Whipplewood Advisors, LLC Top Holdings and 13F Report (2026) About Whipplewood Advisors, LLCInvestment ActivityWhipplewood Advisors, LLC has $192.70 million in total holdings as of March 31, 2026.Whipplewood Advisors, LLC owns shares of 1,065 different stocks, but just 80 companies or ETFs make up 80% of its holdings.Approximately 25.49% of the portfolio was purchased this quarter.About 3.77% of the portfolio was sold this quarter.This quarter, Whipplewood Advisors, LLC has purchased 503 new stocks and bought additional shares in 323 stocks.Whipplewood Advisors, LLC sold shares of 72 stocks and completely divested from 36 stocks this quarter.Largest Holdings Janus Henderson AAA CLO ETF $17,313,479ELEVATION SERIES TRUST $10,873,961J P MORGAN EXCHANGE TRADED F $7,846,975Innovator Defined Wealth Shield ETF $4,771,038Western Asset Premier Bond Fund $3,914,473 Largest New Holdings this Quarter 210322590 - ELEVATION SERIES TRUST $10,873,961 Holding46654Q773 - J P MORGAN EXCHANGE TRADED F $7,846,975 Holding03990B101 - Ares Management $659,619 Holding09254F100 - BlackRock MuniYield Quality Fund $328,423 Holding56035L104 - Main Street Capital $275,816 Holding Largest Purchases this Quarter ELEVATION SERIES TRUST 449,083 shares (about $10.87M)Janus Henderson AAA CLO ETF 188,557 shares (about $9.50M)J P MORGAN EXCHANGE TRADED F 150,354 shares (about $7.85M)NVIDIA 3,991 shares (about $696.03K)Ares Management 6,046 shares (about $659.62K) Largest Sales this Quarter Vanguard Total World Stock ETF 6,348 shares (about $878.06K)iShares Core S&P 500 ETF 601 shares (about $392.58K)Blue Owl Capital 40,329 shares (about $368.21K)McDonald's 1,047 shares (about $325.40K)JPMorgan Equity Premium Income ETF 4,692 shares (about $265.94K) Sector Allocation Over TimeMap of 500 Largest Holdings ofWhipplewood Advisors, LLC Selling Neutral Buying Latest 13F Holdings and Changes Since Previous Quarterly FilingIssuer NameHoldings ValueApproximate Purchase/SaleChange in SharesShares Held% of PortfolioSectorJAAAJanus Henderson AAA CLO ETF$17,313,479$9,497,616 â–²121.5%343,7269.0%ETFELEVATION SERIES TRUST$10,873,961$10,873,961 â–²New Holding449,0835.6%Exchange Traded FundJ P MORGAN EXCHANGE TRADED F$7,846,975$7,846,975 â–²New Holding150,3544.1%Exchange Traded FundBALTInnovator Defined Wealth Shield ETF$4,771,038$3,648 â–²0.1%142,5682.5%ETFWEAWestern Asset Premier Bond Fund$3,914,473$33,020 â–²0.9%369,9882.0%Financial ServicesTSLATesla$3,865,828$35,316 â–²0.9%10,3992.0%Auto/Tires/TrucksRDVIFT Vest Rising Dividend Achievers Target Income ETF$3,787,890$38,683 â–²1.0%148,2542.0%ETFVIGVanguard Dividend Appreciation ETF$3,696,236$195,274 â–¼-5.0%17,1871.9%ETFAAPLApple$3,489,105$175,876 â–²5.3%13,7481.8%Computer and TechnologyVEAVanguard FTSE Developed Markets ETF$3,345,489$272,340 â–²8.9%52,2081.7%ETFMTUMiShares MSCI USA Momentum Factor ETF$3,248,745$24,719 â–¼-0.8%13,5371.7%ETFVIGIVanguard International Dividend Appreciation ETF$3,079,470$15,923 â–¼-0.5%34,8121.6%ETFARK ETF TR$2,816,881$25,414 â–¼-0.9%41,6761.5%Exchange Traded FundFNDFSchwab Fundamental International Equity ETF$2,800,362$126,582 â–¼-4.3%57,2321.5%ETFVTVanguard Total World Stock ETF$2,523,095$878,055 â–¼-25.8%18,2411.3%ETFJEPQJPMorgan Nasdaq Equity Premium Income ETF$2,514,778$37,365 â–¼-1.5%45,2951.3%ETFARCCAres Capital$2,317,516$290,446 â–²14.3%128,6081.2%FinanceEPDEnterprise Products Partners$2,268,3190.0%59,9451.2%EnergyNVDANVIDIA$2,236,331$696,030 â–²45.2%12,8231.2%Computer and TechnologyJEPIJPMorgan Equity Premium Income ETF$2,212,957$265,943 â–¼-10.7%39,0431.1%ETFTAFIAB Tax-Aware Short Duration Municipal ETF$1,983,932$59,979 â–¼-2.9%78,7901.0%ETFBXSLBlackstone Secured Lending Fund$1,963,119$288,568 â–²17.2%82,8671.0%FinanceDFPFlaherty & Crumrine Dynamic Preferred and Income Fund$1,902,215$1,325 â–¼-0.1%94,7791.0%Financial ServicesSFLRInnovator Equity Managed Floor ETF$1,875,561$10,658 â–¼-0.6%52,9671.0%ETFMSFTMicrosoft$1,770,153$158,063 â–²9.8%4,7820.9%Computer and TechnologyVWOVanguard FTSE Emerging Markets ETF$1,698,737$99,452 â–²6.2%31,4290.9%ETFTHE ALGER ETF TRUST$1,670,370$63,635 â–²4.0%50,5560.9%Exchange Traded FundFNDXSchwab Fundamental U.S. Large Company ETF$1,642,259$108,615 â–¼-6.2%58,9680.9%ETFMSDMorgan Stanley Emerging Markets Debt Fund$1,507,798$7,568 â–²0.5%214,7860.8%FinancePRFInvesco RAFI US 1000 ETF$1,500,997$51,760 â–¼-3.3%31,5800.8%ETFIVViShares Core S&P 500 ETF$1,499,117$392,579 â–¼-20.8%2,2950.8%ETFFNDESchwab Fundamental Emerging Markets Equity ETF$1,494,359$37,801 â–¼-2.5%39,0580.8%ETFNIMNuveen Select Maturities Municipal Fund$1,448,458$21,924 â–¼-1.5%153,2760.8%FinanceGOOGLAlphabet$1,443,551$300,213 â–²26.3%5,0200.7%Computer and TechnologyEEMViShares MSCI Emerging Markets Min Vol Factor ETF$1,441,149$16,183 â–²1.1%22,2640.7%ETFSCHMSchwab U.S. Mid-Cap ETF$1,308,339$47,895 â–¼-3.5%42,2590.7%ETFPRFZInvesco RAFI US 1500 Small-Mid ETF$1,288,947$23,348 â–¼-1.8%28,1000.7%ManufacturingFIRST TR EXCH TRADED FD III$1,279,996$325 â–¼0.0%58,9860.7%Exchange Traded FundHYTBlackRock Corporate High Yield Fund$1,227,988$71,372 â–²6.2%144,1300.6%Financial ServicesBUFRFT Vest Laddered Buffer ETF$1,139,738$3,073 â–²0.3%33,7500.6%ETFMCDMcDonald's$1,073,469$325,397 â–¼-23.3%3,4540.6%Retail/WholesaleGBDCGolub Capital BDC$1,063,946$66,402 â–²6.7%84,0400.6%FinanceMOTIVanEck Morningstar International Moat ETF$1,062,565$28,039 â–²2.7%31,1130.6%ETFINNOVATOR ETFS TRUST$1,015,450$58,242 â–¼-5.4%30,4940.5%Exchange Traded FundCGDVCapital Group Dividend Value ETF$1,013,601$78,997 â–²8.5%23,8270.5%ETFMOATVanEck Morningstar Wide Moat ETF$1,012,062$19,920 â–¼-1.9%10,4660.5%ETFIIMInvvlu Mu Incm$995,758$12,987 â–¼-1.3%81,8880.5%FinanceIGIWestern Asset Investment Grade Defined Opportunity Trust$985,255$16,830 â–²1.7%61,2340.5%Financial ServicesDSUBlackRock Debt Strategies Fund$984,931$23,563 â–²2.5%102,7040.5%FinanceVKIInvesco Advantage Municipal Income Trust II$983,637$3,403 â–¼-0.3%113,5840.5%FinanceEVNEaton Vance Municipal Income Trust$979,383$13,543 â–²1.4%94,0810.5%FinanceFRTYAlger Mid Cap 40 ETF$970,6300.0%49,8270.5%ETFEFAXSPDR MSCI EAFE Fossil Fuel Reserves Free ETF$955,557$33,293 â–¼-3.4%19,2010.5%ETFPHKPIMCO High Income Fund$953,141$4,570 â–¼-0.5%205,8620.5%FinancePFNPIMCO Income Strategy Fund II$938,804$16,116 â–²1.7%136,2560.5%Financial ServicesJPSTJPMorgan Ultra-Short Income ETF$935,981$11,488 â–²1.2%18,4940.5%ETFAMZNAmazon.com$915,763$281,581 â–²44.4%4,3970.5%Retail/WholesaleGOLDMAN SACHS ETF TR$913,080$166,133 â–²22.2%18,2470.5%Exchange Traded FundNVGNuveen AMT-Free Municipal Credit Income Fund$899,523$22,626 â–¼-2.5%72,9540.5%Financial ServicesHTGCHercules Capital$872,095$346,962 â–²66.1%59,0450.5%FinanceVKQInv Vk Mun Tr$844,681$10,653 â–¼-1.2%88,7270.4%FinanceNEANuveen AMT-Free Quality Municipal Income Fund$834,176$6,873 â–¼-0.8%74,2810.4%Financial ServicesQQQInvesco QQQ$832,871$17,315 â–¼-2.0%1,4430.4%FinanceAMERICAN BEACON SELECT FUNDS$831,985$55,810 â–¼-6.3%16,1300.4%Exchange Traded FundSPLVInvesco S&P 500 Low Volatility ETF$826,189$1,024 â–¼-0.1%11,2960.4%ETFBABInvesco Taxable Municipal Bond ETF$801,602$4,799 â–²0.6%29,7330.4%ETFMGCVanguard Mega Cap ETF$786,336$11,108 â–²1.4%3,3270.4%ETFJULHPremium Income 20 Barrier ETF$772,894$32,865 â–²4.4%31,3010.4%ETFAPRHInnovator Premium Income 20 Barrier ETF - April$771,994$28,055 â–²3.8%31,4800.4%ETFGBABGuggenheim Taxable Municipal Bond & Investment Grade Debt Trust$765,687$218 â–¼0.0%52,8060.4%Financial ServicesINNOVATOR ETFS TRUST$756,786$28,173 â–²3.9%31,5630.4%Exchange Traded FundINNOVATOR ETFS TRUST$752,168$9,181 â–²1.2%32,0340.4%Exchange Traded FundTSITCW Strategic Income Fund$744,343$19,505 â–²2.7%165,7780.4%FinanceMMDMainStay MacKay DefinedTerm Municipal Opportunities Fund$724,858$14,256 â–¼-1.9%48,8120.4%Financial ServicesSBIWestern Asset Intermediate Muni Fund$705,592$6,044 â–²0.9%91,8740.4%Financial ServicesBXBlackstone$698,334$467,319 â–²202.3%6,0730.4%FinanceVGMInv Vk Tr Inv$694,927$7,422 â–¼-1.1%70,4080.4%FinanceEPRFInnovator S&P Investment Grade Preferred ETF$674,234$15,064 â–²2.3%40,6410.3%ETFARESAres Management$659,619$659,619 â–²New Holding6,0460.3%FinanceGOOGAlphabet$654,041$216,006 â–²49.3%2,2800.3%Computer and TechnologyNZFNuveen Municipal Credit Income Fund$564,945$4,397 â–²0.8%46,3830.3%Financial ServicesETEnergy Transfer$558,214$14,822 â–¼-2.6%28,9230.3%EnergyPMLPIMCO Municipal Income Fund II$553,617$696 â–¼-0.1%73,1330.3%Financial ServicesXMMOInvesco S&P MidCap Momentum ETF$522,217$15,082 â–²3.0%3,6010.3%ETFAMDAdvanced Micro Devices$509,592$41,703 â–²8.9%2,5050.3%Computer and TechnologyJPREJPMorgan Realty Income ETF$507,811$5,288 â–¼-1.0%10,5640.3%ETFTSLXSixth Street Specialty Lending$500,745$320,327 â–²177.5%27,2440.3%FinanceTSMTaiwan Semiconductor Manufacturing$497,800$412,637 â–²484.5%1,4730.3%Computer and TechnologyXYLGS&P 500 Covered Call & Growth ETF$491,331$24,125 â–²5.2%18,6960.3%ETFSPGPInvesco S&P 500 GARP ETF$471,698$62,097 â–¼-11.6%4,3830.2%ETFFDEMFidelity Emerging Markets Multifactor ETF$454,436$19,327 â–¼-4.1%14,3900.2%ETFUNPUnion Pacific$409,057$12,131 â–²3.1%1,6860.2%TransportationWELLWelltower$396,409$142,747 â–¼-26.5%2,0050.2%FinanceBXMTBlackstone Mortgage Trust$393,552$22,176 â–²6.0%20,5510.2%FinancePREFPrincipal Spectrum Preferred Securities Active ETF$382,253$4,216 â–²1.1%20,3110.2%ETFSMMUPIMCO Short Term Municipal Bond Exchange-Traded Fund$381,654$6,659 â–²1.8%7,5650.2%ETFCGBDCarlyle Secured Lending$381,292$190,061 â–²99.4%34,8530.2%FinanceXOMExxonMobil$351,366$47,844 â–²15.8%2,0710.2%EnergyJ P MORGAN EXCHANGE TRADED F$332,460$6,711 â–²2.1%5,2020.2%Exchange Traded FundVVisa$330,953$172,881 â–²109.4%1,0950.2%Business ServicesShowing largest 100 holdings. View all holdings. More Institutional Buying and Selling Information SEC Filings and Trading Data SEC Filings 13F Filings Top 13F Buys Top 13F Sells Get 30 Days of MarketBeat All Access for Free Sign up for MarketBeat All Access to gain access to MarketBeat's full suite of research tools. Start Your 30-Day Trial MarketBeat All Access Features Best-in-Class Portfolio Monitoring Get personalized stock ideas. Compare portfolio to indices. Check stock news, ratings, SEC filings, and more. Stock Ideas and Recommendations See daily stock ideas from top analysts. Receive short-term trading ideas from MarketBeat. Identify trending stocks on social media. Advanced Stock Screeners and Research Tools Use our seven stock screeners to find suitable stocks. Stay informed with MarketBeat's real-time news. Export data to Excel for personal analysis. Sign in to your free account to enjoy these benefits In-depth profiles and analysis for 20,000 public companies. 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