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NYSE:CAT

Caterpillar SEC Filings & 10K Form

$147.68
+1.77 (+1.21 %)
(As of 09/28/2020 12:00 AM ET)
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Today's Range
$147.41
Now: $147.68
$150.31
50-Day Range
$134.92
MA: $145.31
$153.87
52-Week Range
$87.50
Now: $147.68
$156.25
Volume2.21 million shs
Average Volume4.14 million shs
Market Capitalization$79.97 billion
P/E Ratio19.82
Dividend Yield2.82%
Beta1.13

SEC Filings

Caterpillar (NYSE:CAT) SEC Filings

DateFilerForm TypeView
09/28/2020
6:35 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/28/2020
6:35 PM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/15/2020
8:01 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/10/2020
5:40 PM
Caterpillar (Issuer)
Long Suzette M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/09/2020
6:36 PM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/09/2020
5:59 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
09/09/2020
5:59 PM
BONFIELD ANDREW R J (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
09/08/2020
3:32 PM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
09/03/2020
5:41 PM
Caterpillar (Issuer)
Umpleby III Donald J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/31/2020
3:49 PM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
08/27/2020
4:42 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/27/2020
4:42 PM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/14/2020
8:01 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
08/10/2020
9:41 AM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/06/2020
5:40 PM
Ainsworth William P (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
08/05/2020
6:02 PM
Caterpillar (Issuer)
Younessi Ramin (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/05/2020
6:01 PM
Caterpillar (Issuer)
Long Suzette M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
08/05/2020
9:50 AM
Caterpillar (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
07/28/2020
1:48 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/28/2020
1:48 PM
Caterpillar (Issuer)
Johnson Cheryl H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/28/2020
1:47 PM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/01/2020
5:18 PM
Caterpillar (Issuer)
WHITE MILES D (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/01/2020
5:17 PM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/01/2020
5:14 PM
Caterpillar (Issuer)
GALLARDO JUAN (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
07/01/2020
5:13 PM
CALHOUN DAVID L (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
06/29/2020
5:28 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/29/2020
5:27 PM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
06/26/2020
2:37 PM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/26/2020
2:35 PM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/26/2020
2:32 PM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/26/2020
2:30 PM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/26/2020
2:27 PM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/26/2020
2:25 PM
Caterpillar (Filer)
Form 11-K
Annual reports of employee stock purchase, savings and similar plans pursuant to Section 15(d)  
06/15/2020
10:10 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
06/12/2020
8:00 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/29/2020
4:17 PM
Caterpillar (Filer)
Form SD
Specialized Disclosure Report  
05/29/2020
7:00 AM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/29/2020
6:59 AM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
05/27/2020
9:15 AM
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM (Filed by)
Caterpillar (Subject)
Form PX14A6G
05/13/2020
8:00 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/06/2020
12:09 PM
Caterpillar (Filer)
Form 10-Q
General form for quarterly reports under Section 13 or 15(d)  
05/04/2020
2:45 PM
Ainsworth William P (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
04/29/2020
1:06 PM
Caterpillar (Filer)
Form DEFA14A
04/29/2020
1:05 PM
Caterpillar (Filer)
Form DEF 14A
04/28/2020
5:38 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/28/2020
5:34 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/24/2020
8:00 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/14/2020
9:26 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/09/2020
12:56 PM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/07/2020
1:42 PM
Caterpillar (Filer)
Form 424B5
04/06/2020
3:57 PM
Caterpillar (Subject)
Form FWP
04/06/2020
7:38 AM
Caterpillar (Filer)
Form 424B5
04/02/2020
11:55 AM
Caterpillar (Issuer)
WHITE MILES D (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/02/2020
11:55 AM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/02/2020
11:54 AM
Caterpillar (Issuer)
GALLARDO JUAN (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
04/02/2020
11:54 AM
CALHOUN DAVID L (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/26/2020
7:35 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/12/2020
3:20 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/12/2020
3:19 PM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/12/2020
8:01 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/10/2020
9:44 AM
Caterpillar (Issuer)
Long Suzette M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/10/2020
9:43 AM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/10/2020
9:43 AM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/05/2020
2:00 PM
Caterpillar (Issuer)
WHITE MILES D (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/03/2020
5:38 PM
Ainsworth William P (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/03/2020
5:37 PM
Caterpillar (Issuer)
WILKINS RAYFORD JR (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/03/2020
5:37 PM
Caterpillar (Issuer)
WHITE MILES D (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/03/2020
5:36 PM
Caterpillar (Issuer)
Umpleby III Donald J (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/03/2020
5:36 PM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/03/2020
5:36 PM
Caterpillar (Issuer)
RUST EDWARD B JR (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/03/2020
5:35 PM
Caterpillar (Issuer)
REED DEBRA L (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/03/2020
5:35 PM
Caterpillar (Issuer)
Younessi Ramin (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/03/2020
5:35 PM
Caterpillar (Issuer)
OSBORN WILLIAM A (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/03/2020
5:34 PM
Caterpillar (Issuer)
Long Suzette M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/03/2020
5:34 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/03/2020
5:33 PM
Caterpillar (Issuer)
Johnson Cheryl H (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/03/2020
5:33 PM
Caterpillar (Issuer)
Marvel Gary Michael (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/03/2020
5:33 PM
Caterpillar (Issuer)
GALLARDO JUAN (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/03/2020
5:32 PM
Caterpillar (Issuer)
DICKINSON DANIEL M (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/03/2020
5:32 PM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
03/03/2020
5:32 PM
CALHOUN DAVID L (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/03/2020
5:31 PM
Ayotte Kelly (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
03/03/2020
5:31 PM
BONFIELD ANDREW R J (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
02/24/2020
12:48 PM
Caterpillar (Issuer)
Marvel Gary Michael (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
02/19/2020
2:48 PM
Caterpillar (Filer)
Form S-8 POS
02/19/2020
2:35 PM
Caterpillar (Filer)
Form S-8
Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans  
02/19/2020
2:07 PM
Caterpillar (Filer)
Form S-8
Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans  
02/19/2020
1:12 PM
Caterpillar (Filer)
Form 10-K
Annual report pursuant to Section 13 or 15(d)  
02/13/2020
7:21 AM
Caterpillar (Subject)
STATE STREET CORP (Filed by)
Form SC 13G
02/12/2020
7:08 AM
Caterpillar (Subject)
VANGUARD GROUP INC (Filed by)
Form SC 13G/A
01/31/2020
5:57 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
01/31/2020
5:46 AM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
01/27/2020
3:41 PM
Caterpillar (Filer)
Form 8-K
Current report pursuant to Section 13 or 15(d)  
01/02/2020
4:55 PM
Caterpillar (Issuer)
WHITE MILES D (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/02/2020
4:55 PM
Caterpillar (Issuer)
SCHWAB SUSAN C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/02/2020
4:54 PM
Caterpillar (Issuer)
REED DEBRA L (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/02/2020
4:54 PM
Caterpillar (Issuer)
GALLARDO JUAN (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
01/02/2020
4:53 PM
CALHOUN DAVID L (Reporting)
Caterpillar (Issuer)
Form 4
Statement of changes in beneficial ownership of securities  
12/30/2019
3:32 PM
Caterpillar (Issuer)
Johnson Denise C (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
12/30/2019
3:32 PM
Caterpillar (Issuer)
De Lange Bob (Reporting)
Form 4
Statement of changes in beneficial ownership of securities  
This page was last updated on 9/29/2020 by MarketBeat.com Staff

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