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Total Return Securities (SWZ) Institutional Ownership

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Institutional Ownership Changes (13F Filings) for Total Return Securities (NYSE:SWZ)

Current
Institutional Ownership
Percentage
41.12%
Number of
Institutional Buyers
(last 12 months)
18
Total
Institutional Inflows
(last 12 months)
$4.43M
Number of
Institutional Sellers
(last 12 months)
9
Total
Institutional Outflows
(last 12 months)
$8.71M
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SWZ Institutional Buying and Selling by Quarter

Total Return Securities Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/14/2025 Raymond James Financial Inc.8,750$55K0.0%N/A0.067%
8/12/2025 Private Management Group Inc.10,545$67K0.0%N/A0.081%
8/5/2025 Shaker Financial Services LLC140,360$890K0.3%+63.0%1.081%
8/4/2025 Mccarter Private Wealth Services LLC14,459$92K0.1%N/A0.111%
7/29/2025 Beverly Hills Private Wealth LLC19,248$122K0.0%N/A0.148%
7/29/2025 Uhlmann Price Securities LLC104,609$663K0.5%-27.3%0.805%
7/17/2025 Uncommon Cents Investing LLC123,930$786K0.2%+23.8%0.954%
5/16/2025 AQR Arbitrage LLC10,867$100K0.0%-67.6%0.084%
5/16/2025 1607 Capital Partners LLC39,979$369K0.0%-91.3%0.308%
5/14/2025 North Ground Capital4,800$44K0.0%N/A0.037%
5/12/2025 Wolverine Asset Management LLC25,856$238K0.0%-22.4%0.199%
5/9/2025 Shaker Financial Services LLC86,088$794K0.3%-65.9%0.663%
5/6/2025 Tabor Asset Management LP30,105$278K0.1%N/A0.232%
5/5/2025 Blue Bell Private Wealth Management LLC98,002$904K0.2%+7.3%0.754%
5/5/2025 Tabor Asset Management LP30,105$278K0.1%N/A0.232%
4/29/2025 Envestnet Asset Management Inc.164,184$1.51M0.0%+9.9%1.264%
4/24/2025 Allspring Global Investments Holdings LLC1,930,805$17.80M0.0%-1.9%14.863%
4/23/2025 Uncommon Cents Investing LLC100,130$923K0.3%+8.7%0.771%
2/17/2025 Saba Capital Management L.P.325,779$2.44M0.1%+24.7%2.508%
2/17/2025 Lazard Asset Management LLC719,312$5.39M0.0%-3.4%5.537%
2/17/2025 Logan Stone Capital LLC31,779$238K0.1%N/A0.245%
2/17/2025 Bank of America Corp DE13,672$102K0.0%+375.2%0.105%
2/14/2025 AQR Arbitrage LLC33,571$251K0.0%-14.7%0.258%
2/14/2025 Shaker Financial Services LLC252,561$1.89M0.7%-23.0%1.944%
2/13/2025 1607 Capital Partners LLC459,592$3.44M0.3%+12.8%3.538%
2/13/2025 Envestnet Asset Management Inc.149,366$1.12M0.0%+55.0%1.150%
2/12/2025 Gardner Russo & Quinn LLC288,801$2.16M0.0%+1.9%2.223%
2/7/2025 PNC Financial Services Group Inc.6,244$47K0.0%+144.9%0.048%
2/3/2025 Wolverine Asset Management LLC33,340$250K0.0%N/A0.257%
1/31/2025Sanctuary Advisors LLC97,879$733K0.0%+7.5%0.753%
1/29/2025 Allspring Global Investments Holdings LLC1,967,302$14.74M0.0%-8.5%15.144%
11/25/2024Sanctuary Advisors LLC91,021$815K0.0%+1.6%0.701%
11/15/2024 SageView Advisory Group LLC11,834$106K0.0%-33.4%0.091%
10/31/2024 Shaker Financial Services LLC327,809$2.93M1.1%+1.2%2.523%
10/19/2024 Allspring Global Investments Holdings LLC2,149,803$19.24M0.0%-1.1%16.550%
10/8/2024 Dynamic Advisor Solutions LLC20,479$183K0.0%-7.1%0.158%
9/5/2024Sanctuary Advisors LLC89,631$678K0.0%N/A0.690%
8/15/2024 Logan Stone Capital LLC20,166$163K0.0%N/A0.155%
8/9/2024 City of London Investment Management Co. Ltd.45,679$369K0.0%-39.1%0.352%
8/3/2024 Shaker Financial Services LLC323,974$2.61M1.1%+10.8%2.494%
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8/2/2024 Wolverine Asset Management LLC36,192$292K0.0%+55.2%0.279%
7/31/2024 Commonwealth Equity Services LLC124,122$1.00M0.0%-4.2%0.956%
7/26/2024 Allspring Global Investments Holdings LLC2,174,265$17.55M0.0%+7.3%16.738%
5/15/2024 Lazard Asset Management LLC770,537$6.11M0.0%-2.4%5.931%
5/14/2024 Karpus Management Inc.223,655$1.77M0.1%+22.3%1.722%
4/30/2024 Allspring Global Investments Holdings LLC2,025,955$16.07M0.0%-3.1%15.595%
4/18/2024 Allspring Global Investments Holdings LLC2,025,955$16.07M0.0%-3.1%15.596%
2/13/2024 Karpus Management Inc.182,830$1.50M0.0%+554.8%1.407%
2/13/2024 1607 Capital Partners LLC349,903$2.87M0.2%+4.0%2.694%
2/9/2024 City of London Investment Management Co. Ltd.75,051$615K0.1%-14.0%0.578%
2/7/2024 Shaker Financial Services LLC288,658$2.37M1.0%+1.4%2.222%
2/1/2024 Wolverine Asset Management LLC29,892$245K0.0%N/A0.230%
1/25/2024 Allspring Global Investments Holdings LLC2,090,825$17.15M0.0%-0.5%16.096%
1/11/2024 Dynamic Advisor Solutions LLC22,774$186K0.0%-17.6%0.175%
11/14/2023 Lazard Asset Management LLC802,425$6.13M0.0%-0.2%6.177%
11/14/2023 AQR Arbitrage LLC28,529$218K0.0%+63.9%0.220%
11/9/2023 Karpus Management Inc.27,920$213K0.0%+21.9%0.215%
11/2/2023 Shaker Financial Services LLC284,676$2.18M1.0%-1.5%2.191%
10/27/2023 Allspring Global Investments Holdings LLC2,102,344$16.06M0.0%+17.1%16.184%
10/24/2023 Cambridge Investment Research Advisors Inc.11,097$85K0.0%-14.2%0.085%
8/14/2023 CSS LLC IL297,160$2.44M0.2%+3.3%2.288%
8/11/2023 SageView Advisory Group LLC31,900$262K0.0%N/A0.246%
8/11/2023 Karpus Management Inc.22,910$188K0.0%N/A0.176%
8/11/2023 City of London Investment Management Co. Ltd.87,318$719K0.1%-80.4%0.672%
8/8/2023 Blue Bell Private Wealth Management LLC93,436$768K0.2%-2.3%0.719%
8/7/2023 Shaker Financial Services LLC289,157$2.38M1.0%+1.4%2.226%
7/25/2023Raymond James Financial Services Advisors Inc.20,175$166K0.0%-9.0%0.153%
7/24/2023 Allspring Global Investments Holdings LLC1,795,664$14.76M0.0%+17.5%13.593%
7/18/2023 Allspring Global Investments Holdings LLC1,795,664$14.76M0.0%+17.5%13.591%
5/11/2023 Gardner Russo & Quinn LLC258,159$2.05M0.0%+1.6%1.954%
5/9/2023 Atlas Wealth LLC62,392$495K0.1%-5.4%0.472%
5/8/2023 Shaker Financial Services LLC285,163$2.26M1.0%+24.3%2.159%
5/8/2023 Wolverine Asset Management LLC26,126$207K0.0%+128.4%0.198%
5/8/2023 Blue Bell Private Wealth Management LLC95,683$759K0.2%-1.3%0.724%
4/13/2023 Allspring Global Investments Holdings LLC1,527,643$12.11M0.0%+10.9%11.564%
2/14/2023 Atlas Wealth LLC65,933$498K0.1%N/A0.499%
2/13/2023 Gardner Russo & Quinn LLC254,146$1.92M0.0%+1.6%1.924%
2/10/2023 City of London Investment Management Co. Ltd.566,411$4.28M0.3%-2.7%4.288%
2/8/2023 Cambridge Investment Research Advisors Inc.12,618$95K0.0%N/A0.096%
2/7/2023 Commonwealth Equity Services LLC130,786$988K0.0%-9.7%0.990%
2/3/2023 Shaker Financial Services LLC229,494$1.74M0.8%-4.6%1.737%
2/1/2023 Wolverine Asset Management LLC11,438$86K0.0%-43.4%0.087%
1/23/2023 Allspring Global Investments Holdings LLC1,377,942$10.42M0.0%+15.4%10.429%
1/13/2023 Dynamic Advisor Solutions LLC24,965$189K0.0%+62.1%0.189%
11/15/2022 1607 Capital Partners LLC322,145$2.19M0.2%-2.4%2.439%
11/10/2022 City of London Investment Management Co. Ltd.582,352$3.94M0.3%-18.2%4.408%
11/10/2022 Gardner Russo & Quinn LLC250,137$1.70M0.0%+2.5%1.894%
11/10/2022 Wolverine Asset Management LLC20,204$137K0.0%N/A0.153%
11/9/2022 Shaker Financial Services LLC240,499$1.63M0.8%+81.4%1.821%
11/9/2022 Blue Bell Private Wealth Management LLC97,562$662K0.2%-5.0%0.739%
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10/26/2022 Allspring Global Investments Holdings LLC1,193,811$8.11M0.0%+1.7%9.036%
10/25/2022Raymond James & Associates13,050$89K0.0%N/A0.099%
8/16/2022 CSS LLC IL304,358$2.39M0.1%-11.5%2.304%
8/4/2022 Gardner Russo & Quinn LLC244,154$1.92M0.0%+2.1%1.848%
8/2/2022 Blue Bell Private Wealth Management LLC102,705$807K0.3%-8.1%0.777%
8/1/2022 Shaker Financial Services LLC132,548$1.04M0.5%-17.7%1.000%
7/25/2022 Allspring Global Investments Holdings LLC1,173,455$9.22M0.0%-0.6%8.850%
5/12/2022 Gardner Russo & Quinn LLC239,081$2.20M0.0%+1.8%1.803%
5/12/2022 Cornerstone Advisors LLC38,322$353K0.0%-60.1%0.289%
5/6/2022 Shaker Financial Services LLC161,009$1.49M0.6%-6.6%1.214%
(Data available from 1/1/2016 forward)

SWZ Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of SWZ shares?

During the previous two years, 28 institutional investors and hedge funds held shares of Total Return Securities. The most heavily invested institutionals were Allspring Global Investments Holdings LLC ($17.80M), Lazard Asset Management LLC ($5.39M), Saba Capital Management L.P. ($2.44M), Gardner Russo & Quinn LLC ($2.16M), Karpus Management Inc. ($1.77M), Envestnet Asset Management Inc. ($1.51M), and Commonwealth Equity Services LLC ($1.00M).Learn more on Total Return Securities' institutional investors.

What percentage of Total Return Securities' stock is owned by institutional investors?

41.12% of Total Return Securities' stock is owned by institutional investors. Learn more on SWZ's institutional investor holdings.

Which institutional investors have been buying Total Return Securities' stock?

Of the 21 institutional investors that purchased Total Return Securities' stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Allspring Global Investments Holdings LLC ($454.99K), Karpus Management Inc. ($200.75K), Sanctuary Advisors LLC ($97.88K), Shaker Financial Services LLC ($93.69K), Wolverine Asset Management LLC ($76.11K), Envestnet Asset Management Inc. ($67.81K), and 1607 Capital Partners LLC ($65.69K).

How much institutional buying is happening at Total Return Securities?

Institutional investors have bought a total of 582,204 shares in the last 24 months. This purchase volume represents approximately $4.43M in transactions.

Which of Total Return Securities' major shareholders have been selling company stock?

Of the 9 institutional investors that sold Total Return Securities' stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: 1607 Capital Partners LLC ($419.61K), Allspring Global Investments Holdings LLC ($243.46K), Shaker Financial Services LLC ($241.72K), Uhlmann Price Securities LLC ($39.23K), AQR Arbitrage LLC ($28.50K), Lazard Asset Management LLC ($25.23K), and Wolverine Asset Management LLC ($7.48K).

How much institutional selling is happening at Total Return Securities?

Institutional investors have sold a total of 1,012,739 shares in the last 24 months. This volume of shares sold represents approximately $8.71M in transactions.


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This page (NYSE:SWZ) was last updated on 8/25/2025 by MarketBeat.com Staff
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