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Innovator U.S. Equity Ultra Buffer ETF - April (UAPR) Institutional Ownership

$35.90 +0.04 (+0.11%)
Closing price 09/30/2026 04:10 PM Eastern
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$35.90 +0.00 (+0.01%)
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Institutional Ownership Changes (13F Filings) for Innovator U.S. Equity Ultra Buffer ETF - April (BATS:UAPR)

Number of
Institutional Buyers
(last 12 months)
30
Total
Institutional Inflows
(last 12 months)
$15.21M
Number of
Institutional Sellers
(last 12 months)
37
Total
Institutional Outflows
(last 12 months)
$72.84M
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UAPR Institutional Buying and Selling by Quarter

Innovator U.S. Equity Ultra Buffer ETF - April Major Shareholders & Ownership History

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Reporting DateMajor Shareholder NameShares HeldMarket Value% of PortfolioQuarterly Change in SharesOwnership in CompanyDetails
9/23/2026Envestnet Asset Management Inc.77,733$2.73M0.0%+55.6%1.143%
9/11/2026Bullseye Investment Management LLC1,450$51K0.0%N/A0.021%
9/9/2026Capital Analysts LLC3,545$124K0.0%N/A0.052%
9/9/2026RFG Advisory LLC9,808$344K0.0%-7.4%0.144%
9/2/2026Citadel Advisors LLC11,812$415K0.0%N/A0.174%
8/22/2026Concurrent Investment Advisors LLC6,277$220K0.0%N/A0.092%
8/21/2026KFG Wealth Management LLC127,143$4.47M0.5%-0.3%1.870%
7/10/2026Fiduciary Financial Group LLC22,041$774K0.1%-9.1%0.324%
7/8/2026Sonoma Allocations LLC26,694$938K0.4%N/A0.393%
5/19/2026Centaurus Financial Inc.16,603$554K0.0%-7.2%0.244%
5/16/2026IMG Wealth Management Inc.39,054$1.30M0.8%+26.3%0.574%
5/13/2026Cetera Investment Advisers34,880$1.16M0.0%-3.1%0.513%
5/4/2026Kellett Wealth Advisors LLC77,377$2.58M1.4%-0.5%1.138%
4/30/2026Kestra Advisory Services LLC51,929$1.73M0.0%-12.2%0.764%
4/28/2026Berger Financial Group Inc75,546$2.52M0.1%-14.3%1.111%
4/22/2026Cornerstone Wealth Group LLC6,931$238K0.0%N/A0.102%
4/21/2026KFG Wealth Management LLC127,465$4.25M0.5%-4.8%1.874%
4/18/2026BCS Wealth Management18,875$630K0.1%-50.0%0.278%
4/17/2026Outlook Wealth Advisors LLC7,213$241K0.1%-11.1%0.106%
4/16/2026Triad Wealth Partners LLC28,399$948K0.1%+46.7%0.418%
2/18/2026Beacon Pointe Advisors LLC8,478$278K0.0%+9.7%0.125%
2/18/2026OLD Mission Capital LLC41,025$1.34M0.0%+160.8%0.603%
2/17/2026Cetera Investment Advisers35,982$1.18M0.0%-1.9%0.529%
2/17/2026Osaic Holdings Inc.145,552$4.77M0.0%-5.6%2.140%
2/13/2026Kestra Advisory Services LLC59,116$1.94M0.0%+4.2%0.869%
2/12/2026Orion Porfolio Solutions LLC62,680$2.05M0.0%+9.0%0.922%
2/12/2026Commonwealth Equity Services LLC153,187$5.02M0.0%-5.3%2.253%
2/11/2026LPL Financial LLC32,340$1.06M0.0%-13.6%0.476%
2/11/2026Tradition Wealth Management LLC275,737$9.04M0.6%-1.7%4.055%
2/10/2026Foundations Investment Advisors LLC54,575$1.79M0.0%+205.8%0.803%
2/9/2026Harbour Investments Inc.2,517$82K0.0%-50.7%0.037%
2/6/2026RPS Advisory Solutions LLC18,561$608K0.3%-3.5%0.273%
2/4/2026Ballast Rock Private Wealth LLC6,659$218K0.1%N/A0.098%
2/3/2026MGO One Seven LLC64,442$2.11M0.0%-40.7%0.948%
2/3/2026Retirement Planning Group LLC12,617$413K0.0%-35.0%0.186%
2/3/2026Encompass More Asset Management8,632$283K0.1%+19.4%0.127%
2/3/2026AssuredPartners Investment Advisors LLC98,291$3.22M0.5%N/A1.445%
2/2/2026Truist Financial Corp76,695$2.51M0.0%-14.1%1.128%
2/2/2026Vantage Point Financial LLC7,531$247K0.1%-4.8%0.111%
1/30/2026Strategic Blueprint LLC50,098$1.64M0.1%-5.9%0.737%
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1/27/2026Berger Financial Group Inc88,120$2.89M0.2%-8.3%1.296%
1/26/2026LifeWealth Investments LLC7,815$256K0.1%-24.0%0.115%
1/26/2026CWM LLC142,320$4.66M0.0%+9.6%2.093%
1/26/2026BCS Wealth Management37,750$1.24M0.1%+100.0%0.555%
1/23/2026Optima Capital LLC1,840$60K0.0%N/A0.027%
1/23/2026Galvin Gaustad & Stein LLC11,673$383K0.0%N/A0.172%
1/23/2026Kellett Wealth Advisors LLC77,778$2.55M1.5%-0.5%1.144%
1/22/2026Triad Wealth Partners LLC19,361$634K0.1%+11.0%0.285%
1/21/2026KFG Wealth Management LLC133,848$4.39M0.6%-24.7%1.968%
1/20/2026C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors163,637$5.36M0.3%-34.9%2.406%
1/15/2026Brookstone Capital Management100,768$3.30M0.0%+16.8%1.482%
1/14/2026Lantz Financial LLC9,142$300K0.1%-12.7%0.134%
1/14/2026Spire Wealth Management53,877$1.77M0.1%-24.7%0.792%
1/14/2026Accurate Wealth Management LLC6,100$201K0.0%N/A0.090%
1/13/2026Signal Advisors Wealth LLC13,354$438K0.0%-46.8%0.196%
11/18/2025Advisory Services Network LLC32,461$1.04M0.0%-1.1%0.477%
11/17/2025Susquehanna International Group LLP30,565$982K0.0%+122.2%0.449%
11/17/2025Ausdal Financial Partners Inc.18,388$591K0.0%+143.4%0.270%
11/14/2025Raymond James Financial Inc.44,999$1.45M0.0%-6.5%0.662%
11/12/2025Integrity Advisory Solutions LLC8,951$288K0.0%N/A0.132%
11/12/2025Orion Porfolio Solutions LLC57,514$1.85M0.0%+16.5%0.846%
11/12/2025Bright Futures Wealth Management LLC.8,102$260K0.2%N/A0.119%
11/5/2025Envestnet Asset Management Inc.71,899$2.31M0.0%+6.3%1.057%
11/4/2025Souders Financial Advisors12,513$402K0.0%-2.6%0.184%
11/3/2025Your Advocates Ltd. LLP16,622$534K0.2%-18.4%0.244%
11/3/2025Impact Partnership Wealth LLC7,454$240K0.0%-49.8%0.110%
11/3/2025Foundations Investment Advisors LLC17,844$574K0.0%N/A0.262%
11/3/2025Archer Investment Corp5,960$192K0.0%-5.1%0.088%
10/30/2025Simplicity Wealth LLC6,728$216K0.0%-50.0%0.099%
10/30/2025Triad Wealth Partners LLC17,435$560K0.1%+97.3%0.256%
10/27/2025Financial Network Wealth Advisors LLC2,505$81K0.1%+30.9%0.037%
10/24/2025Vantage Point Financial LLC7,909$254K0.1%N/A0.116%
10/23/2025Spire Wealth Management71,583$2.30M0.1%-43.1%1.053%
10/22/2025CoreCap Advisors LLC4,806$154K0.0%-14.7%0.071%
10/22/2025Commonwealth Equity Services LLC161,762$5.20M0.0%-5.4%2.379%
10/21/2025Kellett Wealth Advisors LLC78,178$2.51M1.5%-1.9%1.150%
10/21/2025C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors251,545$8.09M0.5%+5.5%3.699%
10/20/2025DHJJ Financial Advisors Ltd.1,128$36K0.0%-25.0%0.017%
10/20/2025LifeWealth Investments LLC10,279$330K0.1%-5.7%0.151%
10/17/2025Encompass More Asset Management7,229$232K0.0%N/A0.106%
10/15/2025CWM LLC129,864$4.17M0.0%+1.8%1.910%
10/15/2025Milestone Asset Management LLC13,270$426K0.1%-2.3%0.195%
10/15/2025Brookstone Capital Management86,272$2.77M0.0%-95.5%1.269%
10/14/2025Berger Financial Group Inc96,101$3.09M0.2%-9.5%1.413%
10/10/2025Signal Advisors Wealth LLC25,080$806K0.1%-38.7%0.369%
10/7/2025KFG Wealth Management LLC177,837$5.72M0.8%-5.1%2.615%
9/4/2025Osaic Holdings Inc.161,108$5.04M0.0%+35.2%2.369%
8/29/2025Evolution Wealth Management Inc.1,160$36K0.0%N/A0.017%
8/29/2025Centaurus Financial Inc.18,278$572K0.0%-2.0%0.269%
8/27/2025Orion Porfolio Solutions LLC49,381$1.55M0.0%+145.7%0.726%
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8/19/2025Advisory Services Network LLC32,808$1.04M0.0%+119.0%0.482%
8/15/2025Orion Porfolio Solutions LLC49,381$1.55M0.0%+145.7%0.726%
8/15/2025MML Investors Services LLC34,814$1.09M0.0%N/A0.512%
8/14/2025Ausdal Financial Partners Inc.7,554$236K0.0%N/A0.111%
8/14/2025Raymond James Financial Inc.48,109$1.51M0.0%-2.5%0.707%
8/13/2025SageView Advisory Group LLC28,753$910K0.0%+22.4%0.423%
8/13/2025Trek Financial LLC18,534$580K0.0%-24.3%0.273%
8/8/2025Cetera Investment Advisers25,368$794K0.0%+25.7%0.373%
8/8/2025WealthShield Partners LLC15,144$474K0.1%+57.2%0.223%
8/6/2025AE Wealth Management LLC8,831$276K0.0%-23.7%0.130%


UAPR Institutional Ownership - Frequently Asked Questions

During the previous two years, 94 institutional investors and hedge funds held shares of Innovator U.S. Equity Ultra Buffer ETF - April. The most heavily invested institutionals were Tradition Wealth Management LLC ($9.04M), C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors ($5.36M), Commonwealth Equity Services LLC ($5.02M), Osaic Holdings Inc. ($4.77M), CWM LLC ($4.66M), KFG Wealth Management LLC ($4.47M), and Brookstone Capital Management ($3.30M).Learn more on Innovator U.S. Equity Ultra Buffer ETF - April's institutional investors.

Of the 69 institutional investors that purchased Innovator U.S. Equity Ultra Buffer ETF - April's stock in the last 24 months, the following investors and hedge funds have bought the highest volume of shares: Brookstone Capital Management ($1.88M), AssuredPartners Investment Advisors LLC ($229.42K), LifeWealth Investments LLC ($144.57K), CWM LLC ($123.71K), Prairie Wealth Advisors Inc. ($98.04K), Raymond James Financial Inc. ($96.34K), and Orion Porfolio Solutions LLC ($71.87K).

Institutional investors have bought a total of 460,337 shares in the last 24 months. This purchase volume represents approximately $15.21M in transactions.

Of the 37 institutional investors that sold Innovator U.S. Equity Ultra Buffer ETF - April's stock in the last 24 months, the following investors and hedge funds have sold the highest volume of shares: Brookstone Capital Management ($1.81M), C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors ($87.91K), Spire Wealth Management ($71.96K), KFG Wealth Management LLC ($60.22K), MGO One Seven LLC ($44.15K), Berger Financial Group Inc ($30.59K), and Signal Advisors Wealth LLC ($27.58K).

Institutional investors have sold a total of 2,258,202 shares in the last 24 months. This volume of shares sold represents approximately $72.84M in transactions.


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Institutional ownership data for BATS:UAPR is compiled from quarterly 13F filings submitted to the U.S. Securities and Exchange Commission (SEC), with the most recent received on 9/23/2026. New 13F filings are added each quarter as they're published.
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