First Trust Dow Jones Select MicroCap Index Fund (FDM) Institutional Ownership

$87.24 -0.62 (-0.71%)

Closing price 05/29/2026 04:10 PM Eastern

Extended Trading

$87.36 +0.12 (+0.13%)

As of 05/29/2026 04:10 PM Eastern

Compare

Number of Institutional Buyers (last 12 months): 39
Total Institutional Inflows (last 12 months): $16.25M

Number of Institutional Sellers (last 12 months): 26
Total Institutional Outflows (last 12 months): $5.48M

Get FDM Insider Trade Alerts

Want to know when executives and insiders are buying or selling First Trust Dow Jones Select MicroCap Index Fund stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

Subscribe Now

SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.

FDM Institutional Buying and Selling by Quarter

First Trust Dow Jones Select MicroCap Index Fund Major Shareholders & Ownership History

Export

Reporting Date	Major Shareholder Name	Shares Held	Market Value	% of Portfolio	Quarterly Change in Shares	Ownership in Company
5/19/2026	Bank of America Corp DE	13,085	$1.07M	0.0%	-24.2%	0.474%
5/19/2026	Arkadios Wealth Advisors	5,125	$421K	0.0%	N/A	0.186%
5/18/2026	Royal Bank of Canada	4,077	$335K	0.0%	-37.4%	0.148%
5/13/2026	Cetera Investment Advisers	8,508	$698K	0.0%	-22.5%	0.308%
5/6/2026	Independent Financial Group LLC	2,990	$245K	0.0%	N/A	0.108%
5/5/2026	Sanctuary Advisors LLC	11,269	$925K	0.0%	+30.1%	0.408%
5/4/2026	Empirical Financial Services LLC d.b.a. Empirical Wealth Management	35,823	$2.94M	0.1%	-1.1%	1.298%
5/4/2026	Chicago Partners Investment Group LLC	192,065	$16.83M	0.3%	+0.8%	6.959%
5/1/2026	Fifth Third Bancorp	352	$29K	0.0%	N/A	0.013%
4/30/2026	Kestra Advisory Services LLC	6,839	$561K	0.0%	+62.2%	0.248%
Get the Latest News and Ratings for FDM and Related Stocks Enter your email address below to receive the latest news and analysts' ratings for First Trust Dow Jones Select MicroCap Index Fund and its competitors with MarketBeat's FREE daily newsletter.
4/25/2026	Smithbridge Asset Management Inc. DE	2,503	$205K	0.0%	-41.6%	0.093%
4/23/2026	Noble Family Wealth LLC	14,205	$1.17M	0.2%	-4.9%	0.526%
4/23/2026	Apollon Wealth Management LLC	8,971	$736K	0.0%	-2.9%	0.332%
2/18/2026	Mercer Global Advisors Inc. ADV	7,068	$563K	0.0%	-9.2%	0.262%
2/17/2026	Cetera Investment Advisers	10,974	$874K	0.0%	-5.6%	0.406%
2/17/2026	Osaic Holdings Inc.	10,696	$852K	0.0%	+10.4%	0.396%
2/17/2026	&PARTNERS	45,017	$3.58M	0.0%	+1.7%	1.667%
2/17/2026	Royal Bank of Canada	6,508	$518K	0.0%	+75.4%	0.241%
2/16/2026	E6 Portfolios LLC	8,975	$715K	0.8%	N/A	0.332%
2/16/2026	Bristlecone Value Partners LLC	16,049	$1.28M	1.5%	N/A	0.594%
2/13/2026	Kestra Advisory Services LLC	4,216	$336K	0.0%	-4.7%	0.156%
2/13/2026	Stifel Financial Corp	13,427	$1.07M	0.0%	+35.3%	0.497%
2/13/2026	Wells Fargo & Company MN	77,369	$6.16M	0.0%	-0.7%	2.866%
2/12/2026	Commonwealth Equity Services LLC	3,275	$261K	0.0%	-15.2%	0.121%
2/11/2026	Entelevest LLC	3,441	$274K	0.3%	N/A	0.127%
2/11/2026	Smithbridge Asset Management Inc. DE	4,286	$341K	0.0%	+51.4%	0.159%
2/11/2026	WESCAP Management Group Inc.	19,980	$1.59M	0.3%	-7.2%	0.740%
2/11/2026	LPL Financial LLC	169,032	$13.46M	0.0%	+5.4%	6.260%
2/10/2026	Texas Yale Capital Corp.	12,740	$1.01M	0.0%	+18.6%	0.472%
2/6/2026	Northbridge Financial Group LLC	14,987	$1.19M	0.5%	N/A	0.555%
2/6/2026	Creative Financial Designs Inc. ADV	630	$50K	0.0%	N/A	0.023%
2/6/2026	HighTower Advisors LLC	5,232	$417K	0.0%	+19.3%	0.194%
2/5/2026	Pacific Sun Financial Corp	8,075	$643K	0.3%	-1.6%	0.299%
2/4/2026	Urban Financial Advisory Corp	12,320	$981K	0.4%	+5.7%	0.456%
2/3/2026	International Assets Investment Management LLC	1,427	$114K	0.0%	N/A	0.053%
1/29/2026	Camelot Portfolios LLC	14,061	$1.12M	0.7%	-20.2%	0.521%
1/29/2026	Sanctuary Advisors LLC	8,664	$690K	0.0%	+163.6%	0.321%
1/28/2026	Arkansas Financial Group Inc.	173,432	$13.81M	2.0%	-1.3%	6.423%
1/28/2026	Chicago Partners Investment Group LLC	190,478	$15.81M	0.4%	-0.4%	7.055%
1/23/2026	Smith Moore & CO.	8,714	$694K	0.1%	+5.3%	0.323%
The 1934 playbook (Ad) In 1934, a legal government maneuver transferred billions in wealth overnight. Most Americans never saw it coming — but those who did walked away wealthy.Trump holds that same legal authority today. Advisors close to the administration believe he may use it.If he does, the transfer moves fast. The window to position yourself on the right side is already closing. Get the free report now
1/23/2026	Fifth Third Securities Inc.	9,745	$776K	0.1%	+8.8%	0.361%
1/22/2026	Apollon Wealth Management LLC	9,237	$735K	0.0%	-3.4%	0.342%
1/16/2026	Empirical Financial Services LLC d.b.a. Empirical Wealth Management	36,238	$2.89M	0.1%	-0.3%	1.342%
1/15/2026	Private Advisory Group LLC	191,000	$15.21M	1.2%	+4.6%	7.074%
1/13/2026	CoreCap Advisors LLC	2,515	$200K	0.0%	+22.4%	0.093%
1/7/2026	Noble Family Wealth LLC	14,941	$1.19M	0.3%	-2.7%	0.553%
12/2/2025	Allworth Financial LP	11,802	$894K	0.0%	-18.2%	0.437%
11/21/2025	Urban Financial Advisory Corp	11,657	$883K	0.4%	N/A	0.432%
11/17/2025	Camelot Portfolios LLC	17,627	$1.34M	0.8%	-2.6%	0.653%
11/17/2025	Susquehanna International Group LLP	27,315	$2.07M	0.0%	+6.3%	1.012%
11/17/2025	Mercer Global Advisors Inc. ADV	7,781	$589K	0.0%	-3.6%	0.288%
11/17/2025	Bank of America Corp DE	25,890	$1.96M	0.0%	+4.0%	0.959%
11/14/2025	Raymond James Financial Inc.	37,391	$2.83M	0.0%	-1.9%	1.385%
11/13/2025	UBS Group AG	12,021	$911K	0.0%	+10.5%	0.445%
11/12/2025	Smith Moore & CO.	8,273	$627K	0.0%	+3.5%	0.306%
11/10/2025	Private Advisory Group LLC	182,544	$13.83M	1.1%	+6.0%	6.761%
11/10/2025	Empirical Financial Services LLC d.b.a. Empirical Wealth Management	36,365	$2.76M	0.1%	-2.8%	1.347%
11/7/2025	Texas Yale Capital Corp.	10,740	$814K	0.0%	+7.4%	0.398%
11/6/2025	WESCAP Management Group Inc.	21,532	$1.63M	0.3%	-1.9%	0.797%
11/4/2025	Jones Financial Companies Lllp	12,843	$982K	0.0%	+16.2%	0.476%
10/30/2025	Chicago Partners Investment Group LLC	191,324	$14.40M	0.4%	+0.3%	7.086%
10/27/2025	Manning & Napier Advisors LLC	500	$38K	0.0%	N/A	0.019%
10/24/2025	Arkansas Financial Group Inc.	175,735	$13.26M	2.0%	+0.6%	6.509%
10/24/2025	Bay Colony Advisory Group Inc d b a Bay Colony Advisors	6,352	$481K	0.1%	-25.8%	0.235%
10/23/2025	HB Wealth Management LLC	45,000	$3.41M	0.0%	N/A	1.667%
10/17/2025	Apollon Wealth Management LLC	9,564	$724K	0.0%	-1.5%	0.354%
10/16/2025	Whitaker Myers Wealth Managers LTD.	2,768	$210K	0.0%	N/A	0.103%
10/10/2025	Fifth Third Securities Inc.	8,955	$678K	0.0%	+3.1%	0.332%
9/4/2025	Osaic Holdings Inc.	13,025	$933K	0.0%	+79.3%	0.492%
8/18/2025	Geneos Wealth Management Inc.	400	$29K	0.0%	+100.0%	0.015%
8/15/2025	Bank of America Corp DE	24,895	$1.78M	0.0%	+8.8%	0.939%
8/14/2025	Jane Street Group LLC	3,265	$234K	0.0%	-69.4%	0.123%
8/14/2025	Ausdal Financial Partners Inc.	7,765	$556K	0.0%	-2.0%	0.293%
8/14/2025	Raymond James Financial Inc.	38,124	$2.73M	0.0%	+1.9%	1.439%
8/13/2025	Baird Financial Group Inc.	135,125	$9.68M	0.0%	-5.6%	5.099%
8/13/2025	Smith Moore & CO.	7,996	$573K	0.0%	+5.7%	0.302%
8/7/2025	WESCAP Management Group Inc.	21,952	$1.57M	0.4%	-2.8%	0.827%
8/5/2025	Strategic Financial Concepts LLC	6,348	$455K	0.1%	+2.6%	0.239%
8/4/2025	Bay Colony Advisory Group Inc d b a Bay Colony Advisors	8,557	$613K	0.1%	-2.9%	0.322%
8/1/2025	Envestnet Asset Management Inc.	4,477	$321K	0.0%	-4.4%	0.169%
7/29/2025	Chicago Partners Investment Group LLC	190,698	$13.98M	0.4%	-0.2%	7.183%
7/29/2025	Smithbridge Asset Management Inc. DE	2,866	$205K	0.0%	-86.3%	0.108%
7/25/2025	Almanack Investment Partners LLC.	4,110	$294K	0.0%	N/A	0.155%
7/25/2025	Apollon Wealth Management LLC	9,706	$695K	0.0%	-6.6%	0.366%
7/22/2025	Gemmer Asset Management LLC	4,502	$323K	0.0%	-4.0%	0.170%
7/22/2025	Noble Family Wealth LLC	15,361	$1.10M	0.3%	-4.1%	0.579%
7/21/2025	Empirical Financial Services LLC d.b.a. Empirical Wealth Management	37,410	$2.68M	0.1%	+26.0%	1.409%
7/17/2025	Fifth Third Securities Inc.	8,686	$622K	0.0%	+24.6%	0.327%
7/17/2025	Camelot Portfolios LLC	18,104	$1.30M	0.8%	-9.9%	0.682%
7/17/2025	Wagner Wealth Management LLC	5,735	$411K	0.1%	-9.0%	0.216%
The REAL Reason Trump is Invading Iran (Ad) For a moment… Forget about Trump’s ties to Israel. Forget about reports of Iran’s nuclear program. Because my research has led me to believe we’re risking World War 3 with Iran for a completely different reason. Click here to find out what it is.
7/16/2025	Kendall Capital Management	22,209	$1.59M	0.4%	+0.9%	0.836%
7/16/2025	Arkansas Financial Group Inc.	174,678	$12.77M	2.0%	+6.8%	6.579%
7/10/2025	Envision Financial LLC	14,313	$1.03M	0.7%	-10.4%	0.539%
5/19/2025	Jane Street Group LLC	10,685	$664K	0.0%	N/A	0.402%
5/16/2025	Jones Financial Companies Lllp	713	$44K	0.0%	-89.1%	0.027%
5/15/2025	Royal Bank of Canada	5,683	$353K	0.0%	-38.2%	0.214%
5/15/2025	Baird Financial Group Inc.	143,172	$8.90M	0.0%	+7.1%	5.382%
5/13/2025	WESCAP Management Group Inc.	22,574	$1.40M	0.3%	-2.2%	0.849%
5/12/2025	Virtu Financial LLC	14,579	$907K	0.0%	-60.9%	0.548%
5/9/2025	Chicago Partners Investment Group LLC	191,012	$11.85M	0.4%	+1.8%	7.181%

FDM Institutional Ownership - Frequently Asked Questions

During the previous two years, 70 institutional investors and hedge funds held shares of First Trust Dow Jones Select MicroCap Index Fund. The most heavily invested institutionals were Chicago Partners Investment Group LLC ($16.83M), Private Advisory Group LLC ($15.21M), Arkansas Financial Group Inc. ($13.81M), LPL Financial LLC ($13.46M), Baird Financial Group Inc. ($9.68M), Marquette Asset Management LLC ($6.94M), and Wells Fargo & Company MN ($6.16M).Learn more on First Trust Dow Jones Select MicroCap Index Fund's institutional investors.

Of the 58 institutional investors that purchased First Trust Dow Jones Select MicroCap Index Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Strategic Financial Concepts LLC ($743.23K), International Assets Investment Management LLC ($93.80K), Raymond James Financial Inc. ($77.96K), HB Wealth Management LLC ($55K), LPL Financial LLC ($52.30K), Arkansas Financial Group Inc. ($49.65K), and Citadel Advisors LLC ($41.02K).

Institutional investors have bought a total of 210,922 shares in the last 24 months. This purchase volume represents approximately $16.25M in transactions.

Of the 26 institutional investors that sold First Trust Dow Jones Select MicroCap Index Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Smithbridge Asset Management Inc. DE ($19.80K), Baird Financial Group Inc. ($8.05K), Jane Street Group LLC ($7.42K), Camelot Portfolios LLC ($6.03K), Bank of America Corp DE ($4.19K), Cetera Investment Advisers ($3.12K), and Allworth Financial LP ($2.63K).

Institutional investors have sold a total of 72,969 shares in the last 24 months. This volume of shares sold represents approximately $5.48M in transactions.

Related Companies

IWC Major Shareholders

This page (NYSEARCA:FDM) was last updated on 5/31/2026 by MarketBeat.com Staff.

From Our Partners

Get 30 Days of MarketBeat All Access for Free

Start Your 30-Day Trial

In-depth profiles and analysis for 20,000 public companies.
Real-time analyst ratings, insider transactions, earnings data, and more.
Our daily ratings and market update email newsletter.

Sign In
Create Account

Your Email Address:

Your Password:

Forgot your password?

Your Email Address:

Choose a Password:

By creating a free account, you agree to our terms of service. This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

First Trust Dow Jones Select MicroCap Index Fund (FDM) Institutional Ownership

FDM Institutional Buying and Selling by Quarter

First Trust Dow Jones Select MicroCap Index Fund Major Shareholders & Ownership History

FDM Institutional Ownership - Frequently Asked Questions

Best-in-Class Portfolio Monitoring

Stock Ideas and Recommendations

Advanced Stock Screeners and Research Tools

About MarketBeat

MarketBeat Products

Popular Tools

Financial Calendars

Terms & Info

First Trust Dow Jones Select MicroCap Index Fund (FDM) Institutional Ownership

Institutional Ownership Changes (13F Filings) for First Trust Dow Jones Select MicroCap Index Fund (NYSEARCA:FDM)

FDM Institutional Buying and Selling by Quarter

First Trust Dow Jones Select MicroCap Index Fund Major Shareholders & Ownership History

FDM Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FDM shares?

Which institutional investors have been buying First Trust Dow Jones Select MicroCap Index Fund's stock?

How much institutional buying is happening at First Trust Dow Jones Select MicroCap Index Fund?

Which of First Trust Dow Jones Select MicroCap Index Fund's major shareholders have been selling company stock?

How much institutional selling is happening at First Trust Dow Jones Select MicroCap Index Fund?

MarketBeat All Access Features

Best-in-Class Portfolio Monitoring

Stock Ideas and Recommendations

Advanced Stock Screeners and Research Tools