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First Trust Ultra Short Duration Municipal ETF (FUMB) Institutional Ownership

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Institutional Ownership Changes (13F Filings) for First Trust Ultra Short Duration Municipal ETF (NYSEARCA:FUMB)

Number of
Institutional Buyers
(last 12 months)
58
Total
Institutional Inflows
(last 12 months)
$52.82M
Number of
Institutional Sellers
(last 12 months)
41
Total
Institutional Outflows
(last 12 months)
$20.17M
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FUMB Institutional Buying and Selling by Quarter

First Trust Ultra Short Duration Municipal ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
8/19/2025 Newbridge Financial Services Group Inc.1,436$29K0.0%N/A0.013%
8/15/2025 Modern Wealth Management LLC36,955$743K0.0%-3.8%0.345%
8/15/2025 Benjamin Edwards Inc.12,401$249K0.0%N/A0.116%
8/14/2025 Raymond James Financial Inc.276,645$5.56M0.0%+13.1%2.585%
8/14/2025 NewEdge Advisors LLC650,815$13.08M0.1%-0.7%6.082%
8/12/2025 J.W. Cole Advisors Inc.149,331$3.00M0.1%+4.5%1.396%
8/12/2025 Steward Partners Investment Advisory LLC4,512$91K0.0%-45.4%0.042%
8/12/2025 Titleist Asset Management LLC15,536$312K0.0%-9.1%0.145%
8/12/2025 WealthBridge Capital Management LLC41,926$843K0.2%+7.7%0.392%
8/12/2025 JPMorgan Chase & Co.138,830$2.79M0.0%-16.0%1.297%
8/8/2025 Rockefeller Capital Management L.P.108,194$2.18M0.0%-5.9%1.040%
8/8/2025 Cetera Investment Advisers72,008$1.45M0.0%+12.9%0.692%
8/8/2025 Meridian Wealth Management LLC12,000$241K0.0%N/A0.115%
8/8/2025 Advyzon Investment Management LLC13,185$265K0.1%-13.0%0.127%
8/5/2025 Sigma Planning Corp66,304$1.33M0.0%-7.3%0.638%
8/1/2025 James Investment Research Inc.138,262$2.78M0.3%-0.4%1.329%
8/1/2025 Envestnet Asset Management Inc.56,807$1.13M0.0%+11.5%0.546%
7/29/2025 International Assets Investment Management LLC22,500$452K0.0%N/A0.216%
7/28/2025 Harbour Investments Inc.46,097$927K0.0%+439.1%0.443%
7/25/2025 Envestnet Portfolio Solutions Inc.39,703$798K0.0%+62.6%0.382%
7/25/2025 Total Clarity Wealth Management Inc.10,139$204K0.1%-35.5%0.097%
7/24/2025 Insight Inv LLC129,995$2.61M1.8%+15.6%1.262%
7/21/2025 Ameritas Advisory Services LLC4,143$83K0.0%N/A0.040%
7/18/2025 Truist Financial Corp119,557$2.40M0.0%+636.1%1.161%
7/17/2025 Mainsail Financial Group LLC284,590$5.73M2.7%+1.1%2.763%
7/17/2025 Mattern Wealth Management LLC9,952$200K0.0%N/A0.097%
7/17/2025 XML Financial LLC481,549$9.68M0.8%N/A4.675%
7/16/2025 One Plus One Wealth Management LLC30,011$603K0.3%+92.5%0.291%
7/14/2025 Occidental Asset Management LLC20,700$416K0.1%+10.7%0.201%
7/14/2025 Opal Wealth Advisors LLC2,894$58K0.0%-31.2%0.028%
7/14/2025 Golden State Equity Partners10,913$219K0.0%+5.6%0.106%
7/11/2025 Farther Finance Advisors LLC18,460$371K0.0%N/A0.179%
7/9/2025 GSG Advisors LLC16,145$325K0.1%-69.0%0.157%
7/9/2025 Inspirion Wealth Advisors LLC74,361$1.50M0.2%-14.8%0.722%
6/2/2025 Modern Wealth Management LLC38,400$772K0.0%-15.4%0.388%
5/19/2025 Jane Street Group LLC16,636$334K0.0%-84.7%0.177%
5/15/2025 Royal Bank of Canada331,310$6.66M0.0%+49.1%3.525%
5/15/2025 Baird Financial Group Inc.12,500$251K0.0%+25.0%0.133%
5/15/2025 TD Capital Management LLC16,107$324K0.0%+15,095.3%0.171%
5/14/2025 Comerica Bank9,456$190K0.0%-57.6%0.101%
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5/14/2025 Kestra Advisory Services LLC146,581$2.95M0.0%-56.0%1.559%
5/14/2025 Capital Analysts LLC3,575$72K0.0%N/A0.038%
5/13/2025 Raymond James Financial Inc.244,591$4.92M0.0%-3.1%2.602%
5/13/2025 Core Wealth Partners LLC13,700$275K0.2%-45.7%0.146%
5/8/2025 Harbour Investments Inc.8,550$172K0.0%+215.7%0.091%
5/7/2025 LPL Financial LLC752,563$15.12M0.0%-14.8%8.006%
5/6/2025 Cetera Investment Advisers63,791$1.28M0.0%+28.1%0.679%
5/6/2025 VCI Wealth Management LLC13,649$274K0.1%-8.7%0.145%
5/5/2025 J.W. Cole Advisors Inc.142,902$2.87M0.1%+12.6%1.520%
5/5/2025 Kestra Private Wealth Services LLC18,685$375K0.0%+38.8%0.199%
5/5/2025 Private Advisor Group LLC57,029$1.15M0.0%+3.3%0.607%
5/2/2025 James Investment Research Inc.138,811$2.79M0.4%+7.2%1.477%
5/2/2025 Sigma Planning Corp71,540$1.44M0.0%-8.5%0.761%
4/29/2025 Envestnet Asset Management Inc.50,964$1.02M0.0%-33.2%0.542%
4/29/2025 Capital Investment Advisory Services LLC27,312$549K0.0%+1.9%0.291%
4/25/2025 Insight Inv LLC112,445$2.26M0.9%+297.7%1.203%
4/25/2025 Naviter Wealth LLC33,784$680K0.1%-16.3%0.361%
4/25/2025 WealthBridge Capital Management LLC38,925$782K0.2%+25.9%0.416%
4/23/2025 Creative Financial Designs Inc. ADV13,450$270K0.0%+3,636.1%0.144%
4/23/2025 Golden State Equity Partners10,333$208K0.0%N/A0.111%
4/23/2025 IMG Wealth Management Inc.1,381$28K0.0%N/A0.015%
4/22/2025 Cambridge Investment Research Advisors Inc.32,898$661K0.0%-2.3%0.352%
4/21/2025 Siligmueller & Norvid Wealth Advisors LLC76,376$1.54M0.6%-5.9%0.817%
4/21/2025 Envestnet Portfolio Solutions Inc.24,418$491K0.0%+8.5%0.261%
4/17/2025 Dynamic Advisor Solutions LLC20,453$411K0.0%+34.3%0.219%
4/16/2025 Opal Wealth Advisors LLC4,204$84K0.0%-65.6%0.045%
4/15/2025 Mainsail Financial Group LLC281,510$5.66M3.2%+4.9%3.011%
4/15/2025 CX Institutional2,294$46K0.0%N/A0.025%
4/14/2025 One Plus One Wealth Management LLC15,588$313K0.2%N/A0.167%
4/9/2025 RFG Advisory LLC10,414$209K0.0%-23.5%0.111%
4/9/2025 Inspirion Wealth Advisors LLC87,261$1.75M0.2%-10.0%0.933%
2/17/2025 Visionary Wealth Advisors29,232$587K0.0%+5.8%0.285%
2/17/2025 Cetera Investment Advisers49,802$1.00M0.0%-13.5%0.486%
2/17/2025 Baird Financial Group Inc.10,000$201K0.0%N/A0.098%
2/14/2025 Jane Street Group LLC108,745$2.19M0.0%+185.8%1.061%
2/14/2025 Comerica Bank22,292$448K0.0%-12.7%0.217%
2/14/2025 Coppell Advisory Solutions LLC2,942$59K0.0%+253.2%0.029%
2/14/2025 Stifel Financial Corp107,946$2.17M0.0%+23.8%1.053%
2/14/2025 Concourse Financial Group Securities Inc.1,907$38K0.0%-68.1%0.019%
2/13/2025 NewEdge Advisors LLC672,846$13.52M0.1%+10.1%6.564%
2/13/2025 Rockefeller Capital Management L.P.537,423$10.80M0.0%+4.2%5.243%
2/13/2025 Raymond James Financial Inc.252,346$5.07M0.0%N/A2.462%
2/13/2025 Titleist Asset Management LLC17,124$344K0.0%-4.5%0.167%
2/13/2025 Envestnet Asset Management Inc.76,244$1.53M0.0%+14.0%0.744%
2/13/2025 Wells Fargo & Company MN164,501$3.31M0.0%+36.0%1.605%
2/12/2025 World Investment Advisors14,014$282K0.0%N/A0.137%
2/12/2025 JPMorgan Chase & Co.214,845$4.32M0.0%-2.1%2.096%
2/12/2025 Core Wealth Partners LLC25,231$507K0.3%+5.0%0.246%
2/11/2025 Modern Wealth Management LLC40,549$815K0.0%-43.5%0.396%
2/11/2025 LPL Financial LLC883,554$17.75M0.0%-8.6%8.620%
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2/10/2025 Thrivent Financial for Lutherans30,245$608K0.0%+22.4%0.295%
2/10/2025 Harbour Investments Inc.2,708$54K0.0%-67.0%0.026%
2/10/2025 Envestnet Portfolio Solutions Inc.22,503$452K0.0%-24.1%0.220%
2/10/2025 Commonwealth Equity Services LLC222,274$4.47M0.0%+2.5%2.169%
2/7/2025 Independent Advisor Alliance195,163$3.92M0.1%N/A1.904%
2/7/2025 Naviter Wealth LLC40,375$811K0.1%+12.2%0.394%
2/6/2025 Raymond James Financial Inc.252,346$5.07M0.0%N/A2.462%
2/5/2025 Siligmueller & Norvid Wealth Advisors LLC81,186$1.63M0.7%N/A0.792%
2/3/2025 Sigma Planning Corp78,211$1.57M0.0%+31.8%0.763%
2/3/2025 Advyzon Investment Management LLC15,231$306K0.1%N/A0.149%
(Data available from 1/1/2016 forward)

FUMB Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of FUMB shares?

During the previous two years, 99 institutional investors and hedge funds held shares of First Trust Ultra Short Duration Municipal ETF. The most heavily invested institutionals were LPL Financial LLC ($15.12M), NewEdge Advisors LLC ($13.08M), Raymond James Financial Services Advisors Inc. ($9.69M), XML Financial LLC ($9.68M), Atlas Private Wealth Management ($7.85M), Royal Bank of Canada ($6.66M), and Mainsail Financial Group LLC ($5.73M).Learn more on First Trust Ultra Short Duration Municipal ETF's institutional investors.

Which institutional investors have been buying First Trust Ultra Short Duration Municipal ETF's stock?

Of the 76 institutional investors that purchased First Trust Ultra Short Duration Municipal ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Raymond James Financial Inc. ($536.75K), XML Financial LLC ($481.55K), Independent Advisor Alliance ($195.16K), Insight Inv LLC ($111.20K), Royal Bank of Canada ($109.11K), Truist Financial Corp ($103.32K), and Mainsail Financial Group LLC ($83.55K).

How much institutional buying is happening at First Trust Ultra Short Duration Municipal ETF?

Institutional investors have bought a total of 2,628,771 shares in the last 24 months. This purchase volume represents approximately $52.82M in transactions.

Which of First Trust Ultra Short Duration Municipal ETF's major shareholders have been selling company stock?

Of the 41 institutional investors that sold First Trust Ultra Short Duration Municipal ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: LPL Financial LLC ($214.15K), Kestra Advisory Services LLC ($186.71K), Jane Street Group LLC ($118.57K), Inspirion Wealth Advisors LLC ($82.50K), GSG Advisors LLC ($44.24K), Modern Wealth Management LLC ($39.73K), and Naviter Wealth LLC ($31.65K).

How much institutional selling is happening at First Trust Ultra Short Duration Municipal ETF?

Institutional investors have sold a total of 1,003,826 shares in the last 24 months. This volume of shares sold represents approximately $20.17M in transactions.


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This page (NYSEARCA:FUMB) was last updated on 8/28/2025 by MarketBeat.com Staff
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