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Caterpillar (CAT) Institutional Ownership

Caterpillar logo
$909.25 +29.36 (+3.34%)
As of 05/26/2026 03:58 PM Eastern
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Institutional Ownership Changes (13F Filings) for Caterpillar (NYSE:CAT)

Current
Institutional Ownership
Percentage
70.98%
Number of
Institutional Buyers
(last 12 months)
2546
Total
Institutional Inflows
(last 12 months)
$25.15B
Number of
Institutional Sellers
(last 12 months)
1932
Total
Institutional Outflows
(last 12 months)
$13.68B
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CAT Institutional Buying and Selling by Quarter

Caterpillar Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/26/2026Serenity Investment Advisors265$188K0.1%N/A0.000%
5/26/2026Glenmede Trust Co. NA41,490$29.39M0.1%-7.5%0.009%
5/26/2026Ruggaard & Associates LLC441$313K0.1%-2.6%0.000%
5/22/2026 Summitry LLC20,310$14.39M0.5%-9.8%0.004%
5/22/2026 Groupama Asset Managment10,356$7.34M0.1%-15.4%0.002%
5/22/2026 WNY Asset Management LLC920$652K0.1%N/A0.000%
5/22/2026 Wellington Grp LLC1,590$1.13M0.3%+20.4%0.000%
5/22/2026 Verus Capital Partners LLC2,693$1.91M0.1%-24.1%0.001%
5/21/2026 Raab & Moskowitz Asset Management LLC1,587$1.12M0.2%-4.5%0.000%
5/21/2026 Compass Capital Management Inc.19,127$13.55M0.8%-7.0%0.004%
5/21/2026 GKV Capital Management Co. Inc.2,812$1.99M0.7%-1.0%0.001%
5/21/2026 Vestor Capital LLC24,799$17.57M1.3%-28.7%0.005%
5/21/2026 J. Derek Lewis & Associates Inc.756$536K0.1%-2.2%0.000%
5/21/2026 BankChampaign National Association2,312$1.64M1.6%N/A0.001%
5/21/2026 Groupe la Francaise54,220$38.27M0.5%+66.7%0.012%
5/20/2026 CCM Investment Advisers LLC48,856$34.61M3.3%-4.9%0.011%
5/20/2026 Liontrust Investment Partners LLP25,328$17.94M0.3%N/A0.005%
5/20/2026 SOA Wealth Advisors LLC.913$647K0.1%+11.6%0.000%
5/19/2026 Western Wealth Management LLC7,366$5.22M0.2%+66.1%0.002%
5/19/2026 Mascagni Wealth Management Inc.835$592K0.4%+125.7%0.000%
5/19/2026 Sonoma Allocations LLC1,220$884K0.3%-2.4%0.000%
5/19/2026 Cim Investment Management Inc.3,766$2.67M0.7%-0.4%0.001%
5/19/2026 Silicon Valley Capital Partners509$361K0.0%+165.1%0.000%
5/19/2026 Paragon Private Wealth Management LLC1,138$807K0.3%+14.8%0.000%
5/19/2026 Bank of America Corp DE5,677,578$4.02B0.3%-15.7%1.233%
5/19/2026 Wilson & Boucher Capital Management LLC5,852$4.15M2.8%-2.0%0.001%
5/19/2026 Edgestream Partners L.P.2,360$1.67M0.1%-6.6%0.001%
5/19/2026 Kentucky Retirement Systems52,539$37.22M1.3%+80.7%0.011%
5/19/2026 JTC Employer Solutions Trustee Ltd370$262K0.0%-28.8%0.000%
5/19/2026 Chesapeake Wealth Management2,822$2.00M0.6%-7.3%0.001%
5/19/2026 Janus Henderson Group PLC115,517$81.83M0.0%-0.4%0.025%
5/19/2026 Centaurus Financial Inc.3,179$2.25M0.1%+5.7%0.001%
5/19/2026 Cim LLC347$246K0.0%N/A0.000%
5/19/2026 Oddo BHF Asset Management Sas9,311$6.60M0.3%+116.7%0.002%
5/19/2026 Bull Harbor Capital LLC1,171$830K0.2%N/A0.000%
5/19/2026 Strategic Investment Advisors MI2,185$1.55M0.1%-9.9%0.000%
5/19/2026 Ashton Thomas Securities LLC2,060$1.46M0.2%+217.4%0.000%
5/19/2026 South Dakota Investment Council7,001$4.96M0.1%-2.1%0.002%
5/19/2026 Strategic Planning Inc.311$220K0.1%N/A0.000%
5/19/2026 Altshuler Shaham Ltd5,096$3.61M0.1%+60.7%0.001%
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5/18/2026 Sunbelt Securities Inc.3,580$2.54M0.2%-0.6%0.001%
5/18/2026 Amundi2,217,637$1.57B0.4%+29.4%0.481%
5/18/2026 Gould Capital LLC4,919$3.49M2.1%-37.7%0.001%
5/18/2026 EverSource Wealth Advisors LLC4,598$3.26M0.1%+2.0%0.001%
5/18/2026 Talon Private Wealth LLC2,294$1.63M0.2%N/A0.000%
5/18/2026 California State Teachers Retirement System706,389$500.45M0.5%-2.7%0.153%
5/18/2026 Core Wealth Advisors Inc.5,153$3.65M0.9%-0.7%0.001%
5/18/2026 Resources Management Corp CT ADV4,880$3.46M0.5%-6.7%0.001%
5/18/2026 ROI Financial Advisors LLC2,258$1.60M1.0%+2.2%0.000%
5/18/2026 Richwood Investment Advisors LLC3,234$2.29M1.7%-1.2%0.001%
5/18/2026 Elite Wealth Management Inc.2,572$1.82M0.6%N/A0.001%
5/18/2026 Empowered Funds LLC75,281$53.33M0.3%+54.6%0.016%
5/18/2026 Evelyn Partners Investment Management LLP4,179$2.96M0.1%-3.3%0.001%
5/18/2026 Evercore Wealth Management LLC8,889$6.30M0.1%-0.7%0.002%
5/16/2026 The Manufacturers Life Insurance Company 315,208$223.31M0.2%-12.3%0.068%
5/16/2026 KCM Investment Advisors LLC49,275$34.91M1.2%-0.7%0.011%
5/16/2026 Infrastructure Capital Advisors LLC1,013$718K0.1%-67.3%0.000%
5/16/2026 IMG Wealth Management Inc.518$367K0.2%-2.3%0.000%
5/16/2026 Glen Eagle Advisors LLC4,722$3.35M0.5%+3.3%0.001%
5/16/2026 Quantinno Capital Management LP308,530$218.58M0.4%+18.4%0.067%
5/16/2026 Copley Financial Group Inc.3,697$2.62M1.6%-2.1%0.001%
5/16/2026 SummitTX Capital L.P.2,664$1.89M0.1%N/A0.001%
5/16/2026 Lazard Asset Management LLC62,361$44.18M0.1%+222.9%0.014%
5/16/2026 Family Manage LLC5,838$4.14M0.5%-0.9%0.001%
5/15/2026 Gateway Wealth Partners LLC10,852$7.69M0.3%+135.3%0.002%
5/15/2026 Turim 21 Investimentos Ltda.65$46K0.0%N/A0.000%
5/15/2026 Wealth Watch Advisors INC2,227$1.58M0.7%-28.4%0.000%
5/15/2026 Blue Chip Partners LLC3,704$2.62M0.2%+0.5%0.001%
5/15/2026 Quadcap Wealth Management LLC1,271$900K0.1%-5.3%0.000%
5/15/2026 Cypress Capital Group4,225$2.99M0.3%-0.7%0.001%
5/15/2026 Everest Financial Group LLC295$209K0.0%N/A0.000%
5/15/2026 OMERS ADMINISTRATION Corp39,497$27.98M0.2%+30.5%0.009%
5/15/2026 FreeGulliver LLC340$241K0.1%N/A0.000%
5/15/2026 Van Diest Capital LLC556$394K0.3%N/A0.000%
5/15/2026 Bradley Foster & Sargent Inc. CT103,659$73.44M1.1%-3.3%0.023%
5/15/2026 Lombard Odier Asset Management Switzerland SA11,265$7.98M0.3%N/A0.002%
5/15/2026 Waverly Advisors LLC104,253$73.86M0.6%+116.4%0.023%
5/15/2026 Asset Management Group Inc.10,801$7.65M1.2%-0.6%0.002%
5/15/2026 Wealth Alliance LLC1,668$1.18M0.1%-3.9%0.000%
5/15/2026 Vivaldi Capital Management LP12,551$8.89M1.2%-3.4%0.003%
5/15/2026 Empirical Finance LLC19,081$13.52M0.6%-0.2%0.004%
5/15/2026 St. Louis Trust Co1,952$1.38M0.2%+24.1%0.000%
5/15/2026 Bridgewater Advisors Inc.2,420$1.71M0.1%+0.9%0.001%
5/15/2026 Cannell & Spears LLC18,885$13.34M0.3%+0.1%0.004%
5/14/2026 Healthcare of Ontario Pension Plan Trust Fund70,224$49.75M0.1%-53.6%0.015%
5/14/2026 Dai ichi Life Insurance Company Ltd32,090$22.73M0.7%+43.2%0.007%
5/14/2026 Renaissance Technologies LLC21,507$15.24M0.0%N/A0.005%
5/14/2026 Bollard Group LLC229,052$162.27M4.8%+14.2%0.050%
5/14/2026 Gabelli Funds LLC105,532$74.77M0.5%+7.5%0.023%
5/14/2026 Gamco Investors INC. ET AL7,038$4.99M0.0%+1,363.2%0.002%
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5/14/2026 Hilltop Holdings Inc.5,357$3.80M0.3%-26.3%0.001%
5/14/2026 Rockbridge Investment Management LCC423$299K0.0%N/A0.000%
5/14/2026 Pennington Partners & CO. LLC445$315K0.1%+6.2%0.000%
5/14/2026 GC Wealth Management RIA LLC4,480$3.17M0.1%+41.1%0.001%
5/14/2026 Public Employees Retirement System of Ohio193,151$136.84M0.4%+0.1%0.042%
5/14/2026 FCA Corp TX1,375$974K0.3%-4.8%0.000%
5/14/2026 Compound Planning Inc.18,042$12.78M0.4%-0.7%0.004%
5/14/2026 Klingman & Associates LLC2,802$1.99M0.1%+3.2%0.001%
5/14/2026 Modern Wealth Management LLC5,507$4.02M0.1%+3.2%0.001%
5/14/2026 Keebeck Wealth Management2,205$1.56M0.2%+90.3%0.000%


CAT Institutional Ownership - Frequently Asked Questions

During the previous two years, 3,791 institutional investors and hedge funds held shares of Caterpillar. The most heavily invested institutionals were Vanguard Group Inc. ($26.57B), State Street Corp ($20.27B), State Farm Mutual Automobile Insurance Co. ($9.99B), Geode Capital Management LLC ($6.07B), Fisher Asset Management LLC ($5.44B), Morgan Stanley ($4.05B), and Bank of America Corp DE ($4.02B).Learn more on Caterpillar's institutional investors.

70.98% of Caterpillar's stock is owned by institutional investors. Learn more on CAT's institutional investor holdings.

Of the 3,321 institutional investors that purchased Caterpillar's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Norges Bank ($11.60M), Valeo Financial Advisors LLC ($7.29M), Wellington Management Group LLP ($5.20M), GAMMA Investing LLC ($3.73M), Diamant Asset Management Inc. ($3.14M), Capital International Investors ($2.14M), and International Assets Investment Management LLC ($2.13M).

Institutional investors have bought a total of 51,151,577 shares in the last 24 months. This purchase volume represents approximately $25.15B in transactions.

Of the 1,932 institutional investors that sold Caterpillar's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Capital Research Global Investors ($1.46M), Wellington Management Group LLP ($1.37M), State Street Corp ($1.16M), Bank of America Corp DE ($1.06M), Assenagon Asset Management S.A. ($827.72K), Price T Rowe Associates Inc. MD ($818.80K), and Marshall Wace LLP ($718.57K).

Institutional investors have sold a total of 25,795,341 shares in the last 24 months. This volume of shares sold represents approximately $13.68B in transactions.


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This page (NYSE:CAT) was last updated on 5/27/2026 by MarketBeat.com Staff.
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