As of the most recent reporting period, the following institutional investors, funds, and major shareholders have reported short positions of 3M: Affiance Financial LLC, IMC Chicago LLC, Private Capital Management LLC, Nomura Holdings Inc., Readystate Asset Management LP, GTS Securities LLC, Barclays PLC, Wolverine Trading LLC, Parallax Volatility Advisers L.P., Caas Capital Management LP, Citadel Advisors LLC, Apollo Management Holdings L.P., Point72 Asset Management L.P., Cubist Systematic Strategies LLC, Nomura Holdings Inc., Verition Fund Management LLC, Capital Fund Management S.A., PEAK6 Investments LLC, Eisler Capital UK Ltd., Goldman Sachs Group Inc., Capstone Investment Advisors LLC, Allianz Asset Management GmbH, Hsbc Holdings PLC, US Bancorp DE, IMC Chicago LLC, One River Asset Management LLC, UBS Group AG, BNP Paribas Financial Markets, CenterStar Asset Management LLC, Concourse Financial Group Securities Inc., Simplex Trading LLC, XR Securities LLC, and SpiderRock Advisors LLC. These positions are disclosed in Form 13F filings with the Securities and Exchange Commission.