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Caterpillar (CAT) Institutional Ownership

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$856.82 +2.22 (+0.26%)
Closing price 08/14/2026 03:59 PM Eastern
Extended Trading
$858.51 +1.70 (+0.20%)
As of 08/14/2026 07:59 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for Caterpillar (NYSE:CAT)

Current
Institutional Ownership
Percentage
70.98%
Number of
Institutional Buyers
(last 12 months)
2491
Total
Institutional Inflows
(last 12 months)
$76.36B
Number of
Institutional Sellers
(last 12 months)
1798
Total
Institutional Outflows
(last 12 months)
$12.72B
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CAT Institutional Buying and Selling by Quarter

Caterpillar Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/15/2026Port Capital LLC372$396K0.0%N/A0.000%
8/15/2026Vantage Point Financial LLC6,230$6.63M2.0%N/A0.001%
8/15/2026Freestone Grove Partners LP46,029$49.02M0.3%N/A0.010%
8/15/2026Caisse de depot et placement du Quebec119,896$127.68M0.2%N/A0.026%
8/15/2026Gallagher Fiduciary Advisors LLC539$574K0.0%N/A0.000%
8/15/2026Sonoma Private Wealth LLC213$227K0.2%N/A0.000%
8/15/2026Lotus Technology Management LP194$207K0.3%N/A0.000%
8/15/2026Invst LLC922$982K0.1%N/A0.000%
8/15/2026 First Bancorp Inc ME 170$181K0.1%N/A0.000%
8/15/2026 Roberts Glore & Co. Inc. IL1,192$1.27M0.3%N/A0.000%
8/15/2026Jupiter Topco LLC119,462$127.19M0.1%N/A0.026%
8/14/2026EFG International AG2,812$3.00M0.1%N/A0.001%
8/14/2026Ancora Advisors LLC3,544$3.77M0.1%N/A0.001%
8/14/2026Delos Wealth Advisors LLC259$276K0.1%N/A0.000%
8/14/2026Primecap Management Co. CA871,700$928.27M0.5%N/A0.190%
8/14/2026Cooper Haims Advisors LLC1,646$1.75M0.8%N/A0.000%
8/14/2026Canada Pension Plan Investment Board907,030$965.90M0.5%N/A0.197%
8/14/2026Castleark Management LLC18,980$20.21M0.5%N/A0.004%
8/14/2026Osterweis Capital Management Inc.91$97K0.0%N/A0.000%
8/14/2026Kinloch Capital LLC5,476$5.83M2.1%N/A0.001%
8/14/2026Royal Capital Wealth Management LLC1,100$1.17M0.7%N/A0.000%
8/14/2026White Knight Strategic Wealth Advisors LLC402$428K0.3%N/A0.000%
8/14/2026Legal & General Group Plc2,613,814$2.78B0.6%N/A0.569%
8/14/2026The Manufacturers Life Insurance Company 306,110$325.98M0.3%N/A0.067%
8/14/2026Kelly Lawrence W & Associates Inc. CA979$1.04M0.2%N/A0.000%
8/14/2026 Trajan Wealth LLC10,201$10.86M0.4%N/A0.002%
8/14/2026 Van Hulzen Asset Management LLC2,809$2.99M0.2%N/A0.001%
8/14/2026 Wood Tarver Financial Group LLC326$347K0.1%N/A0.000%
8/14/2026Peak Asset Management LLC312$332K0.0%N/A0.000%
8/14/2026Fiduciary Financial Advisors3,064$3.25M0.3%N/A0.001%
8/14/2026Manning & Napier Advisors LLC2,218$2.36M0.0%N/A0.000%
8/14/2026 L2 Asset Management LLC3,191$3.40M0.4%N/A0.001%
8/14/2026 Vega Investment Solutions2,591$2.76M0.4%N/A0.001%
8/14/2026 McDonough Capital Management Inc310$330K0.2%N/A0.000%
8/14/2026 Cetera Trust Company N.A359$382K0.2%N/A0.000%
8/14/2026 Aberdeen Wealth Management LLC1,470$1.57M0.7%N/A0.000%
8/14/2026 Visionary Wealth Advisors3,139$3.34M0.1%N/A0.001%
8/14/2026 Whalen Wealth Management Inc.1,793$1.91M0.9%N/A0.000%
8/14/2026 Dearborn Partners LLC28,643$20.29M1.1%N/A0.006%
8/14/2026 Algert Global LLC287$306K0.0%N/A0.000%
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8/14/2026 Ames National Corp383$408K0.2%N/A0.000%
8/13/2026 Capstone Wealth Management Inc.979$983K0.7%N/A0.000%
8/13/2026 Gallo Partners LP2,779$2.96M6.6%N/A0.001%
8/13/2026 GSG Advisors LLC467$497K0.1%N/A0.000%
8/13/2026 Asset One Wealth Management LLC8,385$7.67M0.8%N/A0.002%
8/13/2026 Investor s Fiduciary Advisor Network LLC9,387$10.00M3.4%N/A0.002%
8/13/2026 Safeguard Investment Advisory Group LLC653$696K0.2%N/A0.000%
8/13/2026 OMERS ADMINISTRATION Corp40,416$43.04M0.3%N/A0.009%
8/13/2026 Leigh Baldwin & CO. LLC1,187$1.26M0.7%N/A0.000%
8/13/2026 Osmosis Investment Management UK Ltd2,911$3.10M0.1%N/A0.001%
8/13/2026 Wealth High Governance Capital Ltda11,040$11.76M3.5%N/A0.002%
8/13/2026 Seros Financial LLC201$214K0.1%N/A0.000%
8/13/2026 Covington Investment Advisors Inc.15,115$16.10M2.1%N/A0.003%
8/13/2026 Barbara Oil Co.12,500$13.31M4.5%N/A0.003%
8/13/2026 Saranac Partners Ltd632$673K0.2%N/A0.000%
8/13/2026 Solstein Capital LLC4,149$4.42M1.5%N/A0.001%
8/13/2026 Jericho Financial LLP9,649$10.28M5.3%N/A0.002%
8/13/2026 Connor Clark & Lunn Investment Management Ltd.42,119$44.85M0.1%N/A0.009%
8/13/2026 Capital Square LLC1,460$1.39M0.6%N/A0.000%
8/13/2026 Meiji Yasuda Asset Management Co Ltd.7,005$7.46M0.3%N/A0.002%
8/13/2026 Clarion Wealth Managment Partners LLC1,096$1.17M0.9%N/A0.000%
8/13/2026 Mission Financial Group LLC515$549K0.5%N/A0.000%
8/13/2026 Burk Holdings LLC326$347K0.1%N/A0.000%
8/13/2026 Pinnacle Holdings LLC10,494$11.18M3.4%N/A0.002%
8/13/2026 LM Advisors LLC365$388K0.0%N/A0.000%
8/13/2026 Matters Capital LLC464$494K0.3%N/A0.000%
8/13/2026 Haverford Trust Co4,792$5.10M0.0%N/A0.001%
8/13/2026 Clear Harbor Asset Management LLC37,448$39.88M2.5%N/A0.008%
8/13/2026 First Nebraska Trust Co1,222$1.30M0.1%N/A0.000%
8/13/2026 Bank of Nova Scotia294,412$313.52M0.5%N/A0.064%
8/13/2026 Kendall Capital Management515$548K0.1%N/A0.000%
8/12/2026 Kirtland Hills Capital Management LLC506$539K0.2%N/A0.000%
8/12/2026 Vista Investment Management314$334K0.1%N/A0.000%
8/12/2026 Compass Financial Management LLC6,752$6.16M0.7%N/A0.001%
8/12/2026 Elevation Point Wealth Partners LLC7,660$8.16M0.2%N/A0.002%
8/12/2026 Alta Advisers Ltd1,917$2.04M0.5%N/A0.000%
8/12/2026 Daiichi Life Insurance Co. Ltd.33,517$35.69M0.8%N/A0.007%
8/12/2026 Commerce Bank270,388$287.94M1.3%N/A0.059%
8/12/2026 Northwestern Mutual Wealth Management Co.180,921$192.66M0.1%N/A0.039%
8/12/2026 CFO4Life Group LLC486$518K0.1%N/A0.000%
8/12/2026 Fortress Financial Group LLC403$429K0.1%N/A0.000%
8/12/2026 Evolve Private Wealth LLC6,925$7.38M0.5%N/A0.002%
8/12/2026 WealthShield Partners LLC486$518K0.1%N/A0.000%
8/12/2026 W1M Asset Management Ltd888$945K0.0%N/A0.000%
8/12/2026 Madison Wealth Partners Inc1,558$1.66M0.2%N/A0.000%
8/12/2026 Krane Financial Solutions LLC588$626K0.4%N/A0.000%
8/12/2026 Varma Mutual Pension Insurance Co74,116$78.93M0.4%N/A0.016%
8/12/2026 Emerald Investment Advisers LLC3,293$3.51M0.2%N/A0.001%
8/12/2026 Westpac Banking Corp4,802$5.11M0.3%N/A0.001%
8/12/2026 TRB Wealth Management LLC1,663$1.77M0.2%N/A0.000%
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8/12/2026 Sumitomo Life Insurance Co.7,130$7.59M0.1%N/A0.002%
8/12/2026 Korea Investment CORP337,463$359.36M0.7%N/A0.073%
8/12/2026 EP Wealth Advisors LLC34,715$36.97M0.1%N/A0.008%
8/12/2026 M1 Capital Management LLC591$629K0.2%N/A0.000%
8/12/2026 Rakuten Securities Inc.462$492K0.1%N/A0.000%
8/12/2026 Pinnacle West Asset Management Inc.4,586$4.88M3.4%N/A0.001%
8/12/2026 Ieq Capital LLC37,710$40.16M0.2%N/A0.008%
8/12/2026 Sterling Financial Planning Inc.327$348K0.1%N/A0.000%
8/12/2026 Callan Family Office LLC20,108$21.41M0.4%N/A0.004%
8/12/2026 Expressive Wealth LLC1,118$1.19M1.1%N/A0.000%


CAT Institutional Ownership - Frequently Asked Questions

During the previous two years, 3,921 institutional investors and hedge funds held shares of Caterpillar. The most heavily invested institutionals were BlackRock Inc. ($40.46B), Vanguard Group Inc. ($26.57B), State Street Corp ($20.27B), State Farm Mutual Automobile Insurance Co. ($9.99B), Geode Capital Management LLC ($6.07B), Fisher Asset Management LLC ($5.44B), and Morgan Stanley ($4.05B).Learn more on Caterpillar's institutional investors.

70.98% of Caterpillar's stock is owned by institutional investors. Learn more on CAT's institutional investor holdings.

Of the 3,446 institutional investors that purchased Caterpillar's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: BlackRock Inc. ($37.99M), Norges Bank ($11.60M), Valeo Financial Advisors LLC ($7.31M), Wellington Management Group LLP ($5.20M), GAMMA Investing LLC ($3.73M), Bank of New York Mellon Corp ($3.61M), and Diamant Asset Management Inc. ($3.14M).

Institutional investors have bought a total of 86,675,221 shares in the last 24 months. This purchase volume represents approximately $76.36B in transactions.

Of the 1,786 institutional investors that sold Caterpillar's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Capital Research Global Investors ($1.46M), Wellington Management Group LLP ($1.37M), Bank of America Corp DE ($1.06M), State Street Corp ($945.67K), Assenagon Asset Management S.A. ($827.84K), Price T Rowe Associates Inc. MD ($818.80K), and Marshall Wace LLP ($718.57K).

Institutional investors have sold a total of 22,593,727 shares in the last 24 months. This volume of shares sold represents approximately $12.72B in transactions.


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Institutional ownership data for NYSE:CAT is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 8/15/2026. New 13F filings are added each quarter as they're published.
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