Free Trial

AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF (SEPU) Institutional Ownership

$30.23 +0.20 (+0.67%)
As of 04:10 PM Eastern

Institutional Ownership Changes (13F Filings) for AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF (BATS:SEPU)

Number of
Institutional Buyers
(last 12 months)
23
Total
Institutional Inflows
(last 12 months)
$125.97M
Number of
Institutional Sellers
(last 12 months)
7
Total
Institutional Outflows
(last 12 months)
$2.82M
Get SEPU Insider Trade Alerts

Want to know when executives and insiders are buying or selling AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF stock? Sign up for InsiderTrades.com's daily newsletter to get the latest insider transactions delivered to your inbox daily.

SMS is currently available in Australia, Belgium, Canada, France, Germany, Ireland, Italy, New Zealand, the Netherlands, Singapore, South Africa, Spain, Switzerland, the United Kingdom, and the United States. By entering your phone number and clicking the sign-up button, you agree to receive periodic text messages from MarketBeat at the phone number you submitted, including texts that may be sent using an automatic telephone dialing system. Message and data rates may apply. Message frequency will vary. Messages will consist of stock alerts, news stories, and partner advertisements/offers. Consent is not a condition of the purchase of any goods or services. Text HELP for help/customer support. Unsubscribe at any time by replying "STOP" to any text message that you receive from MarketBeat or by visiting our mailing preferences page. Read our full terms of service and privacy policy.
Skip Chart & View Institutional Buying and Selling Data

SEPU Institutional Buying and Selling by Quarter

AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF Major Shareholders & Ownership History

Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
4/30/2026 Kestra Advisory Services LLC8,660$242K0.0%+7.4%0.888%
4/28/2026 Stephens Inc. AR129,833$3.64M0.0%+8.8%13.316%
4/24/2026 SMART Wealth LLC12,201$342K0.1%N/A1.251%
4/23/2026 Networth Advisors LLC6,391$179K0.1%N/A0.655%
4/22/2026 FWG Investments LLC.9,879$277K0.2%N/A1.013%
4/17/2026 Outlook Wealth Advisors LLC11,788$330K0.1%N/A1.209%
4/16/2026 Paladin Wealth LLC68,646$1.92M1.3%+5.7%7.041%
2/17/2026Cetera Investment Advisers11,258$326K0.0%+43.5%1.155%
2/17/2026Osaic Holdings Inc.34,338$994K0.0%+680.4%3.522%
2/16/2026Arax Advisory Partners17,652$511K0.0%N/A1.810%
2/13/2026Safe Harbor Wealth Advisors LLC375,344$10.82M10.5%N/A38.497%
2/13/2026A4 Wealth Advisors LLC26,366$763K0.7%-23.1%2.704%
2/13/2026Allianz SE113,484$3.29M0.0%N/A11.639%
2/12/2026Mattson Financial Services LLC52,441$1.52M0.4%-6.3%5.379%
2/11/2026Allianz Investment Management LLC185,987$5.38M3.4%N/A19.076%
2/5/2026 Stephens Inc. AR119,386$3.46M0.0%+16.4%12.245%
1/20/2026 Stratos Wealth Advisors LLC151,527$4.39M0.2%-4.7%15.541%
1/15/2026 Paladin Wealth LLC64,952$1.88M1.3%+12.5%6.662%
1/8/2026 Gradient Investments LLC3,232,834$93.58M1.5%+2.8%331.573%
11/18/2025Copley Financial Group Inc.9,417$268K0.2%N/A0.966%
11/17/2025 Kestra Private Wealth Services LLC9,924$283K0.0%N/A1.018%
11/17/2025Susquehanna International Group LLP48,688$1.39M0.0%+205.3%4.994%
11/17/2025Citadel Advisors LLC12,643$360K0.0%N/A1.297%
11/12/2025 NBZ Investment Advisors LLC2,083$59K0.0%N/A0.214%
11/6/2025Allianz Investment Management U.S. LLC130,984$3.73M0.1%-30.5%13.434%
11/6/2025 Stratos Wealth Advisors LLC159,028$4.53M0.2%+1,147.3%16.311%
11/4/2025A4 Wealth Advisors LLC34,292$977K0.8%N/A3.517%
10/27/2025 Stephens Inc. AR102,552$2.92M0.0%+3.5%10.518%
10/17/2025Mattson Financial Services LLC55,969$1.60M0.4%N/A5.740%
10/14/2025 Paladin Wealth LLC57,720$1.65M1.2%N/A5.920%
10/6/2025 ARS Wealth Advisors Group LLC123,106$3.51M0.3%-1.5%12.626%
10/6/2025 Gradient Investments LLC3,146,132$89.67M1.5%N/A322.680%
9/4/2025Osaic Holdings Inc.3,900$104K0.0%+11.4%0.400%
8/12/2025Allianz Investment Management U.S. LLC188,484$5.04M0.2%-2.6%19.332%
7/29/2025 Stephens Inc. AR99,049$2.65M0.0%+0.4%10.159%
7/28/2025 Cypress Wealth Services LLC7,726$207K0.0%N/A0.792%
7/25/2025 Transcendent Capital Group LLC29,055$777K0.4%-10.2%2.980%
5/15/2025OLD Mission Capital LLC8,475$212K0.0%-45.4%0.892%
5/8/2025Allianz Investment Management U.S. LLC193,484$4.75M0.3%-3.7%20.367%
5/2/2025Transcendent Capital Group LLC32,357$808K0.5%N/A3.406%
5/1/2025Stephens Inc. AR98,620$2.46M0.0%+3.9%10.381%
4/30/2025Stratos Wealth Advisors LLC12,750$318K0.0%-24.3%1.342%
4/14/2025ARS Wealth Advisors Group LLC124,925$3.12M0.4%-2.3%13.150%
2/12/2025OLD Mission Capital LLC15,532$400K0.0%N/A0.000%
2/12/2025NBZ Investment Advisors LLC3,473$90K0.1%N/A0.000%
1/30/2025Strategic Financial Concepts LLC20,565$530K0.0%N/A0.000%
1/28/2025Strategic Financial Concepts LLC20,565$530K0.0%N/A0.000%
1/27/2025Stratos Wealth Advisors LLC16,841$434K0.0%N/A0.000%
1/14/2025ARS Wealth Advisors Group LLC127,923$3.30M0.5%-0.7%0.000%
11/15/2024Jane Street Group LLC10,800$274K0.0%N/A0.000%
10/28/2024Stephens Inc. AR94,667$2.41M0.0%N/A0.000%


SEPU Institutional Ownership - Frequently Asked Questions

Who are the largest shareholders of SEPU shares?

During the previous two years, 29 institutional investors and hedge funds held shares of AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF. The most heavily invested institutionals were Gradient Investments LLC ($93.58M), Safe Harbor Wealth Advisors LLC ($10.82M), Allianz Investment Management LLC ($5.38M), Stratos Wealth Advisors LLC ($4.39M), Allianz Investment Management U.S. LLC ($3.73M), Stephens Inc. AR ($3.64M), and ARS Wealth Advisors Group LLC ($3.51M).Learn more on AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF's institutional investors.

Which institutional investors have been buying AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF's stock?

Of the 27 institutional investors that purchased AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Gradient Investments LLC ($3.23M), Safe Harbor Wealth Advisors LLC ($375.34K), Allianz Investment Management LLC ($185.99K), Stratos Wealth Advisors LLC ($163.12K), Stephens Inc. AR ($129.62K), Allianz SE ($113.48K), and Paladin Wealth LLC ($68.65K).

How much institutional buying is happening at AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF?

Institutional investors have bought a total of 4,410,839 shares in the last 24 months. This purchase volume represents approximately $125.97M in transactions.

Which of AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF's major shareholders have been selling company stock?

The following institutional investors have sold AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF stock in the last 24 months: Allianz Investment Management U.S. LLC ($70K), A4 Wealth Advisors LLC ($7.93K), Stratos Wealth Advisors LLC ($7.50K), OLD Mission Capital LLC ($7.06K), Mattson Financial Services LLC ($3.53K), Transcendent Capital Group LLC ($3.30K), and ARS Wealth Advisors Group LLC ($1.82K).

How much institutional selling is happening at AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF?

Institutional investors have sold a total of 101,133 shares in the last 24 months. This volume of shares sold represents approximately $2.82M in transactions.



This page (BATS:SEPU) was last updated on 5/5/2026 by MarketBeat.com Staff.
From Our Partners