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Joseph P. Lucia & Associates, LLC Top Holdings and 13F Report (2026)

About Joseph P. Lucia & Associates, LLC

Investment Activity

  • Joseph P. Lucia & Associates, LLC has $345.54 million in total holdings as of September 30, 2026.
  • Joseph P. Lucia & Associates, LLC owns shares of 194 different stocks, but just 60 companies or ETFs make up 80% of its holdings.
  • Approximately 4.72% of the portfolio was purchased this quarter.
  • About 1.37% of the portfolio was sold this quarter.
  • This quarter, Joseph P. Lucia & Associates, LLC has purchased 188 new stocks and bought additional shares in 76 stocks.
  • Joseph P. Lucia & Associates, LLC sold shares of 72 stocks and completely divested from 8 stocks this quarter.

Largest Holdings

Apple
$15,480,574
NVIDIA
$13,180,042
Amazon.com
$9,264,159

Largest New Holdings this Quarter

30233Q108 - EXXONMOBIL HOLDINGS CORP
$848,211 Holding
84615Q103 - SPACE EXPLORATION TECHN CORP
$545,402 Holding
433000106 - Hims & Hers Health
$506,787 Holding
595112103 - Micron Technology
$403,839 Holding

Largest Purchases this Quarter

Invesco S&P 500 Equal Weight ETF
4,636 shares (about $964.39K)
Vanguard S&P 500 ETF
1,362 shares (about $954.56K)
EXXONMOBIL HOLDINGS CORP
5,212 shares (about $848.21K)
CrowdStrike
3,126 shares (about $827.61K)
iShares Select Dividend ETF
4,506 shares (about $685.23K)

Largest Sales this Quarter

Uber Technologies
3,038 shares (about $208.13K)
Invesco S&P 500 Equal Weight Technology ETF
2,832 shares (about $186.52K)
iShares Semiconductor ETF
269 shares (about $152.96K)
VanEck Semiconductor ETF
171 shares (about $104.14K)

Sector Allocation Over Time

Map of 500 Largest Holdings ofJoseph P. Lucia & Associates, LLC

 
 
Selling
 
 
Neutral
 
 
Buying
Issuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSector
VanEck Semiconductor ETF stock logo
SMH
VanEck Semiconductor ETF
$21,551,572$104,140 ▼-0.5%35,3886.2%ETF
Apple Inc. stock logo
AAPL
Apple
$15,480,574$203,477 ▲1.3%46,4854.5%Technology
NVIDIA Corporation stock logo
NVDA
NVIDIA
$13,180,042$599,228 ▲4.8%57,6713.8%Technology
Schwab US Broad Market ETF stock logo
SCHB
Schwab US Broad Market ETF
$10,667,567$331,672 ▲3.2%363,9573.1%ETF
Amazon.com, Inc. stock logo
AMZN
Amazon.com
$9,264,159$262,854 ▲2.9%37,1832.7%Consumer Discretionary
Invesco S&P 500 Equal Weight Technology ETF stock logo
RSPT
Invesco S&P 500 Equal Weight Technology ETF
$9,233,127$186,516 ▼-2.0%140,1932.7%ETF
SPDR S&P 500 ETF Trust stock logo
SPY
SPDR S&P 500 ETF Trust
$9,136,696$35,917 ▲0.4%11,9562.6%ETF
ProShares S&P 500 Aristocrats ETF stock logo
NOBL
ProShares S&P 500 Aristocrats ETF
$8,349,866$33,867 ▼-0.4%154,3412.4%ETF
Technology Select Sector SPDR Fund stock logo
XLK
Technology Select Sector SPDR Fund
$8,223,036$72,427 ▼-0.9%42,0082.4%ETF
Schwab U.S. Large-Cap Growth ETF stock logo
SCHG
Schwab U.S. Large-Cap Growth ETF
$7,916,748$13,222 ▼-0.2%220,3382.3%ETF
Invesco QQQ stock logo
QQQ
Invesco QQQ
$7,903,761$219,179 ▲2.9%10,6742.3%ETF
Invesco S&P 500 Equal Weight ETF stock logo
RSP
Invesco S&P 500 Equal Weight ETF
$7,347,953$964,389 ▲15.1%35,3232.1%ETF
Schwab US Dividend Equity ETF stock logo
SCHD
Schwab US Dividend Equity ETF
$7,244,608$322,861 ▲4.7%222,7052.1%ETF
iShares Flexible Income Active ETF stock logo
BINC
iShares Flexible Income Active ETF
$6,818,330$60,541 ▼-0.9%134,2462.0%ETF
iShares Select Dividend ETF stock logo
DVY
iShares Select Dividend ETF
$6,218,439$685,227 ▲12.4%40,8921.8%ETF
Invesco S&P 500 Equal Weight Financials ETF stock logo
RSPF
Invesco S&P 500 Equal Weight Financials ETF
$6,078,866$35,529 ▼-0.6%78,5331.8%ETF
iShares Core U.S. Aggregate Bond ETF stock logo
AGG
iShares Core U.S. Aggregate Bond ETF
$5,949,704$22,879 ▲0.4%62,9331.7%ETF
JPMorgan Equity Premium Income ETF stock logo
JEPI
JPMorgan Equity Premium Income ETF
$5,545,379$119,974 ▲2.2%98,6371.6%ETF
Vanguard S&P 500 ETF stock logo
VOO
Vanguard S&P 500 ETF
$5,468,063$954,563 ▲21.1%7,8021.6%ETF
AMPLIFY ETF TR
$5,459,159$53,224 ▼-1.0%45,0281.6%AMPLIFY CYBERSEC
Financial Select Sector SPDR Fund stock logo
XLF
Financial Select Sector SPDR Fund
$5,182,894$326,808 ▲6.7%97,0581.5%ETF
Energy Select Sector SPDR Fund stock logo
XLE
Energy Select Sector SPDR Fund
$4,834,890$159,408 ▲3.4%78,6161.4%ETF
iShares iBoxx $ Investment Grade Corporate Bond ETF stock logo
LQD
iShares iBoxx $ Investment Grade Corporate Bond ETF
$4,710,798$63,147 ▲1.4%46,1031.4%ETF
Invesco S&P 500 Equal Weight Health Care ETF stock logo
RSPH
Invesco S&P 500 Equal Weight Health Care ETF
$4,154,013$11,288 ▼-0.3%112,2401.2%ETF
Health Care Select Sector SPDR Fund stock logo
XLV
Health Care Select Sector SPDR Fund
$3,655,337$218,269 ▲6.4%21,7041.1%ETF
Industrial Select Sector SPDR Fund stock logo
XLI
Industrial Select Sector SPDR Fund
$3,543,319$135,588 ▲4.0%21,2201.0%ETF
Meta Platforms, Inc. stock logo
META
Meta Platforms
$3,290,064$75,417 ▲2.3%4,5371.0%Communication Services
iShares Semiconductor ETF stock logo
SOXX
iShares Semiconductor ETF
$3,070,087$152,964 ▼-4.7%5,3990.9%ETF
Materials Select Sector SPDR Fund stock logo
XLB
Materials Select Sector SPDR Fund
$3,037,428$279,588 ▲10.1%62,3700.9%ETF
Vanguard Dividend Appreciation ETF stock logo
VIG
Vanguard Dividend Appreciation ETF
$2,906,718$95,421 ▼-3.2%12,4590.8%ETF
Schwab US Large-Cap ETF stock logo
SCHX
Schwab US Large-Cap ETF
$2,777,460$53,640 ▼-1.9%92,5820.8%ETF
Vanguard Intermediate-Term Bond ETF stock logo
BIV
Vanguard Intermediate-Term Bond ETF
$2,768,408$7,432 ▼-0.3%37,9960.8%ETF
Vanguard Mid-Cap Growth ETF stock logo
VOT
Vanguard Mid-Cap Growth ETF
$2,733,764$21,908 ▼-0.8%9,3590.8%ETF
Schwab US Small-Cap ETF stock logo
SCHA
Schwab US Small-Cap ETF
$2,714,914$14,194 ▼-0.5%83,2030.8%ETF
Invesco S&P 500 Equal Weight Energy ETF stock logo
RSPG
Invesco S&P 500 Equal Weight Energy ETF
$2,711,032$48,250 ▼-1.7%25,2280.8%ETF
Invesco S&P 500 Equal Weight Industrials ETF stock logo
RSPN
Invesco S&P 500 Equal Weight Industrials ETF
$2,691,716$35,621 ▼-1.3%46,4730.8%ETF
Utilities Select Sector SPDR Fund stock logo
XLU
Utilities Select Sector SPDR Fund
$2,679,999$160,679 ▲6.4%67,9510.8%ETF
Vanguard Small-Cap ETF stock logo
VB
Vanguard Small-Cap ETF
$2,673,826$69,413 ▼-2.5%9,3990.8%ETF
ALPS Sector Dividend Dogs ETF stock logo
SDOG
ALPS Sector Dividend Dogs ETF
$2,512,119$13,437 ▼-0.5%36,8290.7%ETF
JPMorgan Nasdaq Equity Premium Income ETF stock logo
JEPQ
JPMorgan Nasdaq Equity Premium Income ETF
$2,503,148$40,370 ▲1.6%40,8610.7%ETF
Global X Nasdaq 100 Covered Call ETF stock logo
QYLD
Global X Nasdaq 100 Covered Call ETF
$2,441,671$58,303 ▲2.4%131,6260.7%ETF
AIM ETF PRODUCTS TRUST
$2,348,459$8,519 ▼-0.4%62,0250.7%ALLIANZIM US EQT
Alphabet Inc. stock logo
GOOGL
Alphabet
$2,343,649$43,700 ▼-1.8%6,8110.7%Communication Services
Schwab U.S. Mid-Cap ETF stock logo
SCHM
Schwab U.S. Mid-Cap ETF
$2,332,891$2,517 ▼-0.1%68,5740.7%ETF
Franklin Liberty Short Duration US Government ETF stock logo
FTSD
Franklin Liberty Short Duration US Government ETF
$2,248,020$14,057 ▼-0.6%25,2670.7%ETF
Avantis U.S. Small Cap Value ETF stock logo
AVUV
Avantis U.S. Small Cap Value ETF
$2,216,196$23,672 ▲1.1%18,8180.6%ETF
iShares J.P. Morgan USD Emerging Markets Bond ETF stock logo
EMB
iShares J.P. Morgan USD Emerging Markets Bond ETF
$2,141,909$15,170 ▲0.7%23,5790.6%ETF
AIM ETF PRODUCTS TRUST
$1,749,523$20,967 ▼-1.2%44,2250.5%ALLIA US JAN ETF
FLUD
Franklin Ultra Short Bond ETF
$1,533,968$355,673 ▲30.2%61,3590.4%ETF
GOLDMAN SACHS ETF TR
$1,509,215$44,385 ▼-2.9%27,0320.4%S&P 500 PREMIUM
Microsoft Corporation stock logo
MSFT
Microsoft
$1,465,040$156,456 ▲12.0%2,8560.4%Technology
American Century Short Duration Strategic Income ETF stock logo
SDSI
American Century Short Duration Strategic Income ETF
$1,456,057$131,505 ▼-8.3%28,8100.4%ETF
iShares U.S. Aerospace & Defense ETF stock logo
ITA
iShares U.S. Aerospace & Defense ETF
$1,451,066$30,869 ▲2.2%7,0040.4%ETF
VanEck Preferred Securities ex Financials ETF stock logo
PFXF
VanEck Preferred Securities ex Financials ETF
$1,447,489$3,504 ▼-0.2%82,6190.4%ETF
Invesco S&P 500 Equal Weight Consumer Staples ETF stock logo
RSPS
Invesco S&P 500 Equal Weight Consumer Staples ETF
$1,434,283$16,503 ▼-1.1%49,9750.4%ETF
SPDR NYSE Technology ETF stock logo
XNTK
SPDR NYSE Technology ETF
$1,393,4650.0%3,6460.4%ETF
Global X Cybersecurity ETF stock logo
BUG
Global X Cybersecurity ETF
$1,390,312$94,255 ▲7.3%30,1060.4%ETF
iShares Preferred and Income Securities ETF stock logo
PFF
iShares Preferred and Income Securities ETF
$1,244,281$28,025 ▼-2.2%42,1790.4%ETF
Avantis International Small Cap Value ETF stock logo
AVDV
Avantis International Small Cap Value ETF
$1,205,039$44,846 ▲3.9%11,0170.3%ETF
Invesco S&P 500 Equal Weight Consumer Discretionary ETF stock logo
RSPD
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
$1,166,493$33,359 ▼-2.8%22,5540.3%ETF
ENERGY TRANSFER L P
$1,151,448$33,550 ▼-2.8%58,2420.3%COM UT LTD PTN
GRAYSCALE BITCOIN TRUST ETF
$1,145,504$13,564 ▼-1.2%17,7350.3%SHS REP COM UT
iShares iBoxx $ High Yield Corporate Bond ETF stock logo
HYG
iShares iBoxx $ High Yield Corporate Bond ETF
$1,105,287$17,682 ▲1.6%14,3150.3%ETF
BARON ETF TR
$1,080,034$49,922 ▼-4.4%34,8960.3%TECHNOLOGY ETF
CrowdStrike stock logo
CRWD
CrowdStrike
$1,070,384$827,608 ▲340.9%4,0430.3%Technology
AIM ETF PRODUCTS TRUST
$1,051,765$226,001 ▲27.4%25,3400.3%ALLIANZIM US EQT
Robinhood Markets, Inc. stock logo
HOOD
Robinhood Markets
$1,041,668$644,194 ▲162.1%9,2590.3%Finance
Alphabet Inc. stock logo
GOOG
Alphabet
$1,023,572$58,947 ▼-5.4%3,0040.3%Communication Services
AIM ETF PRODUCTS TRUST
$1,003,672$698 ▼-0.1%28,7750.3%ALLIA US JUN ETF
KKR Income Opportunities Fund stock logo
KIO
KKR Income Opportunities Fund
$1,001,912$28,315 ▼-2.7%97,2730.3%Finance
Uber Technologies, Inc. stock logo
UBER
Uber Technologies
$968,457$208,133 ▼-17.7%14,1360.3%Industrials
SCHWAB STRATEGIC TR
$961,543$14,740 ▲1.6%38,0960.3%HIGH YIEL BD ETF
iShares Floating Rate Bond ETF stock logo
FLOT
iShares Floating Rate Bond ETF
$954,839$51,560 ▼-5.1%18,7040.3%ETF
Verizon Communications Inc. stock logo
VZ
Verizon Communications
$918,156$27,614 ▲3.1%20,0160.3%Communication Services
Broadcom Inc. stock logo
AVGO
Broadcom
$914,820$208,600 ▲29.5%2,6050.3%Technology
Consolidated Edison Inc stock logo
ED
Consolidated Edison
$905,197$109,368 ▲13.7%8,8560.3%Utilities
International Business Machines Corporation stock logo
IBM
International Business Machines
$903,858$22,871 ▼-2.5%4,1100.3%Technology
MANAGED PORTFOLIO SER
$886,2710.0%34,1350.3%KENS HE PREM ETF
Avantis International Equity ETF stock logo
AVDE
Avantis International Equity ETF
$878,190$61,904 ▲7.6%9,7460.3%ETF
XLC
Communication Services Select Sector SPDR Fund
$876,885$73,240 ▲9.1%7,9020.3%ETF
Blackstone Secured Lending Fund stock logo
BXSL
Blackstone Secured Lending Fund
$865,369$96,056 ▼-10.0%35,0900.3%Finance
GRAYSCALE BITCOIN MINI TR ET
$865,332$6,281 ▼-0.7%23,4190.3%SHS NEW
EXXONMOBIL HOLDINGS CORP
$848,211$848,211 ▲New Holding5,2120.2%COM SHS
AIM ETF PRODUCTS TRUST
$847,624$1,999 ▼-0.2%23,3250.2%ALLIA US FEB ETF
KORP
American Century Diversified Corporate Bond ETF
$845,996$11,844 ▲1.4%19,0710.2%ETF
iShares 20+ Year Treasury Bond ETF stock logo
TLT
iShares 20+ Year Treasury Bond ETF
$830,768$75,447 ▼-8.3%10,6810.2%ETF
SPDR S&P Regional Banking ETF stock logo
KRE
SPDR S&P Regional Banking ETF
$813,212$55,205 ▼-6.4%11,7110.2%ETF
RBB FUND TRUST
$810,368$195,508 ▲31.8%15,0710.2%FIRS EAGL OV ETF
Invesco NASDAQ Internet ETF stock logo
PNQI
Invesco NASDAQ Internet ETF
$797,9600.0%15,7270.2%ETF
AIM ETF PRODUCTS TRUST
$793,302$135,622 ▲20.6%23,4150.2%ALLIANZIM US EQT
GOLDMAN SACHS ETF TR
$784,437$30,440 ▼-3.7%13,5290.2%NASDA 100 ETF
SPDR Gold Shares stock logo
GLD
SPDR Gold Shares
$764,727$23,612 ▲3.2%2,0080.2%ETF
Global X Social Media ETF stock logo
SOCL
Global X Social Media ETF
$751,558$21,645 ▼-2.8%17,3610.2%ETF
WisdomTree Cloud Computing Fund stock logo
WCLD
WisdomTree Cloud Computing Fund
$713,640$50,966 ▼-6.7%17,5730.2%ETF
Haemonetics Corporation stock logo
HAE
Haemonetics
$711,7230.0%6,7590.2%Healthcare
ROUNDHILL ETF TRUST
$682,867$336,333 ▲97.1%11,3130.2%MEMORY ETF
TEMA ETF TRUST
$674,899$223,951 ▲49.7%19,0490.2%ELECTRIFICATION
Global X S&P 500 Covered Call ETF stock logo
XYLD
Global X S&P 500 Covered Call ETF
$667,226$2,242 ▲0.3%16,0700.2%ETF
Advanced Micro Devices, Inc. stock logo
AMD
Advanced Micro Devices
$664,475$274,723 ▲70.5%1,0860.2%Technology
Amplify CWP Enhanced Dividend Income ETF stock logo
DIVO
Amplify CWP Enhanced Dividend Income ETF
$661,971$14,644 ▲2.3%14,2390.2%ETF

Showing largest 100 holdings. View all holdings.
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