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First Trust Financials AlphaDEX Fund (FXO) Institutional Ownership

First Trust Financials AlphaDEX Fund logo
$61.99 -0.24 (-0.39%)
Closing price 10/13/2026 04:10 PM Eastern
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$61.99 0.00 (0.00%)
As of 10/13/2026 04:10 PM Eastern
Extended trading is trading that happens on electronic markets outside of regular trading hours. This is a fair market value extended hours price provided by Massive. Learn more.
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Institutional Ownership Changes (13F Filings) for First Trust Financials AlphaDEX Fund (NYSEARCA:FXO)

Number of
Institutional Buyers
(last 12 months)
102
Total
Institutional Inflows
(last 12 months)
$85.31M
Number of
Institutional Sellers
(last 12 months)
101
Total
Institutional Outflows
(last 12 months)
$186.26M
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FXO Institutional Buying and Selling by Quarter

First Trust Financials AlphaDEX Fund Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
10/14/2026B. Riley Wealth Advisors Inc.3,417$207K0.0%N/A0.020%
10/13/2026First Financial Corp IN3,021$183K0.1%N/A0.018%
10/13/2026Paller Financial Services Inc31,790$1.93M1.5%-3.6%0.190%
10/10/2026HF Advisory Group LLC11,558$701K0.2%-2.0%0.069%
10/8/2026Farther Finance Advisors LLC20,501$1.24M0.0%-4.1%0.122%
10/8/2026CoreCap Advisors LLC3,225$196K0.0%-20.4%0.019%
10/5/2026Ballew Advisors Inc20,466$1.25M0.6%-1.7%0.122%
9/23/2026Envestnet Asset Management Inc.127,757$7.98M0.0%-6.3%0.752%
9/18/2026Security National Bank of Sioux City Iowa IA1,992$124K0.1%N/A0.012%
9/9/2026Integrated Wealth Concepts LLC13,930$870K0.0%-2.3%0.081%
9/9/2026NewEdge Advisors LLC44,832$2.80M0.0%-27.7%0.261%
9/9/2026IFP Advisors Inc23,208$1.45M0.0%+1.7%0.135%
9/9/2026Baird Financial Group Inc.27,728$1.73M0.0%-3.4%0.161%
9/8/2026Waverly Advisors LLC40,332$2.52M0.0%-0.4%0.234%
8/23/2026Ameritas Advisory Services LLC17,083$1.07M0.0%+62.1%0.099%
8/22/2026Concurrent Investment Advisors LLC32,847$2.05M0.0%+1.7%0.191%
8/7/2026Trust Co. of Vermont420$26K0.0%N/A0.002%
7/9/2026Focus Financial Network Inc.8,082$505K0.0%-2.6%0.048%
7/9/2026HF Advisory Group LLC11,790$736K0.2%+1.9%0.069%
7/9/2026Crumly & Associates Inc.25,838$1.61M0.3%-2.9%0.152%
7/8/2026Thurston Springer Miller Herd & Titak Inc.7,500$468K0.2%+472.1%0.044%
7/8/2026TrueWealth Advisors LLC12,564$785K0.2%+3.7%0.074%
7/7/2026Paller Financial Services Inc32,989$2.06M1.5%-14.3%0.195%
7/2/2026 CX Institutional8,438$527K0.0%-46.2%0.049%
6/3/2026NewEdge Advisors LLC61,984$3.48M0.0%-81.2%0.346%
5/19/2026Western Wealth Management LLC50,011$2.81M0.1%-1.1%0.279%
5/19/2026NewEdge Advisors LLC18,852$1.06M0.0%-94.3%0.105%
5/19/2026Bank of America Corp DE467,381$26.26M0.0%-1.5%2.611%
5/19/2026Centaurus Financial Inc.7,106$399K0.0%-12.5%0.040%
5/19/2026Arkadios Wealth Advisors29,925$1.68M0.0%-42.2%0.167%
5/18/2026Royal Bank of Canada212,085$11.92M0.0%-16.1%1.185%
5/15/2026Waverly Advisors LLC40,492$2.28M0.0%-0.9%0.226%
5/13/2026Cetera Investment Advisers104,681$5.88M0.0%-11.1%0.585%
5/8/2026Pacific Sun Financial Corp32,030$1.80M0.9%+2.3%0.179%
5/8/2026PNC Financial Services Group Inc.7,450$419K0.0%-10.3%0.042%
5/7/2026Earned Wealth Advisors LLC252,883$14.21M0.9%-0.3%1.413%
5/6/2026Dorsey Wright & Associates9,263$520K0.1%N/A0.052%
5/5/2026D.A. Davidson & CO.153,463$8.62M0.1%-21.0%0.857%
5/5/2026Harmony Asset Management LLC24,426$1.37M0.4%-4.6%0.136%
5/5/2026Geneos Wealth Management Inc.16,031$901K0.0%+15.1%0.090%
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5/5/2026Sanctuary Advisors LLC20,556$1.16M0.0%-2.4%0.115%
5/5/2026Sigma Planning Corp8,703$489K0.0%-77.8%0.049%
5/2/2026International Assets Investment Management LLC26,128$1.47M0.0%-1.6%0.146%
5/1/2026Fifth Third Bancorp14,701$826K0.0%+2,333.9%0.082%
4/30/2026Kestra Advisory Services LLC55,538$3.12M0.0%-2.0%0.310%
4/30/2026Quantum Portfolio Management LLC5,253$295K0.0%+14.9%0.029%
4/28/2026Stephens Inc. AR9,356$526K0.0%-2.5%0.052%
4/28/2026Paller Financial Services Inc38,483$2.16M1.8%-3.0%0.211%
4/27/2026Apeiron RIA LLC14,404$809K0.2%-13.7%0.079%
4/27/2026World Investment Advisors69,621$3.91M0.1%-24.5%0.381%
4/27/2026Private Advisor Group LLC49,752$2.80M0.0%-6.3%0.273%
4/22/2026Janney Montgomery Scott LLC160,915$9.04M0.0%-9.0%0.882%
4/21/2026HF Advisory Group LLC11,566$650K0.2%+2.5%0.063%
4/21/2026Parkway Wealth Management Group LLC6,123$360K0.0%+5.7%0.033%
4/20/2026Kestra Private Wealth Services LLC3,584$201K0.0%+5.0%0.020%
4/20/2026Hilton Head Capital Partners LLC821$46K0.0%-29.0%0.004%
4/17/2026WealthBridge Capital Management LLC5,257$295K0.1%+53.4%0.029%
4/17/2026Certified Advisory Corp23,203$1.30M0.1%+1.6%0.126%
4/16/2026Redstone Wealth Management LLC11,152$627K0.5%-3.9%0.061%
3/17/2026Rockefeller Capital Management L.P.93,793$5.66M0.0%-0.2%0.265%
3/13/2026World Investment Advisors92,156$5.56M0.1%-4.6%0.260%
2/19/2026Mcguire Capital Advisors Inc.500$30K0.0%N/A0.001%
2/18/2026Mercer Global Advisors Inc. ADV28,880$1.74M0.0%N/A0.081%
2/18/2026NewEdge Advisors LLC329,474$19.88M0.1%-12.3%0.929%
2/18/2026KKM Financial LLC11,604$700K0.1%-11.4%0.033%
2/18/2026Claro Advisors Inc.5,606$338K0.0%+7.8%0.016%
2/17/2026AQR Capital Management LLC4,088$247K0.0%N/A0.012%
2/17/2026Cetera Investment Advisers117,717$7.10M0.0%-12.1%0.332%
2/17/2026Equitable Holdings Inc.6,313$381K0.0%+21.3%0.018%
2/17/2026Kovack Advisors Inc.17,329$1.05M0.0%+146.1%0.049%
2/17/2026MinichMacGregor Wealth Management LLC11,884$717K0.1%-5.5%0.034%
2/17/2026Osaic Holdings Inc.182,261$11.01M0.0%-8.5%0.514%
2/17/2026Advisory Services Network LLC333,008$20.10M0.3%-4.3%0.939%
2/17/2026Private Advisor Group LLC53,071$3.20M0.0%+3.9%0.150%
2/17/2026Blair William & Co. IL9,980$602K0.0%-4.0%0.028%
2/17/2026Royal Bank of Canada252,730$15.25M0.0%-20.3%0.713%
2/16/2026Perryman Financial Advisory Inc. AD155,359$9.38M1.4%N/A0.438%
2/16/2026Sargent Investment Group LLC5,500$332K0.0%N/A0.016%
2/16/2026MML Investors Services LLC79,977$4.83M0.0%+5.3%0.226%
2/16/2026Mariner LLC11,523$695K0.0%-1.5%0.033%
2/16/2026Arax Advisory Partners696$42K0.0%N/A0.002%
2/13/2026Jacobi Capital Management LLC23,172$1.40M0.1%-1.7%0.065%
2/13/2026CreativeOne Wealth LLC30,987$1.87M0.0%+2.1%0.087%
2/13/2026Kestra Advisory Services LLC56,657$3.42M0.0%-0.9%0.160%
2/13/2026Transamerica Financial Advisors LLC37,346$2.25M0.2%-3.7%0.105%
2/13/2026Stifel Financial Corp243,334$14.69M0.0%-15.4%0.686%
2/13/2026Morgan Stanley2,115,411$127.67M0.0%-16.3%5.967%
2/13/2026Arkadios Wealth Advisors51,809$3.13M0.1%N/A0.146%
2/13/2026First Trust Advisors LP12,683,088$765.42M0.6%-4.1%35.777%
2/13/2026Integrated Wealth Concepts LLC13,920$840K0.0%-9.5%0.039%
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2/13/2026Peak Planning Group LLC33,421$2.02M0.6%N/A0.094%
2/13/2026Wells Fargo & Company MN2,422,487$146.20M0.0%-1.4%6.834%
2/13/2026ROI Financial Advisors LLC4,780$288K0.2%+9.2%0.013%
2/13/2026Tudor Financial Inc.13,757$830K0.4%+1.9%0.039%
2/13/2026Summit Financial LLC166,865$10.07M0.1%+1.4%0.471%
2/13/2026RPg Family Wealth Advisory LLC8,531$515K0.1%-28.6%0.024%
2/12/2026Jane Street Group LLC12,314$743K0.0%-47.2%0.035%
2/12/2026Richmond Investment Services LLC3,496$211K0.0%-10.6%0.010%
2/12/2026Index Technologies Group LLC3,338$201K0.2%N/A0.009%
2/12/2026Quantum Portfolio Management LLC4,571$276K0.1%-82.2%0.013%


FXO Institutional Ownership - Frequently Asked Questions

During the previous two years, 243 institutional investors and hedge funds held shares of First Trust Financials AlphaDEX Fund. The most heavily invested institutionals were First Trust Advisors LP ($765.42M), Wells Fargo & Company MN ($146.20M), Morgan Stanley ($127.67M), LPL Financial LLC ($72.13M), Raymond James Financial Inc. ($67.55M), UBS Group AG ($30.70M), and Bank of America Corp DE ($26.26M).Learn more on First Trust Financials AlphaDEX Fund's institutional investors.

Of the 203 institutional investors that purchased First Trust Financials AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: First Trust Advisors LP ($15.06M), Raymond James Financial Inc. ($1.84M), Wells Fargo & Company MN ($510.42K), Nilsine Partners LLC ($416.89K), NewEdge Advisors LLC ($375.01K), NewSquare Capital LLC ($371.07K), and O Dell Group LLC ($359.76K).

Institutional investors have bought a total of 1,417,403 shares in the last 24 months. This purchase volume represents approximately $85.10M in transactions.

Of the 101 institutional investors that sold First Trust Financials AlphaDEX Fund's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: First Trust Advisors LP ($939.04K), NewEdge Advisors LLC ($653.74K), Morgan Stanley ($413.18K), Vestmark Advisory Solutions Inc. ($192.02K), Royal Bank of Canada ($105.14K), D.A. Davidson & CO. ($103.01K), and LPL Financial LLC ($96.38K).

Institutional investors have sold a total of 3,159,161 shares in the last 24 months. This volume of shares sold represents approximately $186.73M in transactions.


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Institutional ownership data for NYSEARCA:FXO is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 10/14/2026. New 13F filings are added each quarter as they're published.
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