NI Acquisitions Company LLC Takes Position in Caterpillar Inc. $CAT

Key Points

• NI Acquisitions Company LLC acquired 8,472 Caterpillar shares worth approximately $9.0 million, making CAT its 10th-largest holding and representing 3.4% of its portfolio. Several other institutional investors also initiated positions, while institutions and hedge funds collectively own 70.98% of the stock.
• Caterpillar reported a strong quarter, with EPS of $8.17 beating estimates by $1.95 and revenue rising 23.7% year over year to $20.54 billion. Analysts maintain a “Moderate Buy” consensus rating with an average price target of $994.17.
• Despite positive momentum tied to infrastructure and AI-related construction demand, valuation and insider selling remain risks. CEO Joseph Creed sold 32,401 shares, and CAT’s elevated price relative to its moving averages could increase the potential for profit-taking.

NI Acquisitions Company LLC acquired a new stake in Caterpillar Inc. (NYSE:CAT - Free Report) during the 2nd quarter, according to its most recent filing with the SEC. The institutional investor acquired 8,472 shares of the industrial products company's stock, valued at approximately $9,022,000. Caterpillar accounts for approximately 3.4% of NI Acquisitions Company LLC's investment portfolio, making the stock its 10th largest holding.

A number of other hedge funds have also modified their holdings of the stock. NBH Bank bought a new stake in shares of Caterpillar in the 2nd quarter worth about $2,472,000. William John Sempolinski acquired a new position in Caterpillar in the second quarter valued at about $1,949,000. MW Advisory LLC bought a new stake in Caterpillar during the second quarter worth about $766,000. Tenet Wealth Partners LLC bought a new stake in Caterpillar during the 2nd quarter worth approximately $1,003,000. Finally, Maloon Powers Pitre Higgins & Dennehy LLC acquired a new position in Caterpillar in the second quarter worth $208,000. 70.98% of the stock is owned by institutional investors and hedge funds.

Caterpillar Trading Down 0.0%

Shares of NYSE:CAT opened at $818.48 on Monday. The firm has a market cap of $376.23 billion, a price-to-earnings ratio of 35.22, a PEG ratio of 1.42 and a beta of 1.60. Caterpillar Inc. has a 12 month low of $427.75 and a 12 month high of $1,073.46. The company's fifty day simple moving average is $853.58 and its 200 day simple moving average is $840.90. The company has a quick ratio of 0.85, a current ratio of 1.37 and a debt-to-equity ratio of 1.65.

Caterpillar (NYSE:CAT - Get Free Report) last announced its earnings results on Tuesday, August 4th. The industrial products company reported $8.17 earnings per share (EPS) for the quarter, beating analysts' consensus estimates of $6.22 by $1.95. Caterpillar had a return on equity of 55.53% and a net margin of 14.51%.The business had revenue of $20.54 billion for the quarter, compared to analyst estimates of $19.34 billion. During the same quarter last year, the firm earned $4.72 EPS. Caterpillar's revenue for the quarter was up 23.7% compared to the same quarter last year. As a group, research analysts forecast that Caterpillar Inc. will post 27.37 EPS for the current fiscal year.

Key Stories Impacting Caterpillar

Here are the key news stories impacting Caterpillar this week:

• Positive Sentiment: Broad-market strength supported CAT. Caterpillar was among the companies helping lead a roughly 550-point advance in the Dow, providing a favorable backdrop for industrial stocks. Cisco, Caterpillar share gains lead Dow's 550-point rally
• Positive Sentiment: CAT remains a top-performing industrial stock. Shares are up more than 40% this year, reflecting investor enthusiasm for construction, infrastructure and equipment demand. The strong rally also raises the possibility of profit-taking. Deere and Caterpillar Are Both Up Over 40% This Year
• Positive Sentiment: AI infrastructure is emerging as a growth catalyst. Reports highlight Caterpillar’s equipment orders extending toward 2030 and demand tied to data-center and infrastructure construction, broadening the company’s exposure beyond traditional industrial markets. CAT Could Be the Best AI Infrastructure Stock You’re Overlooking
• Positive Sentiment: Analyst estimates and ratings were generally supportive. Freedom Broker upgraded CAT to “buy” with a $980 price target, while Zacks raised its fourth-quarter 2026 EPS estimate to $6.73. Erste Group also modestly increased its fiscal 2027 EPS forecast to $32.28. The Lafayette City Council additionally approved incentives for an $890 million Caterpillar expansion, signaling continued investment capacity. Caterpillar upgraded by Freedom Broker
• Neutral Sentiment: Insider selling is a risk investors are monitoring. Caterpillar executives, including CEO Joseph Creed, have made substantial sales in recent months, although insider transactions may reflect diversification rather than a direct view on the company’s operating outlook. Caterpillar Inc. Stock Opinions on AI Partnership and Executive Stock Sale
• Negative Sentiment: Valuation and mixed estimates could limit further gains. CAT recently underperformed the broader market in a declining session, and Zacks trimmed its Q1 2028 EPS estimate to $7.87 from $7.94. With the stock trading well above its longer-term averages and at a premium valuation, investors may lock in profits if growth expectations moderate. Top Wide-Moat Stocks to Buy for Long-Term Wealth and Stability

Insider Buying and Selling

In other news, CEO Joseph E. Creed sold 32,401 shares of the firm's stock in a transaction that occurred on Friday, August 28th. The stock was sold at an average price of $808.98, for a total value of $26,211,760.98. Following the completion of the sale, the chief executive officer directly owned 34,555 shares of the company's stock, valued at $27,954,303.90. This trade represents a 48.39% decrease in their ownership of the stock. The transaction was disclosed in a filing with the SEC, which is available at this link. Insiders own 0.33% of the company's stock.

Analyst Ratings Changes

Several brokerages recently issued reports on CAT. Zacks Research upgraded shares of Caterpillar from a "hold" rating to a "strong-buy" rating in a research report on Wednesday, August 12th. Freedom Broker raised shares of Caterpillar from a "hold" rating to a "buy" rating and set a $980.00 price target on the stock in a research note on Thursday. Oppenheimer reaffirmed an "outperform" rating and set a $1,118.00 price objective on shares of Caterpillar in a report on Tuesday, August 4th. Truist Financial set a $980.00 target price on Caterpillar in a research note on Wednesday, August 5th. Finally, UBS Group boosted their target price on Caterpillar from $900.00 to $925.00 and gave the stock a "neutral" rating in a research report on Wednesday, August 5th. One equities research analyst has rated the stock with a Strong Buy rating, fourteen have given a Buy rating and eleven have given a Hold rating to the company's stock. According to MarketBeat.com, Caterpillar has a consensus rating of "Moderate Buy" and an average price target of $994.17.

Caterpillar Profile

Caterpillar Inc is a global manufacturer of construction, mining, and industrial equipment. The company's products include excavators, dozers, wheel loaders, motor graders, articulated trucks, and off-highway trucks, as well as related attachments and work tools. Caterpillar also supplies replacement parts, equipment services, technology solutions, and rental support through its dealer network.

The company serves customers in construction, mining, quarrying, energy, transportation, forestry, agriculture, and government-related industries.

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