Free Trial
→ 2013 Bitcoin miner reveals his trading system (free) (From Crypto Swap Profits) (Ad)tc pixel Free SWZ Stock Alerts

Total Return Securities (SWZ) Institutional Ownership

Total Return Securities logo
$6.16 +0.01 (+0.08%)
Closing price 03:58 PM Eastern
Extended Trading
$6.12 -0.04 (-0.65%)
As of 06:30 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Polygon.io. Learn more.
Compare

Institutional Ownership Changes (13F Filings) for Total Return Securities (NYSE:SWZ)

Current
Institutional Ownership
Percentage
41.12%
Number of
Institutional Buyers
(last 12 months)
18
Total
Institutional Inflows
(last 12 months)
$3.71M
Number of
Institutional Sellers
(last 12 months)
10
Total
Institutional Outflows
(last 12 months)
$8.74M
Get SWZ Insider Trade Alerts

Want to know when executives and insiders are buying or selling Total Return Securities stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now
By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

SWZ Institutional Buying and Selling by Quarter

Total Return Securities Major Shareholders & Ownership History

Export to Excel
Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/4/2025 Osaic Holdings Inc.4,111$26K0.0%-45.8%0.032%
8/14/2025 Raymond James Financial Inc.8,750$55K0.0%N/A0.067%
8/12/2025 Private Management Group Inc.10,545$67K0.0%N/A0.081%
8/5/2025 Shaker Financial Services LLC140,360$890K0.3%+63.0%1.081%
8/4/2025 Mccarter Private Wealth Services LLC14,459$92K0.1%N/A0.111%
7/29/2025 Beverly Hills Private Wealth LLC19,248$122K0.0%N/A0.148%
7/29/2025 Uhlmann Price Securities LLC104,609$663K0.5%-27.3%0.805%
7/17/2025 Uncommon Cents Investing LLC123,930$786K0.2%+23.8%0.954%
5/16/2025AQR Arbitrage LLC10,867$100K0.0%-67.6%0.084%
5/16/20251607 Capital Partners LLC39,979$369K0.0%-91.3%0.308%
5/14/2025North Ground Capital4,800$44K0.0%N/A0.037%
5/12/2025Wolverine Asset Management LLC25,856$238K0.0%-22.4%0.199%
5/9/2025Shaker Financial Services LLC86,088$794K0.3%-65.9%0.663%
5/6/2025Tabor Asset Management LP30,105$278K0.1%N/A0.232%
5/5/2025Blue Bell Private Wealth Management LLC98,002$904K0.2%+7.3%0.754%
5/5/2025Tabor Asset Management LP30,105$278K0.1%N/A0.232%
4/29/2025Envestnet Asset Management Inc.164,184$1.51M0.0%+9.9%1.264%
4/24/2025Allspring Global Investments Holdings LLC1,930,805$17.80M0.0%-1.9%14.863%
4/23/2025Uncommon Cents Investing LLC100,130$923K0.3%+8.7%0.771%
2/17/2025Saba Capital Management L.P.325,779$2.44M0.1%+24.7%2.508%
2/17/2025Lazard Asset Management LLC719,312$5.39M0.0%-3.4%5.537%
2/17/2025Logan Stone Capital LLC31,779$238K0.1%N/A0.245%
2/17/2025Bank of America Corp DE13,672$102K0.0%+375.2%0.105%
2/14/2025AQR Arbitrage LLC33,571$251K0.0%-14.7%0.258%
2/14/2025Shaker Financial Services LLC252,561$1.89M0.7%-23.0%1.944%
2/13/20251607 Capital Partners LLC459,592$3.44M0.3%+12.8%3.538%
2/13/2025Envestnet Asset Management Inc.149,366$1.12M0.0%+55.0%1.150%
2/12/2025Gardner Russo & Quinn LLC288,801$2.16M0.0%+1.9%2.223%
2/7/2025PNC Financial Services Group Inc.6,244$47K0.0%+144.9%0.048%
2/3/2025Wolverine Asset Management LLC33,340$250K0.0%N/A0.257%
1/31/2025Sanctuary Advisors LLC97,879$733K0.0%+7.5%0.753%
1/29/2025Allspring Global Investments Holdings LLC1,967,302$14.74M0.0%-8.5%15.144%
11/25/2024Sanctuary Advisors LLC91,021$815K0.0%+1.6%0.701%
11/15/2024SageView Advisory Group LLC11,834$106K0.0%-33.4%0.091%
10/31/2024Shaker Financial Services LLC327,809$2.93M1.1%+1.2%2.523%
10/19/2024Allspring Global Investments Holdings LLC2,149,803$19.24M0.0%-1.1%16.550%
10/8/2024Dynamic Advisor Solutions LLC20,479$183K0.0%-7.1%0.158%
9/5/2024Sanctuary Advisors LLC89,631$678K0.0%N/A0.690%
8/15/2024Logan Stone Capital LLC20,166$163K0.0%N/A0.155%
8/9/2024City of London Investment Management Co. Ltd.45,679$369K0.0%-39.1%0.352%
8/3/2024Shaker Financial Services LLC323,974$2.61M1.1%+10.8%2.494%
8/2/2024Wolverine Asset Management LLC36,192$292K0.0%+55.2%0.279%
7/31/2024Commonwealth Equity Services LLC124,122$1.00M0.0%-4.2%0.956%
7/26/2024Allspring Global Investments Holdings LLC2,174,265$17.55M0.0%+7.3%16.738%
5/15/2024Lazard Asset Management LLC770,537$6.11M0.0%-2.4%5.931%
5/14/2024Karpus Management Inc.223,655$1.77M0.1%+22.3%1.722%
4/30/2024Allspring Global Investments Holdings LLC2,025,955$16.07M0.0%-3.1%15.595%
4/18/2024Allspring Global Investments Holdings LLC2,025,955$16.07M0.0%-3.1%15.596%
2/13/2024Karpus Management Inc.182,830$1.50M0.0%+554.8%1.407%
2/13/20241607 Capital Partners LLC349,903$2.87M0.2%+4.0%2.694%
2/9/2024City of London Investment Management Co. Ltd.75,051$615K0.1%-14.0%0.578%
2/7/2024Shaker Financial Services LLC288,658$2.37M1.0%+1.4%2.222%
2/1/2024Wolverine Asset Management LLC29,892$245K0.0%N/A0.230%
1/25/2024Allspring Global Investments Holdings LLC2,090,825$17.15M0.0%-0.5%16.096%
1/11/2024Dynamic Advisor Solutions LLC22,774$186K0.0%-17.6%0.175%
11/14/2023Lazard Asset Management LLC802,425$6.13M0.0%-0.2%6.177%
11/14/2023AQR Arbitrage LLC28,529$218K0.0%+63.9%0.220%
11/9/2023Karpus Management Inc.27,920$213K0.0%+21.9%0.215%
11/2/2023Shaker Financial Services LLC284,676$2.18M1.0%-1.5%2.191%
10/27/2023Allspring Global Investments Holdings LLC2,102,344$16.06M0.0%+17.1%16.184%
10/24/2023Cambridge Investment Research Advisors Inc.11,097$85K0.0%-14.2%0.085%
8/14/2023CSS LLC IL297,160$2.44M0.2%+3.3%2.288%
8/11/2023SageView Advisory Group LLC31,900$262K0.0%N/A0.246%
8/11/2023Karpus Management Inc.22,910$188K0.0%N/A0.176%
8/11/2023City of London Investment Management Co. Ltd.87,318$719K0.1%-80.4%0.672%
8/8/2023Blue Bell Private Wealth Management LLC93,436$768K0.2%-2.3%0.719%
8/7/2023Shaker Financial Services LLC289,157$2.38M1.0%+1.4%2.226%
7/25/2023Raymond James Financial Services Advisors Inc.20,175$166K0.0%-9.0%0.153%
7/24/2023Allspring Global Investments Holdings LLC1,795,664$14.76M0.0%+17.5%13.593%
7/18/2023Allspring Global Investments Holdings LLC1,795,664$14.76M0.0%+17.5%13.591%
5/11/2023Gardner Russo & Quinn LLC258,159$2.05M0.0%+1.6%1.954%
5/9/2023Atlas Wealth LLC62,392$495K0.1%-5.4%0.472%
5/8/2023Shaker Financial Services LLC285,163$2.26M1.0%+24.3%2.159%
5/8/2023Wolverine Asset Management LLC26,126$207K0.0%+128.4%0.198%
5/8/2023Blue Bell Private Wealth Management LLC95,683$759K0.2%-1.3%0.724%
4/13/2023Allspring Global Investments Holdings LLC1,527,643$12.11M0.0%+10.9%11.564%
2/14/2023Atlas Wealth LLC65,933$498K0.1%N/A0.499%
2/13/2023Gardner Russo & Quinn LLC254,146$1.92M0.0%+1.6%1.924%
2/10/2023City of London Investment Management Co. Ltd.566,411$4.28M0.3%-2.7%4.288%
2/8/2023Cambridge Investment Research Advisors Inc.12,618$95K0.0%N/A0.096%
2/7/2023Commonwealth Equity Services LLC130,786$988K0.0%-9.7%0.990%
2/3/2023Shaker Financial Services LLC229,494$1.74M0.8%-4.6%1.737%
2/1/2023Wolverine Asset Management LLC11,438$86K0.0%-43.4%0.087%
1/23/2023Allspring Global Investments Holdings LLC1,377,942$10.42M0.0%+15.4%10.429%
1/13/2023Dynamic Advisor Solutions LLC24,965$189K0.0%+62.1%0.189%
11/15/20221607 Capital Partners LLC322,145$2.19M0.2%-2.4%2.439%
11/10/2022City of London Investment Management Co. Ltd.582,352$3.94M0.3%-18.2%4.408%
11/10/2022Gardner Russo & Quinn LLC250,137$1.70M0.0%+2.5%1.894%
11/10/2022Wolverine Asset Management LLC20,204$137K0.0%N/A0.153%
11/9/2022Shaker Financial Services LLC240,499$1.63M0.8%+81.4%1.821%
11/9/2022Blue Bell Private Wealth Management LLC97,562$662K0.2%-5.0%0.739%
10/26/2022Allspring Global Investments Holdings LLC1,193,811$8.11M0.0%+1.7%9.036%
10/25/2022Raymond James & Associates13,050$89K0.0%N/A0.099%
8/16/2022CSS LLC IL304,358$2.39M0.1%-11.5%2.304%
8/4/2022Gardner Russo & Quinn LLC244,154$1.92M0.0%+2.1%1.848%
8/2/2022Blue Bell Private Wealth Management LLC102,705$807K0.3%-8.1%0.777%
8/1/2022Shaker Financial Services LLC132,548$1.04M0.5%-17.7%1.000%
7/25/2022Allspring Global Investments Holdings LLC1,173,455$9.22M0.0%-0.6%8.850%
5/12/2022Gardner Russo & Quinn LLC239,081$2.20M0.0%+1.8%1.803%
5/12/2022Cornerstone Advisors LLC38,322$353K0.0%-60.1%0.289%
(Data available from 1/1/2016 forward)

SWZ Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of SWZ shares?

During the previous two years, 29 institutional investors and hedge funds held shares of Total Return Securities. The most heavily invested institutionals were Allspring Global Investments Holdings LLC ($17.80M), Lazard Asset Management LLC ($5.39M), Saba Capital Management L.P. ($2.44M), Gardner Russo & Quinn LLC ($2.16M), Karpus Management Inc. ($1.77M), Envestnet Asset Management Inc. ($1.51M), and Commonwealth Equity Services LLC ($1.00M).Learn more on Total Return Securities' institutional investors.

What percentage of Total Return Securities' stock is owned by institutional investors?

41.12% of Total Return Securities' stock is owned by institutional investors. Learn more on SWZ's institutional investor holdings.

Which institutional investors have been buying Total Return Securities' stock?

Of the 21 institutional investors that purchased Total Return Securities' stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Allspring Global Investments Holdings LLC ($454.99K), Karpus Management Inc. ($200.75K), Sanctuary Advisors LLC ($97.88K), Shaker Financial Services LLC ($93.69K), Wolverine Asset Management LLC ($76.11K), Envestnet Asset Management Inc. ($67.81K), and 1607 Capital Partners LLC ($65.69K).

How much institutional buying is happening at Total Return Securities?

Institutional investors have bought a total of 492,573 shares in the last 24 months. This purchase volume represents approximately $3.71M in transactions.

Which of Total Return Securities' major shareholders have been selling company stock?

Of the 10 institutional investors that sold Total Return Securities' stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: 1607 Capital Partners LLC ($419.61K), Allspring Global Investments Holdings LLC ($243.46K), Shaker Financial Services LLC ($241.72K), Uhlmann Price Securities LLC ($39.23K), AQR Arbitrage LLC ($28.50K), Lazard Asset Management LLC ($25.23K), and Wolverine Asset Management LLC ($7.48K).

How much institutional selling is happening at Total Return Securities?

Institutional investors have sold a total of 1,016,219 shares in the last 24 months. This volume of shares sold represents approximately $8.74M in transactions.


Related Companies

This page (NYSE:SWZ) was last updated on 9/15/2025 by MarketBeat.com Staff
From Our Partners
He Called Nvidia at $1.10. Now, He Says THIS Stock Will…
The original Magnificent Seven returned 16,894%—turning $7K into $1.18 million. Now, the man who called Nvi...
The Oxford Club | Sponsoredtc pixel
Why Trump’s “Smart Dollar” could rewrite the rules
MUST SEE: Donald Trump's Radical Overhaul of the U.S. Dollar Congress just approved President Trump's lates...
Stansberry Research | Sponsoredtc pixel
INVESTOR ALERT: Tiny “$3 AI Wonder Stock” on the Verge of Blasting Off
Right now, we’re witnessing a monumental shift in the world.
Traders Agency | Sponsoredtc pixel
Forget AI Stocks — This Device Will REPLACE the Microchip
While everyone's chasing the same AI plays, George Gilder is focused on something completely different. He ...
Banyan Hill Publishing | Sponsoredtc pixel
Trump's Law S.1582: $21T Dollar Revolution Coming
Do you have money in any of these banks? Chase. Bank of America. Citigroup. Wells Fargo. U.S. Bancorp. I...
Brownstone Research | Sponsoredtc pixel
“Fed Proof” Your Bank Account with THESE 4 Simple Steps
Starting as soon as a few months from now, the United States government will make a sweeping change to bank ac...
Weiss Ratings | Sponsoredtc pixel
Strange crypto pattern discovered by 40-person research team
Something unusual is happening inside a 40-person crypto research firm. They're helping 8,000+ ordinary peo...
Crypto Swap Profits | Sponsoredtc pixel
Retire Comfortably with These New Monthly Income ETFs?
Too many retirees lie awake at night, worried their savings won’t last. Traditional advice and tiny returns ju...
Investors Alley | Sponsoredtc pixel