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The Swiss Helvetia Fund (SWZ) Institutional Ownership

The Swiss Helvetia Fund logo
$6.33 +0.02 (+0.32%)
Closing price 05/23/2025 03:58 PM Eastern
Extended Trading
$6.30 -0.03 (-0.39%)
As of 05/23/2025 06:13 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.
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Institutional Ownership Changes (13F Filings) for The Swiss Helvetia Fund (NYSE:SWZ)

Current
Institutional Ownership
Percentage
41.12%
Number of
Institutional Buyers
(last 12 months)
15
Total
Institutional Inflows
(last 12 months)
$5.32M
Number of
Institutional Sellers
(last 12 months)
10
Total
Institutional Outflows
(last 12 months)
$8.75M
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SWZ Institutional Buying and Selling by Quarter

The Swiss Helvetia Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
5/16/2025 AQR Arbitrage LLC10,867$100K0.0%-67.6%0.084%
5/16/2025 1607 Capital Partners LLC39,979$369K0.0%-91.3%0.308%
5/14/2025 North Ground Capital4,800$44K0.0%N/A0.037%
5/12/2025 Wolverine Asset Management LLC25,856$238K0.0%-22.4%0.199%
5/9/2025 Shaker Financial Services LLC86,088$794K0.3%-65.9%0.663%
5/6/2025 Tabor Asset Management LP30,105$278K0.1%N/A0.232%
5/5/2025 Blue Bell Private Wealth Management LLC98,002$904K0.2%+7.3%0.754%
5/5/2025 Tabor Asset Management LP30,105$278K0.1%N/A0.232%
4/29/2025 Envestnet Asset Management Inc.164,184$1.51M0.0%+9.9%1.264%
4/24/2025 Allspring Global Investments Holdings LLC1,930,805$17.80M0.0%-1.9%14.863%
4/23/2025 Uncommon Cents Investing LLC100,130$923K0.3%+8.7%0.771%
2/17/2025 Saba Capital Management L.P.325,779$2.44M0.1%+24.7%2.508%
2/17/2025 Lazard Asset Management LLC719,312$5.39M0.0%-3.4%5.537%
2/17/2025 Logan Stone Capital LLC31,779$238K0.1%N/A0.245%
2/17/2025 Bank of America Corp DE13,672$102K0.0%+375.2%0.105%
2/14/2025 AQR Arbitrage LLC33,571$251K0.0%-14.7%0.258%
2/14/2025 Shaker Financial Services LLC252,561$1.89M0.7%-23.0%1.944%
2/13/2025 1607 Capital Partners LLC459,592$3.44M0.3%+12.8%3.538%
2/13/2025 Envestnet Asset Management Inc.149,366$1.12M0.0%+55.0%1.150%
2/12/2025 Gardner Russo & Quinn LLC288,801$2.16M0.0%+1.9%2.223%
2/7/2025 PNC Financial Services Group Inc.6,244$47K0.0%+144.9%0.048%
2/3/2025 Wolverine Asset Management LLC33,340$250K0.0%N/A0.257%
1/31/2025Sanctuary Advisors LLC97,879$733K0.0%+7.5%0.753%
1/29/2025 Allspring Global Investments Holdings LLC1,967,302$14.74M0.0%-8.5%15.144%
11/25/2024Sanctuary Advisors LLC91,021$815K0.0%+1.6%0.701%
11/15/2024 SageView Advisory Group LLC11,834$106K0.0%-33.4%0.091%
10/31/2024 Shaker Financial Services LLC327,809$2.93M1.1%+1.2%2.523%
10/19/2024 Allspring Global Investments Holdings LLC2,149,803$19.24M0.0%-1.1%16.550%
10/8/2024 Dynamic Advisor Solutions LLC20,479$183K0.0%-7.1%0.158%
9/5/2024Sanctuary Advisors LLC89,631$678K0.0%N/A0.690%
8/15/2024 Logan Stone Capital LLC20,166$163K0.0%N/A0.155%
8/9/2024 City of London Investment Management Co. Ltd.45,679$369K0.0%-39.1%0.352%
8/3/2024 Shaker Financial Services LLC323,974$2.61M1.1%+10.8%2.494%
8/2/2024 Wolverine Asset Management LLC36,192$292K0.0%+55.2%0.279%
7/31/2024 Commonwealth Equity Services LLC124,122$1.00M0.0%-4.2%0.956%
7/26/2024 Allspring Global Investments Holdings LLC2,174,265$17.55M0.0%+7.3%16.738%
5/15/2024 Lazard Asset Management LLC770,537$6.11M0.0%-2.4%5.931%
5/14/2024 Karpus Management Inc.223,655$1.77M0.1%+22.3%1.722%
4/30/2024 Allspring Global Investments Holdings LLC2,025,955$16.07M0.0%-3.1%15.595%
4/18/2024 Allspring Global Investments Holdings LLC2,025,955$16.07M0.0%-3.1%15.596%
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2/13/2024 Karpus Management Inc.182,830$1.50M0.0%+554.8%1.407%
2/13/2024 1607 Capital Partners LLC349,903$2.87M0.2%+4.0%2.694%
2/9/2024 City of London Investment Management Co. Ltd.75,051$615K0.1%-14.0%0.578%
2/7/2024 Shaker Financial Services LLC288,658$2.37M1.0%+1.4%2.222%
2/1/2024 Wolverine Asset Management LLC29,892$245K0.0%N/A0.230%
1/25/2024 Allspring Global Investments Holdings LLC2,090,825$17.15M0.0%-0.5%16.096%
1/11/2024 Dynamic Advisor Solutions LLC22,774$186K0.0%-17.6%0.175%
11/14/2023 Lazard Asset Management LLC802,425$6.13M0.0%-0.2%6.177%
11/14/2023 AQR Arbitrage LLC28,529$218K0.0%+63.9%0.220%
11/9/2023 Karpus Management Inc.27,920$213K0.0%+21.9%0.215%
11/2/2023 Shaker Financial Services LLC284,676$2.18M1.0%-1.5%2.191%
10/27/2023 Allspring Global Investments Holdings LLC2,102,344$16.06M0.0%+17.1%16.184%
10/24/2023 Cambridge Investment Research Advisors Inc.11,097$85K0.0%-14.2%0.085%
8/14/2023 CSS LLC IL297,160$2.44M0.2%+3.3%2.288%
8/11/2023 SageView Advisory Group LLC31,900$262K0.0%N/A0.246%
8/11/2023 Karpus Management Inc.22,910$188K0.0%N/A0.176%
8/11/2023 City of London Investment Management Co. Ltd.87,318$719K0.1%-80.4%0.672%
8/8/2023 Blue Bell Private Wealth Management LLC93,436$768K0.2%-2.3%0.719%
8/7/2023 Shaker Financial Services LLC289,157$2.38M1.0%+1.4%2.226%
7/25/2023Raymond James Financial Services Advisors Inc.20,175$166K0.0%-9.0%0.153%
7/24/2023 Allspring Global Investments Holdings LLC1,795,664$14.76M0.0%+17.5%13.593%
7/18/2023 Allspring Global Investments Holdings LLC1,795,664$14.76M0.0%+17.5%13.591%
5/11/2023 Gardner Russo & Quinn LLC258,159$2.05M0.0%+1.6%1.954%
5/9/2023 Atlas Wealth LLC62,392$495K0.1%-5.4%0.472%
5/8/2023 Shaker Financial Services LLC285,163$2.26M1.0%+24.3%2.159%
5/8/2023 Wolverine Asset Management LLC26,126$207K0.0%+128.4%0.198%
5/8/2023 Blue Bell Private Wealth Management LLC95,683$759K0.2%-1.3%0.724%
4/13/2023 Allspring Global Investments Holdings LLC1,527,643$12.11M0.0%+10.9%11.564%
2/14/2023 Atlas Wealth LLC65,933$498K0.1%N/A0.499%
2/13/2023 Gardner Russo & Quinn LLC254,146$1.92M0.0%+1.6%1.924%
2/10/2023 City of London Investment Management Co. Ltd.566,411$4.28M0.3%-2.7%4.288%
2/8/2023 Cambridge Investment Research Advisors Inc.12,618$95K0.0%N/A0.096%
2/7/2023 Commonwealth Equity Services LLC130,786$988K0.0%-9.7%0.990%
2/3/2023 Shaker Financial Services LLC229,494$1.74M0.8%-4.6%1.737%
2/1/2023 Wolverine Asset Management LLC11,438$86K0.0%-43.4%0.087%
1/23/2023 Allspring Global Investments Holdings LLC1,377,942$10.42M0.0%+15.4%10.429%
1/13/2023 Dynamic Advisor Solutions LLC24,965$189K0.0%+62.1%0.189%
11/15/2022 1607 Capital Partners LLC322,145$2.19M0.2%-2.4%2.439%
11/10/2022 City of London Investment Management Co. Ltd.582,352$3.94M0.3%-18.2%4.408%
11/10/2022 Gardner Russo & Quinn LLC250,137$1.70M0.0%+2.5%1.894%
11/10/2022 Wolverine Asset Management LLC20,204$137K0.0%N/A0.153%
11/9/2022 Shaker Financial Services LLC240,499$1.63M0.8%+81.4%1.821%
11/9/2022 Blue Bell Private Wealth Management LLC97,562$662K0.2%-5.0%0.739%
10/26/2022 Allspring Global Investments Holdings LLC1,193,811$8.11M0.0%+1.7%9.036%
10/25/2022Raymond James & Associates13,050$89K0.0%N/A0.099%
8/16/2022 CSS LLC IL304,358$2.39M0.1%-11.5%2.304%
8/4/2022 Gardner Russo & Quinn LLC244,154$1.92M0.0%+2.1%1.848%
8/2/2022 Blue Bell Private Wealth Management LLC102,705$807K0.3%-8.1%0.777%
8/1/2022 Shaker Financial Services LLC132,548$1.04M0.5%-17.7%1.000%
7/25/2022 Allspring Global Investments Holdings LLC1,173,455$9.22M0.0%-0.6%8.850%
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5/12/2022 Gardner Russo & Quinn LLC239,081$2.20M0.0%+1.8%1.803%
5/12/2022 Cornerstone Advisors LLC38,322$353K0.0%-60.1%0.289%
5/6/2022 Shaker Financial Services LLC161,009$1.49M0.6%-6.6%1.214%
4/21/2022 Blue Bell Private Wealth Management LLC111,742$1.03M0.3%+1.4%0.843%
4/11/2022 Dynamic Advisor Solutions LLC14,257$131K0.0%+12.2%0.108%
2/10/2022 Gardner Russo & Quinn LLC234,799$2.33M0.0%+1.7%1.770%
2/9/2022 Wolverine Asset Management LLC97,133$965K0.0%+12.5%0.732%
2/7/2022 Shaker Financial Services LLC172,410$1.71M0.6%+20.1%1.300%
1/28/2022 Allspring Global Investments Holdings LLC1,167,304$11.60M0.0%N/A8.802%
1/26/2022 Blue Bell Private Wealth Management LLC110,154$1.10M0.3%+3.2%0.831%
(Data available from 1/1/2016 forward)

SWZ Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of SWZ shares?

During the previous two years, 25 institutional investors and hedge funds held shares of The Swiss Helvetia Fund. The most heavily invested institutionals were Allspring Global Investments Holdings LLC ($17.80M), Lazard Asset Management LLC ($5.39M), CSS LLC IL ($2.44M), Saba Capital Management L.P. ($2.44M), Gardner Russo & Quinn LLC ($2.16M), Karpus Management Inc. ($1.77M), and Envestnet Asset Management Inc. ($1.51M).Learn more on SWZ's institutional investors.

What percentage of The Swiss Helvetia Fund stock is owned by institutional investors?

41.12% of The Swiss Helvetia Fund stock is owned by institutional investors. Learn more on SWZ's institutional investor holdings.

Which institutional investors have been buying The Swiss Helvetia Fund stock?

Of the 19 institutional investors that purchased The Swiss Helvetia Fund stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Allspring Global Investments Holdings LLC ($991.03K), Karpus Management Inc. ($223.66K), Sanctuary Advisors LLC ($97.88K), Wolverine Asset Management LLC ($76.11K), Envestnet Asset Management Inc. ($67.81K), 1607 Capital Partners LLC ($65.69K), and Saba Capital Management L.P. ($64.60K).

How much institutional buying is happening at The Swiss Helvetia Fund?

Institutional investors have bought a total of 1,834,248 shares in the last 24 months. This purchase volume represents approximately $14.74M in transactions.

Which The Swiss Helvetia Fund major shareholders have been selling company stock?

Of the 13 institutional investors that sold The Swiss Helvetia Fund stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: 1607 Capital Partners LLC ($419.61K), City of London Investment Management Co. Ltd. ($400.05K), Allspring Global Investments Holdings LLC ($384.72K), Shaker Financial Services LLC ($246.20K), Lazard Asset Management LLC ($45.72K), AQR Arbitrage LLC ($28.50K), and Wolverine Asset Management LLC ($7.48K).

How much institutional selling is happening at The Swiss Helvetia Fund?

Institutional investors have sold a total of 1,556,221 shares in the last 24 months. This volume of shares sold represents approximately $13.20M in transactions.


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This page (NYSE:SWZ) was last updated on 5/24/2025 by MarketBeat.com Staff
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