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Caterpillar SEC Filings & 10K Form (NYSE:CAT)

$143.59
-1.72 (-1.18 %)
(As of 11/19/2019 03:30 AM ET)
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Today's Range
$143.02
Now: $143.59▼
$144.78
50-Day Range
$118.74
MA: $134.96▼
$148.16
52-Week Range
$111.75
Now: $143.59▼
$148.47
Volume2.54 million shs
Average Volume4.28 million shs
Market Capitalization$79.36 billion
P/E Ratio12.80
Dividend Yield2.84%
Beta1.53

SEC Filings

Caterpillar (NYSE:CAT) SEC Filings

DateFilerForm TypeView
11/13/2019
8:01 AM		Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
11/06/2019
1:15 PM		Caterpillar (Issuer)
Umpleby III Donald J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/06/2019
1:15 PM		Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/06/2019
1:14 PM		Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/05/2019
2:10 PM		Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
10/31/2019
9:52 AM		Caterpillar (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
10/30/2019
12:35 PM		Caterpillar (Issuer)
Umpleby III Donald J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
10/30/2019
12:34 PM		Caterpillar (Issuer)
Long Suzette M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
10/30/2019
12:34 PM		Caterpillar (Issuer)
Marvel Gary Michael (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
10/29/2019
2:19 PM		Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
10/29/2019
2:18 PM		Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
10/23/2019
5:40 AM		Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/23/2019
5:32 AM		Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/02/2019
1:58 PM		Caterpillar (Issuer)
WHITE MILES D (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
10/02/2019
1:57 PM		Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
10/02/2019
1:57 PM		Caterpillar (Issuer)
REED DEBRA L (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
10/02/2019
1:56 PM		Caterpillar (Issuer)
Long Suzette M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
10/02/2019
1:56 PM		Caterpillar (Issuer)
GALLARDO JUAN (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
10/02/2019
1:55 PM		CALHOUN DAVID L (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
09/30/2019
3:28 PM		Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/30/2019
3:27 PM		Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/19/2019
8:03 AM		Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/17/2019
8:06 PM		Caterpillar (Filer)
Form 424B5
09/16/2019
4:21 PM		Caterpillar (Subject)
Form FWP
09/16/2019
7:21 AM		Caterpillar (Filer)
Form 424B5
09/13/2019
8:01 AM		Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/10/2019
3:45 PM		BONFIELD ANDREW R J (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
09/10/2019
3:38 PM		Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
08/30/2019
3:45 PM		Caterpillar (Issuer)
Umpleby III Donald J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/28/2019
1:55 PM		Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/28/2019
1:55 PM		Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/13/2019
8:01 AM		Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
08/02/2019
4:13 PM		Caterpillar (Filer)
Form 8-K/A
08/01/2019
10:04 AM		Caterpillar (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
07/30/2019
1:40 PM		Caterpillar (Issuer)
Younessi Ramin (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/29/2019
3:08 PM		Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/29/2019
3:08 PM		Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/29/2019
12:45 PM		Caterpillar (Issuer)
Johnson Cheryl H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/24/2019
6:32 AM		Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/24/2019
6:31 AM		Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/02/2019
3:55 PM		Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/02/2019
10:17 AM		Caterpillar (Issuer)
WHITE MILES D (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/02/2019
10:17 AM		Caterpillar (Issuer)
REED DEBRA L (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/02/2019
10:16 AM		Caterpillar (Issuer)
GALLARDO JUAN (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/02/2019
10:16 AM		CALHOUN DAVID L (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/27/2019
10:51 AM		Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/27/2019
10:51 AM		Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/25/2019
3:33 PM		Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/25/2019
3:30 PM		Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/25/2019
3:25 PM		Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/25/2019
3:22 PM		Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/25/2019
3:15 PM		Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/14/2019
3:32 PM		Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/13/2019
11:39 AM		CALHOUN DAVID L (Reporting)
Caterpillar (Issuer)
Form 4/A
06/13/2019
8:01 AM		Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/30/2019
3:33 PM		Caterpillar (Filer)
Form SD
Specialized Disclosure Report  
05/29/2019
4:24 PM		Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/23/2019
10:58 AM		Caterpillar (Issuer)
Younessi Ramin (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/17/2019
11:37 AM		Caterpillar (Subject)
Mercy Investment Services, Inc. (Filed by)
Form PX14A6G
05/13/2019
8:01 AM		Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/06/2019
11:20 AM		Caterpillar (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
05/03/2019
11:45 AM		Ainsworth William P (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
05/03/2019
11:44 AM		Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/02/2019
6:30 AM		Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/29/2019
4:29 PM		Caterpillar (Issuer)
Long Suzette M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/29/2019
4:28 PM		Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/26/2019
3:32 PM		Caterpillar (Filer)
Form DEFA14A
04/26/2019
3:31 PM		Caterpillar (Filer)
Form DEF 14A
04/24/2019
6:47 AM		Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/24/2019
6:33 AM		Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/02/2019
10:30 AM		Caterpillar (Issuer)
WHITE MILES D (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/02/2019
10:30 AM		Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/02/2019
10:29 AM		Caterpillar (Issuer)
REED DEBRA L (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/02/2019
10:28 AM		Caterpillar (Issuer)
GALLARDO JUAN (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/02/2019
10:27 AM		CALHOUN DAVID L (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/28/2019
9:39 AM		Caterpillar (Issuer)
Long Suzette M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/28/2019
9:38 AM		Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/13/2019
8:05 AM		Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/12/2019
3:58 PM		Caterpillar (Issuer)
Long Suzette M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/12/2019
3:58 PM		Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/12/2019
3:57 PM		Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/08/2019
1:01 PM		Caterpillar (Issuer)
Long Suzette M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2019
5:05 PM		Caterpillar (Issuer)
WILKINS RAYFORD JR (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2019
5:05 PM		Caterpillar (Issuer)
WHITE MILES D (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2019
5:04 PM		Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2019
5:03 PM		Caterpillar (Issuer)
RUST EDWARD B JR (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2019
5:03 PM		Caterpillar (Issuer)
REED DEBRA L (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2019
5:02 PM		Caterpillar (Issuer)
OSBORN WILLIAM A (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2019
5:01 PM		Caterpillar (Issuer)
Muilenburg Dennis A (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2019
5:01 PM		Caterpillar (Issuer)
GALLARDO JUAN (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2019
5:00 PM		Caterpillar (Issuer)
DICKINSON DANIEL M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2019
5:00 PM		CALHOUN DAVID L (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/06/2019
4:59 PM		Ayotte Kelly (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2019
5:09 PM		Ainsworth William P (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2019
5:08 PM		Caterpillar (Issuer)
Umpleby III Donald J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2019
5:07 PM		Caterpillar (Issuer)
Younessi Ramin (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2019
5:07 PM		Caterpillar (Issuer)
Long Suzette M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2019
5:06 PM		Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2019
5:06 PM		Caterpillar (Issuer)
Johnson Cheryl H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2019
5:05 PM		Caterpillar (Issuer)
Marvel Gary Michael (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
This page was last updated on 11/19/2019 by MarketBeat.com Staff

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