NYSE:CAT - Caterpillar SEC Filings & 10K Form

Sign in or create an account to add this stock to your watchlist.
$136.20 +3.58 (+2.70 %)
(As of 02/17/2019 04:00 PM ET)
Previous Close$136.20
Today's Range$133.68 - $136.25
52-Week Range$112.06 - $164.60
Volume5.22 million shs
Average Volume5.05 million shs
Market Capitalization$80.37 billion
P/E Ratio12.14
Dividend Yield2.59%
Beta1.46

SEC Filings

Caterpillar (NYSE:CAT) SEC Filings

DateFilerForm TypeView
02/15/2019
8:00 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
02/14/2019
4:32 PM
Caterpillar (Issuer)
Umpleby III Donald J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
02/14/2019
4:31 PM
Caterpillar (Issuer)
Younessi Ramin (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
02/14/2019
4:31 PM
Caterpillar (Issuer)
Pellette Thomas A (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
02/14/2019
4:30 PM
Caterpillar (Issuer)
Long Suzette M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
02/14/2019
4:30 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
02/14/2019
4:29 PM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
02/14/2019
4:29 PM
Caterpillar (Issuer)
Copeland Jananne A. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
02/14/2019
12:25 PM
Caterpillar (Filer)
Form 10-K
Annual report pursuant to Section 13 or 15(d)  
View Filing
02/13/2019
9:47 AM
Caterpillar (Subject)
STATE STREET CORP (Filed by)
Form SC 13G
View Filing
02/13/2019
8:03 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
02/11/2019
9:54 AM
Caterpillar (Subject)
VANGUARD GROUP INC (Filed by)
Form SC 13G/A
View Filing
02/04/2019
9:07 AM
BlackRock Inc. (Filed by)
Caterpillar (Subject)
Form SC 13G/A
View Filing
01/31/2019
6:27 PM
Caterpillar (Issuer)
WHITE MILES D (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
01/31/2019
6:27 PM
Caterpillar (Issuer)
GALLARDO JUAN (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
01/28/2019
2:50 PM
Caterpillar (Issuer)
Long Suzette M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
01/28/2019
2:49 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
01/28/2019
6:38 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
01/28/2019
6:33 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
01/10/2019
4:43 PM
Caterpillar (Issuer)
Younessi Ramin (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
01/03/2019
11:15 AM
Caterpillar (Issuer)
WHITE MILES D (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
01/03/2019
11:14 AM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
01/03/2019
11:14 AM
Caterpillar (Issuer)
REED DEBRA L (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
01/03/2019
11:13 AM
Caterpillar (Issuer)
GALLARDO JUAN (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
01/03/2019
11:12 AM
CALHOUN DAVID L (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
01/03/2019
11:12 AM
Ayotte Kelly (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
12/28/2018
9:49 AM
Caterpillar (Issuer)
Long Suzette M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
12/28/2018
9:48 AM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
12/28/2018
9:47 AM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
12/28/2018
9:47 AM
Caterpillar (Issuer)
Copeland Jananne A. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
12/14/2018
8:00 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
12/13/2018
8:02 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
12/13/2018
8:00 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
11/28/2018
4:46 PM
Caterpillar (Issuer)
Long Suzette M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
11/28/2018
4:45 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
11/28/2018
4:45 PM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
11/28/2018
4:45 PM
Caterpillar (Issuer)
Copeland Jananne A. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
11/13/2018
8:02 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
11/02/2018
2:56 PM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
11/01/2018
10:33 AM
Caterpillar (Filer)
Form S-3ASR
View Filing
10/31/2018
11:14 AM
Caterpillar (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
View Filing
10/30/2018
6:30 PM
Caterpillar (Issuer)
Younessi Ramin (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
10/30/2018
6:28 PM
Caterpillar (Issuer)
Long Suzette M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
10/30/2018
6:23 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
10/30/2018
6:22 PM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
10/30/2018
6:22 PM
Caterpillar (Issuer)
Copeland Jananne A. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
10/23/2018
12:50 PM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
10/23/2018
6:31 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
10/22/2018
3:32 PM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
10/03/2018
4:49 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
10/01/2018
3:29 PM
Caterpillar (Issuer)
WHITE MILES D (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
10/01/2018
3:28 PM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
10/01/2018
3:28 PM
Caterpillar (Issuer)
REED DEBRA L (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
10/01/2018
3:28 PM
Caterpillar (Issuer)
GALLARDO JUAN (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
10/01/2018
3:27 PM
CALHOUN DAVID L (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
10/01/2018
3:27 PM
Ayotte Kelly (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
09/28/2018
4:21 PM
Caterpillar (Issuer)
Younessi Ramin (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
09/28/2018
4:20 PM
Caterpillar (Issuer)
Long Suzette M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
09/28/2018
4:19 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
09/28/2018
4:18 PM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
09/28/2018
4:18 PM
Caterpillar (Issuer)
Copeland Jananne A. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
09/14/2018
7:59 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
09/12/2018
3:30 PM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
09/11/2018
5:04 PM
BONFIELD ANDREW R J (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
09/06/2018
5:04 PM
BONFIELD ANDREW R J (Reporting)
Caterpillar (Issuer)
Form 3
Initial statement of beneficial ownership of securities  
View Filing
08/27/2018
1:54 PM
Caterpillar (Issuer)
Younessi Ramin (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
08/27/2018
1:42 PM
Caterpillar (Issuer)
Long Suzette M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
08/27/2018
1:40 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
08/13/2018
8:04 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
08/07/2018
11:17 AM
Caterpillar (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
View Filing
08/06/2018
6:01 PM
Caterpillar (Issuer)
Long Suzette M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
07/30/2018
1:26 PM
Caterpillar (Issuer)
Younessi Ramin (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
07/30/2018
1:25 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
07/30/2018
6:31 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
07/27/2018
3:38 PM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
07/27/2018
2:13 PM
Caterpillar (Issuer)
Johnson Cheryl H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
07/03/2018
4:44 PM
Caterpillar (Issuer)
WHITE MILES D (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
07/03/2018
4:44 PM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
07/03/2018
4:43 PM
Caterpillar (Issuer)
REED DEBRA L (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
07/03/2018
4:43 PM
Caterpillar (Issuer)
GALLARDO JUAN (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
07/03/2018
4:42 PM
CALHOUN DAVID L (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
07/03/2018
4:42 PM
Ayotte Kelly (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
06/28/2018
3:05 PM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
View Filing
06/28/2018
3:02 PM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
View Filing
06/28/2018
2:59 PM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
View Filing
06/28/2018
2:56 PM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
View Filing
06/28/2018
2:52 PM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
View Filing
06/28/2018
2:47 PM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
View Filing
06/27/2018
2:29 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
06/19/2018
8:03 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
06/14/2018
3:35 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
06/14/2018
3:34 PM
Caterpillar (Filer)
Form 8-K/A
View Filing
06/13/2018
10:17 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
06/13/2018
7:36 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
06/08/2018
6:03 PM
Caterpillar (Issuer)
Younessi Ramin (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
View Filing
05/30/2018
10:01 AM
Caterpillar (Filer)
Form SD
Specialized Disclosure Report  
View Filing
05/29/2018
3:58 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
05/15/2018
12:19 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
05/15/2018
12:19 PM
CALHOUN DAVID L (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
View Filing
05/11/2018
8:01 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
View Filing
This page was last updated on 2/17/2019 by MarketBeat.com Staff

Enter your email address below to receive a concise daily summary of analysts' upgrades, downgrades and new coverage with MarketBeat.com's FREE daily email newsletter.

Yahoo Gemini Pixel