NYSEARCA:IAI iShares U.S. Broker-Dealers & Securities Exchanges ETF (IAI) Price, Holdings, & News $92.58 -0.56 (-0.60%) (As of 09/22/2023 ET) Add Compare Share Share Today's Range$92.37▼$93.4150-Day Range$92.14▼$99.1852-Week Range$84.51▼$105.63Volume23,657 shsAverage Volume91,640 shsMarket Capitalization$398.09 millionAssets Under Management$379.53 millionDividend Yield2.23%Net Expense Ratio0.39% ProfileProfileChartHeadlinesHoldingsOptions ChainRatingsProfileChartHeadlinesHoldingsOptions ChainRatings About iShares U.S. Broker-Dealers & Securities Exchanges ETF (NYSEARCA:IAI)iShares U.S. Broker-Dealers ETF (the Fund), formerly iShares Dow Jones U.S. Broker-Dealers Index Fund, is an exchange-traded fund (ETF). The Fund seeks investment results that correspond generally to the price and yield performance of the Dow Jones U.S. Select Investment Services Index (the Index). The Index measures the performance of the investment services sector of the United States equity market, and includes companies providing a range of specialized financial services, including securities brokers and dealers, online brokers and securities or commodities exchanges. The Fund invests in a representative sample of securities included in the Index that collectively has an investment profile similar to the Index. The Fund’s investment advisor is BlackRock Fund Advisors.Read More IAI Price History View Price History Chart DataSkip Price History Chart 30 days | 90 days | 365 days | Advanced Chart IAI ETF News HeadlinesSeptember 21, 2023 | seekingalpha.comPFF iShares Preferred and Income Securities ETFJuly 10, 2023 | msn.comHow Will Bank ETFs Perform in Light of Q2 Earnings?September 24, 2023 | Chaikin Analytics (Ad)This Stock Could Go Up 66% or More.Marc Chaikin built the system that isolated NVDA before it became the best-performing stock of 2023. Click here to get his latest buy. More here.June 7, 2023 | msn.comiShares U.S. Broker-Dealers & Securities Exchanges ETF declares quarterly distribution of $0.5060April 21, 2023 | morningstar.comUnderstanding Securities Lending in ETFsApril 11, 2023 | nasdaq.comHow Are Bank ETFs Shaped Before Q1 Earnings?March 31, 2023 | morningstar.comiShares US Broker-Dealers&Secs Exchs ETFMarch 30, 2023 | wsj.comiShares U.S. Broker-Dealers & Securities Exchanges ETFSeptember 24, 2023 | Chaikin Analytics (Ad)This Stock Could Go Up 66% or More.Marc Chaikin built the system that isolated NVDA before it became the best-performing stock of 2023. Click here to get his latest buy. More here.March 24, 2023 | msn.comiShares U.S. Consumer Goods ETF declares quarterly distribution of $0.8682See More Headlines Receive IAI Stock News and Ratings via Email Sign-up to receive the latest news and ratings for iShares U.S. Broker-Dealers & Securities Exchanges ETF and its competitors with MarketBeat's FREE daily newsletter. Email Address Fund Details IssueriShares Fund NameiShares U.S. Broker-Dealers & Securities Exchanges ETF Tax ClassificationRegulated Investment Company Stock ExchangeNYSEARCACurrent SymbolNYSEARCA:IAI Inception Date5/1/2006 Fund ManagerDiane Hsiung, Jennifer Hsui, Greg Savage, Alan Mason Webishares.com PhoneN/AFund Focus Asset ClassEquity BenchmarkDow Jones U.S. Select Investment Services Index CategorySector FocusFinancials Development LevelDeveloped Markets RegionNorth America Number of Holdings38 Fund Statistics Assets Under Management$379.53 million Average Daily Volume$95,020.60 Discount/Premium-0.10% Administrator, Advisor and Custodian AdministratorCitibank, N.A. AdvisorBlackRock Fund Advisors CustodianCitibank, N.A. DistributorBlackRock Investments, LLC Transfer AgentCitibank, N.A. TrusteeN/A Lead Market MakerVirtu Financial Options OptionableN/A Short Interest21,900 shs Miscellaneous Outstanding Shares4,300,000Beta1.05 Creation Unit50,000 Creation Fee$184.00 13 Stocks Institutional Investors Won't Stop BuyingWhich stocks are major institutional investors including hedge funds and endowments buying in today's market? Click the link below and we'll send you MarketBeat's list of thirteen stocks that institutional investors are buying up as quickly as they can.Get This Free Report iShares U.S. Broker-Dealers & Securities Exchanges ETF ExpensesTypeIAIFinancials ETFsEquity ETFsNYSEARCA ETFsAll ETFsManagement Fee0.39%0.50%0.53%0.50%0.50%Other Expenses0.00%1.63%0.52%0.64%0.57%Total Expense0.39%1.21%0.69%0.74%0.69%Fee Waiver0.00%-0.48%-0.55%-0.70%-0.59%Net Expense0.39%1.10%0.59%0.57%0.57% iShares U.S. Broker-Dealers & Securities Exchanges ETF (IAI) Holdings & ExposureTop 10 IAI HoldingsThe Goldman Sachs Group(NYSE:GS)Holding Weight: 19.59%Morgan Stanley(NYSE:MS)Holding Weight: 19.52%Charles Schwab(NYSE:SCHW)Holding Weight: 5.52%LPL Financial(NASDAQ:LPLA)Holding Weight: 4.74%Raymond James(NYSE:RJF)Holding Weight: 4.71%CME Group(NASDAQ:CME)Holding Weight: 4.56%Intercontinental Exchange(NYSE:ICE)Holding Weight: 4.42%Cboe Global Markets(BATS:CBOE)Holding Weight: 4.38%MarketAxess(NASDAQ:MKTX)Holding Weight: 4.03%Interactive Brokers Group(NASDAQ:IBKR)Holding Weight: 3.96%IAI Sector ExposureIAI Industry ExposureFull Holdings Details Key ExecutivesGeorge G. C. Parker Ph.D. (Age 78)Independent Chairman of the Board of Trustee Michael Arthur Latham (Age 51)President, Trustee Jack Gee (Age 57)Chief Financial Officer, Treasurer Geoffrey D. FlynnChief Operating Officer, Executive Vice PresidentAmy Schioldager (Age 56)Executive Vice President Ira P. Shapiro (Age 52)Vice President, Chief Legal Officer Matt TuckerVice PresidentEilleen M. Clavere (Age 61)Secretary Cecilia H. Herbert (Age 68)Independent Trustee Charles A. Hurty (Age 73)Independent Trustee More ExecutivesSimilar ETFsInvesco KBW High Dividend Yield Financial ETFNASDAQ:KBWDiShares Global Financials ETFNYSEARCA:IXGDirexion Daily Regional Banks Bull 3x SharesNYSEARCA:DPSTiShares U.S. Insurance ETFNYSEARCA:IAKInvesco S&P 500 Equal Weight Financials ETFNYSEARCA:RYFInstitutional OwnershipCitadel Advisors LLCBought 24,000 shares on 8/15/2023Ownership: 0.000%Summit Financial LLCBought 2,443 shares on 8/11/2023Ownership: 0.057%JPMorgan Chase & Co.Sold 387 shares on 8/11/2023Ownership: 0.024%Flow Traders U.S. LLCBought 12,967 shares on 8/9/2023Ownership: 0.302%Fisher Asset Management LLCBought 57,102 shares on 8/8/2023Ownership: 20.666%View All Institutional Transactions IAI ETF - Frequently Asked Questions How have IAI shares performed in 2023? iShares U.S. Broker-Dealers & Securities Exchanges ETF's stock was trading at $96.13 on January 1st, 2023. Since then, IAI shares have decreased by 3.7% and is now trading at $92.58. View the best growth stocks for 2023 here. What does IAI invest in? iShares U.S. Broker-Dealers & Securities Exchanges ETF is a equity fund issued by iShares. IAI focuses on financials investments and follows the Dow Jones U.S. Select Investment Services Index. The fund's investments total to approximately $379.53 million assets under management. What stocks does iShares U.S. Broker-Dealers & Securities Exchanges ETF hold? IAI invests in 38 holdings. Some of the stocks in their portfolio include The Goldman Sachs Group (GS), Morgan Stanley (MS), Charles Schwab (SCHW), LPL Financial (LPLA), Raymond James (RJF), CME Group (CME), Intercontinental Exchange (ICE), Cboe Global Markets (CBOE), MarketAxess (MKTX) and Interactive Brokers Group (IBKR). What is the management fee for iShares U.S. Broker-Dealers & Securities Exchanges ETF? iShares U.S. Broker-Dealers & Securities Exchanges ETF's management fee is 0.39% and has no other recorded expenses or fee waivers. The net expense ratio for IAI is 0.39%. What other stocks do shareholders of iShares U.S. Broker-Dealers & Securities Exchanges ETF own? Based on aggregate information from My MarketBeat watchlists, some companies that other iShares U.S. Broker-Dealers & Securities Exchanges ETF investors own include Bristol-Myers Squibb (BMY), Home Depot (HD), Morgan Stanley (MS), AT&T (T), AbbVie (ABBV), Alibaba Group (BABA), Bank of America (BAC), BlackRock (BLK), Costco Wholesale (COST) and Cisco Systems (CSCO). What is iShares U.S. Broker-Dealers & Securities Exchanges ETF's stock symbol? iShares U.S. Broker-Dealers & Securities Exchanges ETF trades on the New York Stock Exchange (NYSE)ARCA under the ticker symbol "IAI." Who are iShares U.S. Broker-Dealers & Securities Exchanges ETF's major shareholders? iShares U.S. Broker-Dealers & Securities Exchanges ETF's stock is owned by many different institutional and retail investors. Top institutional investors include Fisher Asset Management LLC (20.67%), Citadel Advisors LLC (0.00%), Flow Traders U.S. LLC (0.30%), Cambridge Investment Research Advisors Inc. (0.03%), Summit Financial LLC (0.06%) and JPMorgan Chase & Co. (0.02%). How do I buy shares of iShares U.S. Broker-Dealers & Securities Exchanges ETF? Shares of IAI stock can be purchased through any online brokerage account. Popular online brokerages with access to the U.S. stock market include WeBull, Vanguard Brokerage Services, TD Ameritrade, E*TRADE, Robinhood, Fidelity, and Charles Schwab. Compare Top Brokerages Here. What is iShares U.S. Broker-Dealers & Securities Exchanges ETF's stock price today? One share of IAI stock can currently be purchased for approximately $92.58. How much money does iShares U.S. Broker-Dealers & Securities Exchanges ETF make? iShares U.S. Broker-Dealers & Securities Exchanges ETF (NYSEARCA:IAI) has a market capitalization of $398.09 million. This page (NYSEARCA:IAI) was last updated on 9/24/2023 by MarketBeat.com Staff Adding Choose a watchlist: Watchlist Adding You have already added five stocks to your watchlist. Upgrade to MarketBeat All Access to add more stocks to your watchlist. Adding iShares U.S. Broker-Dealers & Securities Exchanges ETF Please log in to your account or sign up in order to add this asset to your watchlist. Get 30 Days of MarketBeat All Access Free Sign up for MarketBeat All Access to gain access to MarketBeat's full suite of research tools: Best-in-Class Portfolio Monitoring View the latest news, buy/sell ratings, SEC filings and insider transactions for your stocks. Compare your portfolio performance to leading indices and get personalized stock ideas based on your portfolio. Stock Ideas and Recommendations Get daily stock ideas from top-performing Wall Street analysts. Get short term trading ideas from the MarketBeat Idea Engine. 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