Uptown Financial Advisors LLC Top Holdings and 13F Report (2025) About Uptown Financial Advisors LLCInvestment ActivityUptown Financial Advisors LLC has $121.36 million in total holdings as of September 30, 2025.Uptown Financial Advisors LLC owns shares of 71 different stocks, but just 21 companies or ETFs make up 80% of its holdings.Approximately 5.03% of the portfolio was purchased this quarter.About 6.08% of the portfolio was sold this quarter.This quarter, Uptown Financial Advisors LLC has purchased 71 new stocks and bought additional shares in 18 stocks.Uptown Financial Advisors LLC sold shares of 19 stocks and completely divested from 3 stocks this quarter.Largest Holdings Vanguard Growth ETF $14,943,209Vanguard Mid-Cap ETF $9,227,395iShares Core S&P Small-Cap ETF $8,446,571SPDR Portfolio S&P 500 Value ETF $8,103,576COREWEAVE INC $7,253,050 Largest New Holdings this Quarter 88160R101 - Tesla $229,920 Holding166764100 - Chevron $208,865 Holding437076102 - Home Depot $205,837 Holding Largest Purchases this Quarter COREWEAVE INC 32,100 shares (about $4.39M)Utilities Select Sector SPDR Fund 4,380 shares (about $381.99K)SPDR Portfolio S&P 500 Value ETF 4,314 shares (about $238.70K)Tesla 517 shares (about $229.92K)Chevron 1,345 shares (about $208.87K) Largest Sales this Quarter NVIDIA 3,362 shares (about $627.29K)Janus Henderson AAA CLO ETF 9,865 shares (about $500.94K)Vanguard Growth ETF 227 shares (about $108.87K)Vanguard Short-Term Bond ETF 1,354 shares (about $106.84K)Amazon.com 416 shares (about $91.34K) Sector Allocation Over TimeMap of 500 Largest Holdings ofUptown Financial Advisors LLC Selling Neutral Buying Latest 13F Holdings and Changes Since Previous Quarterly FilingIssuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSectorVUGVanguard Growth ETF$14,943,209$108,875 ▼-0.7%31,15612.3%ETFVOVanguard Mid-Cap ETF$9,227,395$49,643 ▲0.5%31,4137.6%ETFIJRiShares Core S&P Small-Cap ETF$8,446,571$151,152 ▲1.8%71,0817.0%ETFSPYVSPDR Portfolio S&P 500 Value ETF$8,103,576$238,695 ▲3.0%146,4586.7%ETFCOREWEAVE INC$7,253,050$4,392,885 ▲153.6%53,0006.0%COM CL ASPEMSPDR Portfolio Emerging Markets ETF$6,608,179$58,793 ▲0.9%141,1705.4%ETFBSVVanguard Short-Term Bond ETF$6,412,406$106,844 ▼-1.6%81,2625.3%ETFSPYGSPDR Portfolio S&P 500 Growth ETF$5,172,095$8,256 ▲0.2%49,4894.3%ETFVTVVanguard Value ETF$3,634,541$45,131 ▼-1.2%19,4893.0%ETFBIVVanguard Intermediate-Term Bond ETF$3,551,581$51,618 ▼-1.4%45,4802.9%ETFSCHFSchwab International Equity ETF$3,537,752$76,452 ▲2.2%151,9652.9%ETFVEAVanguard FTSE Developed Markets ETF$3,099,192$2,816 ▲0.1%51,7222.6%ETFVDEVanguard Energy ETF$3,028,210$39,646 ▲1.3%24,0602.5%ETFVSSVanguard FTSE All-World ex-US Small-Cap ETF$2,666,397$40,344 ▲1.5%18,7042.2%ETFSPYSPDR S&P 500 ETF Trust$2,407,575$3,997 ▲0.2%3,6142.0%FinanceETEnergy Transfer$2,207,497$1,510 ▲0.1%128,6421.8%EnergyNVDANVIDIA$1,857,792$627,287 ▼-25.2%9,9571.5%Computer and TechnologyXLUUtilities Select Sector SPDR Fund$1,819,269$381,994 ▲26.6%20,8601.5%ETFIVViShares Core S&P 500 ETF$1,534,0360.0%2,2921.3%ETFEPDEnterprise Products Partners$1,502,5550.0%48,0511.2%EnergyLQDiShares iBoxx $ Investment Grade Corporate Bond ETF$1,450,002$57,857 ▼-3.8%13,0071.2%FinanceBNDXVanguard Total International Bond ETF$1,127,935$12,168 ▼-1.1%22,8040.9%ETFVYMVanguard High Dividend Yield ETF$993,5570.0%7,0490.8%ETFMSFTMicrosoft$973,2280.0%1,8790.8%Computer and TechnologyJAAAJanus Henderson AAA CLO ETF$938,922$500,945 ▼-34.8%18,4900.8%ETFMETAMeta Platforms$915,0370.0%1,2460.8%Computer and TechnologyIWMiShares Russell 2000 ETF$882,912$46,698 ▼-5.0%3,6490.7%FinanceIJHiShares Core S&P Mid-Cap ETF$845,770$9,332 ▼-1.1%12,9600.7%ETFSPDWSPDR Portfolio Developed World ex-US ETF$836,373$3,380 ▼-0.4%19,5460.7%ETFJNKSPDR Bloomberg High Yield Bond ETF$673,877$25,677 ▼-3.7%6,8760.6%FinanceVNQVanguard Real Estate ETF$668,554$1,371 ▲0.2%7,3120.6%ETFSCHVSchwab U.S. Large-Cap Value ETF$636,0540.0%21,8500.5%ETFAVGOBroadcom$628,4790.0%1,9050.5%Computer and TechnologyAGGiShares Core U.S. Aggregate Bond ETF$614,232$4,110 ▼-0.7%6,1270.5%FinanceEMXCiShares MSCI Emerging Markets ex China ETF$587,835$12,287 ▼-2.0%8,7070.5%ManufacturingMUBiShares National Muni Bond ETF$587,6120.0%5,5180.5%ETFIJSiShares S&P Small-Cap 600 Value ETF$474,5420.0%4,2910.4%ETFJPMJPMorgan Chase & Co.$459,8970.0%1,4580.4%FinanceVOOVanguard S&P 500 ETF$449,487$8,573 ▼-1.9%7340.4%ETFABBVAbbVie$442,9360.0%1,9130.4%MedicalVWOVanguard FTSE Emerging Markets ETF$434,253$12,678 ▼-2.8%8,0150.4%ETFNFLXNetflix$431,6110.0%3600.4%Consumer DiscretionaryIEFAiShares Core MSCI EAFE ETF$400,597$1,746 ▲0.4%4,5880.3%ETFAAPLApple$397,986$764 ▲0.2%1,5620.3%Computer and TechnologyAXPAmerican Express$374,3440.0%1,1270.3%FinanceVBRVanguard Small-Cap Value ETF$373,1730.0%1,7880.3%ETFSCHGSchwab U.S. Large-Cap Growth ETF$366,1990.0%11,4760.3%ETFSCHDSchwab US Dividend Equity ETF$364,4550.0%13,3500.3%ETFVGTVanguard Information Technology ETF$362,116$3,733 ▲1.0%4850.3%ETFNADNuveen Quality Municipal Income Fund$354,6750.0%30,3400.3%Financial ServicesJNJJohnson & Johnson$340,6170.0%1,8370.3%MedicalEFAiShares MSCI EAFE ETF$336,0390.0%3,5990.3%FinanceVNQIVanguard Global ex-U.S. Real Estate ETF$332,796$3,486 ▲1.1%6,9700.3%ETFIEMGiShares Core MSCI Emerging Markets ETF$306,2640.0%4,6460.3%ETFCSCOCisco Systems$300,1590.0%4,3870.2%Computer and TechnologyVIGVanguard Dividend Appreciation ETF$298,6530.0%1,3840.2%ETFSCHCSchwab International Small-Cap Equity ETF$288,8520.0%6,3470.2%ETFJPCNuveen Preferred & Income Opportunities Fund$259,1200.0%31,6000.2%Financial ServicesXLEEnergy Select Sector SPDR Fund$250,858$90,173 ▼-26.4%2,8070.2%ETFWFCWells Fargo & Company$246,4310.0%2,9400.2%FinanceTXNTexas Instruments$246,1980.0%1,3400.2%Computer and TechnologyBSLBlackstone Senior Floating Rate 2027 Term Fund$243,5190.0%17,3200.2%Financial ServicesAMZNAmazon.com$234,062$91,341 ▼-28.1%1,0660.2%Retail/WholesaleTSLATesla$229,920$229,920 ▲New Holding5170.2%Auto/Tires/TrucksSPSBSPDR Portfolio Short Term Corporate Bond ETF$215,5130.0%7,1150.2%ETFIBMInternational Business Machines$209,6450.0%7430.2%Computer and TechnologyCVXChevron$208,865$208,865 ▲New Holding1,3450.2%EnergySUBiShares Short-Term National Muni Bond ETF$206,6190.0%1,9350.2%ETFHDHome Depot$205,837$205,837 ▲New Holding5080.2%Retail/WholesaleJBBBJanus Henderson B-BBB CLO ETF$205,445$39,740 ▼-16.2%4,2650.2%ETFNEANuveen AMT-Free Quality Municipal Income Fund$130,9740.0%11,4990.1%Financial ServicesQQQInvesco QQQ$0$5,092,740 ▼-100.0%00.0%FinanceVGSHVanguard Short-Term Treasury ETF$0$221,130 ▼-100.0%00.0%ETFKMIKinder Morgan$0$204,389 ▼-100.0%00.0%EnergyShowing largest 100 holdings. View all holdings. More Institutional Buying and Selling Information SEC Filings and Trading Data SEC Filings 13F Filings Top 13F Buys Top 13F Sells Get 30 Days of MarketBeat All Access for Free Sign up for MarketBeat All Access to gain access to MarketBeat's full suite of research tools. Start Your 30-Day Trial MarketBeat All Access Features Best-in-Class Portfolio Monitoring Get personalized stock ideas. Compare portfolio to indices. Check stock news, ratings, SEC filings, and more. Stock Ideas and Recommendations See daily stock ideas from top analysts. Receive short-term trading ideas from MarketBeat. Identify trending stocks on social media. Advanced Stock Screeners and Research Tools Use our seven stock screeners to find suitable stocks. Stay informed with MarketBeat's real-time news. Export data to Excel for personal analysis. Sign in to your free account to enjoy these benefits In-depth profiles and analysis for 20,000 public companies. Real-time analyst ratings, insider transactions, earnings data, and more. Our daily ratings and market update email newsletter. Sign in to your free account to enjoy all that MarketBeat has to offer. Sign In Create Account Your Email Address: Email Address Required Your Password: Password Required Log In or Sign in with Facebook Sign in with Google Forgot your password? Your Email Address: Please enter your email address. Please enter a valid email address Choose a Password: Please enter your password. Your password must be at least 8 characters long and contain at least 1 number, 1 letter, and 1 special character. Create My Account (Free) or Sign in with Facebook Sign in with Google By creating a free account, you agree to our terms of service. This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.
