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First Trust Dow Jones Select MicroCap Index Fund (FDM) Institutional Ownership

$93.79 +0.56 (+0.60%)
As of 09:39 AM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Dow Jones Select MicroCap Index Fund (NYSEARCA:FDM)

Number of
Institutional Buyers
(last 12 months)
37
Total
Institutional Inflows
(last 12 months)
$15.28M
Number of
Institutional Sellers
(last 12 months)
22
Total
Institutional Outflows
(last 12 months)
$3.73M
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FDM Institutional Buying and Selling by Quarter

First Trust Dow Jones Select MicroCap Index Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/10/2026 Envision Financial LLC20,984$1.95M0.9%+68.8%0.734%
7/9/2026 Whitaker Myers Wealth Managers LTD.3,181$296K0.0%+6.6%0.111%
5/19/2026Bank of America Corp DE13,085$1.07M0.0%-24.2%0.474%
5/19/2026Arkadios Wealth Advisors5,125$421K0.0%N/A0.186%
5/18/2026Royal Bank of Canada4,077$335K0.0%-37.4%0.148%
5/13/2026Cetera Investment Advisers8,508$698K0.0%-22.5%0.308%
5/6/2026 Independent Financial Group LLC2,990$245K0.0%N/A0.108%
5/5/2026Sanctuary Advisors LLC11,269$925K0.0%+30.1%0.408%
5/4/2026 Empirical Financial Services LLC d.b.a. Empirical Wealth Management35,823$2.94M0.1%-1.1%1.298%
5/4/2026 Chicago Partners Investment Group LLC192,065$16.83M0.3%+0.8%6.959%
5/1/2026Fifth Third Bancorp352$29K0.0%N/A0.013%
4/30/2026 Kestra Advisory Services LLC6,839$561K0.0%+62.2%0.248%
4/25/2026 Smithbridge Asset Management Inc. DE2,503$205K0.0%-41.6%0.093%
4/23/2026Noble Family Wealth LLC14,205$1.17M0.2%-4.9%0.526%
4/23/2026 Apollon Wealth Management LLC8,971$736K0.0%-2.9%0.332%
2/18/2026Mercer Global Advisors Inc. ADV7,068$563K0.0%-9.2%0.262%
2/17/2026Cetera Investment Advisers10,974$874K0.0%-5.6%0.406%
2/17/2026Osaic Holdings Inc.10,696$852K0.0%+10.4%0.396%
2/17/2026&PARTNERS45,017$3.58M0.0%+1.7%1.667%
2/17/2026Royal Bank of Canada6,508$518K0.0%+75.4%0.241%
2/16/2026E6 Portfolios LLC8,975$715K0.8%N/A0.332%
2/16/2026Bristlecone Value Partners LLC16,049$1.28M1.5%N/A0.594%
2/13/2026 Kestra Advisory Services LLC4,216$336K0.0%-4.7%0.156%
2/13/2026Stifel Financial Corp13,427$1.07M0.0%+35.3%0.497%
2/13/2026Wells Fargo & Company MN77,369$6.16M0.0%-0.7%2.866%
2/12/2026 Commonwealth Equity Services LLC3,275$261K0.0%-15.2%0.121%
2/11/2026 Entelevest LLC3,441$274K0.3%N/A0.127%
2/11/2026 Smithbridge Asset Management Inc. DE4,286$341K0.0%+51.4%0.159%
2/11/2026WESCAP Management Group Inc.19,980$1.59M0.3%-7.2%0.740%
2/11/2026LPL Financial LLC169,032$13.46M0.0%+5.4%6.260%
2/10/2026Texas Yale Capital Corp.12,740$1.01M0.0%+18.6%0.472%
2/6/2026 Northbridge Financial Group LLC14,987$1.19M0.5%N/A0.555%
2/6/2026 Creative Financial Designs Inc. ADV630$50K0.0%N/A0.023%
2/6/2026HighTower Advisors LLC5,232$417K0.0%+19.3%0.194%
2/5/2026Pacific Sun Financial Corp8,075$643K0.3%-1.6%0.299%
2/4/2026Urban Financial Advisory Corp12,320$981K0.4%+5.7%0.456%
2/3/2026 International Assets Investment Management LLC1,427$114K0.0%N/A0.053%
1/29/2026 Camelot Portfolios LLC14,061$1.12M0.7%-20.2%0.521%
1/29/2026Sanctuary Advisors LLC8,664$690K0.0%+163.6%0.321%
1/28/2026 Arkansas Financial Group Inc.173,432$13.81M2.0%-1.3%6.423%
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1/28/2026 Chicago Partners Investment Group LLC190,478$15.81M0.4%-0.4%7.055%
1/23/2026Smith Moore & CO.8,714$694K0.1%+5.3%0.323%
1/23/2026 Fifth Third Securities Inc.9,745$776K0.1%+8.8%0.361%
1/22/2026 Apollon Wealth Management LLC9,237$735K0.0%-3.4%0.342%
1/16/2026 Empirical Financial Services LLC d.b.a. Empirical Wealth Management36,238$2.89M0.1%-0.3%1.342%
1/15/2026Private Advisory Group LLC191,000$15.21M1.2%+4.6%7.074%
1/13/2026 CoreCap Advisors LLC2,515$200K0.0%+22.4%0.093%
1/7/2026Noble Family Wealth LLC14,941$1.19M0.3%-2.7%0.553%
12/2/2025Allworth Financial LP11,802$894K0.0%-18.2%0.437%
11/21/2025Urban Financial Advisory Corp11,657$883K0.4%N/A0.432%
11/17/2025 Camelot Portfolios LLC17,627$1.34M0.8%-2.6%0.653%
11/17/2025Susquehanna International Group LLP27,315$2.07M0.0%+6.3%1.012%
11/17/2025Mercer Global Advisors Inc. ADV7,781$589K0.0%-3.6%0.288%
11/17/2025Bank of America Corp DE25,890$1.96M0.0%+4.0%0.959%
11/14/2025Raymond James Financial Inc.37,391$2.83M0.0%-1.9%1.385%
11/13/2025UBS Group AG12,021$911K0.0%+10.5%0.445%
11/12/2025Smith Moore & CO.8,273$627K0.0%+3.5%0.306%
11/10/2025Private Advisory Group LLC182,544$13.83M1.1%+6.0%6.761%
11/10/2025 Empirical Financial Services LLC d.b.a. Empirical Wealth Management36,365$2.76M0.1%-2.8%1.347%
11/7/2025Texas Yale Capital Corp.10,740$814K0.0%+7.4%0.398%
11/6/2025WESCAP Management Group Inc.21,532$1.63M0.3%-1.9%0.797%
11/4/2025Jones Financial Companies Lllp12,843$982K0.0%+16.2%0.476%
10/30/2025 Chicago Partners Investment Group LLC191,324$14.40M0.4%+0.3%7.086%
10/27/2025Manning & Napier Advisors LLC500$38K0.0%N/A0.019%
10/24/2025 Arkansas Financial Group Inc.175,735$13.26M2.0%+0.6%6.509%
10/24/2025 Bay Colony Advisory Group Inc d b a Bay Colony Advisors6,352$481K0.1%-25.8%0.235%
10/23/2025 HB Wealth Management LLC45,000$3.41M0.0%N/A1.667%
10/17/2025 Apollon Wealth Management LLC9,564$724K0.0%-1.5%0.354%
10/16/2025 Whitaker Myers Wealth Managers LTD.2,768$210K0.0%N/A0.103%
10/10/2025 Fifth Third Securities Inc.8,955$678K0.0%+3.1%0.332%
9/4/2025Osaic Holdings Inc.13,025$933K0.0%+79.3%0.492%
8/18/2025Geneos Wealth Management Inc.400$29K0.0%+100.0%0.015%
8/15/2025Bank of America Corp DE24,895$1.78M0.0%+8.8%0.939%
8/14/2025Jane Street Group LLC3,265$234K0.0%-69.4%0.123%
8/14/2025Ausdal Financial Partners Inc.7,765$556K0.0%-2.0%0.293%
8/14/2025Raymond James Financial Inc.38,124$2.73M0.0%+1.9%1.439%
8/13/2025Baird Financial Group Inc.135,125$9.68M0.0%-5.6%5.099%
8/13/2025Smith Moore & CO.7,996$573K0.0%+5.7%0.302%
8/7/2025WESCAP Management Group Inc.21,952$1.57M0.4%-2.8%0.827%
8/5/2025 Strategic Financial Concepts LLC6,348$455K0.1%+2.6%0.239%
8/4/2025 Bay Colony Advisory Group Inc d b a Bay Colony Advisors8,557$613K0.1%-2.9%0.322%
8/1/2025Envestnet Asset Management Inc.4,477$321K0.0%-4.4%0.169%
7/29/2025 Chicago Partners Investment Group LLC190,698$13.98M0.4%-0.2%7.183%
7/29/2025 Smithbridge Asset Management Inc. DE2,866$205K0.0%-86.3%0.108%
7/25/2025 Almanack Investment Partners LLC.4,110$294K0.0%N/A0.155%
7/25/2025 Apollon Wealth Management LLC9,706$695K0.0%-6.6%0.366%
7/22/2025 Gemmer Asset Management LLC4,502$323K0.0%-4.0%0.170%
7/22/2025Noble Family Wealth LLC15,361$1.10M0.3%-4.1%0.579%
7/21/2025 Empirical Financial Services LLC d.b.a. Empirical Wealth Management37,410$2.68M0.1%+26.0%1.409%
7/17/2025 Fifth Third Securities Inc.8,686$622K0.0%+24.6%0.327%
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7/17/2025 Camelot Portfolios LLC18,104$1.30M0.8%-9.9%0.682%
7/17/2025 Wagner Wealth Management LLC5,735$411K0.1%-9.0%0.216%
7/16/2025Kendall Capital Management22,209$1.59M0.4%+0.9%0.836%
7/16/2025 Arkansas Financial Group Inc.174,678$12.77M2.0%+6.8%6.579%
7/10/2025 Envision Financial LLC14,313$1.03M0.7%-10.4%0.539%
5/19/2025Jane Street Group LLC10,685$664K0.0%N/A0.402%
5/16/2025Jones Financial Companies Lllp713$44K0.0%-89.1%0.027%
5/15/2025Royal Bank of Canada5,683$353K0.0%-38.2%0.214%
5/15/2025Baird Financial Group Inc.143,172$8.90M0.0%+7.1%5.382%
5/13/2025WESCAP Management Group Inc.22,574$1.40M0.3%-2.2%0.849%


FDM Institutional Ownership - Frequently Asked Questions

During the previous two years, 69 institutional investors and hedge funds held shares of First Trust Dow Jones Select MicroCap Index Fund. The most heavily invested institutionals were Chicago Partners Investment Group LLC ($16.83M), Private Advisory Group LLC ($15.21M), Arkansas Financial Group Inc. ($13.81M), LPL Financial LLC ($13.46M), Baird Financial Group Inc. ($9.68M), Marquette Asset Management LLC ($6.94M), and Wells Fargo & Company MN ($6.16M).Learn more on First Trust Dow Jones Select MicroCap Index Fund's institutional investors.

Of the 57 institutional investors that purchased First Trust Dow Jones Select MicroCap Index Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Strategic Financial Concepts LLC ($743.23K), International Assets Investment Management LLC ($92.36K), Raymond James Financial Inc. ($77.96K), LPL Financial LLC ($52.30K), Arkansas Financial Group Inc. ($49.65K), HB Wealth Management LLC ($45K), and Citadel Advisors LLC ($41.02K).

Institutional investors have bought a total of 194,764 shares in the last 24 months. This purchase volume represents approximately $15.28M in transactions.

Of the 22 institutional investors that sold First Trust Dow Jones Select MicroCap Index Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Baird Financial Group Inc. ($8.05K), Jane Street Group LLC ($7.42K), Bank of America Corp DE ($4.19K), Camelot Portfolios LLC ($4.04K), Cetera Investment Advisers ($3.12K), Allworth Financial LP ($2.63K), and WESCAP Management Group Inc. ($2.59K).

Institutional investors have sold a total of 48,425 shares in the last 24 months. This volume of shares sold represents approximately $3.73M in transactions.


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This page (NYSEARCA:FDM) was last updated on 8/4/2026 by MarketBeat.com Staff.
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