC ($1.49M).

How much institutional buying is happening at Caterpillar?

Institutional investors have bought a total of 67,850,853 shares in the last 24 months. This purchase volume represents approximately $17.10B in transactions.

Which Caterpillar major shareholders have been selling company stock?

Of the 1,753 institutional investors that sold Caterpillar stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: OFI Invest Asset Management ($28.19M), Altshuler Shaham Ltd ($3.81M), Price T Rowe Associates Inc. MD ($1.61M), Private Advisor Group LLC ($1.56M), Capital International Investors ($1.28M), Bank of New York Mellon Corp ($1.20M), and Winslow Capital Management LLC ($1.12M).

How much institutional selling is happening at Caterpillar?

Institutional investors have sold a total of 72,632,363 shares in the last 24 months. This volume of shares sold represents approximately $17.84B in transactions.


This page (NYSE:CAT) was last updated on 5/25/2024 by MarketBeat.com Staff

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