First Trust Small Cap Growth AlphaDEX Fund (FYC) Price, Holdings, & News

ETF Overview

The First Trust Small Cap Growth AlphaDEX Fund (FYC) is an exchange-traded fund that is based on the NASDAQ AlphaDEX Small Cap Growth index. The fund tracks a quant-driven index that select stocks from a small-cap growth universe in an attempt to outperform the market. FYC was launched on Apr 18, 2011 and is managed by First Trust.

Key Stats

• Today's Range: $74.00 to $75.12
• 50-Day Range: $61.01 to $75.23
• 52-Week Range: $59.29 to $85.01
• Volume: 48,364 shs
• Average Volume: 35,728 shs
• Market Capitalization: $428.20 million
• Assets Under Management: $431.69 million
• Dividend Yield: 0.75%
• Net Expense Ratio: 0.70%
• Aggregate Rating: Moderate Buy

FYC ETF - Frequently Asked Questions

How have FYC shares performed this year?

First Trust Small Cap Growth AlphaDEX Fund's stock was trading at $77.43 on January 1st, 2025. Since then, FYC shares have decreased by 3.8% and is now trading at $74.47.
View the best growth stocks for 2025 here.

Who are First Trust Small Cap Growth AlphaDEX Fund's major shareholders?

First Trust Small Cap Growth AlphaDEX Fund's top institutional investors include LPL Financial LLC (10.30%), Cetera Investment Advisers (2.69%), Eclectic Associates Inc. ADV (2.34%) and Royal Bank of Canada (2.27%).

How do I buy shares of First Trust Small Cap Growth AlphaDEX Fund?

Shares of FYC stock can be purchased through any online brokerage account. Popular online brokerages with access to the U.S. stock market include Charles Schwab, E*TRADE, Fidelity, and Vanguard Brokerage Services.

What other stocks do shareholders of First Trust Small Cap Growth AlphaDEX Fund own?

Based on aggregate information from My MarketBeat watchlists, some other companies that First Trust Small Cap Growth AlphaDEX Fund investors own include American Water Works (AWK), iShares Micro-Cap ETF (IWC), The RMR Group (RMR), Waste Connections (WCN), DiamondRock Hospitality (DRH), AUO (AUOTY) and Triple Flag Precious Metals (TFPM).

Fund Details

• Issuer: First Trust
• Fund Name: First Trust Small Cap Growth AlphaDEX Fund
• Tax Classification: Regulated Investment Company
• Stock Exchange: NASDAQ
• Current Symbol: NASDAQ:FYC
• Inception Date: 4/19/2011
• Fund Manager: Daniel J. Lindquist, Jon Erickson David McGarel, RogerTestin, Stan Ueland, Chris Peterson, Erik Russo
• Web: N/A
• Phone: N/A

Fund Focus

• Asset Class: Equity
• Benchmark: Nasdaq AlphaDEX Small Cap Growth Index
• Category: Size and Style
• Focus: Small Cap
• Development Level: Developed Markets
• Region: North America
• Number of Holdings: 265

Fund Statistics

• Assets Under Management: $431.69 million
• Average Daily Volume: $25,804.00
• Discount/Premium: 0.14%

Administrator, Advisor and Custodian

• Administrator: The Bank of New York Mellon Corporation
• Advisor: First Trust Advisors L.P.
• Custodian: The Bank of New York Mellon Corporation
• Distributor: First Trust Portfolios L.P.
• Transfer Agent: The Bank of New York Mellon Corporation
• Trustee: N/A
• Lead Market Maker: Latour Trading

Options

• Optionable: N/A
• Short Interest: 76,100 shs

Miscellaneous

• Outstanding Shares: 5,750,000
• Beta: 1.19
• Creation Unit: 50,000
• Creation Fee: $1,000.00