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First Trust Ultra Short Duration Municipal ETF (FUMB) Institutional Ownership

$19.97 +0.02 (+0.10%)
As of 04:10 PM Eastern
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Institutional Ownership Changes (13F Filings) for First Trust Ultra Short Duration Municipal ETF (NYSEARCA:FUMB)

Number of
Institutional Buyers
(last 12 months)
59
Total
Institutional Inflows
(last 12 months)
$36.88M
Number of
Institutional Sellers
(last 12 months)
32
Total
Institutional Outflows
(last 12 months)
$40.35M
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FUMB Institutional Buying and Selling by Quarter

First Trust Ultra Short Duration Municipal ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/9/2026Inspirion Wealth Advisors LLC52,432$1.04M0.1%+7.3%0.399%
10/8/2026Farther Finance Advisors LLC11,645$232K0.0%+53.2%0.089%
10/8/2026CoreCap Advisors LLC8,926$178K0.0%+13.1%0.068%
9/23/2026Envestnet Portfolio Solutions Inc.23,513$472K0.0%+3.3%0.191%
9/9/2026Capital Analysts LLC15,691$315K0.0%-17.5%0.128%
9/9/2026RFG Advisory LLC18,736$376K0.0%+54.8%0.152%
9/9/2026NewEdge Advisors LLC256,610$5.15M0.0%-6.2%2.086%
8/26/2026HORAN Wealth LLC5,160$259K0.0%N/A0.042%
8/22/2026Compass Financial Management LLC9,111$183K0.0%N/A0.074%
8/21/2026XML Financial LLC11,618$233K0.0%-97.8%0.094%
8/12/2026Compass Financial Management LLC9,111$183K0.0%N/A0.074%
7/8/2026White Wing Wealth Management79,877$1.60M0.8%N/A0.649%
7/7/2026Dynamic Advisor Solutions LLC35,427$710K0.0%+19.9%0.293%
7/7/2026Inspirion Wealth Advisors LLC48,882$980K0.1%-9.3%0.404%
7/7/2026CoreCap Advisors LLC7,894$158K0.0%+30.6%0.065%
6/3/2026Parallel Advisors LLC10,764$216K0.0%N/A0.090%
6/3/2026NewEdge Advisors LLC273,506$5.48M0.0%-58.6%2.279%
5/20/2026Norris Financial Group LLC27,165$545K0.2%N/A0.226%
5/19/2026NewEdge Advisors LLC250,744$5.03M0.1%-62.1%2.090%
5/18/2026Royal Bank of Canada345,999$6.94M0.0%-0.4%2.883%
5/16/2026IMG Wealth Management Inc.2,712$54K0.0%+96.4%0.023%
5/15/2026Gateway Wealth Partners LLC260,066$5.21M0.2%+107.1%2.167%
5/13/2026Cetera Investment Advisers91,931$1.84M0.0%+1.6%0.766%
5/13/2026NewEdge Wealth LLC16,639$334K0.0%+61.5%0.139%
5/7/2026Parallel Advisors LLC10,764$216K0.0%N/A0.090%
5/5/2026Schwallier Wealth Management LLC14,106$283K0.2%-68.0%0.118%
5/2/2026International Assets Investment Management LLC22,500$451K0.0%-5.9%0.188%
5/1/2026Fifth Third Bancorp9,494$190K0.0%N/A0.079%
4/30/2026Kestra Advisory Services LLC124,580$2.50M0.0%+16.2%1.038%
4/28/2026Ascentis Independent Advisors10,186$204K0.0%N/A0.085%
4/27/2026Capital Financial Group Inc. Co. ADV80,941$1.62M0.9%-3.8%0.672%
4/24/2026James Investment Research Inc.45,571$914K0.1%-64.9%0.378%
4/20/2026Kestra Private Wealth Services LLC148,742$2.98M0.0%+8.3%1.250%
4/20/2026RFG Advisory LLC12,101$243K0.0%+13.9%0.102%
4/17/2026WealthBridge Capital Management LLC54,765$1.10M0.3%+23.8%0.460%
4/17/2026XML Financial LLC526,024$10.55M0.9%+10.4%4.420%
3/17/2026Rockefeller Capital Management L.P.124,464$2.50M0.0%+38.8%1.042%
3/13/2026World Investment Advisors14,147$284K0.0%-12.3%0.118%
2/18/2026NewEdge Advisors LLC660,857$13.26M0.0%-1.7%5.530%
2/17/2026Cetera Investment Advisers90,440$1.81M0.0%-2.6%0.757%
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2/17/2026Osaic Holdings Inc.227,218$4.56M0.0%-15.1%1.901%
2/17/2026Advisory Services Network LLC14,176$284K0.0%+269.6%0.119%
2/17/2026Royal Bank of Canada347,487$6.97M0.0%-10.0%2.908%
2/17/2026Rothschild Wealth LLC64,392$1.29M0.1%N/A0.539%
2/17/2026Capital Financial Group Inc. Co. ADV84,099$1.69M0.9%N/A0.704%
2/16/2026MML Investors Services LLC12,755$256K0.0%-16.1%0.107%
2/13/2026Kestra Advisory Services LLC107,243$2.15M0.0%-30.6%0.897%
2/13/2026Stifel Financial Corp68,101$1.37M0.0%+2.0%0.570%
2/13/2026Advyzon Investment Management LLC14,402$289K0.0%+6.3%0.121%
2/13/2026Wells Fargo & Company MN688,251$13.81M0.0%+12.2%5.759%
2/13/2026Summit Financial LLC55,927$1.12M0.0%-5.9%0.468%
2/12/2026Jane Street Group LLC24,155$485K0.0%N/A0.202%
2/12/2026Commonwealth Equity Services LLC223,399$4.48M0.0%+3.4%1.869%
2/11/2026Gateway Wealth Partners LLC125,574$2.52M0.3%+2.4%1.051%
2/11/2026Capital Analysts LLC22,348$448K0.0%-37.5%0.187%
2/11/2026LPL Financial LLC755,634$15.16M0.0%-2.3%6.323%
2/11/2026JPMorgan Chase & Co.238,936$4.79M0.0%+19.9%1.999%
2/11/2026XML Financial LLC476,298$9.56M0.8%-6.1%3.986%
2/11/2026Schwallier Wealth Management LLC44,042$886K0.6%-10.0%0.369%
2/11/2026J.W. Cole Advisors Inc.145,301$2.92M0.1%+0.9%1.216%
2/10/2026Rothschild Wealth LLC64,392$1.29M0.2%N/A0.539%
2/9/2026Harbour Investments Inc.56,937$1.14M0.0%-2.4%0.476%
2/9/2026Prospera Financial Services Inc39,578$794K0.0%+2.5%0.331%
2/6/2026Insight Inv LLC130,745$2.62M1.5%-13.3%1.094%
2/6/2026Csenge Advisory Group11,500$231K0.0%-67.1%0.096%
2/6/2026Envestnet Portfolio Solutions Inc.36,330$729K0.0%-25.4%0.304%
2/5/2026Tucker Asset Management LLC2,045$41K0.0%N/A0.017%
2/5/2026Thrivent Financial for Lutherans88,254$1.77M0.0%+13.8%0.739%
2/4/2026World Investment Advisors14,147$284K0.0%-12.3%0.119%
2/4/2026Meridian Wealth Management LLC35,150$705K0.0%+24.4%0.297%
2/3/2026International Assets Investment Management LLC23,900$479K0.0%+6.2%0.202%
2/3/2026MGO One Seven LLC17,717$355K0.0%N/A0.150%
2/2/2026Truist Financial Corp116,336$2.33M0.0%-2.1%0.982%
2/2/2026Mcdonald Partners LLC43,000$863K0.3%-1.1%0.363%
2/2/2026Benjamin Edwards Inc.14,942$300K0.0%+17.9%0.126%
1/29/2026Comerica Bank12,955$260K0.0%-23.2%0.110%
1/29/2026Kestra Private Wealth Services LLC137,400$2.76M0.0%+36.2%1.169%
1/29/2026James Investment Research Inc.129,935$2.61M0.3%-6.0%1.106%
1/29/2026UBS Group AG208,321$4.18M0.0%+9.9%1.773%
1/29/2026Sanctuary Advisors LLC64,884$1.30M0.0%+4.3%0.552%
1/29/2026Concurrent Investment Advisors LLC26,067$523K0.0%N/A0.222%
1/27/2026Security Financial Services INC.27,259$547K0.1%N/A0.232%
1/23/2026Transcend Capital Advisors LLC12,521$251K0.0%N/A0.107%
1/23/2026Mainsail Financial Group LLC107,245$2.15M0.9%-62.6%0.913%
1/21/2026Capital Investment Advisory Services LLC27,125$544K0.0%-3.7%0.231%
1/21/2026WealthBridge Capital Management LLC44,253$888K0.2%+2.0%0.377%
1/15/2026One Plus One Wealth Management LLC18,147$364K0.2%-3.6%0.154%
1/13/2026CoreCap Advisors LLC4,445$89K0.0%+250.6%0.040%
1/9/2026Inspirion Wealth Advisors LLC50,011$1.00M0.1%-48.4%0.447%
1/8/2026Occidental Asset Management LLC25,150$505K0.1%+13.0%0.225%
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1/1/2026JPMorgan Chase & Co.199,330$4.01M0.0%+43.6%1.837%
11/18/2025Advisory Services Network LLC3,836$77K0.0%N/A0.035%
11/17/2025Kestra Private Wealth Services LLC100,902$2.03M0.0%+47.3%0.930%
11/17/2025Schwallier Wealth Management LLC48,920$983K0.6%N/A0.451%
11/17/2025Susquehanna International Group LLP14,837$298K0.0%N/A0.137%
11/17/2025Flow Traders U.S. LLC124,125$2.50M0.1%N/A1.144%
11/17/2025Citadel Advisors LLC26,584$534K0.0%N/A0.245%
11/14/2025Raymond James Financial Inc.282,938$5.69M0.0%+2.3%2.608%
11/14/2025Equitable Holdings Inc.14,404$290K0.0%-9.7%0.133%
11/14/2025Comerica Bank16,861$339K0.0%+21.2%0.155%


FUMB Institutional Ownership - Frequently Asked Questions

During the previous two years, 102 institutional investors and hedge funds held shares of First Trust Ultra Short Duration Municipal ETF. The most heavily invested institutionals were LPL Financial LLC ($15.16M), Wells Fargo & Company MN ($13.81M), Royal Bank of Canada ($6.94M), Raymond James Financial Inc. ($5.69M), Gateway Wealth Partners LLC ($5.21M), NewEdge Advisors LLC ($5.15M), and JPMorgan Chase & Co. ($4.79M).Learn more on First Trust Ultra Short Duration Municipal ETF's institutional investors.

Of the 88 institutional investors that purchased First Trust Ultra Short Duration Municipal ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: XML Financial LLC ($556.91K), Raymond James Financial Inc. ($543.04K), Gateway Wealth Partners LLC ($260.07K), JPMorgan Chase & Co. ($236.20K), Independent Advisor Alliance ($195.16K), Insight Inv LLC ($131.95K), and Rothschild Wealth LLC ($128.78K).

Institutional investors have bought a total of 1,836,824 shares in the last 24 months. This purchase volume represents approximately $36.88M in transactions.

Of the 32 institutional investors that sold First Trust Ultra Short Duration Municipal ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: NewEdge Advisors LLC ($825.66K), XML Financial LLC ($545.29K), Mainsail Financial Group LLC ($179.89K), James Investment Research Inc. ($92.69K), Inspirion Wealth Advisors LLC ($51.93K), Kestra Advisory Services LLC ($47.36K), and Osaic Holdings Inc. ($40.48K).

Institutional investors have sold a total of 2,011,905 shares in the last 24 months. This volume of shares sold represents approximately $40.35M in transactions.


Related Companies

Institutional ownership data for NYSEARCA:FUMB is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/9/2026. New 13F filings are added each quarter as they're published.
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