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Caterpillar (CAT) Institutional Ownership

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$811.23 +11.09 (+1.39%)
As of 03:55 PM Eastern
This is a fair market value price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for Caterpillar (NYSE:CAT)

Current
Institutional Ownership
Percentage
70.98%
Number of
Institutional Buyers
(last 12 months)
2535
Total
Institutional Inflows
(last 12 months)
$878.49B
Number of
Institutional Sellers
(last 12 months)
1808
Total
Institutional Outflows
(last 12 months)
$13.16B
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CAT Institutional Buying and Selling by Quarter

Caterpillar Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/2/2026 MLG Wealth Management DBA Pine Grove Financial Group398$424K0.0%+24.0%0.000%
9/2/2026 Second Line Capital LLC972$1.04M0.2%-6.4%0.000%
9/2/2026 Range Advisory LLC1,618$1.72M0.2%+47.6%0.000%
9/2/2026 Brown Lisle Cummings Inc.2,541$2.71M0.6%-1.8%0.001%
8/28/2026 Cornerstone Financial Management LLC95$101K0.1%+58.3%0.000%
8/27/2026 Corient Private Wealth LP505,859$538.69M0.7%-6.8%0.110%
8/27/2026 Tucker Asset Management LLC416$443K0.1%+4.8%0.000%
8/27/2026 SHEPHERD WEALTH MANAGEMENT Ltd LIABILITY Co1,485$1.58M0.5%-5.0%0.000%
8/26/2026 HORAN Wealth LLC1,535$1.64M0.2%-45.4%0.000%
8/26/2026 Amundi2,062,345$2.20B0.5%-7.0%0.449%
8/26/2026 Wellington Grp LLC1,822$1.94M0.5%+14.6%0.000%
8/26/2026 HighTower Advisors LLC564,930$601.59M0.6%-4.6%0.123%
8/25/2026 Kirkwood Financial Services223$237K0.1%N/A0.000%
8/25/2026 Tobias Financial Advisors Inc.242$258K0.0%N/A0.000%
8/25/2026 Kingsbury Capital Investment Advisors LLC829$883K0.7%-6.4%0.000%
8/25/2026 VIRGINIA RETIREMENT SYSTEMS ET Al44,632$47.53M0.3%N/A0.010%
8/24/2026 Carlson Financial Inc.3,935$4.20M2.1%-1.5%0.001%
8/24/2026 California State Teachers Retirement System747,331,911$795.83B2.2%+105,696.1%162.580%
8/23/2026 Tanager Wealth Management LLP553$589K0.1%+8.6%0.000%
8/23/2026 DMC Group LLC1,672$1.78M1.2%-5.4%0.000%
8/23/2026 Studio Investment Management LLC8,767$9.34M1.6%-15.1%0.002%
8/23/2026 Washington Trust Advisors Inc.2,663$2.84M0.2%+0.6%0.001%
8/23/2026 Ameritas Advisory Services LLC25,083$26.71M0.5%+93.0%0.005%
8/23/2026 Guardian Wealth Advisors LLC NC2,909$3.10M0.2%-29.1%0.001%
8/23/2026 Henrickson Nauta Wealth Advisors Inc.213$227K0.1%N/A0.000%
8/23/2026 Wedmont Private Capital10,012$10.66M0.3%+17.6%0.002%
8/23/2026 Kintra Wealth LLC2,773$2.95M0.2%-3.7%0.001%
8/23/2026 Morling Financial Advisors LLC195$208K0.1%N/A0.000%
8/23/2026 PCG Wealth Advisors LLC240$256K0.1%N/A0.000%
8/23/2026 Endeavor Private Wealth Inc.206$220K0.1%N/A0.000%
8/23/2026 Widmann Financial Services Inc.4,300$4.58M2.5%-1.7%0.001%
8/23/2026 Sovereign Investment Advisors LLC452$481K0.1%-10.0%0.000%
8/23/2026 Yarger Wealth Strategies LLC672$716K0.3%+3.1%0.000%
8/23/2026 Echo45 Advisors LLC409$436K0.2%-4.9%0.000%
8/23/2026 Guardian Wealth Management Inc.6,581$7.01M3.4%+1.1%0.001%
8/23/2026 HB Wealth Management LLC45,445$48.40M0.3%-3.1%0.010%
8/23/2026 Nilsine Partners LLC9,750$10.38M0.7%+0.8%0.002%
8/23/2026 Asset Allocation Strategies LLC422$449K0.1%+6.0%0.000%
8/23/2026 Chico Wealth RIA1,171$1.25M0.6%+1.2%0.000%
8/23/2026 Fortitude Advisory Group L.L.C.858$914K0.3%-6.5%0.000%
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8/23/2026 Angeles Wealth Management LLC1,947$2.07M0.1%+9.6%0.000%
8/23/2026 Azimuth Capital Investment Management LLC4,415$4.70M0.2%-56.7%0.001%
8/23/2026 Unique Wealth LLC683$727K0.1%+7.6%0.000%
8/22/2026 Compass Financial Management LLC6,752$7.19M0.8%N/A0.001%
8/22/2026 NI Acquisitions Company LLC8,472$9.02M3.4%N/A0.002%
8/22/2026 NBH Bank2,321$2.47M1.0%N/A0.001%
8/22/2026 William John Sempolinski1,830$1.95M0.8%N/A0.000%
8/22/2026 MW Advisory LLC719$766K0.3%N/A0.000%
8/22/2026 Tenet Wealth Partners LLC942$1.00M0.7%N/A0.000%
8/22/2026 Maloon Powers Pitre Higgins & Dennehy LLC196$208K0.1%N/A0.000%
8/22/2026 Markowski Investments2,722$2.90M0.6%N/A0.001%
8/22/2026 Old Mission Investment Co LLC6,179$6.58M1.4%N/A0.001%
8/22/2026 Highland Investment Advisors LLC1,094$1.17M0.5%N/A0.000%
8/22/2026 Outlook Capital Management LLC22,879$24.37M7.9%N/A0.005%
8/22/2026 Timbuktu Capital Management LLC200$213K0.3%N/A0.000%
8/22/2026 Oakmont Investment Advisors Inc.1,208$1.29M0.9%N/A0.000%
8/22/2026 Invested Advisors622$662K0.6%-3.0%0.000%
8/22/2026 Munich Reinsurance Co Stock Corp in Munich13,039$13.89M0.3%+2,397.9%0.003%
8/22/2026 Blalock Williams LLC677$721K0.5%+15.5%0.000%
8/22/2026 Plan A Wealth LLC495$527K0.2%-3.9%0.000%
8/22/2026 Three Seasons Wealth LLC1,148$1.22M0.1%-22.7%0.000%
8/22/2026 Raiffeisen Bank International AG39,500$40.83M0.5%+227.6%0.009%
8/22/2026 Investor s Fiduciary Advisor Network LLC9,387$10.00M3.4%-1.7%0.002%
8/22/2026 Legacy Wealth Managment LLC ID341$363K0.2%+244.4%0.000%
8/22/2026 Copley Financial Group Inc.1,965$2.09M1.0%-46.8%0.000%
8/22/2026 Tudor Financial Inc.2,618$2.79M1.3%-87.7%0.001%
8/22/2026 LifePlan Investment Advisors Inc.246$262K0.1%N/A0.000%
8/22/2026 DORVAL Corp630$671K0.2%+26.0%0.000%
8/22/2026 Syon Capital LLC7,899$8.41M0.4%+2.1%0.002%
8/22/2026 TD Waterhouse Canada Inc.194,396$192.85M0.5%+8.6%0.042%
8/22/2026 Kampmann Melissa S.250$266K0.2%N/A0.000%
8/22/2026 Premier Path Wealth Partners LLC4,115$4.38M0.5%+8.7%0.001%
8/22/2026 United Community Bank884$941K0.3%-24.2%0.000%
8/22/2026 Concurrent Investment Advisors LLC46,157$49.15M0.4%+13.3%0.010%
8/22/2026 NEOS Investment Management LLC75,223$80.11M0.3%+11.6%0.016%
8/22/2026 Burford Brothers Inc.4,122$4.39M1.6%+2.4%0.001%
8/21/2026 Alley Investment Management Company LLC242$258K0.0%N/A0.000%
8/21/2026 Mason & Associates Inc553$589K0.1%-2.6%0.000%
8/21/2026 Montz Harcus Wealth Management LLC1,863$1.98M0.7%+0.8%0.000%
8/21/2026 High Net Worth Advisory Group LLC2,538$2.70M0.6%-5.0%0.001%
8/21/2026 Retireful LLC2,196$2.34M2.2%+7.7%0.000%
8/21/2026 KFG Wealth Management LLC190$202K0.0%N/A0.000%
8/21/2026 iSAM Funds UK Ltd800$852K0.6%+70.9%0.000%
8/21/2026 Athena Investment Management906$965K0.6%-29.6%0.000%
8/21/2026 WorthPointe LLC191$203K0.0%N/A0.000%
8/21/2026 Beacon Capital Management LLC631$672K0.1%-5.1%0.000%
8/21/2026 Greenspring Advisors LLC708$754K0.0%-9.6%0.000%
8/21/2026 Waycross Investment Management Co250$266K0.2%N/A0.000%
8/21/2026 Paragon Private Wealth Management LLC1,163$1.24M0.3%+2.2%0.000%
8/21/2026 Mayport LLC663$706K0.1%-5.8%0.000%
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8/21/2026 Continuum Advisory LLC3,824$4.07M0.3%-1.0%0.001%
8/21/2026 Safeguard Investment Advisory Group LLC653$696K0.2%+31.9%0.000%
8/21/2026 Orion Capital Management LLC735$783K0.2%+4.3%0.000%
8/21/2026 Round Rock Advisors LLC515$548K0.1%+3.0%0.000%
8/21/2026 Nykredit A S179,284$190.92M0.6%N/A0.039%
8/21/2026 InTrack Investment Management Inc3,086$3.29M1.6%-6.4%0.001%
8/21/2026 Robbins Farley7,177$7.64M2.9%-25.2%0.002%
8/21/2026 Live Oak Private Wealth LLC3,455$3.68M0.5%-1.4%0.001%
8/21/2026 Pacifica Partners Inc.1,497$1.59M0.5%-17.6%0.000%
8/21/2026 Sunburst Financial Group LLC733$781K0.1%+19.8%0.000%


CAT Institutional Ownership - Frequently Asked Questions

During the previous two years, 3,967 institutional investors and hedge funds held shares of Caterpillar. The most heavily invested institutionals were California State Teachers Retirement System ($795.83B), BlackRock Inc. ($40.46B), Vanguard Group Inc. ($26.57B), State Street Corp ($20.27B), State Farm Mutual Automobile Insurance Co. ($9.99B), Geode Capital Management LLC ($6.07B), and Bank of America Corp DE ($5.82B).Learn more on Caterpillar's institutional investors.

70.98% of Caterpillar's stock is owned by institutional investors. Learn more on CAT's institutional investor holdings.

Of the 3,499 institutional investors that purchased Caterpillar's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: California State Teachers Retirement System ($746.63M), BlackRock Inc. ($37.99M), Norges Bank ($11.60M), Valeo Financial Advisors LLC ($7.31M), Bank of America Corp DE ($6.39M), Wellington Management Group LLP ($5.23M), and GAMMA Investing LLC ($3.73M).

Institutional investors have bought a total of 840,603,264 shares in the last 24 months. This purchase volume represents approximately $878.49B in transactions.

Of the 1,808 institutional investors that sold Caterpillar's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Capital Research Global Investors ($1.46M), Wellington Management Group LLP ($1.37M), Bank of America Corp DE ($1.06M), State Street Corp ($945.67K), Assenagon Asset Management S.A. ($827.84K), Price T Rowe Associates Inc. MD ($818.80K), and Amundi ($816.86K).

Institutional investors have sold a total of 22,978,979 shares in the last 24 months. This volume of shares sold represents approximately $13.16B in transactions.


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Institutional ownership data for NYSE:CAT is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/2/2026. New 13F filings are added each quarter as they're published.
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