NYSE:CAT

Caterpillar SEC Filings & 10K Form

$212.56
+1.12 (+0.53 %)
(As of 07/29/2021 12:00 AM ET)
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Today's Range
$209.69
$214.51
50-Day Range
$203.08
$244.02
52-Week Range
$130.21
$246.69
Volume3.40 million shs
Average Volume3.40 million shs
Market Capitalization$116.44 billion
P/E Ratio34.01
Dividend Yield2.10%
Beta0.92

Caterpillar (NYSE:CAT) SEC Filings

DateFilerForm TypeView
07/27/2021
4:59 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/27/2021
4:58 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/28/2021
4:33 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/28/2021
4:32 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/25/2021
1:08 PM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/25/2021
1:07 PM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/25/2021
1:06 PM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/25/2021
1:05 PM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/25/2021
1:04 PM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/15/2021
1:31 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/09/2021
10:28 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/07/2021
1:30 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/03/2021
4:23 PM
Caterpillar (Filer)
Form DEFA14A
05/28/2021
3:36 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/28/2021
8:00 AM
Caterpillar (Filer)
Form DEFA14A
05/27/2021
11:42 AM
Caterpillar (Filer)
Form SD
Specialized Disclosure Report  
05/11/2021
4:06 PM
Caterpillar (Issuer)
Umpleby III Donald J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/06/2021
1:22 PM
Caterpillar (Issuer)
MacLennan David (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/05/2021
1:12 PM
Caterpillar (Issuer)
MacLennan David (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/05/2021
9:49 AM
Caterpillar (Filer)
Form IRANNOTICE
05/05/2021
9:42 AM
Caterpillar (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
05/04/2021
1:48 PM
Caterpillar (Issuer)
Marvel Gary Michael (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/03/2021
12:47 PM
AS YOU SOW (Filed by)
Caterpillar (Subject)
Form PX14A6G
04/30/2021
8:04 AM
Caterpillar (Filer)
Form DEFA14A
04/30/2021
8:03 AM
Caterpillar (Filer)
Form DEF 14A
04/29/2021
5:31 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/16/2021
12:10 PM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/02/2021
8:36 AM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/02/2021
8:33 AM
Caterpillar (Issuer)
GALLARDO JUAN (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/02/2021
8:31 AM
CALHOUN DAVID L (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/15/2021
3:48 PM
Caterpillar (Subject)
NEW YORK STOCK EXCHANGE LLC (Filed by)
Form 25-NSE
03/12/2021
3:00 PM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/10/2021
6:37 PM
Caterpillar (Issuer)
Marvel Gary Michael (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/10/2021
5:06 PM
Caterpillar (Issuer)
Long Suzette M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/10/2021
5:05 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/09/2021
6:59 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/09/2021
6:58 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/08/2021
10:33 AM
Caterpillar (Issuer)
Johnson Gerald (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
03/04/2021
11:51 AM
Caterpillar (Filer)
Form 424B5
03/03/2021
2:44 PM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/03/2021
1:51 PM
Caterpillar (Issuer)
WILKINS RAYFORD JR (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/03/2021
1:51 PM
Caterpillar (Issuer)
WHITE MILES D (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/03/2021
1:50 PM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/03/2021
1:50 PM
Caterpillar (Issuer)
RUST EDWARD B JR (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/03/2021
1:50 PM
Caterpillar (Issuer)
REED DEBRA L (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/03/2021
1:49 PM
Caterpillar (Issuer)
OSBORN WILLIAM A (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/03/2021
1:49 PM
Caterpillar (Issuer)
GALLARDO JUAN (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/03/2021
1:48 PM
Caterpillar (Issuer)
DICKINSON DANIEL M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/03/2021
1:48 PM
CALHOUN DAVID L (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/03/2021
1:48 PM
Ayotte Kelly (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/02/2021
8:01 PM
Caterpillar (Issuer)
Umpleby III Donald J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/02/2021
8:00 PM
Caterpillar (Issuer)
Long Suzette M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/02/2021
8:00 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/02/2021
7:59 PM
Caterpillar (Issuer)
Johnson Cheryl H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/02/2021
7:59 PM
Caterpillar (Issuer)
Marvel Gary Michael (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/02/2021
7:58 PM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/02/2021
7:57 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/02/2021
7:57 PM
Caterpillar (Issuer)
Fassino Anthony D. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/02/2021
7:57 PM
BONFIELD ANDREW R J (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/02/2021
7:54 AM
Caterpillar (Filer)
Form 424B5
02/17/2021
12:36 PM
Caterpillar (Filer)
Form S-8
Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans  
02/17/2021
9:41 AM
Caterpillar (Filer)
Form 10-K
Annual report pursuant to Section 13 or 15(d)  
02/12/2021
12:14 PM
Caterpillar (Subject)
STATE STREET CORP (Filed by)
Form SC 13G
02/11/2021
2:44 PM
Caterpillar (Issuer)
Umpleby III Donald J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/11/2021
2:44 PM
Caterpillar (Issuer)
Long Suzette M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/11/2021
2:43 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/11/2021
2:43 PM
Caterpillar (Issuer)
Johnson Cheryl H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/11/2021
2:42 PM
Caterpillar (Issuer)
Marvel Gary Michael (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/11/2021
2:42 PM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/11/2021
2:42 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/11/2021
2:41 PM
Caterpillar (Issuer)
Fassino Anthony D. (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/11/2021
2:41 PM
BONFIELD ANDREW R J (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/09/2021
3:32 PM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/03/2021
3:17 PM
Caterpillar (Issuer)
Marvel Gary Michael (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/29/2021
5:30 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
01/25/2021
5:38 PM
Ainsworth William P (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
01/25/2021
5:38 PM
Caterpillar (Issuer)
OSBORN WILLIAM A (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/08/2021
6:11 PM
Caterpillar (Issuer)
Creed Joseph E (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
01/08/2021
6:10 PM
Caterpillar (Issuer)
Fassino Anthony D. (Reporting)
Form 3
Initial statement of beneficial ownership of securities  
01/04/2021
4:47 PM
Caterpillar (Issuer)
WHITE MILES D (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/04/2021
4:46 PM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/04/2021
4:46 PM
Caterpillar (Issuer)
GALLARDO JUAN (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/04/2021
4:46 PM
CALHOUN DAVID L (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
12/28/2020
10:50 AM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/28/2020
10:50 AM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/14/2020
8:00 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
12/08/2020
7:27 AM
Caterpillar (Issuer)
Marvel Gary Michael (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/04/2020
8:31 AM
Caterpillar (Issuer)
Marvel Gary Michael (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/30/2020
4:09 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/30/2020
4:09 PM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/25/2020
4:42 PM
Caterpillar (Issuer)
Umpleby III Donald J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/13/2020
8:02 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
11/10/2020
5:48 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/06/2020
1:26 PM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/05/2020
9:19 AM
Caterpillar (Issuer)
Umpleby III Donald J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/04/2020
2:27 PM
Caterpillar (Issuer)
Younessi Ramin (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/04/2020
9:29 AM
Caterpillar (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
11/02/2020
6:11 PM
Caterpillar (Issuer)
Younessi Ramin (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
11/02/2020
6:10 PM
Caterpillar (Issuer)
Long Suzette M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
10/30/2020
5:29 PM
Ainsworth William P (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
This page was last updated on 7/30/2021 by MarketBeat.com Staff
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