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iShares U.S. Broker-Dealers & Securities Exchanges ETF (IAI) Institutional Ownership

iShares U.S. Broker-Dealers & Securities Exchanges ETF logo
$184.28 0.00 (0.00%)
As of 07/2/2026 04:10 PM Eastern
Compare

Institutional Ownership Changes (13F Filings) for iShares U.S. Broker-Dealers & Securities Exchanges ETF (NYSEARCA:IAI)

Number of
Institutional Buyers
(last 12 months)
21
Total
Institutional Inflows
(last 12 months)
$18.33M
Number of
Institutional Sellers
(last 12 months)
14
Total
Institutional Outflows
(last 12 months)
$30.15M
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IAI Institutional Buying and Selling by Quarter

iShares U.S. Broker-Dealers & Securities Exchanges ETF Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
7/2/2026 CX Institutional1,745$306K0.0%-91.5%0.023%
6/3/2026Parallel Advisors LLC410$67K0.0%+310.0%0.005%
5/7/2026Parallel Advisors LLC410$67K0.0%+310.0%0.005%
5/5/2026Bank of New York Mellon Corp4,467$733K0.0%+130.3%0.052%
4/22/2026Janney Montgomery Scott LLC26,979$4.43M0.0%+7.2%0.310%
2/17/2026Jump Financial LLC44,840$8.04M0.1%N/A0.429%
2/17/2026Advisory Services Network LLC76,624$13.74M0.2%-10.0%0.733%
2/11/2026Janney Montgomery Scott LLC25,175$4.52M0.0%+10.2%0.241%
2/11/2026Nemes Rush Group LLC258$46K0.0%N/A0.002%
2/9/2026Fisher Asset Management LLC635,487$113.99M0.0%-3.4%6.081%
1/28/2026Hudson Value Partners LLC5,416$972K0.3%+1.3%0.056%
1/23/2026Farther Finance Advisors LLC2,806$503K0.0%+38.9%0.030%
1/23/2026Fifth Third Securities Inc.6,283$1.13M0.1%+2.0%0.068%
1/20/2026Jackson Wealth Management LLC6,407$1.15M0.1%+22.5%0.070%
1/20/2026Thurston Springer Miller Herd & Titak Inc.269$48K0.0%N/A0.003%
1/1/2026JPMorgan Chase & Co.3,234$572K0.0%+26.8%0.035%
12/2/2025IFP Advisors Inc33,500$5.93M0.2%+12,637.6%0.360%
11/17/2025FWL Investment Management LLC492$87K0.0%-12.1%0.005%
11/17/2025Ameriprise Financial Inc.122,669$21.71M0.0%+3.2%1.319%
11/12/2025Fisher Asset Management LLC657,517$116.30M0.0%-3.9%7.070%
11/7/2025JPMorgan Chase & Co.3,234$572K0.0%+26.8%0.035%
11/4/2025Jones Financial Companies Lllp10,764$1.89M0.0%+25.7%0.116%
10/30/2025Hudson Value Partners LLC5,349$946K0.3%+20.3%0.058%
10/27/2025Janney Capital Management LLC3,149$557K0.0%-1.8%0.034%
10/23/2025Kingswood Wealth Advisors LLC1,554$275K0.0%+10.2%0.017%
10/23/2025 CX Institutional1,210$214K0.0%+16.5%0.013%
10/15/2025Private Trust Co. NA369$65K0.0%-27.2%0.004%
10/14/2025Trust Co. of Vermont200$35K0.0%N/A0.002%
10/14/2025Farther Finance Advisors LLC2,020$357K0.0%+70.0%0.022%
10/10/2025Fifth Third Securities Inc.6,159$1.09M0.1%+4.1%0.067%
10/3/2025Jackson Wealth Management LLC5,229$925K0.1%+2.8%0.059%
9/3/2025Q3 Asset Management3,252$553K0.2%N/A0.039%
8/15/2025Ameriprise Financial Inc.118,858$20.10M0.0%-26.6%1.432%
8/14/2025FWL Investment Management LLC560$95K0.0%N/A0.007%
8/13/2025Fisher Asset Management LLC684,053$115.70M0.0%-3.7%8.242%
8/12/2025Resolute Wealth Strategies LLC1,892$320K0.2%-17.8%0.023%
8/12/2025JPMorgan Chase & Co.2,551$431K0.0%-54.0%0.031%
7/30/2025Strategic Blueprint LLC1,513$256K0.0%+4.8%0.018%
7/29/2025Private Trust Co. NA507$86K0.0%+299.2%0.006%
7/23/2025WestEnd Advisors LLC527$89K0.0%-89.9%0.006%
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7/23/2025Kingswood Wealth Advisors LLC1,410$238K0.0%-34.4%0.017%
7/21/2025Jackson Wealth Management LLC5,089$861K0.1%+2.2%0.060%
7/17/2025Janney Montgomery Scott LLC27,847$4.71M0.0%-40.1%0.332%
7/17/2025Fifth Third Securities Inc.5,917$1.00M0.1%-10.6%0.070%
7/16/2025 CX Institutional1,039$176K0.0%-24.9%0.012%
7/15/2025North Star Investment Management Corp.1,645$278K0.0%-5.6%0.020%
7/11/2025Farther Finance Advisors LLC1,188$201K0.0%+1,700.0%0.014%
7/11/2025 CX Institutional1,039$176K0.0%-24.9%0.013%
5/16/2025Jones Financial Companies Lllp8,917$1.25M0.0%+76.2%0.111%
5/1/2025Fifth Third Securities Inc.6,616$927K0.1%+73.6%0.077%
4/29/2025Bank of New York Mellon Corp2,084$292K0.0%-73.6%0.024%
4/29/2025Strategic Blueprint LLC1,444$202K0.0%N/A0.017%
4/28/2025Rossby Financial LCC272$38K0.0%N/A0.003%
4/25/2025WestEnd Advisors LLC5,207$730K0.0%-99.3%0.061%
4/22/2025Hudson Value Partners LLC4,490$629K0.2%+16.1%0.053%
4/22/2025Cambridge Investment Research Advisors Inc.2,199$308K0.0%+16.6%0.026%
4/21/2025Janney Capital Management LLC3,209$450K0.0%N/A0.038%
4/21/2025Kingswood Wealth Advisors LLC2,149$301K0.0%-26.2%0.025%
4/17/2025Janney Montgomery Scott LLC46,519$6.52M0.0%-93.9%0.477%
4/15/2025CX Institutional1,383$194K0.0%-28.6%0.014%
4/10/2025Thurston Springer Miller Herd & Titak Inc.294$41K0.0%+488.0%0.003%
4/8/2025Global Financial Private Client LLC3,626$508K0.2%N/A0.037%
2/18/2025Hudson Value Partners LLC3,869$558K0.2%N/A0.041%
2/17/2025Baird Financial Group Inc.7,858$1.13M0.0%-13.0%0.083%
2/17/2025Ameriprise Financial Inc.105,345$15.18M0.0%+308.0%1.115%
2/12/2025JPMorgan Chase & Co.19,891$2.87M0.0%+0.4%0.210%
2/10/2025SouthState Corp264$38K0.0%N/A0.003%
2/6/2025Resolute Wealth Strategies LLC2,295$331K0.2%-8.6%0.024%
2/6/2025Jones Financial Companies Lllp5,061$729K0.0%+28.1%0.054%
2/5/2025Fisher Asset Management LLC745,956$107.49M0.0%-4.2%7.894%
2/4/2025Bank of New York Mellon Corp7,906$1.14M0.0%-2.6%0.084%
2/3/2025Transcend Capital Advisors LLC10,745$1.55M0.1%-9.8%0.114%
2/3/2025Hudson Value Partners LLC3,869$558K0.2%N/A0.041%
1/28/2025WestEnd Advisors LLC708,014$102.03M2.6%-7.5%7.492%
1/27/2025Jackson Wealth Management LLC4,954$714K0.1%N/A0.052%
1/24/2025Q3 Asset Management10,176$1.46M0.9%+43.2%0.108%
1/23/2025Fifth Third Securities Inc.3,811$549K0.0%N/A0.040%
1/22/2025Kingswood Wealth Advisors LLC2,911$419K0.0%N/A0.031%
1/17/2025Janney Montgomery Scott LLC765,415$110.30M0.3%-6.8%8.100%
12/26/2024JPMorgan Chase & Co.19,811$2.55M0.0%-3.1%0.210%
11/25/2024Wilmington Savings Fund Society FSB438$56K0.0%N/A0.005%
11/13/2024Fisher Asset Management LLC778,800$100.12M0.0%-3.1%8.241%
10/29/2024Janney Montgomery Scott LLC821,548$105.62M0.3%N/A8.694%
10/25/2024WestEnd Advisors LLC765,727$98.44M2.4%-2.5%8.103%
10/22/2024Eastern Bank880$113K0.0%N/A0.009%
8/6/2024Corbyn Investment Management Inc. MD1,721$201K0.1%-19.8%0.018%
8/3/20249258 Wealth Management LLC3,236$378K0.1%N/A0.034%
7/29/2024WestEnd Advisors LLC785,417$91.84M2.4%N/A8.311%
7/26/2024Bank of New York Mellon Corp4,996$584K0.0%N/A0.053%
7/2/2024Transcend Capital Advisors LLC12,171$1.42M0.1%N/A0.129%
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5/30/2024Cambridge Trust Co.880$102K0.0%N/A0.009%
4/25/2024Q3 Asset Management14,988$1.74M0.5%+7.0%0.162%
3/5/2024Fisher Asset Management LLC870,158$94.44M0.0%-2.6%20.236%
2/6/2024Fisher Asset Management LLC871,814$94.62M0.0%-2.4%20.275%
1/29/2024Q3 Asset Management14,008$1.51M0.4%N/A0.326%
10/24/2023Cambridge Investment Research Advisors Inc.2,258$206K0.0%-7.9%0.053%
10/18/2023CX Institutional8,136$741K0.0%-37.2%0.189%
10/18/2023Private Trust Co. NA311$28K0.0%N/A0.007%
8/11/2023Summit Financial LLC2,443$222K0.0%N/A0.057%
8/9/2023Flow Traders U.S. LLC12,967$1.18M0.1%N/A0.302%


IAI Institutional Ownership - Frequently Asked Questions

During the previous two years, 37 institutional investors and hedge funds held shares of iShares U.S. Broker-Dealers & Securities Exchanges ETF. The most heavily invested institutionals were Fisher Asset Management LLC ($113.99M), Ameriprise Financial Inc. ($21.71M), Advisory Services Network LLC ($13.74M), Jump Financial LLC ($8.04M), IFP Advisors Inc ($5.93M), Janney Montgomery Scott LLC ($4.43M), and Jones Financial Companies Lllp ($1.89M).Learn more on iShares U.S. Broker-Dealers & Securities Exchanges ETF's institutional investors.

Of the 30 institutional investors that purchased iShares U.S. Broker-Dealers & Securities Exchanges ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Janney Montgomery Scott LLC ($825.67K), WestEnd Advisors LLC ($785.42K), Ameriprise Financial Inc. ($83.33K), Jump Financial LLC ($44.84K), IFP Advisors Inc ($33.24K), Hudson Value Partners LLC ($9.33K), and Bank of New York Mellon Corp ($7.52K).

Institutional investors have bought a total of 103,531 shares in the last 24 months. This purchase volume represents approximately $18.33M in transactions.

Of the 14 institutional investors that sold iShares U.S. Broker-Dealers & Securities Exchanges ETF's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Fisher Asset Management LLC ($74.71K), Ameriprise Financial Inc. ($43.12K), CX Institutional ($19.58K), Janney Montgomery Scott LLC ($18.67K), Advisory Services Network LLC ($8.50K), WestEnd Advisors LLC ($4.68K), and JPMorgan Chase & Co. ($3.00K).

Institutional investors have sold a total of 174,475 shares in the last 24 months. This volume of shares sold represents approximately $30.15M in transactions.


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This page (NYSEARCA:IAI) was last updated on 7/5/2026 by MarketBeat.com Staff.
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