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Sound Point Meridian Capital (SPMC) 10K Form and Latest SEC Filings 2026

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$9.91 +0.07 (+0.71%)
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Latest Sound Point Meridian Capital SEC Filings & Recent Activity

Sound Point Meridian Capital (NYSE:SPMC) has submitted 144+ documents to the U.S. Securities and Exchange Commission (SEC) since 2022. For investors, these filings are the primary source of verified financial data — covering everything from annual revenue and debt levels in the 10-K, to material business events in 8-K current reports, to insider buying and selling activity in Form 4 disclosures. The most recent filing was a Form N-CEN submitted on June 9, 2026.

Form 4
Sound Point Meridian Capital, Inc. Reports Ownership Change on Apr. 30, 2026

Form 4 filings disclose changes in stock ownership by company insiders, including purchases, sales, grants, and option exercises.

View insider ownership

8-K
Sound Point Meridian Capital Files Current Report on Jun. 8, 2026

An 8-K is filed when a material corporate event occurs, such as an acquisition, leadership change, or financial update.

View filing

Sound Point Meridian Capital SEC Filing History

Browse Sound Point Meridian Capital's complete SEC filing history using the filters below. Filter by form type - 10-K, 10-Q, 8-K, Form 4, and more - or set a custom date range to find a filing.

DateFilerForm TypeView
06/09/2026 3:51 PM
Sound Point Meridian Capital (1930147) Filer
Form N-CEN
Annual Report for Registered Investment Companies
06/08/2026 3:30 PM
Sound Point Meridian Capital (1930147) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/28/2026 5:02 AM
Sound Point Meridian Capital (1930147) Filer
Form N-CSR
Certified shareholder report of registered management investment companies  
05/27/2026 6:05 AM
Sound Point Meridian Capital (1930147) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/20/2026 4:20 PM
Sound Point Meridian Capital (1930147) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
05/11/2026 3:30 PM
Sound Point Meridian Capital (1930147) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
04/30/2026 6:15 PM
AG Asset Strategies LLC (2027026) Reporting
Assured Guaranty Inc. (2027018) Reporting
ASSURED GUARANTY LTD (1273813) Reporting
Assured Guaranty Municipal Holdings Inc. (913357) Reporting
Assured Guaranty US Holdings Inc. (1289244) Reporting
Sound Point Meridian Capital (1930147) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
04/09/2026 4:05 PM
Sound Point Meridian Capital (1930147) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
03/18/2026 12:13 PM
Sound Point Meridian Capital (1930147) Filer
Form 40-17G
03/13/2026 2:20 PM
Sound Point Meridian Capital (1930147) Filer
Form D
Notice of Exempt Offering of Securities 
03/02/2026 9:20 AM
Sound Point Meridian Capital (1930147) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
02/18/2026 5:05 PM
Ketchum Stephen (1710789) Reporting
Sound Point Meridian Capital (1930147) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
02/18/2026 5:09 PM
Forstenhausler Matthew E. (1806603) Reporting
Sound Point Meridian Capital (1930147) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
02/16/2026 11:15 PM
Sound Point Meridian Capital (1930147) Filer
Form EFFECT
02/11/2026 6:02 AM
Sound Point Meridian Capital (1930147) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/09/2026 3:15 PM
Sound Point Meridian Capital (1930147) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
02/02/2026 5:31 PM
AG Asset Strategies LLC (2027026) Reporting
Assured Guaranty Inc. (2027018) Reporting
ASSURED GUARANTY LTD (1273813) Reporting
Assured Guaranty Municipal Holdings Inc. (913357) Reporting
Assured Guaranty US Holdings Inc. (1289244) Reporting
Sound Point Meridian Capital (1930147) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
01/27/2026 5:20 PM
AG Asset Strategies LLC (2027026) Reporting
Assured Guaranty Inc. (2027018) Reporting
ASSURED GUARANTY LTD (1273813) Reporting
Assured Guaranty Municipal Holdings Inc. (913357) Reporting
Assured Guaranty US Holdings Inc. (1289244) Reporting
Sound Point Meridian Capital (1930147) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
01/14/2026 5:13 PM
AG Asset Strategies LLC (2027026) Reporting
Assured Guaranty Inc. (2027018) Reporting
ASSURED GUARANTY LTD (1273813) Reporting
Assured Guaranty Municipal Holdings Inc. (913357) Reporting
Assured Guaranty US Holdings Inc. (1289244) Reporting
Sound Point Meridian Capital (1930147) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
12/19/2025 4:14 PM
Forstenhausler Matthew E. (1806603) Reporting
Sound Point Meridian Capital (1930147) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
12/16/2025 6:35 PM
Desai Ujjaval (2024496) Reporting
Sound Point Meridian Capital (1930147) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
12/08/2025 3:15 PM
Sound Point Meridian Capital (1930147) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
12/03/2025 8:57 PM
Sound Point Meridian Capital (1930147) Filer
Form POS 8C
12/03/2025 3:11 PM
Sound Point Meridian Capital (1930147) Filer
Form 424B3
11/28/2025 9:15 AM
Sound Point Meridian Capital (1930147) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
11/26/2025 7:10 AM
Sound Point Meridian Capital (1930147) Filer
Form N-CSRS
11/19/2025 5:42 PM
AG Asset Strategies LLC (2027026) Reporting
Assured Guaranty Inc. (2027018) Reporting
ASSURED GUARANTY LTD (1273813) Reporting
Assured Guaranty Municipal Holdings Inc. (913357) Reporting
Assured Guaranty US Holdings Inc. (1289244) Reporting
Sound Point Meridian Capital (1930147) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
11/13/2025 6:00 AM
Sound Point Meridian Capital (1930147) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
11/06/2025 4:26 PM
Sound Point Meridian Capital (1930147) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/28/2025 5:11 PM
AG Asset Strategies LLC (2027026) Reporting
Assured Guaranty Inc. (2027018) Reporting
ASSURED GUARANTY LTD (1273813) Reporting
Assured Guaranty Municipal Holdings Inc. (913357) Reporting
Assured Guaranty US Holdings Inc. (1289244) Reporting
Sound Point Meridian Capital (1930147) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
10/22/2025 7:12 PM
Ketchum Stephen (1710789) Reporting
Sound Point Meridian Capital (1930147) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
10/22/2025 7:08 PM
Desai Ujjaval (2024496) Reporting
Sound Point Meridian Capital (1930147) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
10/17/2025 3:36 PM
AG Asset Strategies LLC (2027026) Reporting
Assured Guaranty Inc. (2027018) Reporting
ASSURED GUARANTY LTD (1273813) Reporting
Assured Guaranty Municipal Holdings Inc. (913357) Reporting
Assured Guaranty US Holdings Inc. (1289244) Reporting
Sound Point Meridian Capital (1930147) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
10/14/2025 6:20 PM
AG Asset Strategies LLC (2027026) Reporting
Assured Guaranty Inc. (2027018) Reporting
ASSURED GUARANTY LTD (1273813) Reporting
Assured Guaranty Municipal Holdings Inc. (913357) Reporting
Assured Guaranty US Holdings Inc. (1289244) Reporting
Sound Point Meridian Capital (1930147) Issuer
Form 4
Statement of changes in beneficial ownership of securities  
10/06/2025 8:13 PM
Sound Point Meridian Capital (1930147) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
10/06/2025 4:26 PM
Sound Point Meridian Capital (1930147) Filer
Form 424B3
09/08/2025 4:23 PM
Sound Point Meridian Capital (1930147) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
08/29/2025 9:25 AM
Sound Point Meridian Capital (1930147) Filer
Form NPORT-P
Monthly Portfolio Investments Report on Form NPORT
08/20/2025 6:00 PM
Sound Point Meridian Capital (1930147) Filer
Form 424B3
08/20/2025 11:16 PM
Sound Point Meridian Capital (1930147) Filer
Form EFFECT
08/18/2025 1:56 PM
Sound Point Meridian Capital (1930147) Filer
Form N-PX
Annual Report of Proxy Voting Record of Registered Management Investment Company  
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08/12/2025 6:00 AM
Sound Point Meridian Capital (1930147) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
08/11/2025 8:10 PM
Sound Point Meridian Capital (1930147) Filer
Form N-2/A
08/05/2025 4:26 PM
Sound Point Meridian Capital (1930147) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/17/2025 5:00 AM
Sound Point Meridian Capital (1930147) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/15/2025 12:43 PM
Sound Point Meridian Capital (1930147) Filer
Form CERT
07/14/2025 1:53 PM
Sound Point Meridian Capital (1930147) Filer
Form 8-A12B
07/10/2025 1:43 PM
Sound Point Meridian Capital (1930147) Filer
Form 424B1
07/08/2025 6:25 PM
Sound Point Meridian Capital (1930147) Filer
Form 8-K
Current report pursuant to Section 13 or 15(d)  
07/08/2025 6:44 PM
Sound Point Meridian Capital (1930147) Filer
Form 497AD
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497 and the Note to Rule 482(c)
07/08/2025 6:53 PM
Sound Point Meridian Capital (1930147) Subject
Form FWP
07/07/2025 11:15 PM
Sound Point Meridian Capital (1930147) Filer
Form EFFECT
07/07/2025 4:25 PM
Sound Point Meridian Capital (1930147) Filer
Form 497AD
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497 and the Note to Rule 482(c)
(Data available from 1/1/2016 forward)

Sound Point Meridian Capital SEC Filings - Frequently Asked Questions

Sound Point Meridian Capital (SPMC) has submitted 144+ filings to the SEC since 2022. You can browse the complete history or filter by form type using the tools above.

Sound Point Meridian Capital's fiscal year ends on March 31. The company typically files its 10-K annual report by the end of May, covering the prior fiscal year's financial results.

The most recent filing was a Form N-CEN submitted on June 9, 2026. View the full filing using the link above.

SEC Filing Types: 10-K, 10-Q, 8-K and More

SEC filings are legally required disclosures that public companies submit to the U.S. Securities and Exchange Commission. Unlike press releases or earnings call transcripts, these documents are filed under legal obligation — meaning the financial data they contain is audited, standardized, and subject to penalties if materially false. For investors, that makes SEC filings the most reliable primary source available for evaluating a company's true financial position.

Yes. All SEC filings are publicly available through the SEC's EDGAR database and on financial research platforms like MarketBeat. Companies are required by law to make these disclosures accessible to all investors — meaning retail investors have access to the same source documents as institutional analysts.

A 10-K is an annual report containing audited financial statements and a full review of the company's business — it is the most comprehensive filing a company makes each year. A 10-Q is a shorter, unaudited quarterly update filed three times per year between annual reports. Investors typically use the 10-K for deep fundamental analysis and the 10-Q to track whether the company is on pace with its guidance mid-year.

The most important filing for fundamental investors. Filed once per year, the 10-K contains audited financial statements, revenue and earnings trends, debt obligations, risk factors, and management's own assessment of the business. Reading the risk factors section and comparing year-over-year financials can reveal issues that don't show up in analyst summaries.

An unaudited financial update filed three times per year (the 10-K covers Q4). Investors use 10-Qs to track whether guidance is on pace, monitor changes in cash flow or inventory, and catch any mid-year shifts in business conditions before they become headline news.

Filed within four business days of a material event — earnings releases, merger announcements, executive departures, or major asset sales. Because 8-Ks are filed before media coverage catches up, they are often the fastest way to get unfiltered information directly from the company on market-moving events.

Filed within two business days whenever an executive or director buys or sells company stock. Insider purchases — especially large or clustered buys — are often interpreted as a signal of management confidence. Insider selling is more ambiguous but worth monitoring for patterns, particularly around lock-up expirations or ahead of major announcements.


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This page (NYSE:SPMC) was last updated on 6/30/2026 by MarketBeat.com Staff.
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